CALIFORNIA
San Francisco (City and County)
Sep 17, 2014 . . . . . . $155,620,000
General Obligation Bonds (Earthquake Safety and Emergency Response Bonds, 2010), Series 2014C (book entry). $54,950,000
Dated Oct 2, 2014.
Due Jun 15, 2015 to 2034.
Callable Jun 15, 2022 at par.
Winning bid: JPMorgan, at n/a, TIC 2.9738%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $3,630,000 | 2.00% | 0.13% | ||
| 6/15/16 | $4,410,000 | 4.00% | 0.25% | ||
| 6/15/17 | $3,245,000 | 5.00% | 0.51% | ||
| 6/15/18 | $1,740,000 | 5.00% | 0.77% | ||
| 6/15/19 | $1,830,000 | 5.00% | 1.06% | ||
| 6/15/20 | $1,920,000 | 5.00% | 1.36% | ||
| 6/15/21 | $2,015,000 | 5.00% | 1.63% | ||
| 6/15/22 | $2,115,000 | 5.00% | 1.90% | ||
| 6/15/23 | $2,220,000 | 5.00% | 2.08% | ||
| 6/15/24 | $2,335,000 | 5.00% | 2.17% | ||
| 6/15/25 | $2,450,000 | 5.00% | 2.26% | ||
| 6/15/26 | $2,570,000 | 4.00% | 2.49% | ||
| 6/15/27 | $2,675,000 | 4.00% | 2.61% | ||
| 6/15/28 | $2,780,000 | 4.00% | 2.73% | ||
| 6/15/29 | $2,895,000 | 4.00% | 2.80% | ||
| 6/15/30 | $3,010,000 | 3.00% | 3.20% | ||
| 6/15/31 | $3,100,000 | 4.00% | 2.97% | ||
| 6/15/32 | $3,225,000 | 3.25% | 3.439% | ||
| 6/15/33 | $3,325,000 | 4.00% | 3.10% | ||
| 6/15/34 | $3,460,000 | 4.00% | 3.19% |
General Obligation Bonds (Earthquake Safety and Emergency Response Bonds, 2014), Series 2014D (book entry). $100,670,000
Dated Oct 2, 2014.
Due Jun 15, 2015 to 2034.
Callable Jun 15, 2022 at par.
Winning bid: JPMorgan, at n/a, TIC 2.9738%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $6,655,000 | 2.00% | 0.13% | ||
| 6/15/16 | $8,095,000 | 4.00% | 0.25% | ||
| 6/15/17 | $5,950,000 | 5.00% | 0.51% | ||
| 6/15/18 | $3,190,000 | 5.00% | 0.77% | ||
| 6/15/19 | $3,345,000 | 5.00% | 1.06% | ||
| 6/15/20 | $3,515,000 | 5.00% | 1.36% | ||
| 6/15/21 | $3,690,000 | 5.00% | 1.63% | ||
| 6/15/22 | $3,875,000 | 5.00% | 1.90% | ||
| 6/15/23 | $4,070,000 | 5.00% | 2.08% | ||
| 6/15/24 | $4,270,000 | 5.00% | 2.17% | ||
| 6/15/25 | $4,485,000 | 5.00% | 2.26% | ||
| 6/15/26 | $4,710,000 | 4.00% | 2.49% | ||
| 6/15/27 | $4,900,000 | 4.00% | 2.61% | ||
| 6/15/28 | $5,095,000 | 4.00% | 2.73% | ||
| 6/15/29 | $5,300,000 | 4.00% | 2.80% | ||
| 6/15/30 | $5,510,000 | 3.00% | 3.20% | ||
| 6/15/31 | $5,675,000 | 4.00% | 2.97% | ||
| 6/15/32 | $5,905,000 | 3.25% | 3.439% | ||
| 6/15/33 | $6,095,000 | 4.00% | 3.10% | ||
| 6/15/34 | $6,340,000 | 4.00% | 3.19% |
Other managers: Academy Securities Inc., Estrada Hinojosa & Company, Inc., De La Rosa & Co., SL Hare Capital.
L.O.: Schiff Hardin LLP, San Francisco, CA; and Amira Jackmon, Attorney at Law, Berkeley, CA.
F.A.: Stifel, Nicolaus & Co., Inc., San Francisco, CA; and TKG & Associates, LLC, San Francisco, CA.
Other bidders were:
Citigroup, TIC 2.9894%
Morgan Stanley, TIC 2.9998%
Wells Fargo Secs, TIC 3.008%
BA Merrill Lynch, TIC 3.0173%
Goldman Sachs, TIC 3.0468%
William Blair, TIC 3.1442%
KANSAS
Seneca (City)
Sep 17, 2014 . . . . . . $840,000
Taxable General Obligation Bonds Series 2014-A (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Sep 1, 2015 to 2024.
Callable Sep 1, 2021 at par.
Winning bid: Stern Brothers, at n/a, TIC 2.874%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $80,000 | 2.80% | 2.80% | ||
| 9/1/16 | $75,000 | 2.80% | 2.80% | ||
| 9/1/17 | $80,000 | 2.80% | 2.80% | ||
| 9/1/18 | $80,000 | 2.80% | 2.80% | ||
| 9/1/19 | $80,000 | 2.80% | 2.80% | ||
| 9/1/20 | $85,000 | 2.80% | 2.80% | ||
| 9/1/21 | $85,000 | 2.80% | 2.80% | ||
| 9/1/22 | $90,000 | 2.80% | 2.80% | ||
| 9/1/23 | $90,000 | 2.80% | 2.80% | ||
| 9/1/24 | $95,000 | 2.80% | 2.80% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: George K. Baum & Co., Kansas City, KS; and George K. Baum & Co., Kansas City, MO.
Other bidders were:
UMB Bank, TIC 2.9134%
Country Club Bank, TIC 2.9428%
Central States Cap, TIC 2.943%
D.A. Davidson, TIC 2.949%
Commerce Bank, TIC 2.997%
MASSACHUSETTS
Berkshire Regional Transit Authority
Sep 17, 2014 . . . . . . $4,700,000
General Obligation Revenue Anticipation Notes (bank qualified) (book entry).
Dated Sep 26, 2014.
Due Sep 25, 2015.
Purchased $4,700,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $26,414.00, effective rate 0.4365%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Stifel, Nicolaus & Co., Inc., Boston, MA; and Stifel, Nicolaus & Co., Inc., Chicago, IL.
Other bidders were:
Oppenheimer, Effective Rate 0.517%
Jefferies, Effective Rate 0.5691%
TD Securities, Effective Rate 0.6273%
Kingston (Town)
Sep 17, 2014 . . . . . . $433,966
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Oct 3, 2014.
Due Oct 2, 2015.
Purchased $433,970.00 by Eastern Bk Cap Mkts, at 0.55%, effective rate 0.55%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.55%
UniBank Fiscal Adv, Effective Rate 0.65%
Roosevelt & Cross, Effective Rate 0.8921%
Scituate (Town)
Sep 17, 2014 . . . . . . $9,354,000
General Obligation Bond Anticipation Notes (new money and renewal).
Dated Sep 26, 2014.
Due Mar 27, 2015.
Purchased $9,354,000.00 by TD Securities, at 0.75%, plus $29,839.25, effective rate 0.1155%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.1169%
Eastern Bk Cap Mkts, Effective Rate 0.1175%
Jefferies, Effective Rate 0.1413%
Century Bk, Effective Rate 0.4124%
MINNESOTA
Rosemount (City)
Sep 16, 2014 . . . . . . $2,400,000
General Obligation Bonds, Series 2014A (bank qualified) (book entry).
Dated Oct 16, 2014.
Due Feb 1, 2016 to 2025.
Callable Feb 1, 2023 at par.
Winning bid: United Banker's Bk, at n/a, TIC 1.5251%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $380,000 | 0.35% | 0.35% | ||
| 2/1/17 | $395,000 | 0.55% | 0.55% | ||
| 2/1/18 | $395,000 | 0.85% | 0.85% | ||
| 2/1/19 | $400,000 | 1.10% | 1.10% | ||
| 2/1/20 | $410,000 | 1.30% | 1.30% | ||
| 2/1/23 | $245,000 | 1.90% | 1.90% | ||
| 2/1/25 | $175,000 | 2.40% | 2.40% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Northland Securities, TIC 1.5303%
PNC Capital Markets, TIC 1.5726%
Robert W. Baird, TIC 1.5782%
Piper Jaffray, TIC 1.5838%
Hutchinson Shockey, TIC 1.6287%
Raymond James, TIC 1.6328%
Sterne Agee, TIC 1.7022%
UMB Bank, TIC 1.7058%
City Securities, TIC 1.7855%
NEW JERSEY
Avon-by-the-Sea Borough
Sep 17, 2014 . . . . . . $1,026,000
Bond Anticipation Notes (bank qualified).
Dated Sep 25, 2014.
Due Feb 20, 2015.
Purchased $1,026,000.00 by Two Rivers Wtr Rec, at 0.82%, effective rate 0.82%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.4105%
Byram Township
Sep 17, 2014 . . . . . . $1,787,500
Notes Consisting of: $1,727,500 Bond Anticipation Notes and $60,000 Special Emergency Notes (bank qualified).
Dated Sep 25, 2014.
Due Sep 25, 2015.
Purchased $1,787,500.00 by Jefferies, at 1.25%, plus $9,850.00, effective rate 0.699%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 0.7%
PNC Bank, Effective Rate 0.73%
Passaic Vly Wtr Comm, Effective Rate 0.7899%
Oppenheimer, Effective Rate 0.832%
Closter Borough
Sep 17, 2014 . . . . . . $5,185,000
Bond Anticipation Note (bank qualified).
Dated Sep 26, 2014.
Due Feb 25, 2015.
Purchased $5,185,000.00 by TD Securities, at 1.0%, plus $13,273.00, effective rate 0.3815%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.681%
Oppenheimer, Effective Rate 0.7165%
East Orange (City)
Sep 17, 2014 . . . . . . $9,424,000
General Obligation Notes consisting of: $5,645,500 Tax Appeal Refunding Bonds, Series 2014A; $850,500 Special Emergency Notes, Series 2014B; and $2,928,000 Bond Anticipation Notes, Series 2014C (book entry).
Dated Sep 24, 2014.
Due Sep 23, 2015.
Purchased $9,424,000.00 by Oppenheimer, at 1.0%, plus $53,030.00, effective rate 0.4357%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.5705%
Roosevelt & Cross, Effective Rate 0.6343%
TD Securities, Effective Rate 0.6671%
PNC Capital Markets, Effective Rate 0.7245%
Hopewell Borough
Sep 17, 2014 . . . . . . $4,768,975
Bond Anticipation Note (bank qualified).
Dated Sep 24, 2014.
Due Sep 24, 2015.
Purchased $4,768,980.00 by TD Securities, at 1.5%, plus $27,135.47, effective rate 0.931%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0137%
Jefferies, Effective Rate 1.348%
Livingston Township Board of Education
Sep 17, 2014 . . . . . . $8,000,000
Grant Anticipation Note (bank qualified).
Dated Sep 24, 2014.
Due Sep 24, 2015.
Purchased $8,000,000.00 by RBC Capital Mkts, at 1.0%, plus $44,240.00, effective rate 0.447%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 0.568%
TD Securities, Effective Rate 0.67%
Oppenheimer, Effective Rate 0.678%
Stillwater Township
Sep 17, 2014 . . . . . . $1,405,000
Bond Anticipation Note (bank qualified).
Dated Sep 25, 2014.
Due Sep 25, 2015.
Purchased $1,405,000.00 by Lakeland Bank, at 0.95%, effective rate 0.95%.
L.O.: Kraft & Capizzi LLC, Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0878%
West Cape May Borough
Sep 17, 2014 . . . . . . $3,500,000
Bond Anticipation Note (bank qualified).
Dated Sep 25, 2014.
Due Sep 25, 2015.
Purchased $3,500,000.00 by PNC Bank, at 0.66%, effective rate 0.66%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.949%
NEW MEXICO
Alamogordo Municipal School District No. 1
Sep 17, 2014 . . . . . . $1,500,000
Education Technology General Obligation Lease-Purchase Certificates of Participation, Series 2014A (bank qualified) (book entry).
Dated Oct 21, 2014.
Due Aug 1, 2015 to 2019.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.8539, TIC 1.3258%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $20,000 | 1.00% | 0.25% | ||
| 8/1/16 | $125,000 | 0.05% | 0.65% | ||
| 8/1/17 | $200,000 | 1.00% | 0.75% | ||
| 8/1/18 | $555,000 | 2.00% | 1.10% | ||
| 8/1/19 | $600,000 | 2.00% | 1.40% |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Casey Financial Consulting, Albuquerque, NM.
Other bidders were:
Robert W. Baird, TIC 1.3582%
Raymond James, TIC 1.3693%
BOSC, TIC 1.4223%
FirstSouthwest, TIC 1.4708%
NEW YORK
Afton Central School District
Sep 17, 2014 . . . . . . $1,500,000
Revenue Anticipation Notes, 2014 (bank qualified).
Dated Sep 25, 2014.
Due Sep 25, 2015.
Purchased $1,500,000.00 by Jefferies, at 1.0%, plus $3,872.00, effective rate 0.7419%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 0.8%
Oppenheimer, Effective Rate 0.862%
NBT Bank, Effective Rate 1.03%
Board of Cooperative Educational Services for the Sole Supervisory District of Oneida, Herkimer and Madison Counties
Sep 17, 2014 . . . . . . $13,500,000
Revenue Anticipation Notes, 2014.
Dated Sep 25, 2014.
Due Jun 15, 2015.
Purchased $13,500,000.00 by JPMorgan Chase, at 0.75%, effective rate 0.75%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7946%
Oppenheimer, Effective Rate 0.8174%
Clifton-Fine Central School District
Sep 17, 2014 . . . . . . $406,267
Bond Anticipation Notes, 2014 (bank qualified).
Dated Sep 25, 2014.
Due Sep 25, 2015.
Purchased $406,270.00 by Roosevelt & Cross, at 1.25%, plus $1,318.00, effective rate 0.9256%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 0.93%
Oppenheimer, Effective Rate 1.2783%
Elba Village
Sep 17, 2014 . . . . . . $250,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Sep 30, 2014.
Due Sep 29, 2015.
Purchased $250,000.00 by Roosevelt & Cross, at 1.75%, plus $663.00, effective rate 1.4841%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.7399%
M & T Bank, Effective Rate 2.89%
Peekskill (City)
Sep 17, 2014 . . . . . . $1,930,000
Bond Anticipation Notes-2014 (bank qualified).
Dated Sep 26, 2014.
Due Sep 25, 2015.
Purchased $1,930,000.00 by Pioneer Comm Bk, at 0.58%, effective rate 0.58%.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6213%
Roosevelt & Cross, Effective Rate 0.7045%
Jefferies, Effective Rate 0.7272%
JPMorgan Chase, Effective Rate 0.9%
St. Lawrence County
Sep 17, 2014 . . . . . . $10,000,000
Revenue Anticipation Notes, 2014.
Dated Sep 26, 2014.
Due Aug 28, 2015.
Purchased $10,000,000.00 by TD Securities, at 1.5%, plus $51,700.00, effective rate 0.9394%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9821%
Oppenheimer, Effective Rate 1.0185%
Jefferies, Effective Rate 1.025%
Roosevelt & Cross, Effective Rate 1.1346%
Webster (Town)
Sep 17, 2014 . . . . . . $4,621,000
Bond Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Oct 1, 2014.
Due Sep 30, 2015.
Purchased $4,621,000.00 by TD Securities, at 1.0%, plus $31,653.85, effective rate 0.3131%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 0.4284%
Oppenheimer, Effective Rate 0.4675%
First Niagara Bank, Effective Rate 0.7%
JPMorgan Chase, Effective Rate 0.8%
TENNESSEE
Knoxville (City)
Sep 17, 2014 . . . . . . $31,080,000
General Obligation Bonds, Series 2014 (book entry).
Dated Oct 10, 2014.
Due May 1, 2016 to 2034.
Callable May 1, 2021 at par.
Winning bid: Raymond James, at 101.0553, TIC 2.8635%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/16 | $580,000 | 2.00% | 0.29% | ||
| 5/1/17 | $1,200,000 | 5.00% | 0.54% | ||
| 5/1/18 | $1,250,000 | 5.00% | 0.82% | ||
| 5/1/19 | $1,300,000 | 4.00% | 1.11% | ||
| 5/1/20 | $1,350,000 | 1.50% | 1.43% | ||
| 5/1/21 | $1,400,000 | 5.00% | 1.70% | ||
| 5/1/22 | $1,500,000 | 2.00% | 2.08% | ||
| 5/1/23 | $1,550,000 | 2.125% | 2.26% | ||
| 5/1/24 | $1,600,000 | 2.25% | 2.33% | ||
| 5/1/25 | $1,650,000 | 2.375% | 2.50% | ||
| 5/1/26 | $1,700,000 | 2.50% | 2.70% | ||
| 5/1/27 | $1,750,000 | 3.00% | 2.89% | ||
| 5/1/28 | $1,850,000 | 3.00% | 3.00% | ||
| 5/1/29 | $1,900,000 | 3.00% | 3.05% | ||
| 5/1/30 | $1,950,000 | 3.00% | 3.10% | ||
| 5/1/31 | $2,050,000 | 3.00% | 3.16% | ||
| 5/1/32 | $2,100,000 | 3.125% | 3.24% | ||
| 5/1/33 | $2,150,000 | 3.125% | 3.29% | ||
| 5/1/34 | $2,250,000 | 3.25% | 3.34% |
Other managers: Morgan Stanley & Co., Inc., Duncan-Williams, Inc., Fidelity Capital Markets, UBS Financial Services, Inc., Jefferies LLC, Ramirez & Co., Inc., City Securities Corp., Avondale Partners, LLC, StockCross Financial Services, Inc..
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.9263%
Robert W. Baird, TIC 2.9266%
Janney Montgomery, TIC 2.9548%
Piper Jaffray, TIC 2.9549%
Wells Fargo Secs, TIC 2.96%
JPMorgan, TIC 2.9615%
BA Merrill Lynch, TIC 2.9898%
Hutchinson Shockey, TIC 3.0124%
SunTrust Robinson, TIC 3.2072%
TEXAS
Denton County Fresh Water Supply District No. 11-B
Sep 16, 2014 . . . . . . $2,200,000
Unlimited Tax Road Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Sep 1, 2016 to 2039.
Callable Sep 1, 2022 at par.
Winning bid: Southwest Securities, at 97.4756, NIC 3.9947%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $55,000 | 2.00% | 1.40% | ||
| 9/1/17 | $55,000 | 2.00% | 1.70% | ||
| 9/1/18 | $60,000 | 2.00% | 1.90% | ||
| 9/1/19 | $60,000 | 2.20% | 2.20% | ||
| 9/1/20 | $65,000 | 2.50% | 2.50% | ||
| 9/1/21 | $65,000 | 2.75% | 2.75% | ||
| 9/1/22 | $70,000 | 3.00% | 3.00% | ||
| 9/1/23 | $70,000 | 3.25% | 3.25% | ||
| 9/1/24 | $75,000 | 3.40% | 3.40% | ||
| 9/1/25 | $80,000 | 3.50% | 3.50% | ||
| 9/1/26 | $80,000 | 3.50% | 3.57% | ||
| 9/1/27 | $85,000 | 3.60% | 3.65% | ||
| 9/1/28 | $90,000 | 3.70% | 3.70% | ||
| 9/1/29 | $95,000 | 3.75% | 3.80% | ||
| 9/1/30 | $100,000 | 3.75% | 3.85% | ||
| 9/1/31 | $100,000 | 3.90% | 3.90% | ||
| 9/1/32 | $105,000 | 3.90% | 3.95% | ||
| 9/1/33 | $110,000 | 3.90% | 4.00% | ||
| 9/1/34 | $115,000 | 4.00% | 4.05% | ||
| 9/1/35 | $120,000 | 4.00% | 4.10% | ||
| 9/1/37 | $260,000 | 4.10% | 4.20% | ||
| 9/1/39 | $285,000 | 4.125% | 4.25% |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.0147%
GMS Group, NIC 4.016%
Morgan Stanley, NIC 4.1599%
Fort Bend County Municipal Utility District No. 151
Sep 17, 2014 . . . . . . $9,500,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Sep 1, 2015 to 2039.
Callable Sep 1, 2022 at par.
Winning bid: Raymond James, at 99.6546, NIC 3.0564%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $750,000 | 2.00% | 0.45% | BAM | |
| 9/1/16 | $750,000 | 2.00% | 0.60% | BAM | |
| 9/1/17 | $750,000 | 2.00% | 1.00% | BAM | |
| 9/1/18 | $750,000 | 2.00% | 1.25% | BAM | |
| 9/1/19 | $500,000 | 2.00% | 1.65% | BAM | |
| 9/1/20 | $500,000 | 2.25% | 2.10% | BAM | |
| 9/1/21 | $500,000 | 2.375% | 2.20% | BAM | |
| 9/1/22 | $500,000 | 2.625% | 2.55% | BAM | |
| 9/1/23 | $500,000 | 2.75% | 2.70% | BAM | |
| 9/1/24 | $500,000 | 3.00% | 2.80% | BAM | |
| 9/1/25 | $500,000 | 3.00% | 2.90% | BAM | |
| 9/1/26 | $500,000 | 3.00% | 3.00% | BAM | |
| 9/1/27 | $500,000 | 3.125% | 3.125% | BAM | |
| 9/1/28 | $500,000 | 3.125% | 3.25% | BAM | |
| 9/1/29 | $500,000 | 3.125% | 3.35% | BAM | |
| 9/1/32 | $300,000 | 3.40% | 3.60% | BAM | |
| 9/1/34 | $200,000 | 3.50% | 3.75% | BAM | |
| 9/1/36 | $200,000 | 4.00% | 3.85% | BAM | |
| 9/1/39 | $300,000 | 4.00% | 4.00% | BAM |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, NIC 3.0949%
SAMCO Cap Mkts, NIC 3.1231%
Hutchinson Shockey, NIC 3.1527%
Harris County Municipal Utility District No. 390
Sep 17, 2014 . . . . . . $2,605,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Apr 1, 2016 to 2037.
Callable Apr 1, 2022 at par.
Winning bid: Raymond James, at 97.2349, NIC 3.9797%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $100,000 | 2.00% | 0.65% | MAC | |
| 4/1/17 | $10,000 | 2.00% | 1.00% | MAC | |
| 4/1/18 | $10,000 | 2.00% | 1.25% | MAC | |
| 4/1/19 | $10,000 | 2.00% | 1.65% | MAC | |
| 4/1/20 | $10,000 | 2.25% | 2.10% | MAC | |
| 4/1/21 | $10,000 | 2.25% | 2.25% | MAC | |
| 4/1/22 | $10,000 | 2.75% | 2.60% | MAC | |
| 4/1/23 | $10,000 | 2.75% | 2.75% | MAC | |
| 4/1/24 | $15,000 | 3.00% | 2.85% | MAC | |
| 4/1/25 | $15,000 | 3.00% | 3.00% | MAC | |
| 4/1/26 | $15,000 | 3.05% | 3.05% | MAC | |
| 4/1/31 | $165,000 | 3.45% | 3.65% | MAC | |
| 4/1/33 | $275,000 | 3.50% | 3.75% | MAC | |
| 4/1/34 | $300,000 | 3.50% | 3.80% | MAC | |
| 4/1/35 | $550,000 | 4.00% | 3.85% | MAC | |
| 4/1/37 | $1,100,000 | 4.00% | 4.00% | MAC |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.027%
Southwest Securities, NIC 4.0426%
Hutchinson Shockey, NIC 4.2186%
Harris County Municipal Utility District No. 432
Sep 17, 2014 . . . . . . $2,100,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Mar 1, 2016 to 2039.
Callable Mar 1, 2022 at par.
Winning bid: Morgan Stanley, at 97.6900, NIC 3.9565%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $50,000 | 2.00% | 1.35% | ||
| 3/1/17 | $50,000 | 2.00% | 1.60% | ||
| 3/1/18 | $55,000 | 2.00% | 1.90% | ||
| 3/1/19 | $55,000 | 2.125% | 2.20% | ||
| 3/1/20 | $60,000 | 2.50% | 2.50% | ||
| 3/1/21 | $60,000 | 2.75% | 2.75% | ||
| 3/1/22 | $65,000 | 3.00% | 3.00% | ||
| 3/1/23 | $65,000 | 3.125% | 3.20% | ||
| 3/1/24 | $70,000 | 3.125% | 3.30% | ||
| 3/1/25 | $75,000 | 3.25% | 3.45% | ||
| 3/1/26 | $75,000 | 3.25% | 3.50% | ||
| 3/1/27 | $80,000 | 3.50% | 3.60% | ||
| 3/1/28 | $85,000 | 3.625% | 3.70% | ||
| 3/1/29 | $90,000 | 3.75% | 3.75% | ||
| 3/1/30 | $95,000 | 3.75% | 3.80% | ||
| 3/1/31 | $100,000 | 3.75% | 3.85% | ||
| 3/1/32 | $100,000 | 3.875% | 3.90% | ||
| 3/1/33 | $105,000 | 3.875% | 3.95% | ||
| 3/1/34 | $110,000 | 4.00% | 4.00% | ||
| 3/1/35 | $120,000 | 4.00% | 4.05% | ||
| 3/1/36 | $125,000 | 4.00% | 4.10% | ||
| 3/1/37 | $130,000 | 4.125% | 4.13% | ||
| 3/1/38 | $135,000 | 4.125% | 4.15% | ||
| 3/1/39 | $145,000 | 4.125% | 4.20% |
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 3.9948%
Southwest Securities, NIC 4.0226%
Kaufman County Municipal Utility District No. 11
Sep 17, 2014 . . . . . . $1,880,000
Unlimited Tax Road Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Mar 1, 2033 to 2039.
Callable Mar 1, 2023 at par.
Winning bid: BOSC, at 97.1077, NIC 3.9772%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/34 | $255,000 | 3.625% | 3.80% | MAC | |
| 3/1/37 | $845,000 | 3.75% | 3.90% | MAC | |
| 3/1/39 | $780,000 | 4.00% | 3.95% | MAC |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C., Dallas, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.0655%
Raymond James, NIC 4.0779%
FirstSouthwest, NIC 4.1155%
VIRGINIA
Virginia Resources Authority
Sep 17, 2014 . . . . . . $5,760,000
Clean Water State Match Revenue Bonds, Series 2014A (book entry).
Dated Sep 30, 2014.
Due Apr 1, 2015.
Purchased $5,760,000.00 by PNC Capital Markets, at 1.0%, plus $26,323.20, effective rate 0.0906%.
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
JPMorgan, Effective Rate 0.1003%
Morgan Stanley, Effective Rate 0.1005%
Citigroup, Effective Rate 0.1015%
Wells Fargo Secs, Effective Rate 0.1173%
TD Securities, Effective Rate 0.1223%
Raymond James, Effective Rate 0.1283%
BA Merrill Lynch, Effective Rate 0.1706%
Virginia Resources Authority
Sep 17, 2014 . . . . . . $178,935,000
Clean Water State Revolving Fund Revenue Bonds, Refunding Series 2014B (book entry).
Dated Sep 30, 2014.
Due Oct 1, 2015 to 2031.
Callable Oct 1, 2024 at par.
Winning bid: Citigroup, at 113.9525, TIC 2.7761%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $90,000 | 2.00% | 0.13% | ||
| 10/1/16 | $90,000 | 3.00% | 0.32% | ||
| 10/1/17 | $100,000 | 3.00% | 0.60% | ||
| 10/1/18 | $100,000 | 3.00% | 0.88% | ||
| 10/1/19 | $8,175,000 | 4.00% | 1.17% | ||
| 10/1/20 | $8,560,000 | 5.00% | 1.50% | ||
| 10/1/21 | $9,015,000 | 5.00% | 1.76% | ||
| 10/1/22 | $9,485,000 | 5.00% | 2.01% | ||
| 10/1/23 | $9,985,000 | 5.00% | 2.20% | ||
| 10/1/24 | $10,505,000 | 5.00% | 2.32% | ||
| 10/1/25 | $11,055,000 | 5.00% | 2.41% | ||
| 10/1/26 | $26,155,000 | 5.00% | 2.49% | ||
| 10/1/27 | $28,000,000 | 4.00% | 2.70% | ||
| 10/1/28 | $26,065,000 | 3.50% | 3.01% | ||
| 10/1/29 | $21,610,000 | 3.50% | 3.08% | ||
| 10/1/30 | $9,150,000 | 3.50% | 3.15% | ||
| 10/1/31 | $795,000 | 3.50% | 3.21% |
Other managers: Ramirez & Co., Inc., Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., LLC, CastleOak Securities, L.P., PNC Capital Markets, Loop Capital Markets, LLC, Southwest Securities, Inc., Rice Financial Products Company.
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
JPMorgan, TIC 2.7781%
Morgan Stanley, TIC 2.7826%
BA Merrill Lynch, TIC 2.8061%
Wells Fargo Secs, TIC 2.83%
Barclays Capital, TIC 2.832%
Jefferies, TIC 2.8655%
WISCONSIN
Athens School District
Sep 15, 2014 . . . . . . $500,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 30, 2014.
Due Oct 15, 2015.
Purchased $500,000.00 by Robert W. Baird, at 1.0%, plus $2,345.00, effective rate 0.5975%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
BOSC, Effective Rate 0.7281%
Oppenheimer, Effective Rate 1.374%
Abbey Bk, Effective Rate 2.15%
Burlington Area School District
Sep 9, 2014 . . . . . . $5,290,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Sep 18, 2014.
Due Sep 23, 2015.
Purchased $5,290,000.00 by Robert W. Baird, at 1.0%, plus $27,242.00, effective rate 0.493%.
L.O.: Quarles & Brady, Milwaukee, WI.
Other bidders were:
Town Bk of Hartland, Effective Rate 0.53%
Oppenheimer, Effective Rate 0.6725%
Mequon-Thiensville School District
Sep 15, 2014 . . . . . . $2,000,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Sep 24, 2014.
Due Sep 4, 2015.
Purchased $2,000,000.00 by BOSC, at 1.0%, plus $9,438.00, effective rate 0.4981%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, Effective Rate 0.514%
Mequon-Thiensville School District
Sep 15, 2014 . . . . . . $3,000,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Sep 24, 2014.
Due Feb 4, 2015.
Purchased $3,000,000.00 by Robert W. Baird, at 1.0%, plus $6,090.00, effective rate 0.4378%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
BOSC, Effective Rate 0.5264%
New London School District
Sep 8, 2014 . . . . . . $1,500,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 24, 2014.
Due Jun 30, 2015.
Purchased $1,500,000.00 by Robert W. Baird, at 1.0%, plus $2,925.00, effective rate 0.7457%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
New London School District
Sep 8, 2014 . . . . . . $2,980,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 24, 2014.
Due Sep 23, 2015.
Purchased $2,980,000.00 by Bankers' Bank, at 0.5%, effective rate 0.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Oconto Falls Public School District
Sep 15, 2014 . . . . . . $4,700,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 22, 2014.
Due Oct 1, 2015.
Purchased $4,700,000.00 by Robert W. Baird, at 1.0%, plus $25,145.00, effective rate 0.5204%.
L.O.: Davis & Kuelthau, S.C., Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.7424%
TAXABLE ISSUES
NEW JERSEY
Brick Township
Sep 16, 2014 . . . . . . $23,650,000
General Obligation Bonds (French's Landfill Solar Redevelopment Project), Series 2014B (Federally Taxable) (book entry).
Dated Sep 26, 2014.
Due Sep 1, 2015 to 2029.
Callable Sep 1, 2023 at par.
Winning bid: BMO Cap Mkts GKST, at 100.1920, TIC 3.2414%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $1,010,000 | 2.00% | 0.45% | ||
| 9/1/16 | $1,355,000 | 2.00% | 0.75% | ||
| 9/1/17 | $1,375,000 | 2.00% | 1.30% | ||
| 9/1/18 | $1,400,000 | 2.00% | 1.75% | ||
| 9/1/19 | $1,420,000 | 2.25% | 2.10% | ||
| 9/1/20 | $1,455,000 | 3.00% | 2.35% | ||
| 9/1/21 | $1,495,000 | 3.00% | 2.55% | ||
| 9/1/22 | $1,545,000 | 3.00% | 2.75% | ||
| 9/1/23 | $1,595,000 | 3.00% | 2.95% | ||
| 9/1/24 | $1,650,000 | 3.15% | 3.15% | ||
| 9/1/25 | $1,715,000 | 3.30% | 3.30% | ||
| 9/1/26 | $1,790,000 | 3.45% | 3.45% | ||
| 9/1/27 | $1,870,000 | 3.60% | 3.60% | ||
| 9/1/28 | $1,955,000 | 3.75% | 3.75% | ||
| 9/1/29 | $2,020,000 | 3.85% | 3.85% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Robert W. Baird, TIC 3.2704%
Janney Montgomery, TIC 3.5226%
UBS Financial Svcs, TIC 3.5415%
Hutchinson Shockey, TIC 3.6715%
Closter Borough
Sep 17, 2014 . . . . . . $232,000
Special Emergency Note (Federally Taxable).
Dated Sep 26, 2014.
Due Sep 25, 2015.
Purchased $232,000.00 by Passaic Vly Wtr Comm, at 1.0399%, effective rate 1.0399%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.5578%
PNC Bank, Effective Rate 1.72%
