CALIFORNIA
Burbank (City)
May 20, 2014 . . . . . . $10,575,000
Wastewater Refunding Revenue Bonds, Series 2014 (book entry).
Dated Jun 10, 2014.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2024 at par.
Winning bid: Raymond James, at 114.8612, TIC 2.0474%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $760,000 | 5.00% | 0.14% | ||
| 6/1/16 | $785,000 | 2.00% | 0.32% | ||
| 6/1/17 | $800,000 | 5.00% | 0.55% | ||
| 6/1/18 | $835,000 | 5.00% | 0.87% | ||
| 6/1/19 | $885,000 | 5.00% | 1.14% | ||
| 6/1/20 | $920,000 | 5.00% | 1.40% | ||
| 6/1/21 | $975,000 | 5.00% | 1.67% | ||
| 6/1/22 | $1,020,000 | 5.00% | 1.92% | ||
| 6/1/23 | $1,070,000 | 5.00% | 2.12% | ||
| 6/1/24 | $1,130,000 | 5.00% | 2.25% | ||
| 6/1/26 | $240,000 | 2.50% | 2.55% | ||
| 6/1/28 | $310,000 | 2.75% | 2.76% | ||
| 6/1/31 | $490,000 | 3.00% | 3.00% | ||
| 6/1/33 | $355,000 | 3.00% | 3.20% |
Other managers: Fidelity Capital Markets, Jefferies LLC, UBS Financial Services, Inc., Wedbush Securities Inc..
L.O.: Quint & Thimmig, Larkspur, CA.
F.A.: Ross Financial, San Francisco, CA.
Other bidders were:
William Blair, TIC 2.0604%
Hutchinson Shockey, TIC 2.1018%
JPMorgan, TIC 2.1057%
Janney Montgomery, TIC 2.1142%
Stifel Nicolaus, TIC 2.116%
Mitsubishi UFJ Secs, TIC 2.1355%
BMO Cap Mkts GKST, TIC 2.1473%
BA Merrill Lynch, TIC 2.1504%
Robert W. Baird, TIC 2.1736%
CONNECTICUT
Derby (City)
May 20, 2014 . . . . . . $10,820,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jun 4, 2014.
Due Sep 5, 2014.
Purchased $10,820,000.00 by TD Securities, at 0.5%, plus $7,574.00, effective rate 0.223%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.289%
Jefferies, Effective Rate 0.651%
GEORGIA
Dekalb County
May 20, 2014 . . . . . . $85,700,000
Tax Anticipation Notes (book entry).
Dated May 27, 2014.
Due Dec 31, 2014.
Purchased $85,700,000.00 by TD Securities, at 1.0%, plus $410,931.50, effective rate 0.1934%.
L.O.: McKenna Long & Aldridge LLP, Atlanta, GA.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Citigroup, Effective Rate 0.1942%
US Bancorp Invest, Effective Rate 0.1959%
Wells Fargo Secs, Effective Rate 0.1964%
Jefferies, Effective Rate 0.2043%
JPMorgan, Effective Rate 0.2817%
Morgan Stanley, Effective Rate 0.2823%
INDIANA
Stony Creek Township Public Building Corporation
May 20, 2014 . . . . . . $1,260,000
First Mortage Bonds, Series 2014A (bank qualified) (book entry).
Dated Jun 3, 2014.
Due Jul 15, 2015 to Jan 15, 2035.
Callable Jul 15, 2024 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 0.381%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $15,000 | 2.00% | 0.50% | ||
| 1/15/16 | $15,000 | 2.00% | 0.75% | ||
| 7/15/16 | $15,000 | 2.00% | 0.85% | ||
| 1/15/17 | $15,000 | 2.00% | 1.10% | ||
| 7/15/17 | $15,000 | 2.00% | 1.20% | ||
| 1/15/18 | $20,000 | 2.00% | 1.30% | ||
| 7/15/18 | $20,000 | 2.00% | 1.40% | ||
| 1/15/19 | $20,000 | 2.00% | 1.60% | ||
| 7/15/19 | $20,000 | 2.00% | 1.70% | ||
| 1/15/20 | $20,000 | 2.00% | 2.00% | ||
| 7/15/20 | $20,000 | 2.10% | 2.10% | ||
| 1/15/21 | $20,000 | 2.20% | 2.20% | ||
| 7/15/21 | $20,000 | 2.30% | 2.30% | ||
| 1/15/22 | $25,000 | 2.40% | 2.40% | ||
| 7/15/22 | $25,000 | 2.50% | 2.50% | ||
| 7/15/24 | $100,000 | 2.75% | 2.75% | ||
| 7/15/26 | $120,000 | 3.00% | 3.00% | ||
| 7/15/28 | $140,000 | 3.40% | 3.40% | ||
| 7/15/30 | $160,000 | 3.75% | 3.75% | ||
| 7/15/32 | $185,000 | 4.00% | 4.00% | ||
| 1/15/35 | $270,000 | 4.25% | 4.30% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Peters Municipal Consultants, LTD, Greenwood, IN.
Other bidders were:
City Securities, NIC 0.41%
KANSAS
Manhattan (City)
May 20, 2014 . . . . . . $2,585,000
General Obligation Temporary Notes, Series 2014-03 (book entry).
Dated Jun 13, 2014.
Due Dec 15, 2017.
Callable Dec 15, 2014 at par.
Winning bid: Hutchinson Shockey, at 99.5870, TIC 0.9952%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/17 | $2,585,000 | 0.875% | 0.875% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Commerce Bank, TIC 1.0591%
UMB Bank, TIC 1.3937%
JPMorgan, TIC 1.8323%
Manhattan (City)
May 20, 2014 . . . . . . $12,310,000
General Obligation Bonds, Series 2014-A (book entry).
Dated Jun 2, 2014.
Due Nov 1, 2015 to 2034.
Callable Nov 1, 2024 at par.
Winning bid: Morgan Stanley, at 106.0075, TIC 2.7694%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $550,000 | 5.00% | 0.27% | ||
| 11/1/16 | $580,000 | 5.00% | 0.44% | ||
| 11/1/17 | $615,000 | 5.00% | 0.75% | ||
| 11/1/18 | $640,000 | 5.00% | 1.05% | ||
| 11/1/19 | $670,000 | 2.00% | 1.41% | ||
| 11/1/20 | $680,000 | 4.00% | 1.70% | ||
| 11/1/21 | $715,000 | 4.00% | 1.94% | ||
| 11/1/22 | $745,000 | 4.00% | 2.16% | ||
| 11/1/23 | $775,000 | 4.00% | 2.34% | ||
| 11/1/24 | $805,000 | 4.00% | 2.48% | ||
| 11/1/25 | $485,000 | 2.50% | 2.653% | ||
| 11/1/26 | $495,000 | 3.00% | 2.78% | ||
| 11/1/27 | $510,000 | 3.00% | 2.90% | ||
| 11/1/28 | $525,000 | 3.00% | 3.00% | ||
| 11/1/29 | $545,000 | 3.00% | 3.103% | ||
| 11/1/30 | $560,000 | 3.125% | 3.18% | ||
| 11/1/31 | $575,000 | 3.25% | 3.25% | ||
| 11/1/32 | $595,000 | 3.25% | 3.323% | ||
| 11/1/33 | $615,000 | 3.375% | 3.428% | ||
| 11/1/34 | $630,000 | 3.50% | 3.50% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, FTN Financial Capital Markets, StockCross Financial Services, Inc., City Securities Corp., Ramirez & Co., Inc..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
JPMorgan, TIC 2.797%
Robert W. Baird, TIC 2.8062%
Hutchinson Shockey, TIC 2.8642%
Olathe (City)
May 20, 2014 . . . . . . $4,260,000
General Obligation Refunding Bonds, Series 224 (book entry).
Dated Jul 8, 2014.
Due Oct 1, 2015 to 2020.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 1.1473%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $845,000 | 4.00% | 0.25% | ||
| 10/1/16 | $880,000 | 4.00% | 0.45% | ||
| 10/1/17 | $720,000 | 4.00% | 0.75% | ||
| 10/1/18 | $755,000 | 3.00% | 1.05% | ||
| 10/1/19 | $520,000 | 3.00% | 1.40% | ||
| 10/1/20 | $540,000 | 3.00% | 1.65% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Hutchinson Shockey, TIC 1.165%
Jefferies, TIC 1.1992%
George K. Baum, TIC 1.3057%
Robert W. Baird, TIC 1.3428%
Olathe (City)
May 20, 2014 . . . . . . $9,315,000
General Obligation Improvement Bonds, Series 223 (book entry).
Dated Jun 12, 2014.
Due Oct 1, 2014 to 2024.
Callable Oct 1, 2022 at par.
Winning bid: Hutchinson Shockey, at n/a, TIC 2.054%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $325,000 | 2.00% | 0.15% | ||
| 10/1/15 | $270,000 | 2.00% | 0.25% | ||
| 10/1/16 | $275,000 | 2.00% | 0.45% | ||
| 10/1/17 | $280,000 | 1.50% | 0.80% | ||
| 10/1/18 | $280,000 | 1.50% | 1.05% | ||
| 10/1/19 | $1,195,000 | 2.00% | 1.40% | ||
| 10/1/20 | $1,215,000 | 5.00% | 1.65% | ||
| 10/1/21 | $1,280,000 | 5.00% | 1.90% | ||
| 10/1/22 | $1,340,000 | 5.00% | 2.10% | ||
| 10/1/23 | $1,415,000 | 2.30% | 2.30% | ||
| 10/1/24 | $1,440,000 | 2.50% | 2.50% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Jefferies, TIC 2.0692%
JPMorgan, TIC 2.0844%
Robert W. Baird, TIC 2.1065%
George K. Baum, TIC 2.1501%
BA Merrill Lynch, TIC 2.175%
Olathe (City)
May 20, 2014 . . . . . . $31,305,000
General Obligation Temporary Notes Series 2014-B (book entry).
Dated Jun 12, 2014.
Due Jul 1, 2015.
Purchased $31,305,000.00 by Morgan Stanley, at 2.0%, plus $581,707.70, effective rate 0.2335%.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Jefferies, Effective Rate 0.7807%
Sumner County
May 20, 2014 . . . . . . $11,640,000
General Obligation Road Bonds, Series 2014-1 (book entry).
Dated Jun 1, 2014.
Due Oct 1, 2015 to 2028.
Callable Oct 1, 2024 at par.
Winning bid: BMO Cap Mkts GKST, at 107.4048, TIC 2.6403%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $490,000 | 2.00% | 0.31% | ||
| 10/1/16 | $665,000 | 2.00% | 0.49% | ||
| 10/1/17 | $695,000 | 2.00% | 0.85% | ||
| 10/1/18 | $725,000 | 3.00% | 1.15% | ||
| 10/1/19 | $755,000 | 3.00% | 1.51% | ||
| 10/1/20 | $780,000 | 3.00% | 1.79% | ||
| 10/1/21 | $815,000 | 3.00% | 2.04% | ||
| 10/1/22 | $850,000 | 3.00% | 2.23% | ||
| 10/1/23 | $880,000 | 4.00% | 2.41% | ||
| 10/1/24 | $920,000 | 4.00% | 2.53% | ||
| 10/1/25 | $955,000 | 4.00% | 2.73% | ||
| 10/1/26 | $995,000 | 4.00% | 2.89% | ||
| 10/1/27 | $1,035,000 | 4.00% | 3.02% | ||
| 10/1/28 | $1,080,000 | 4.00% | 3.12% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: George K. Baum & Co., Wichita, KS.
Other bidders were:
Hutchinson Shockey, TIC 2.6628%
Robert W. Baird, TIC 2.6832%
Stifel Nicolaus, TIC 2.7323%
BA Merrill Lynch, TIC 2.7451%
UBS Financial Svcs, TIC 2.9442%
KENTUCKY
Hardin County School District Finance Corporation
May 20, 2014 . . . . . . $2,875,000
Energy Conservation Refunding Revenue Bonds, Series of 2014 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Jun 3, 2014.
Due Aug 1, 2014 to 2025.
Non-callable.
Winning bid: Robert W. Baird, at 99.7856, NIC 2.5013%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $50,000 | 2.00% | 0.25% | ||
| 8/1/15 | $30,000 | 2.00% | 0.30% | ||
| 8/1/16 | $30,000 | 2.00% | 0.50% | ||
| 8/1/17 | $30,000 | 2.00% | 0.85% | ||
| 8/1/18 | $320,000 | 2.00% | 1.30% | ||
| 8/1/19 | $320,000 | 2.00% | 1.55% | ||
| 8/1/20 | $330,000 | 2.00% | 1.90% | ||
| 8/1/21 | $335,000 | 2.00% | 2.10% | ||
| 8/1/22 | $345,000 | 2.25% | 2.30% | ||
| 8/1/23 | $355,000 | 2.50% | 2.50% | ||
| 8/1/24 | $360,000 | 3.00% | 2.70% | ||
| 8/1/25 | $370,000 | 3.00% | 3.00% |
Other managers: Ross, Sinclaire & Associates LLC, Ross, Sinclaire & Associates LLC, CL King & Associates, Edward Jones, Coastal Securities Corp., Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Duncan-Williams, Inc., Vining-Sparks IBG, Limited Partnership, PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, CastleOak Securities, L.P., Isaak Bond Investments, Inc., Wedbush Securities Inc., Incapital LLC, R. Seelaus & Co., Inc., Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc., Southwest Securities, Inc., Alamo Capital, Bank of New York Mellon Capital Markets, LLC, SumRidge Partners, LLC, FTN Financial Capital Markets, First Kentucky Securities Corp..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Hutchinson Shockey, NIC 2.596%
Hardin County School District Finance Corporation
May 20, 2014 . . . . . . $21,230,000
School Building Revenue Bonds, Series of 2014 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Jun 3, 2014.
Due May 1, 2015 to 2034.
Callable May 1, 2024 at par.
Winning bid: Robert W. Baird, at 98.5617, NIC 3.2781%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $940,000 | 2.00% | 0.24% | ||
| 5/1/16 | $905,000 | 2.00% | 0.45% | ||
| 5/1/17 | $710,000 | 2.00% | 0.80% | ||
| 5/1/18 | $935,000 | 2.00% | 1.25% | ||
| 5/1/19 | $955,000 | 2.00% | 1.50% | ||
| 5/1/20 | $10,000 | 2.00% | 1.85% | ||
| 5/1/21 | $1,020,000 | 2.00% | 2.05% | ||
| 5/1/22 | $995,000 | 3.00% | 2.25% | ||
| 5/1/23 | $1,030,000 | 3.00% | 2.45% | ||
| 5/1/24 | $1,150,000 | 3.00% | 2.65% | ||
| 5/1/27 | $3,405,000 | 3.00% | 3.00% | ||
| 5/1/28 | $1,190,000 | 3.00% | 3.20% | ||
| 5/1/29 | $1,225,000 | 3.125% | 3.30% | ||
| 5/1/30 | $1,265,000 | 3.25% | 3.40% | ||
| 5/1/31 | $1,305,000 | 3.375% | 3.50% | ||
| 5/1/32 | $1,350,000 | 3.50% | 3.60% | ||
| 5/1/33 | $1,395,000 | 3.50% | 3.70% | ||
| 5/1/34 | $1,445,000 | 3.50% | 3.75% |
Other managers: Ross, Sinclaire & Associates LLC, CL King & Associates, Edward Jones, Coastal Securities Corp., Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Duncan-WIlliams, Inc., Vining-Sparks IBG, Limited Partnership, PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, CastleOak Securities, L.P., Isaak Bond Investments, Inc., Wedbush Securities Inc., Incapital LLC, R. Seelaus & Co., Inc., Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc., Southwest Securities, Inc., Alamo Capital, Bank of New York Mellon Capital Markets, LLC, SumRidge Partners, LLC, FTN Financial Capital Markets, First Kentucky Securities Corp..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
BA Merrill Lynch, NIC 3.2838%
Hutchinson Shockey, NIC 3.4648%
Fidelity Capital, NIC 3.5259%
JPMorgan, NIC 3.5491%
LOUISIANA
Greater New Orleans Expressway Commission
May 20, 2014 . . . . . . $17,540,000
Refunding Revenue Bonds, Series 2014 (book entry).
Dated Jun 19, 2014.
Due Nov 1, 2017 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Fidelity Capital, at 99.9468, TIC 3.6093%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $60,000 | 3.00% | 1.00% | AGM | |
| 11/1/18 | $65,000 | 3.00% | 1.30% | AGM | |
| 11/1/19 | $70,000 | 3.00% | 1.60% | AGM | |
| 11/1/20 | $65,000 | 3.00% | 2.00% | AGM | |
| 11/1/21 | $75,000 | 3.00% | 2.20% | AGM | |
| 11/1/22 | $75,000 | 3.00% | 2.45% | AGM | |
| 11/1/23 | $90,000 | 3.00% | 2.60% | AGM | |
| 11/1/24 | $90,000 | 2.625% | 2.72% | AGM | |
| 11/1/25 | $95,000 | 2.75% | 2.80% | AGM | |
| 11/1/26 | $100,000 | 3.00% | 2.90% | AGM | |
| 11/1/28 | $2,655,000 | 3.00% | 3.05% | AGM | |
| 11/1/29 | $2,625,000 | 3.125% | 3.20% | AGM | |
| 11/1/30 | $2,705,000 | 3.25% | 3.30% | AGM | |
| 11/1/31 | $2,810,000 | 4.00% | 3.30% | AGM | |
| 11/1/32 | $2,920,000 | 4.00% | 3.37% | AGM | |
| 11/1/33 | $3,040,000 | 4.00% | 3.44% | AGM |
Other managers: Jefferies LLC, Raymond James & Associates, Inc., Dorsey & Company, Inc..
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Public Financial Management, Inc., Orlando, FL; and Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Hutchinson Shockey, TIC 3.771%
BA Merrill Lynch, TIC 3.7973%
Robert W. Baird, TIC 3.7991%
Guggenheim Secs, TIC 4.064%
JPMorgan, TIC 4.1354%
MAINE
Gray (Town)
May 20, 2014 . . . . . . $2,880,000
2014 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Jun 5, 2014.
Due Jul 15, 2014 to 2023.
Non-callable.
Winning bid: Roosevelt & Cross, at 106.8280, TIC 1.5706%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $300,000 | 2.00% | 0.20% | ||
| 7/15/15 | $275,000 | 2.00% | 0.25% | ||
| 7/15/16 | $285,000 | 2.00% | 0.40% | ||
| 7/15/17 | $285,000 | 2.00% | 0.70% | ||
| 7/15/18 | $295,000 | 3.00% | 1.00% | ||
| 7/15/19 | $305,000 | 3.00% | 1.20% | ||
| 7/15/20 | $315,000 | 3.00% | 1.45% | ||
| 7/15/21 | $325,000 | 3.00% | 1.70% | ||
| 7/15/22 | $335,000 | 4.00% | 1.90% | ||
| 7/15/23 | $160,000 | 4.00% | 2.10% |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc., Edward Jones, R. Seelaus & Co., Inc..
L.O.: Jensen Baird Gardner & Henry, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 1.5801%
Fidelity Capital, TIC 1.6258%
Stifel Nicolaus, TIC 1.6278%
Janney Montgomery, TIC 1.6313%
FTN Fin Cap Mkts, TIC 1.6319%
Sterne Agee, TIC 1.7118%
MASSACHUSETTS
Athol-Royalston Regional School District
May 20, 2014 . . . . . . $247,000
State Qualified Bond Anticipation Notes (bank qualified).
Dated Jun 2, 2014.
Due Jun 1, 2015.
Purchased $247,000.00 by UniBank Fiscal Adv, at 0.65%, effective rate 0.65%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.75%
Roosevelt & Cross, Effective Rate 0.9838%
Lawrence (City)
May 20, 2014 . . . . . . $1,900,000
Series B General Obligation Anticipation Notes (new money).
Dated Jun 2, 2014.
Due Sep 2, 2014.
Purchased $1,900,000.00 by Eastern Bk Cap Mkts, at 0.6%, plus $28.50, effective rate 0.594%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.5958%
Bank of America, Effective Rate 0.64%
Lawrence (City)
May 20, 2014 . . . . . . $6,002,450
Series A State Qualified General Obligation Deficit Financing Bond Anticipation Notes.
Dated Jun 2, 2014.
Due Jun 1, 2015.
Purchased $6,002,450.00 by Eastern Bk Cap Mkts, at 1.0%, plus $40,763.14, effective rate 0.319%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.3966%
Jefferies, Effective Rate 0.4003%
Bank of America, Effective Rate 0.4671%
Century Bk, Effective Rate 0.499%
Nantucket (Town)
May 20, 2014 . . . . . . $3,761,000
General Obligation Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated Jun 5, 2014.
Due Jun 1, 2015 to 2034.
Callable Jun 1, 2024 at par.
Winning bid: Robert W. Baird, at 103.3456, TIC 2.5641%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $321,000 | 2.00% | 0.22% | ||
| 6/1/16 | $310,000 | 2.00% | 0.40% | ||
| 6/1/17 | $310,000 | 2.00% | 0.70% | ||
| 6/1/18 | $300,000 | 2.00% | 1.00% | ||
| 6/1/19 | $270,000 | 3.00% | 1.20% | ||
| 6/1/20 | $150,000 | 3.00% | 1.40% | ||
| 6/1/21 | $150,000 | 3.00% | 1.60% | ||
| 6/1/22 | $150,000 | 3.00% | 1.80% | ||
| 6/1/23 | $150,000 | 3.00% | 2.00% | ||
| 6/1/24 | $150,000 | 3.00% | 2.10% | ||
| 6/1/25 | $150,000 | 3.00% | 2.30% | ||
| 6/1/26 | $150,000 | 3.00% | 2.40% | ||
| 6/1/30 | $600,000 | 3.00% | 2.90% | ||
| 6/1/34 | $600,000 | 3.35% | 3.35% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Coastal Securities Corp., Edward Jones, WNJ Capital, SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., CastleOak Securities, L.P., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Vining-Sparks IBG, Limited Partnership, Alamo Capital.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UBS Financial Svcs, TIC 2.6231%
Janney Montgomery, TIC 2.6586%
Fidelity Capital, TIC 2.6776%
Sterne Agee, TIC 2.8253%
Nantucket (Town)
May 20, 2014 . . . . . . $4,401,000
General Obligation Bond Anticipation Notes (new money and renewal) (bank qualified).
Dated Jun 6, 2014.
Due Jun 5, 2015.
Purchased $4,401,000.00 by TD Securities, at 1.0%, plus $37,320.48, effective rate 0.1496%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.1657%
Eastern Bk Cap Mkts, Effective Rate 0.174%
Jefferies, Effective Rate 0.1998%
Oppenheimer, Effective Rate 0.3396%
Cape Cod 5 Cents Svg, Effective Rate 0.4443%
Century Bk, Effective Rate 0.4443%
West Tisbury (Town)
May 20, 2014 . . . . . . $2,445,000
General Obligation Police Station Bonds (Unlimited Tax) (bank qualified) (book entry).
Dated Jun 1, 2014.
Due Jun 1, 2015 to 2034.
Callable Jun 1, 2022 at par.
Winning bid: Robert W. Baird, at 102.8006, TIC 2.8348%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $125,000 | 2.00% | 0.30% | ||
| 6/1/16 | $125,000 | 2.00% | 0.40% | ||
| 6/1/17 | $125,000 | 2.00% | 0.70% | ||
| 6/1/18 | $125,000 | 4.00% | 1.00% | ||
| 6/1/19 | $125,000 | 2.00% | 1.20% | ||
| 6/1/20 | $125,000 | 3.00% | 1.40% | ||
| 6/1/21 | $125,000 | 3.00% | 1.60% | ||
| 6/1/22 | $125,000 | 3.00% | 1.80% | ||
| 6/1/23 | $125,000 | 3.00% | 2.00% | ||
| 6/1/24 | $120,000 | 3.00% | 2.10% | ||
| 6/1/25 | $120,000 | 3.00% | 2.35% | ||
| 6/1/26 | $120,000 | 3.00% | 2.50% | ||
| 6/1/29 | $360,000 | 3.00% | 2.90% | ||
| 6/1/31 | $240,000 | 3.50% | 3.00% | ||
| 6/1/34 | $360,000 | 3.50% | 3.40% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Coastal Securities Corp., Edward Jones, WNJ Capital, SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., CastleOak Securities, L.P., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Vining-Sparks IBG, Limited Partnership, Alamo Capital.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.8638%
Fidelity Capital, TIC 2.8695%
SunTrust Robinson, TIC 2.9213%
Worcester (City)
May 20, 2014 . . . . . . $34,991,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jun 3, 2014.
Due Dec 17, 2014.
Purchased $34,991,000.00 by Morgan Stanley, at 0.5%, plus $76,280.38, effective rate 0.0955%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
JPMorgan, Effective Rate 0.0981%
Citigroup, Effective Rate 0.1122%
TD Securities, Effective Rate 0.1131%
US Bancorp Invest, Effective Rate 0.1157%
Mitsubishi UFJ Secs, Effective Rate 0.1241%
Wells Fargo Secs, Effective Rate 0.1353%
Eastern Bk Cap Mkts, Effective Rate 0.1501%
MICHIGAN
Green #4 Consolidated Drain Drainage District
May 20, 2014 . . . . . . $5,390,000
2014 Drain Bonds (book entry).
Dated Jun 3, 2014.
Due May 1, 2015 to 2034.
Callable May 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 99.4643, TIC 2.9778%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $265,000 | 2.00% | 0.30% | ||
| 5/1/16 | $265,000 | 2.00% | 0.45% | ||
| 5/1/17 | $270,000 | 2.00% | 0.75% | ||
| 5/1/18 | $270,000 | 2.00% | 1.12% | ||
| 5/1/19 | $270,000 | 2.00% | 1.42% | ||
| 5/1/20 | $270,000 | 2.00% | 1.70% | ||
| 5/1/21 | $270,000 | 2.00% | 1.95% | ||
| 5/1/22 | $270,000 | 2.00% | 2.15% | ||
| 5/1/23 | $270,000 | 3.00% | 2.35% | ||
| 5/1/24 | $270,000 | 3.00% | 2.55% | ||
| 5/1/25 | $270,000 | 3.00% | 2.70% | ||
| 5/1/26 | $270,000 | 3.00% | 2.85% | ||
| 5/1/27 | $270,000 | 3.00% | 3.00% | ||
| 5/1/28 | $270,000 | 3.00% | 3.07% | ||
| 5/1/29 | $270,000 | 3.00% | 3.15% | ||
| 5/1/30 | $270,000 | 3.125% | 3.20% | ||
| 5/1/31 | $270,000 | 3.125% | 3.30% | ||
| 5/1/32 | $270,000 | 3.25% | 3.40% | ||
| 5/1/33 | $270,000 | 3.25% | 3.45% | ||
| 5/1/34 | $270,000 | 3.50% | 3.50% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, Ramirez & Co., Inc..
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Stifel Nicolaus, TIC 3.0477%
Comerica Securities, TIC 3.0611%
Robert W. Baird, TIC 3.0773%
Oakland County
May 20, 2014 . . . . . . $25,000,000
General Obligation Limited Tax Notes, Series 2014 (Taxable Obligtions) (Fixed-Rate Option) (book entry).
Dated Jun 4, 2014.
Due Apr 1, 2015.
Non-callable.
Winning bid: PNC Bank, at n/a, NIC 0.28%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $25,000,000 | 0.28% | 0.28% |
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
MINNESOTA
Golden Valley (City)
May 20, 2014 . . . . . . $750,000
General Obligation Equipment Certificates of Indebtedness, Series 2014B (bank qualified) (book entry).
Dated Jun 19, 2014.
Due Feb 1, 2016 to 2018.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 0.837%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $250,000 | 0.40% | 0.40% | ||
| 2/1/17 | $250,000 | 0.65% | 0.65% | ||
| 2/1/18 | $250,000 | 0.90% | 0.90% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
UMB Bank, TIC 0.8497%
Northland Securities, TIC 1.0612%
Golden Valley (City)
May 20, 2014 . . . . . . $2,335,000
General Obligation Improvement Bonds, Series 2014A (bank qualified) (book entry).
Dated Jun 19, 2014.
Due Feb 1, 2015 to 2035.
Callable Feb 1, 2023 at par.
Winning bid: Northland Securities, at 100.0396, TIC 2.9987%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $100,000 | 1.00% | 0.30% | ||
| 2/1/20 | $220,000 | 1.35% | 1.35% | ||
| 2/1/22 | $225,000 | 1.80% | 1.80% | ||
| 2/1/24 | $235,000 | 3.00% | 2.20% | ||
| 2/1/26 | $245,000 | 3.00% | 2.40% | ||
| 2/1/28 | $260,000 | 3.00% | 2.65% | ||
| 2/1/30 | $275,000 | 3.00% | 3.00% | ||
| 2/1/32 | $295,000 | 3.20% | 3.20% | ||
| 2/1/35 | $480,000 | 3.40% | 3.40% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 3.0034%
Sterne Agee, TIC 3.0111%
FTN Fin Cap Mkts, TIC 3.1612%
Golden Valley (City)
May 20, 2014 . . . . . . $3,950,000
General Obligation Improvement Refunding Bonds, Series 2014C (bank qualified) (book entry).
Dated Jun 19, 2014.
Due Feb 1, 2018 to 2027.
Callable Feb 1, 2023 at par.
Winning bid: Piper Jaffray, at 105.6852, TIC 2.2299%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $145,000 | 2.00% | 0.90% | ||
| 2/1/20 | $160,000 | 2.00% | 1.40% | ||
| 2/1/21 | $160,000 | 2.00% | 1.65% | ||
| 2/1/22 | $155,000 | 2.00% | 1.85% | ||
| 2/1/23 | $650,000 | 4.00% | 1.90% | ||
| 2/1/24 | $655,000 | 4.00% | 2.05% | ||
| 2/1/25 | $665,000 | 2.375% | 2.20% | ||
| 2/1/26 | $670,000 | 2.50% | 2.35% | ||
| 2/1/27 | $690,000 | 2.50% | 2.50% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Stifel Nicolaus, TIC 2.2489%
Robert W. Baird, TIC 2.3386%
Wells Fargo Secs, TIC 2.3662%
Sterne Agee, TIC 2.3722%
Northland Securities, TIC 2.4388%
FTN Fin Cap Mkts, TIC 2.4392%
Maple Lake (City)
May 20, 2014 . . . . . . $1,440,000
General Obligation Improvement Bonds, Series 2014A (bank qualified) (book entry).
Dated Jun 1, 2014.
Due Feb 1, 2016 to 2030.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.0232, TIC 2.6857%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $80,000 | 2.00% | 0.50% | ||
| 2/1/17 | $80,000 | 2.00% | 0.75% | ||
| 2/1/18 | $85,000 | 2.00% | 1.00% | ||
| 2/1/19 | $85,000 | 2.00% | 1.25% | ||
| 2/1/20 | $90,000 | 2.00% | 1.50% | ||
| 2/1/21 | $90,000 | 2.00% | 1.75% | ||
| 2/1/22 | $95,000 | 3.00% | 2.00% | ||
| 2/1/23 | $95,000 | 3.00% | 2.15% | ||
| 2/1/24 | $100,000 | 3.00% | 2.25% | ||
| 2/1/26 | $200,000 | 3.00% | 2.55% | ||
| 2/1/28 | $215,000 | 3.00% | 2.80% | ||
| 2/1/30 | $225,000 | 3.00% | 3.05% |
Other managers: CL King & Associates, SAMCO Capital Markets, Edward Jones, WNJ Capital, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, Loop Capital Markets, LLC, Crews & Associates, Inc., CastleOak Securities, L.P., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Duncan-Williams, Inc., Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., Alamo Capital, Oppenheimer & Co., Inc..
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Sterne Agee, TIC 2.8231%
St. Paul Independent School District No. 625
May 20, 2014 . . . . . . $14,845,000
General Obligation School Building Bonds, Series 2014A (MN SD Credit Enhancement Program) (book entry).
Dated Jun 12, 2014.
Due Feb 1, 2016 to 2035.
Callable Feb 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.8110, TIC 3.0462%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $555,000 | 3.00% | 0.35% | ||
| 2/1/17 | $575,000 | 2.00% | 0.65% | ||
| 2/1/18 | $585,000 | 3.00% | 0.95% | ||
| 2/1/19 | $600,000 | 3.00% | 1.25% | ||
| 2/1/20 | $620,000 | 3.00% | 1.50% | ||
| 2/1/21 | $640,000 | 3.00% | 1.80% | ||
| 2/1/22 | $660,000 | 3.00% | 2.00% | ||
| 2/1/23 | $675,000 | 3.00% | 2.25% | ||
| 2/1/24 | $700,000 | 3.00% | 2.35% | ||
| 2/1/25 | $720,000 | 3.00% | 2.55% | ||
| 2/1/26 | $740,000 | 3.00% | 2.75% | ||
| 2/1/28 | $1,550,000 | 3.00% | 3.00% | ||
| 2/1/29 | $810,000 | 3.00% | 3.10% | ||
| 2/1/30 | $835,000 | 3.125% | 3.20% | ||
| 2/1/31 | $860,000 | 3.125% | 3.25% | ||
| 2/1/32 | $885,000 | 3.25% | 3.30% | ||
| 2/1/33 | $915,000 | 3.25% | 3.35% | ||
| 2/1/34 | $945,000 | 3.375% | 3.40% | ||
| 2/1/35 | $975,000 | 3.375% | 3.45% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Fidelity Capital Markets, WNJ Capital, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Cronin & Co., Inc., CastleOak Securities, L.P., Davenport & Company LLC, Duncan-Williams, Inc., Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Incapital LLC, Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., Bank of New York Mellon Capital Markets, LLC, Alamo Capital, Oppenheimer & Co., Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Bernardi Securities, Inc., Wayne Hummer & Co..
L.O.: Briggs & Morgan, St. Paul, MN; and Briggs & Morgan, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Citigroup, TIC 3.056%
BA Merrill Lynch, TIC 3.0589%
Piper Jaffray, TIC 3.0722%
JPMorgan, TIC 3.1225%
BMO Cap Mkts GKST, TIC 3.1431%
Janney Montgomery, TIC 3.2466%
Hutchinson Shockey, TIC 3.2528%
NEW JERSEY
Long Beach Township
May 20, 2014 . . . . . . $1,450,000
General Obligation Refunding Bonds, 2014F (bank qualified) (book entry).
Dated May 29, 2014.
Due Dec 1, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 0.9619%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $260,000 | 0.75% | 0.35% | ||
| 12/1/15 | $290,000 | 0.75% | 0.40% | ||
| 12/1/16 | $300,000 | 1.00% | 0.50% | ||
| 12/1/17 | $300,000 | 1.00% | 0.70% | ||
| 12/1/18 | $300,000 | 1.00% | 1.00% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward Jones.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, NIC 1.0731%
Long Beach Township
May 20, 2014 . . . . . . $3,992,000
General Obligation Bonds, 2014E (bank qualified) (book entry).
Dated May 29, 2014.
Due Mar 1, 2015 to 2027.
Callable Mar 1, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.2919%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $185,000 | 1.50% | 0.25% | ||
| 3/1/16 | $200,000 | 2.00% | 0.40% | ||
| 3/1/17 | $200,000 | 2.00% | 0.70% | ||
| 3/1/18 | $200,000 | 2.00% | 1.00% | ||
| 3/1/19 | $350,000 | 2.00% | 1.25% | ||
| 3/1/20 | $350,000 | 2.00% | 1.50% | ||
| 3/1/21 | $350,000 | 2.00% | 1.75% | ||
| 3/1/22 | $355,000 | 2.00% | 2.00% | ||
| 3/1/23 | $355,000 | 2.125% | 2.20% | ||
| 3/1/24 | $355,000 | 2.25% | 2.30% | ||
| 3/1/25 | $360,000 | 2.50% | 2.40% | ||
| 3/1/26 | $370,000 | 2.50% | 2.50% | ||
| 3/1/27 | $362,000 | 2.75% | 2.60% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward Jones.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, NIC 2.3144%
SunTrust Robinson, NIC 2.3757%
Prospect Park Borough
May 20, 2014 . . . . . . $1,018,550
Bond Anticipation Note (bank qualified).
Dated May 29, 2014.
Due May 28, 2015.
Purchased $1,018,550.00 by Valley National Bank, at 0.79%, effective rate 0.79%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.005%
Oppenheimer, Effective Rate 1.0423%
South Toms River Borough
May 20, 2014 . . . . . . $1,870,680
General Obligation Bond Anticipation Notes (bank qualified).
Dated May 28, 2014.
Due May 27, 2015.
Purchased $1,870,680.00 by PNC Bank, at 0.93%, effective rate 0.93%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0228%
Stanhope Borough
May 20, 2014 . . . . . . $2,477,400
Bond Anticipation Note (bank qualified).
Dated May 29, 2014.
Due May 29, 2015.
Purchased $2,477,400.00 by TD Securities, at 1.25%, plus $10,182.40, effective rate 0.839%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 0.86%
TBGC Investment Corp, Effective Rate 0.94%
Oppenheimer, Effective Rate 1.1078%
NEW MEXICO
Grants/Cibola County School District No. 1
May 20, 2014 . . . . . . $1,000,000
Education Technology General Obligation Lease-Purchase Certificates of Participation, Series 2014A (bank qualified) (book entry).
Dated Jun 25, 2014.
Due Oct 1, 2015 to 2019.
Non-callable.
Winning bid: Zions First Natl Bk, at 101.9599, TIC 1.0498%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $275,000 | 1.50% | 0.32% | ||
| 10/1/16 | $290,000 | 1.50% | 0.52% | ||
| 10/1/17 | $295,000 | 2.00% | 0.88% | ||
| 10/1/18 | $70,000 | 2.00% | 1.30% | ||
| 10/1/19 | $70,000 | 2.00% | 1.65% |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Lawson Financial, TIC 1.39%
Grants/Cibola County School District No. 1
May 20, 2014 . . . . . . $2,000,000
General Obligation School Bonds, Series 2014 (bank qualified) (book entry).
Dated Jun 25, 2014.
Due Oct 1, 2015 to 2026.
Callable Oct 1, 2024 at par.
Winning bid: Piper Jaffray, at 100.5363, TIC 2.0784%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $280,000 | 2.00% | 0.35% | NMSDE | |
| 10/1/16 | $30,000 | 2.00% | 0.60% | NMSDE | |
| 10/1/17 | $30,000 | 2.00% | 1.00% | NMSDE | |
| 10/1/18 | $30,000 | 2.00% | 1.25% | NMSDE | |
| 10/1/19 | $35,000 | 2.00% | 1.40% | NMSDE | |
| 10/1/20 | $35,000 | 2.00% | 1.60% | NMSDE | |
| 10/1/21 | $240,000 | 2.00% | 1.65% | NMSDE | |
| 10/1/22 | $250,000 | 2.00% | 1.80% | NMSDE | |
| 10/1/23 | $255,000 | 2.125% | 2.00% | NMSDE | |
| 10/1/24 | $265,000 | 2.10% | 2.10% | NMSDE | |
| 10/1/25 | $270,000 | 2.25% | 2.25% | NMSDE | |
| 10/1/26 | $280,000 | 2.35% | 2.35% | NMSDE |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Robert W. Baird, TIC 2.0933%
BOSC, TIC 2.1151%
Raymond James, TIC 2.1481%
Vining-Sparks IBG, TIC 2.2378%
New Mexico
May 20, 2014 . . . . . . $143,770,000
Severance Tax Bonds, Series 2014A (book entry).
Dated Jun 24, 2014.
Due Jul 1, 2015 to 2024.
Callable Jul 1, 2019 at par.
Winning bid: JPMorgan, at 115.4918, TIC 2.3509%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $4,000,000 | 2.00% | 0.15% | ||
| 7/1/16 | $8,600,000 | 5.00% | 0.36% | ||
| 7/1/17 | $11,390,000 | 5.00% | 0.68% | ||
| 7/1/18 | $12,985,000 | 5.00% | 1.00% | ||
| 7/1/19 | $15,680,000 | 5.00% | 1.26% | ||
| 7/1/20 | $16,375,000 | 5.00% | 1.30% | ||
| 7/1/21 | $17,270,000 | 5.00% | 1.40% | ||
| 7/1/22 | $18,065,000 | 5.00% | 1.50% | ||
| 7/1/23 | $18,955,000 | 5.00% | 1.60% | ||
| 7/1/24 | $20,450,000 | 5.00% | 1.63% |
Other managers: Academy Securities Inc..
L.O.: Rodey, Dickason, Sloan, Akin & Robb, P.A., Albuquerque, NM; and Sherman & Howard L.L.C., Denver, CO.
F.A.: Fiscal Strategies Group, Inc, Berkeley, CA; and Public Resources Advisory Group, Los Angeles, CA.
Other bidders were:
Wells Fargo Secs, TIC 2.38%
Barclays Capital, TIC 2.4137%
BA Merrill Lynch, TIC 2.4197%
Citigroup, TIC 2.4352%
NEW YORK
Albany County
May 20, 2014 . . . . . . $27,874,771
Public Improvement Bond Anticipation Notes- 2014 Series A (book entry).
Dated May 29, 2014.
Due May 29, 2015.
Purchased $27,874,770.00 by TD Securities, at 0.75%, plus $156,934.90, effective rate 0.187%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan, Effective Rate 0.202%
Williams Capital, Effective Rate 0.202%
Jefferies, Effective Rate 0.231%
Oppenheimer, Effective Rate 0.5461%
Albion Village
May 20, 2014 . . . . . . $80,000
Bond Anticipation Notes 2014 (Renewals) (bank qualified).
Dated May 30, 2014.
Due May 29, 2015.
Purchased $80,000.00 by Roosevelt & Cross, at 1.875%, effective rate 1.875%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Auburn (City)
May 20, 2014 . . . . . . $1,073,600
Public Improvement (Serial) Bonds, 2014.
Dated May 15, 2014.
Due May 15, 2015 to 2024.
Non-callable.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.1765%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $103,600 | 1.50% | 0.35% | BAM | |
| 5/15/16 | $110,000 | 2.00% | 0.50% | BAM | |
| 5/15/17 | $115,000 | 2.00% | 0.80% | BAM | |
| 5/15/18 | $115,000 | 2.00% | 1.10% | BAM | |
| 5/15/19 | $120,000 | 2.00% | 1.40% | BAM | |
| 5/15/20 | $100,000 | 2.00% | 1.70% | BAM | |
| 5/15/21 | $100,000 | 2.00% | 2.00% | BAM | |
| 5/15/22 | $100,000 | 2.25% | 2.20% | BAM | |
| 5/15/23 | $105,000 | 2.375% | 2.375% | BAM | |
| 5/15/24 | $105,000 | 2.50% | 2.50% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc..
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Auburn (City)
May 20, 2014 . . . . . . $28,834,211
Bond Anticipation Notes, 2014B.
Dated May 29, 2014.
Due May 29, 2015.
Purchased $28,834,210.00 by Jefferies, at 1.0%, plus $72,953.00, effective rate 0.747%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Garden City Village
May 20, 2014 . . . . . . $2,189,500
Public Improvement Serial Bonds-2014, Series A (bank qualified) (book entry).
Dated May 29, 2014.
Due May 15, 2016 to 2024.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.6918%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/16 | $194,500 | 1.00% | 0.30% | ||
| 5/15/17 | $195,000 | 1.00% | 0.62% | ||
| 5/15/18 | $240,000 | 2.00% | 0.92% | ||
| 5/15/19 | $250,000 | 2.00% | 1.20% | ||
| 5/15/20 | $260,000 | 2.00% | 1.45% | ||
| 5/15/21 | $260,000 | 2.00% | 1.65% | ||
| 5/15/22 | $270,000 | 2.00% | 1.80% | ||
| 5/15/23 | $260,000 | 2.00% | 1.95% | ||
| 5/15/24 | $260,000 | 2.00% | 2.05% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
FTN Fin Cap Mkts, NIC 1.7454%
Robert W. Baird, NIC 1.7498%
TD Securities, NIC 3.0352%
Poughkeepsie (Town)
May 20, 2014 . . . . . . $1,500,000
Bond Anticipation Notes, 2014 Series B (bank qualified).
Dated May 28, 2014.
Due Mar 13, 2015.
Purchased $1,500,000.00 by Roosevelt & Cross, at 1.0%, plus $1,590.00, effective rate 0.8661%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
KeyBank NY, Effective Rate 0.98%
Oppenheimer, Effective Rate 1.0327%
Jefferies, Effective Rate 1.0439%
TD Securities, Effective Rate 1.0592%
Prattsburgh (Town)
May 20, 2014 . . . . . . $1,155,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated May 30, 2014.
Due May 29, 2015.
Purchased $1,155,000.00 by Roosevelt & Cross, at 1.0%, plus $1,138.00, effective rate 0.9012%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1925%
Tonawanda (City)
May 20, 2014 . . . . . . $5,492,000
Public Improvement Serial Bonds-2014 (bank qualified) (book entry).
Dated Jun 12, 2014.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.8330, NIC 2.4984%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $437,000 | 2.00% | 0.30% | ||
| 6/1/16 | $435,000 | 2.00% | 0.45% | ||
| 6/1/17 | $430,000 | 2.00% | 0.75% | ||
| 6/1/18 | $365,000 | 2.00% | 1.00% | ||
| 6/1/19 | $355,000 | 2.00% | 1.25% | ||
| 6/1/20 | $355,000 | 2.00% | 1.45% | ||
| 6/1/21 | $350,000 | 2.00% | 1.70% | ||
| 6/1/22 | $350,000 | 2.00% | 1.90% | ||
| 6/1/23 | $330,000 | 2.25% | 2.05% | ||
| 6/1/24 | $310,000 | 2.50% | 2.15% | ||
| 6/1/25 | $315,000 | 2.75% | 2.30% | ||
| 6/1/26 | $325,000 | 2.75% | 2.45% | ||
| 6/1/27 | $325,000 | 3.00% | 2.65% | ||
| 6/1/28 | $195,000 | 3.00% | 2.85% | ||
| 6/1/29 | $130,000 | 3.00% | 3.05% | ||
| 6/1/30 | $130,000 | 3.00% | 3.15% | ||
| 6/1/31 | $130,000 | 3.125% | 3.25% | ||
| 6/1/32 | $125,000 | 3.25% | 3.35% | ||
| 6/1/33 | $100,000 | 3.25% | 3.40% |
Other managers: WNJ Capital, SAMCO Capital Markets, Eastern Bank Capital Markets, Vining-Sparks IBG, Limited Partnership, Crews & Associates, Inc., Loop Capital Markets, LLC, Alamo Capital, SumRidge Partners, LLC.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.5685%
Janney Montgomery, NIC 2.6433%
FTN Fin Cap Mkts, NIC 2.6865%
SunTrust Robinson, NIC 2.7523%
Valley Stream Village
May 20, 2014 . . . . . . $3,000,000
Bond Anticipation Notes-2014 (bank qualified).
Dated May 29, 2014.
Due May 29, 2015.
Purchased $3,000,000.00 by Jefferies, at 1.25%, plus $23,912.00, effective rate 0.4529%.
L.O.: Ruskin Moscou Faltischek, Uniondale, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.603%
JPMorgan Chase, Effective Rate 0.74%
Flushing Comm Bk, Effective Rate 1.0%
OKLAHOMA
Delaware County Independent School District No. 4 (Colcord)
May 19, 2014 . . . . . . $70,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016 to 2019.
Non-callable.
Winning bid: Grand Savings Bk, at n/a, NIC 2.95%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $15,000 | 2.95% | NRO | ||
| 7/1/17 | $15,000 | 2.95% | NRO | ||
| 7/1/18 | $15,000 | 2.95% | NRO | ||
| 7/1/19 | $25,000 | 2.95% | NRO |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 3.2346%
Love County Independent School District No. 5 (Turner)
May 20, 2014 . . . . . . $715,000
Combined Purpose Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016 to 2019.
Non-callable.
Winning bid: First Bankers' Banc, at n/a, NIC 1.2675%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $85,000 | 1.30% | 0.60% | ||
| 7/1/17 | $210,000 | 1.30% | 0.80% | ||
| 7/1/18 | $210,000 | 1.30% | 1.10% | ||
| 7/1/19 | $210,000 | 1.30% | 1.30% |
In association with: First National Bank & Trust Company of Ardmore.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 1.338%
F&M Bank, NIC 1.9437%
Marshall County Independent School District No. 3 (Kingston)
May 20, 2014 . . . . . . $1,200,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 0.72%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $1,200,000 | 0.75% | 0.55% |
In association with: First United Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BancFirst, NIC 0.75%
Commerce Bank, NIC 1.674%
McClain County Independent School District No. 1 (Newcastle)
May 20, 2014 . . . . . . $3,925,000
Combined Purpose Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.63%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $3,925,000 | 1.00% | 0.45% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
First National Bk, NIC 0.8363%
Country Club Bank, NIC 0.845%
Muskogee County Independent School District No. 2 (Haskell)
May 20, 2014 . . . . . . $470,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $470,000 | 0.70% | 0.50% |
In association with: Bank of Oklahoma, Citizens Security Bank and Trust Company.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
UMB Bank, NIC 0.775%
Pottawatomie County Independent School District No. 112 (Asher)
May 19, 2014 . . . . . . $250,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016 to 2017.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 1.08%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $125,000 | 1.25% | 0.65% | ||
| 7/1/17 | $125,000 | 1.00% | 0.90% |
In association with: First United Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Baker Group, NIC 2.1%
SOUTH CAROLINA
South Carolina
May 20, 2014 . . . . . . $48,220,000
General Obligation State Institution Bonds, (Issued on behalf of Univ. of South Carolina) Series 2014A (book entry). $15,190,000
Dated Jun 1, 2014.
Due Apr 1, 2015 to 2034.
Callable Apr 1, 2024 at par.
Winning bid: Citigroup, at n/a, TIC 2.7588%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $590,000 | 4.00% | 0.10% | ||
| 4/1/16 | $495,000 | 5.00% | 0.26% | ||
| 4/1/17 | $520,000 | 5.00% | 0.55% | ||
| 4/1/18 | $545,000 | 5.00% | 0.84% | ||
| 4/1/19 | $575,000 | 5.00% | 1.12% | ||
| 4/1/20 | $605,000 | 5.00% | 1.37% | ||
| 4/1/21 | $635,000 | 5.00% | 1.63% | ||
| 4/1/22 | $665,000 | 5.00% | 1.83% | ||
| 4/1/23 | $695,000 | 5.00% | 2.01% | ||
| 4/1/24 | $730,000 | 5.00% | 2.12% | ||
| 4/1/25 | $770,000 | 5.00% | 2.23% | ||
| 4/1/26 | $805,000 | 4.00% | 2.57% | ||
| 4/1/27 | $840,000 | 4.00% | 2.67% | ||
| 4/1/28 | $875,000 | 3.00% | 2.97% | ||
| 4/1/29 | $900,000 | 3.00% | 3.06% | ||
| 4/1/30 | $925,000 | 3.25% | 3.13% | ||
| 4/1/31 | $955,000 | 3.25% | 3.20% | ||
| 4/1/32 | $985,000 | 3.50% | 3.27% | ||
| 4/1/33 | $1,020,000 | 3.50% | 3.34% | ||
| 4/1/34 | $1,060,000 | 3.50% | 3.40% |
General Obligation State Institution Bonds, (Issued on behalf of Clemson Univ.), Series 2014B (book entry). $33,030,000
Dated Jun 1, 2014.
Due Apr 1, 2015 to 2034.
Callable Apr 1, 2024 at par.
Winning bid: Citigroup, at n/a, TIC 2.7588%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $1,285,000 | 4.00% | 0.10% | ||
| 4/1/16 | $1,080,000 | 5.00% | 0.26% | ||
| 4/1/17 | $1,130,000 | 5.00% | 0.55% | ||
| 4/1/18 | $1,190,000 | 5.00% | 0.84% | ||
| 4/1/19 | $1,245,000 | 5.00% | 1.12% | ||
| 4/1/20 | $1,310,000 | 5.00% | 1.37% | ||
| 4/1/21 | $1,375,000 | 5.00% | 1.63% | ||
| 4/1/22 | $1,445,000 | 5.00% | 1.83% | ||
| 4/1/23 | $1,515,000 | 5.00% | 2.01% | ||
| 4/1/24 | $1,590,000 | 5.00% | 2.12% | ||
| 4/1/25 | $1,670,000 | 5.00% | 2.23% | ||
| 4/1/26 | $1,755,000 | 4.00% | 2.57% | ||
| 4/1/27 | $1,825,000 | 4.00% | 2.67% | ||
| 4/1/28 | $1,900,000 | 3.00% | 2.97% | ||
| 4/1/29 | $1,955,000 | 3.00% | 3.06% | ||
| 4/1/30 | $2,015,000 | 3.25% | 3.13% | ||
| 4/1/31 | $2,080,000 | 3.25% | 3.20% | ||
| 4/1/32 | $2,145,000 | 3.50% | 3.27% | ||
| 4/1/33 | $2,220,000 | 3.50% | 3.34% | ||
| 4/1/34 | $2,300,000 | 3.50% | 3.40% |
Other managers: Ramirez & Co., Inc., Drexel Hamilton, LLC., Southwest Securities, Inc., Siebert, Brandford, Shank & Co., LLC, CastleOak Securities, L.P., Rice Financial Products Company.
L.O.: Pope Zeigler, LLC, Columbia, SC; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY; and FirstSouthwest, Charlotte, NC.
Other bidders were:
Piper Jaffray, TIC 2.7773%
BA Merrill Lynch, TIC 2.7775%
JPMorgan, TIC 2.8027%
Morgan Stanley, TIC 2.83%
KeyBanc Cap Mkts, TIC 2.8321%
Wells Fargo Secs, TIC 2.8416%
Hutchinson Shockey, TIC 2.9648%
Goldman Sachs, TIC 3.018%
South Carolina
May 20, 2014 . . . . . . $63,410,000
General Obligation State Highway Refunding Bonds Series 2014A (book entry).
Dated Jun 1, 2014.
Due Oct 1, 2016 to 2022.
Non-callable.
Winning bid: JPMorgan, at n/a, TIC 1.4673%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $7,760,000 | 5.00% | 0.37% | ||
| 10/1/17 | $8,155,000 | 5.00% | 0.68% | ||
| 10/1/18 | $8,575,000 | 5.00% | 0.97% | ||
| 10/1/19 | $9,015,000 | 5.00% | 1.29% | ||
| 10/1/20 | $9,475,000 | 5.00% | 1.50% | ||
| 10/1/21 | $9,960,000 | 5.00% | 1.74% | ||
| 10/1/22 | $10,470,000 | 5.00% | 1.93% |
Other managers: Academy Securities Inc..
L.O.: Pope Zeigler, LLC, Columbia, SC; and State Attorney General.
F.A.: FirstSouthwest, Charlotte, NC; and Public Resources Advisory Group, New York, NY.
Other bidders were:
Goldman Sachs, TIC 1.4921%
Citigroup, TIC 1.4926%
BA Merrill Lynch, TIC 1.5015%
PNC Capital Markets, TIC 1.5151%
Barclays Capital, TIC 1.5172%
Wells Fargo Secs, TIC 1.5279%
TD Securities, TIC 1.5305%
Morgan Stanley, TIC 1.539%
KeyBanc Cap Mkts, TIC 1.5466%
TEXAS
El Campo Independent School District
May 20, 2014 . . . . . . $2,695,000
Maintenance Tax and Refunding Notes, Series 2014 (bank qualified) (book entry).
Dated Jun 1, 2014.
Due Feb 15, 2015 to 2029.
Callable Feb 15, 2023 at par.
Winning bid: SAMCO Cap Mkts, at 102.7792, TIC 2.4989%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $150,000 | 2.00% | 0.30% | BAM | |
| 2/15/16 | $155,000 | 2.00% | 0.40% | BAM | |
| 2/15/17 | $160,000 | 2.00% | 0.75% | BAM | |
| 2/15/18 | $160,000 | 2.00% | 1.05% | BAM | |
| 2/15/19 | $170,000 | 2.50% | 1.25% | BAM | |
| 2/15/20 | $170,000 | 2.50% | 1.50% | BAM | |
| 2/15/21 | $175,000 | 3.00% | 1.75% | BAM | |
| 2/15/22 | $175,000 | 3.00% | 1.95% | BAM | |
| 2/15/23 | $180,000 | 3.00% | 2.15% | BAM | |
| 2/15/25 | $375,000 | 3.00% | 2.40% | BAM | |
| 2/15/27 | $400,000 | 3.00% | 2.70% | BAM | |
| 2/15/29 | $425,000 | 3.00% | 3.00% | BAM |
Other managers: BLNS Securities Limited, Coastal Securities Corp., Crews & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
FirstSouthwest, TIC 2.5876%
Raymond James, TIC 2.6333%
FTN Fin Cap Mkts, TIC 2.6707%
Robert W. Baird, TIC 2.69%
Sterne Agee, TIC 2.7005%
Horseshoe Bay (City)
May 20, 2014 . . . . . . $9,800,000
Combination Tax and Revenue Certificates of Obligation, Series 2014 (bank qualified) (book entry).
Dated May 15, 2014.
Due Feb 15, 2015 to 2039.
Callable Feb 15, 2023 at par.
Winning bid: Coastal Securities, at 100.8766, TIC 3.2502%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $220,000 | 2.00% | 0.30% | ||
| 2/15/16 | $275,000 | 2.00% | 0.40% | ||
| 2/15/17 | $280,000 | 2.00% | 0.70% | ||
| 2/15/18 | $285,000 | 2.00% | 0.95% | ||
| 2/15/19 | $290,000 | 2.00% | 1.15% | ||
| 2/15/20 | $295,000 | 2.00% | 1.40% | ||
| 2/15/21 | $310,000 | 2.00% | 1.65% | ||
| 2/15/22 | $320,000 | 2.00% | 1.85% | ||
| 2/15/23 | $325,000 | 2.00% | 2.05% | ||
| 2/15/24 | $335,000 | 2.50% | 2.15% | ||
| 2/15/25 | $350,000 | 3.00% | 2.30% | ||
| 2/15/26 | $355,000 | 3.00% | 2.50% | ||
| 2/15/27 | $370,000 | 3.00% | 2.60% | ||
| 2/15/28 | $385,000 | 3.25% | 2.75% | ||
| 2/15/29 | $400,000 | 3.25% | 2.85% | ||
| 2/15/30 | $415,000 | 3.25% | 3.05% | ||
| 2/15/31 | $430,000 | 3.25% | 3.20% | ||
| 2/15/34 | $1,400,000 | 3.45% | 3.45% | ||
| 2/15/35 | $505,000 | 4.00% | 3.63% | ||
| 2/15/36 | $530,000 | 4.00% | 3.68% | ||
| 2/15/37 | $550,000 | 3.625% | 3.70% | ||
| 2/15/38 | $575,000 | 3.625% | 3.75% | ||
| 2/15/39 | $600,000 | 3.75% | 3.80% |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., SAMCO Capital Markets, M. E. Allison & Co., Inc..
L.O.: Bracewell & Giuliani LLP, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.2676%
Robert W. Baird, TIC 3.2845%
Wells Fargo Secs, TIC 3.2864%
Southwest Securities, TIC 3.3186%
FirstSouthwest, TIC 3.3347%
Stifel Nicolaus, TIC 3.3393%
BOSC, TIC 3.341%
Raymond James, TIC 3.3471%
Rosenberg (City)
May 20, 2014 . . . . . . $5,000,000
Combination Tax and Revenue Certificates of Obligation, Series 2014 (bank qualified) (book entry).
Dated Jun 1, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 101.6683, TIC 2.9567%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $185,000 | 3.00% | 0.35% | ||
| 3/1/16 | $190,000 | 3.00% | 0.50% | ||
| 3/1/17 | $190,000 | 3.00% | 0.75% | ||
| 3/1/18 | $195,000 | 3.00% | 1.00% | ||
| 3/1/19 | $200,000 | 2.00% | 1.25% | ||
| 3/1/20 | $205,000 | 2.00% | 1.50% | ||
| 3/1/21 | $210,000 | 2.50% | 1.70% | ||
| 3/1/22 | $220,000 | 2.50% | 1.90% | ||
| 3/1/23 | $225,000 | 2.50% | 2.10% | ||
| 3/1/24 | $235,000 | 2.50% | 2.30% | ||
| 3/1/25 | $240,000 | 2.75% | 2.45% | ||
| 3/1/26 | $250,000 | 3.00% | 2.60% | ||
| 3/1/27 | $265,000 | 3.00% | 2.75% | ||
| 3/1/28 | $275,000 | 3.00% | 2.85% | ||
| 3/1/29 | $285,000 | 3.25% | 3.00% | ||
| 3/1/30 | $300,000 | 3.50% | 3.10% | ||
| 3/1/31 | $310,000 | 3.50% | 3.20% | ||
| 3/1/34 | $1,020,000 | 3.50% | 3.50% |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, TIC 2.9854%
SunTrust Robinson, TIC 3.0246%
Robert W. Baird, TIC 3.0272%
Stifel Nicolaus, TIC 3.1233%
Raymond James, TIC 3.1705%
WISCONSIN
Brookfield (City)
May 20, 2014 . . . . . . $8,435,000
General Obligation Corporate Purpose Bonds (bank qualified) (book entry).
Dated Jun 4, 2014.
Due Dec 1, 2015 to 2033.
Callable Dec 1, 2024 at par.
Winning bid: BOSC, at 101.7377, TIC 2.3116%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $605,000 | 2.00% | 0.30% | ||
| 12/1/16 | $520,000 | 2.00% | 0.40% | ||
| 12/1/17 | $620,000 | 2.00% | 0.65% | ||
| 12/1/18 | $620,000 | 2.00% | 0.95% | ||
| 12/1/19 | $620,000 | 2.00% | 1.20% | ||
| 12/1/20 | $620,000 | 2.00% | 1.45% | ||
| 12/1/21 | $620,000 | 2.00% | 1.65% | ||
| 12/1/22 | $620,000 | 2.00% | 1.80% | ||
| 12/1/23 | $620,000 | 2.25% | 2.00% | ||
| 12/1/24 | $620,000 | 2.25% | 2.15% | ||
| 12/1/25 | $275,000 | 2.50% | 2.30% | ||
| 12/1/26 | $275,000 | 2.75% | 2.50% | ||
| 12/1/27 | $275,000 | 3.00% | 2.65% | ||
| 12/1/28 | $275,000 | 3.00% | 2.80% | ||
| 12/1/29 | $250,000 | 3.00% | 2.90% | ||
| 12/1/30 | $250,000 | 3.00% | 3.00% | ||
| 12/1/31 | $250,000 | 3.25% | 3.15% | ||
| 12/1/32 | $250,000 | 3.25% | 3.25% | ||
| 12/1/33 | $250,000 | 3.50% | 3.35% |
Other managers: Sterne, Agee & Leach, Inc, SunTrust Robinson Humphrey.
L.O.: Griggs Law Office LLC, Milwaukee, WI.
F.A.: Wisconsin Public Finance Professional, LLC, Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 2.3604%
BMO Cap Mkts GKST, TIC 2.5519%
Cross Plains Village
May 19, 2014 . . . . . . $1,975,000
General Obligation Corporate Purpose Bonds, Series 2014A (bank qualified) (book entry).
Dated Jun 11, 2014.
Due Jun 1, 2016 to 2033.
Callable Jun 1, 2022 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.8874%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $150,000 | 0.80% | 0.80% | ||
| 6/1/18 | $100,000 | 1.10% | 1.10% | ||
| 6/1/19 | $110,000 | 1.40% | 1.40% | ||
| 6/1/20 | $120,000 | 1.60% | 1.60% | ||
| 6/1/21 | $135,000 | 1.80% | 1.80% | ||
| 6/1/22 | $135,000 | 2.00% | 2.00% | ||
| 6/1/23 | $135,000 | 2.20% | 2.20% | ||
| 6/1/24 | $140,000 | 2.40% | 2.40% | ||
| 6/1/25 | $150,000 | 2.60% | 2.60% | ||
| 6/1/26 | $100,000 | 2.80% | 2.80% | ||
| 6/1/27 | $100,000 | 3.00% | 3.00% | ||
| 6/1/28 | $100,000 | 3.20% | 3.20% | ||
| 6/1/29 | $100,000 | 3.35% | 3.35% | ||
| 6/1/30 | $100,000 | 3.50% | 3.50% | ||
| 6/1/31 | $100,000 | 3.60% | 3.60% | ||
| 6/1/32 | $100,000 | 3.70% | 3.70% | ||
| 6/1/33 | $100,000 | 3.80% | 3.80% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bernardi Securities, TIC 2.9952%
Robert W. Baird, TIC 3.2267%
BOSC, TIC 3.35%
Kettle Moraine School District
May 20, 2014 . . . . . . $10,000,000
General Obligation School Improvement Bonds (bank qualified) (book entry).
Dated Jun 10, 2014.
Due Apr 1, 2015 to 2034.
Callable Apr 1, 2024 at par.
Winning bid: Janney Montgomery, at 100.2250, TIC 3.3538%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $1,590,000 | 2.00% | 0.20% | ||
| 4/1/16 | $1,050,000 | 3.00% | 0.40% | ||
| 4/1/30 | $1,350,000 | 3.00% | 3.00% | ||
| 4/1/31 | $1,375,000 | 3.125% | 3.10% | ||
| 4/1/32 | $1,490,000 | 3.25% | 3.25% | ||
| 4/1/33 | $1,545,000 | 3.75% | 3.35% | ||
| 4/1/34 | $1,600,000 | 3.75% | 3.45% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 3.3617%
Piper Jaffray, TIC 3.3897%
Vining-Sparks IBG, TIC 3.4502%
Raymond James, TIC 3.4545%
Wells Fargo Secs, TIC 3.46%
FTN Fin Cap Mkts, TIC 3.4748%
West Allis (City)
May 20, 2014 . . . . . . $6,800,000
General Obligation Corporate Purpose Bonds, Series 2014A (bank qualified) (book entry).
Dated Jun 12, 2014.
Due Apr 1, 2015 to 2029.
Callable Apr 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.4311, TIC 2.1282%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $570,000 | 2.00% | 0.30% | ||
| 4/1/16 | $565,000 | 2.00% | 0.45% | ||
| 4/1/17 | $565,000 | 2.00% | 0.70% | ||
| 4/1/18 | $565,000 | 2.00% | 1.00% | ||
| 4/1/19 | $560,000 | 2.00% | 1.15% | ||
| 4/1/20 | $560,000 | 2.00% | 1.40% | ||
| 4/1/21 | $560,000 | 2.00% | 1.65% | ||
| 4/1/22 | $560,000 | 2.00% | 1.85% | ||
| 4/1/23 | $560,000 | 2.25% | 2.05% | ||
| 4/1/24 | $560,000 | 2.50% | 2.20% | ||
| 4/1/25 | $235,000 | 2.50% | 2.30% | ||
| 4/1/26 | $235,000 | 2.75% | 2.45% | ||
| 4/1/27 | $235,000 | 3.00% | 2.60% | ||
| 4/1/28 | $235,000 | 3.00% | 2.80% | ||
| 4/1/29 | $235,000 | 3.00% | 3.00% |
Other managers: CL King & Associates, Coastal Securities Corp., Loop Capital Markets, LLC, Cronin & Co., Inc., Edward Jones, WNJ Capital, Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, Davenport & Company LLC, CastleOak Securities, L.P., Northland Securities, Inc., Duncan-Williams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Alamo Capital, Dougherty & Company LLC, Oppenheimer & Co., Inc., R. Seelaus & Co., Inc., Country Club Bank, FTN Financial Capital Markets.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 2.1423%
Raymond James, TIC 2.1557%
Wells Fargo Secs, TIC 2.259%
TAXABLE ISSUES
IOWA
Iowa Western Community College (Merged Area XIII)
May 19, 2014 . . . . . . $1,375,000
Industrial New Jobs Training and Refunding Certificates, Series 2014-1 (Taxable) (book entry).
Dated Jun 16, 2014.
Due Jun 1, 2015 to 2024.
Callable Jun 1, 2019 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.011%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $235,000 | 1.00% | 0.40% | ||
| 6/1/16 | $265,000 | 2.00% | 0.60% | ||
| 6/1/17 | $295,000 | 2.00% | 1.00% | ||
| 6/1/18 | $135,000 | 2.00% | 1.50% | ||
| 6/1/21 | $230,000 | 2.45% | 2.25% | ||
| 6/1/24 | $215,000 | 3.05% | 3.10% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.0767%
UMB Bank, TIC 2.1122%
KANSAS
Manhattan (City)
May 20, 2014 . . . . . . $9,685,000
Taxable General Obligation Bonds, Series 2014-B (book entry).
Dated Jun 2, 2014.
Due Nov 1, 2015 to 2034.
Callable Nov 1, 2024 at par.
Winning bid: Robert W. Baird, at 100.0605, TIC 3.7747%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $350,000 | 3.00% | 0.40% | ||
| 11/1/16 | $365,000 | 3.00% | 0.65% | ||
| 11/1/17 | $375,000 | 3.00% | 1.20% | ||
| 11/1/18 | $385,000 | 3.00% | 1.65% | ||
| 11/1/19 | $395,000 | 3.00% | 1.90% | ||
| 11/1/20 | $410,000 | 3.00% | 2.30% | ||
| 11/1/21 | $420,000 | 3.00% | 2.55% | ||
| 11/1/22 | $435,000 | 3.00% | 2.80% | ||
| 11/1/23 | $445,000 | 3.00% | 3.00% | ||
| 11/1/24 | $460,000 | 3.50% | 3.15% | ||
| 11/1/25 | $475,000 | 3.25% | 3.35% | ||
| 11/1/26 | $490,000 | 3.50% | 3.55% | ||
| 11/1/27 | $510,000 | 3.70% | 3.75% | ||
| 11/1/29 | $1,075,000 | 4.00% | 4.00% | ||
| 11/1/30 | $570,000 | 4.00% | 4.10% | ||
| 11/1/31 | $595,000 | 4.125% | 4.20% | ||
| 11/1/32 | $615,000 | 4.20% | 4.25% | ||
| 11/1/33 | $645,000 | 4.25% | 4.30% | ||
| 11/1/34 | $670,000 | 4.25% | 4.35% |
Other managers: CL King & Associates, Edward Jones, WNJ Capital, Davenport & Company LLC, Crews & Associates, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., CastleOak Securities, L.P., Incapital LLC, Commerce Bank, Northland Securities, Inc., Bernardi Securities, Inc., Central States Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, R. Seelaus & Co., Inc., Country Club Bank, D.A. Davidson & Co., Alamo Capital, Oppenheimer & Co., Inc., Isaak Bond Investments, Inc., George K. Baum & Co..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Fifth Third Secs, TIC 3.7837%
Raymond James, TIC 3.8106%
