ARIZONA
Goodyear (City)
Mar 5, 2014 . . . . . . $15,865,000
General Obligation Refunding Bonds, Series 2014 (book entry).
Dated Apr 3, 2014.
Due Jul 1, 2014 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 103.4052, NIC 1.136%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $80,000 | 2.00% | 0.20% | ||
| 7/1/15 | $2,240,000 | 2.00% | 0.28% | ||
| 7/1/16 | $2,330,000 | 2.00% | 0.35% | ||
| 7/1/17 | $2,465,000 | 2.00% | 0.53% | ||
| 7/1/18 | $2,550,000 | 2.00% | 0.82% | ||
| 7/1/19 | $3,050,000 | 2.00% | 1.10% | ||
| 7/1/20 | $3,150,000 | 2.00% | 1.50% |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Edward Jones, WNJ Capital, SAMCO Capital Markets, Crews & Associates, Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Cronin & Co., Inc., Bernardi Securities, Inc., Bank of New York Mellon Capital Markets, LLC, Northland Securities, Inc., Oppenheimer & Co., Inc., Alamo Capital, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Gust Rosenfeld, Phoenix, AZ.
F.A.: Wedbush Securities Inc., Phoenix, AZ.
Other bidders were:
Morgan Stanley, NIC 1.149%
Citigroup, NIC 1.1605%
Janney Montgomery, NIC 1.1772%
FTN Fin Cap Mkts, NIC 1.179%
Stifel Nicolaus, NIC 1.1854%
BMO Cap Mkts GKST, NIC 1.1959%
Hutchinson Shockey, NIC 1.2001%
KeyBanc Cap Mkts, NIC 1.2119%
Jefferies, NIC 1.224%
Piper Jaffray, NIC 1.2266%
JPMorgan, NIC 1.2283%
Fifth Third Secs, NIC 1.2473%
BOSC, NIC 1.2715%
BA Merrill Lynch, NIC 1.2759%
William Blair, NIC 1.32%
CALIFORNIA
Standard School District
Mar 5, 2014 . . . . . . $5,000,000
General Obligation Bonds, 2006 Election, Series B (book entry).
Dated Mar 27, 2014.
Due Aug 1, 2015 to 2034.
Callable Aug 1, 2024 at par.
Winning bid: UBS Financial Svcs, at 100.0070, TIC 3.6088%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $65,000 | 2.00% | 0.20% | ||
| 8/1/16 | $170,000 | 2.00% | 0.30% | ||
| 8/1/17 | $180,000 | 2.00% | 0.45% | ||
| 8/1/18 | $185,000 | 3.00% | 0.70% | ||
| 8/1/19 | $195,000 | 4.00% | 1.10% | ||
| 8/1/20 | $205,000 | 4.00% | 1.55% | ||
| 8/1/21 | $215,000 | 4.00% | 1.90% | ||
| 8/1/22 | $220,000 | 4.00% | 2.25% | ||
| 8/1/23 | $230,000 | 3.00% | 2.45% | ||
| 8/1/24 | $240,000 | 3.00% | 2.65% | ||
| 8/1/25 | $255,000 | 3.00% | 2.85% | ||
| 8/1/26 | $265,000 | 3.00% | 3.00% | ||
| 8/1/27 | $275,000 | 3.00% | 3.20% | ||
| 8/1/28 | $290,000 | 3.25% | 3.40% | ||
| 8/1/29 | $300,000 | 3.50% | 3.50% | ||
| 8/1/30 | $315,000 | 4.00% | 3.60% | ||
| 8/1/31 | $325,000 | 4.00% | 3.70% | ||
| 8/1/34 | $1,070,000 | 4.00% | 4.00% |
Other managers: Jefferies LLC, Raymond James & Associates, Inc., Fidelity Capital Markets, Wedbush Securities Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Robert W. Baird, TIC 3.6268%
Hutchinson Shockey, TIC 4.0405%
Standard School District
Mar 5, 2014 . . . . . . $11,200,000
General Obligation Bonds, 2012 Election, Series A (GO Reauthorization Bonds) (book entry).
Dated Mar 27, 2014.
Due Aug 1, 2015 to 2034.
Callable Aug 1, 2024 at par.
Winning bid: Robert W. Baird, at 101.4520, TIC 3.5597%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $160,000 | 3.00% | 0.25% | ||
| 8/1/16 | $385,000 | 4.00% | 0.35% | ||
| 8/1/17 | $400,000 | 4.00% | 0.55% | ||
| 8/1/18 | $420,000 | 4.00% | 0.85% | ||
| 8/1/19 | $435,000 | 4.00% | 1.15% | ||
| 8/1/20 | $455,000 | 4.00% | 1.60% | ||
| 8/1/21 | $475,000 | 5.00% | 2.00% | ||
| 8/1/22 | $495,000 | 5.00% | 2.30% | ||
| 8/1/23 | $520,000 | 4.00% | 2.50% | ||
| 8/1/24 | $540,000 | 4.00% | 2.65% | ||
| 8/1/25 | $565,000 | 3.00% | 2.85% | ||
| 8/1/26 | $590,000 | 3.00% | 3.00% | ||
| 8/1/27 | $615,000 | 3.125% | 3.20% | ||
| 8/1/28 | $645,000 | 3.25% | 3.35% | ||
| 8/1/29 | $670,000 | 3.375% | 3.50% | ||
| 8/1/30 | $700,000 | 3.50% | 3.60% | ||
| 8/1/31 | $730,000 | 3.625% | 3.70% | ||
| 8/1/32 | $765,000 | 3.75% | 3.85% | ||
| 8/1/34 | $1,635,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Edward Jones, Crews & Associates, Inc., WNJ Capital, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Incapital LLC, Bank of New York Mellon Capital Markets, LLC, R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Alamo Capital.
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
UBS Financial Svcs, TIC 3.5906%
CONNECTICUT
Waterford (Town)
Mar 5, 2014 . . . . . . $15,930,000
General Obligation Bonds, Issue of 2014 (book entry).
Dated Mar 17, 2014.
Due Mar 15, 2016 to 2034.
Callable Mar 15, 2022 at par.
Winning bid: William Blair, at 102.9506, TIC 3.1473%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/16 | $640,000 | 3.00% | 0.35% | ||
| 3/15/17 | $640,000 | 3.00% | 0.50% | ||
| 3/15/18 | $650,000 | 3.00% | 0.76% | ||
| 3/15/19 | $725,000 | 4.00% | 1.06% | ||
| 3/15/20 | $750,000 | 4.00% | 1.43% | ||
| 3/15/21 | $750,000 | 4.00% | 1.82% | ||
| 3/15/22 | $815,000 | 4.00% | 1.90% | ||
| 3/15/23 | $845,000 | 3.00% | 2.46% | ||
| 3/15/24 | $875,000 | 3.00% | 2.65% | ||
| 3/15/25 | $875,000 | 3.00% | 2.84% | ||
| 3/15/26 | $920,000 | 3.00% | 3.00% | ||
| 3/15/27 | $925,000 | 3.00% | 3.14% | ||
| 3/15/28 | $925,000 | 3.20% | 3.31% | ||
| 3/15/29 | $925,000 | 3.25% | 3.42% | ||
| 3/15/30 | $925,000 | 3.50% | 3.61% | ||
| 3/15/31 | $925,000 | 3.625% | 3.75% | ||
| 3/15/32 | $940,000 | 3.75% | 3.87% | ||
| 3/15/33 | $940,000 | 3.875% | 3.95% | ||
| 3/15/34 | $940,000 | 3.875% | 4.00% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Robert W. Baird, TIC 3.1577%
Piper Jaffray, TIC 3.1696%
Morgan Stanley, TIC 3.1797%
BA Merrill Lynch, TIC 3.2106%
Janney Montgomery, TIC 3.2474%
UBS Financial Svcs, TIC 3.2651%
FTN Fin Cap Mkts, TIC 3.3435%
Hutchinson Shockey, TIC 3.4086%
JPMorgan, TIC 3.4209%
KENTUCKY
Warren County School District Finance Corporation
Mar 5, 2014 . . . . . . $6,390,000
Schoool Building Refunding Revenue Bonds, Series A of 2014 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Mar 1, 2014.
Due Jun 1, 2014 to Dec 1, 2024.
Non-callable.
Winning bid: Robert W. Baird, at 103.2534, NIC 2.1569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $55,000 | 2.00% | 0.30% | ||
| 12/1/14 | $510,000 | 2.00% | 0.30% | ||
| 12/1/15 | $525,000 | 2.00% | 0.40% | ||
| 12/1/16 | $535,000 | 2.00% | 0.50% | ||
| 12/1/17 | $545,000 | 2.00% | 0.75% | ||
| 12/1/18 | $555,000 | 2.00% | 1.05% | ||
| 12/1/19 | $570,000 | 2.00% | 1.35% | ||
| 12/1/20 | $580,000 | 3.00% | 1.80% | ||
| 12/1/21 | $600,000 | 3.00% | 2.10% | ||
| 12/1/22 | $620,000 | 3.00% | 2.40% | ||
| 12/1/23 | $635,000 | 3.00% | 2.60% | ||
| 12/1/24 | $660,000 | 3.00% | 2.75% |
Other managers: CL King & Associates, Coastal Securities Corp., Crews & Associates, Inc., Loop Capital Markets, LLC, Edward Jones, WNJ Capital, Duncan-WIlliams, Inc., Vining-Sparks IBG, Limited Partnership, PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, Isaak Bond Investments, Inc., Wedbush Securities Inc., First Kentucky Securities Corp., Incapital LLC, R. Seelaus & Co., Inc., Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc., Southwest Securities, Inc., Alamo Capital, KeyBanc Capital Markets, FTN Financial Capital Markets, City Securities Corp., Bank of New York Mellon Capital Markets, LLC.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Piper Jaffray, NIC 2.3138%
J.J.B. Hilliard, NIC 2.3354%
Hutchinson Shockey, NIC 2.5181%
Fidelity Capital, NIC 2.5229%
Warren County School District Finance Corporation
Mar 5, 2014 . . . . . . $27,080,000
Schoool Building Refunding Revenue Bonds, Series B of 2014 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Mar 1, 2014.
Due Jun 1, 2014 to 2029.
Callable Jun 1, 2024 at par.
Winning bid: Robert W. Baird, at 103.0654, TIC 3.0197%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $875,000 | 2.00% | 0.15% | ||
| 6/1/15 | $685,000 | 2.00% | 0.30% | ||
| 6/1/16 | $705,000 | 2.00% | 0.50% | ||
| 6/1/17 | $1,380,000 | 2.00% | 0.70% | ||
| 6/1/18 | $1,415,000 | 2.00% | 1.00% | ||
| 6/1/19 | $1,445,000 | 3.00% | 1.30% | ||
| 6/1/20 | $1,530,000 | 3.00% | 1.75% | ||
| 6/1/21 | $1,870,000 | 3.00% | 2.10% | ||
| 6/1/22 | $1,920,000 | 4.00% | 2.40% | ||
| 6/1/23 | $1,980,000 | 4.00% | 2.60% | ||
| 6/1/24 | $2,050,000 | 4.00% | 2.80% | ||
| 6/1/25 | $2,120,000 | 3.00% | 3.00% | ||
| 6/1/26 | $2,175,000 | 3.125% | 3.20% | ||
| 6/1/27 | $2,235,000 | 4.00% | 3.30% | ||
| 6/1/28 | $2,315,000 | 3.50% | 3.50% | ||
| 6/1/29 | $2,380,000 | 3.50% | 3.60% |
Other managers: CL King & Associates, Coastal Securities Corp., Crews & Associates, Inc., Loop Capital Markets, LLC, Edward Jones, WNJ Capital, Duncan-WIlliams, Inc., Vining-Sparks IBG, Limited Partnership, PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, Isaak Bond Investments, Inc., Wedbush Securities Inc., First Kentucky Securities Corp., Incapital LLC, R. Seelaus & Co., Inc., Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc., Southwest Securities, Inc., Alamo Capital, KeyBanc Capital Markets, FTN Financial Capital Markets, City Securities Corp., Bank of New York Mellon Capital Markets, LLC.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
UBS Financial Svcs, TIC 3.1025%
Fidelity Capital, TIC 3.1698%
MARYLAND
Maryland
Mar 5, 2014 . . . . . . $236,855,000
General Obligation State and Local Facilities Loan of 2014, First Series C Tax-Exempt Refunding Bonds (book entry).
Dated Mar 18, 2014.
Due Aug 1, 2014 to 2021.
Non-callable.
Winning bid: JPMorgan, at 117.7989, TIC 1.2369%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $19,670,000 | 3.00% | 0.09% | ||
| 8/1/15 | $18,830,000 | 5.00% | 0.15% | ||
| 8/1/18 | $30,580,000 | 5.00% | 0.75% | ||
| 8/1/19 | $83,410,000 | 5.00% | 1.05% | ||
| 8/1/20 | $68,925,000 | 5.00% | 1.45% | ||
| 8/1/21 | $15,440,000 | 5.00% | 1.80% |
Other managers: Academy Securities Inc., Estrada Hinojosa & Company, Inc., De La Rosa & Co..
L.O.: Ballard Spahr LLP, Baltimore, MD; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Citigroup, TIC 1.2563%
BA Merrill Lynch, TIC 1.2626%
Morgan Stanley, TIC 1.2839%
Wells Fargo Secs, TIC 1.3335%
Goldman Sachs, TIC 1.335%
Barclays Capital, TIC 1.4404%
Maryland
Mar 5, 2014 . . . . . . $450,000,000
General Obligation State and Local Facilities Loan of 2014, First Series A Tax-Exempt Bonds (book entry).
Dated Mar 18, 2014.
Due Mar 1, 2018 to 2029.
Callable Mar 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 112.4362, TIC 2.8406%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/18 | $12,145,000 | 5.00% | 0.71% | ||
| 3/1/19 | $32,135,000 | 5.00% | 1.01% | ||
| 3/1/20 | $33,740,000 | 5.00% | 1.42% | ||
| 3/1/21 | $35,430,000 | 5.00% | 1.77% | ||
| 3/1/22 | $37,200,000 | 5.00% | 2.07% | ||
| 3/1/23 | $39,060,000 | 5.00% | 2.28% | ||
| 3/1/24 | $40,230,000 | 5.00% | 2.42% | ||
| 3/1/25 | $41,440,000 | 4.00% | 2.71% | ||
| 3/1/26 | $42,680,000 | 3.00% | 3.00% | ||
| 3/1/27 | $43,965,000 | 4.00% | 3.01% | ||
| 3/1/28 | $45,280,000 | 4.00% | 3.12% | ||
| 3/1/29 | $46,695,000 | 4.00% | 3.23% |
Other managers: Oppenheimer & Co., Inc., M & T Securities, Inc..
L.O.: Ballard Spahr LLP, Baltimore, MD; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Citigroup, TIC 2.8577%
Goldman Sachs, TIC 2.9324%
Wells Fargo Secs, TIC 2.95%
JPMorgan, TIC 2.955%
Morgan Stanley, TIC 2.9595%
Barclays Capital, TIC 2.9938%
MASSACHUSETTS
Attleboro (City)
Mar 5, 2014 . . . . . . $1,371,760
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Mar 20, 2014.
Due Mar 20, 2015.
Purchased $1,371,760.00 by TD Securities, at 1.0%, plus $9,986.41, effective rate 0.272%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.302%
Jefferies, Effective Rate 0.305%
Eastern Bk Cap Mkts, Effective Rate 0.324%
Oppenheimer, Effective Rate 0.633%
Attleboro (City)
Mar 5, 2014 . . . . . . $5,053,224
General Obligation Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated Mar 15, 2014.
Due Mar 15, 2015 to 2024.
Callable Mar 15, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 103.6401, TIC 1.568%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/15 | $728,224 | 3.00% | 0.38% | ||
| 3/15/16 | $735,000 | 3.00% | 0.43% | ||
| 3/15/17 | $735,000 | 2.00% | 0.55% | ||
| 3/15/18 | $735,000 | 2.00% | 0.75% | ||
| 3/15/19 | $355,000 | 2.00% | 1.10% | ||
| 3/15/20 | $355,000 | 3.00% | 1.50% | ||
| 3/15/21 | $355,000 | 3.00% | 1.90% | ||
| 3/15/22 | $355,000 | 2.00% | 2.00% | ||
| 3/15/23 | $350,000 | 2.25% | 2.15% | ||
| 3/15/24 | $350,000 | 2.50% | 2.30% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Stifel Nicolaus, TIC 1.5685%
Robert W. Baird, TIC 1.597%
Roosevelt & Cross, TIC 1.6088%
Piper Jaffray, TIC 1.6097%
Janney Montgomery, TIC 1.6251%
Morgan Stanley, TIC 1.6316%
BMO Cap Mkts GKST, TIC 1.66%
BOSC, TIC 1.6647%
NEW JERSEY
Brooklawn Borough Board of Education
Mar 5, 2014 . . . . . . $800,000
Temporary Note (bank qualified).
Dated Mar 14, 2014.
Due Sep 12, 2014.
Purchased $800,000.00 by Valley National Bank, at 0.69%, effective rate 0.69%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
First Colonial, Effective Rate 0.89%
Jefferies, Effective Rate 1.061%
Janney Montgomery, Effective Rate 1.3321%
South Brunswick Twp, Effective Rate 1.35%
Roosevelt & Cross, Effective Rate 1.3665%
East Brunswick Twp, Effective Rate 1.39%
Oppenheimer, Effective Rate 1.5643%
Glassboro Borough
Mar 5, 2014 . . . . . . $7,307,000
General Obligation Bonds, Series 2014B (bank qualified) (book entry).
Dated Mar 19, 2014.
Due Mar 1, 2015 to 2039.
Callable Mar 1, 2023 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.5217%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $185,000 | 2.50% | 0.25% | ||
| 3/1/16 | $185,000 | 2.50% | 0.40% | ||
| 3/1/17 | $185,000 | 2.50% | 0.60% | ||
| 3/1/18 | $185,000 | 2.50% | 0.85% | ||
| 3/1/19 | $185,000 | 3.00% | 1.15% | ||
| 3/1/20 | $230,000 | 3.00% | 1.55% | ||
| 3/1/21 | $240,000 | 3.00% | 1.90% | ||
| 3/1/22 | $250,000 | 3.00% | 2.20% | ||
| 3/1/23 | $260,000 | 3.00% | 2.40% | ||
| 3/1/24 | $270,000 | 3.00% | 2.55% | ||
| 3/1/25 | $280,000 | 3.00% | 2.70% | ||
| 3/1/26 | $290,000 | 3.00% | 2.80% | ||
| 3/1/27 | $300,000 | 3.00% | 3.00% | ||
| 3/1/28 | $315,000 | 3.00% | 3.10% | ||
| 3/1/29 | $330,000 | 3.125% | 3.20% | ||
| 3/1/30 | $340,000 | 3.25% | 3.30% | ||
| 3/1/31 | $355,000 | 3.375% | 3.40% | ||
| 3/1/32 | $365,000 | 3.50% | 3.50% | ||
| 3/1/33 | $365,000 | 3.50% | 3.60% | ||
| 3/1/34 | $365,000 | 3.50% | 3.65% | ||
| 3/1/35 | $365,000 | 4.00% | 3.70% | ||
| 3/1/36 | $365,000 | 4.00% | 3.75% | ||
| 3/1/37 | $365,000 | 4.00% | 3.80% | ||
| 3/1/38 | $365,000 | 4.00% | 3.85% | ||
| 3/1/39 | $367,000 | 4.00% | 3.90% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, R. Seelaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward D. Jones & Co..
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: NW Financial Group, Hoboken, NJ.
Other bidders were:
Robert W. Baird, NIC 3.635%
Old Bridge Township
Mar 5, 2014 . . . . . . $9,800,000
General Improvement Bonds, Series 2014 (bank qualified) (book entry).
Dated Mar 18, 2014.
Due Mar 15, 2015 to 2024.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 1.8103%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/15 | $600,000 | 2.00% | 0.30% | ||
| 3/15/16 | $600,000 | 2.00% | 0.45% | ||
| 3/15/17 | $600,000 | 2.00% | 0.60% | ||
| 3/15/18 | $1,100,000 | 2.00% | 0.80% | ||
| 3/15/19 | $1,100,000 | 2.00% | 1.10% | ||
| 3/15/20 | $1,100,000 | 2.00% | 1.45% | ||
| 3/15/21 | $1,100,000 | 2.00% | 1.75% | ||
| 3/15/22 | $1,200,000 | 2.00% | 2.00% | ||
| 3/15/23 | $1,200,000 | 2.20% | 2.20% | ||
| 3/15/24 | $1,200,000 | 2.50% | 2.30% |
Other managers: WNJ Capital, Coastal Securities Corp., SAMCO Capital Markets, Crews & Associates, Inc., Eastern Bank Capital Markets, Loop Capital Markets, LLC, Bernardi Securities, Inc., Oppenheimer & Co., Inc., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Alamo Capital.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
BOSC, TIC 1.8265%
Janney Montgomery, TIC 1.9309%
PNC Capital Markets, TIC 1.9522%
UBS Financial Svcs, TIC 1.9524%
Raymond James, TIC 2.1765%
NEW YORK
Broadalbin-Perth Central School District
Mar 5, 2014 . . . . . . $1,583,371
Bond Anticipation Notes, 2014 (New Issue) (bank qualified).
Dated Mar 19, 2014.
Due Mar 19, 2015.
Purchased $1,583,370.00 by Jefferies, at 1.0%, plus $3,912.00, effective rate 0.7529%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 0.8%
Oppenheimer, Effective Rate 0.9278%
Roosevelt & Cross, Effective Rate 1.033%
Lancaster Village
Mar 5, 2014 . . . . . . $450,000
Bond Anticipation Notes for Equipment-2014 (bank qualified).
Dated Mar 14, 2014.
Due Mar 13, 2015.
Purchased $450,000.00 by Glens Falls Natl Bk, at 1.0%, effective rate 1.0%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
M & T Securities, Effective Rate 1.06%
Jefferies, Effective Rate 1.1816%
Roosevelt & Cross, Effective Rate 1.2934%
Oppenheimer, Effective Rate 1.6116%
Rochester (City)
Mar 5, 2014 . . . . . . $13,000,000
Bond Anticipation Notes, 2014 Series I.
Dated Mar 19, 2014.
Due Mar 18, 2015.
Purchased $13,000,000.00 by Morgan Stanley, at 1.25%, plus $137,150.00, effective rate 0.1921%.
L.O.: Woods, Oviatt, Gilman LLP, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan, Effective Rate 0.1958%
TD Securities, Effective Rate 0.1988%
Wells Fargo Secs, Effective Rate 0.2011%
Jefferies, Effective Rate 0.277%
Oppenheimer, Effective Rate 0.3784%
Roosevelt & Cross, Effective Rate 0.4033%
JPMorgan Chase, Effective Rate 0.58%
South Nyack Village
Mar 5, 2014 . . . . . . $995,000
Public Improvement Serial Bonds - 2014 (bank qualified) (book entry).
Dated Mar 13, 2014.
Due Mar 1, 2015 to 2029.
Callable Mar 1, 2022 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.2711%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $55,000 | 3.125% | 0.50% | ||
| 3/1/16 | $55,000 | 3.125% | 0.75% | ||
| 3/1/17 | $55,000 | 3.125% | 1.00% | ||
| 3/1/18 | $60,000 | 3.125% | 1.30% | ||
| 3/1/19 | $60,000 | 3.125% | 1.60% | ||
| 3/1/20 | $60,000 | 3.125% | 1.90% | ||
| 3/1/21 | $65,000 | 3.125% | 2.20% | ||
| 3/1/22 | $65,000 | 3.125% | 2.50% | ||
| 3/1/23 | $65,000 | 3.125% | 2.75% | ||
| 3/1/24 | $70,000 | 3.125% | 3.00% | ||
| 3/1/25 | $70,000 | 3.125% | 3.125% | ||
| 3/1/26 | $75,000 | 3.25% | 3.25% | ||
| 3/1/27 | $80,000 | 3.375% | 3.375% | ||
| 3/1/28 | $80,000 | 3.50% | 3.50% | ||
| 3/1/29 | $80,000 | 3.50% | 3.60% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Stanley Fire District
Mar 5, 2014 . . . . . . $997,452
Bond Anticipation Notes, 2014 (bank qualified).
Dated Mar 19, 2014.
Due Mar 19, 2015.
Purchased $997,450.00 by Glens Falls Natl Bk, at 1.15%, effective rate 1.15%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2153%
Oppenheimer, Effective Rate 1.8309%
Tuxedo Joint Fire District
Mar 5, 2014 . . . . . . $900,000
Serial Bonds of the Acquisition of Pumper Fire Trucks - 2014 (bank qualified) (book entry).
Dated Mar 17, 2014.
Due Mar 15, 2015 to 2021.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.06%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/15 | $125,000 | 2.00% | 0.50% | ||
| 3/15/16 | $125,000 | 2.00% | 0.75% | ||
| 3/15/17 | $130,000 | 2.00% | 1.00% | ||
| 3/15/18 | $130,000 | 2.00% | 1.30% | ||
| 3/15/19 | $130,000 | 2.00% | 1.60% | ||
| 3/15/20 | $130,000 | 2.00% | 1.90% | ||
| 3/15/21 | $130,000 | 2.25% | 2.20% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Official(s).
Other bidders were:
BNY Mellon Cap Mkts, NIC 2.4%
Sage Rutty, NIC 2.44%
Sterling Natl Bk, NIC 2.98%
Bank of Greene Co, NIC 2.99%
Waterford (Town)
Mar 5, 2014 . . . . . . $685,000
Public Improvement (Serial) Bonds, 2014 (bank qualified) (book entry).
Dated Mar 20, 2014.
Due Mar 1, 2016 to 2029.
Callable Mar 1, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.3161%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $40,000 | 3.00% | 0.50% | ||
| 3/1/17 | $40,000 | 3.00% | 1.00% | ||
| 3/1/18 | $40,000 | 3.00% | 1.40% | ||
| 3/1/19 | $45,000 | 3.00% | 1.70% | ||
| 3/1/20 | $45,000 | 3.00% | 2.00% | ||
| 3/1/21 | $45,000 | 3.00% | 2.40% | ||
| 3/1/22 | $45,000 | 3.00% | 2.60% | ||
| 3/1/23 | $50,000 | 3.00% | 2.80% | ||
| 3/1/24 | $50,000 | 3.00% | 3.00% | ||
| 3/1/25 | $55,000 | 3.25% | 3.25% | ||
| 3/1/26 | $55,000 | 3.375% | 3.375% | ||
| 3/1/27 | $55,000 | 3.50% | 3.50% | ||
| 3/1/28 | $60,000 | 3.625% | 3.625% | ||
| 3/1/29 | $60,000 | 3.75% | 3.75% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Environmental Capital LLC, New York, NY.
OKLAHOMA
Delaware County Independent School District No 1 (Jay)
Mar 5, 2014 . . . . . . $1,020,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated May 1, 2014.
Due May 1, 2016.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.64%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/16 | $1,020,000 | 1.25% | 0.45% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.75%
Jackson County Independent School District No. 14 (Duke)
Mar 5, 2014 . . . . . . $270,000
Transportation Equipment Bonds of 2014 (bank qualified) (book entry).
Dated May 1, 2014.
Due May 1, 2016.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.785%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/16 | $270,000 | 1.25% | 0.50% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.85%
Baker Group, NIC 1.15%
Kay County Independent School District No. 125 (Newkirk)
Mar 5, 2014 . . . . . . $740,000
General Obligation Combined Purpose Bonds of 2014 (bank qualified) (book entry).
Dated May 1, 2014.
Due May 1, 2016.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.65%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/16 | $740,000 | 0.65% | 0.50% |
In association with: Bank of Oklahoma, Eastman National Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
UMB Bank, NIC 0.665%
TENNESSEE
Campbell County
Mar 5, 2014 . . . . . . $6,460,000
General Obligation Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Apr 4, 2014.
Due Jun 1, 2014 to 2019.
Non-callable.
Winning bid: Morgan Stanley, at 109.3075, TIC 0.8582%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $110,000 | 2.00% | 0.15% | ||
| 6/1/15 | $1,260,000 | 4.00% | 0.20% | ||
| 6/1/16 | $1,320,000 | 4.00% | 0.30% | ||
| 6/1/17 | $1,380,000 | 4.00% | 0.55% | ||
| 6/1/18 | $1,440,000 | 4.00% | 0.85% | ||
| 6/1/19 | $950,000 | 4.00% | 1.15% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James, TIC 0.8654%
BOSC, TIC 0.9032%
Piper Jaffray, TIC 0.9073%
Hutchinson Shockey, TIC 0.9084%
Robert W. Baird, TIC 0.9406%
FTN Fin Cap Mkts, TIC 0.9477%
Wells Fargo Secs, TIC 1.0553%
TEXAS
Hardin County
Mar 4, 2014 . . . . . . $2,390,000
General Obligation Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Apr 1, 2014.
Due Jun 1, 2014 to 2023.
Non-callable.
Winning bid: Southwest Securities, at 104.0900, TIC 1.5278%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $30,000 | 2.00% | 0.35% | ||
| 6/1/15 | $235,000 | 2.00% | 0.35% | ||
| 6/1/16 | $240,000 | 2.50% | 0.40% | ||
| 6/1/17 | $250,000 | 3.00% | 0.50% | ||
| 6/1/18 | $255,000 | 3.00% | 0.75% | ||
| 6/1/19 | $265,000 | 3.00% | 1.15% | ||
| 6/1/20 | $270,000 | 2.50% | 1.40% | ||
| 6/1/21 | $275,000 | 2.50% | 1.70% | ||
| 6/1/22 | $280,000 | 2.50% | 1.90% | ||
| 6/1/23 | $290,000 | 2.25% | 2.15% |
L.O.: Germer PLLC, Beaumont, TX; and State Attorney General.
F.A.: USCA Municipal Advisors, LLC, Houston, TX; and U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Raymond James, TIC 1.5338%
FTN Fin Cap Mkts, TIC 1.5487%
SAMCO Cap Mkts, TIC 1.5689%
Robert W. Baird, TIC 1.5737%
BOSC, TIC 1.5779%
Stephens, TIC 1.666%
UBS Financial Svcs, TIC 1.7073%
FirstSouthwest, TIC 1.7391%
Citigroup, TIC 1.74%
UMB Bank, TIC 1.7484%
Stifel Nicolaus, TIC 1.7518%
Hutchinson Shockey, TIC 1.8491%
WISCONSIN
South Milwaukee School District
Mar 5, 2014 . . . . . . $7,105,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Apr 1, 2014.
Due Apr 1, 2023 to 2024.
Callable Apr 1, 2022 at par.
Winning bid: Raymond James, at 100.5860, TIC 2.4288%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/23 | $3,510,000 | 2.50% | 2.15% | ||
| 4/1/24 | $3,595,000 | 2.50% | 2.30% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Wells Fargo Secs, TIC 2.5754%
BOSC, TIC 2.662%
Piper Jaffray, TIC 2.7415%
Hutchinson Shockey, TIC 2.9687%
TAXABLE ISSUES
MARYLAND
Maryland
Mar 5, 2014 . . . . . . $50,000,000
General Obligation State and Local Facilities Loan of 2014, First Series B Taxable Bonds (book entry).
Dated Mar 18, 2014.
Due Mar 1, 2017 to 2018.
Non-callable.
Winning bid: Citigroup, at 99.7600, TIC 0.9087%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $30,910,000 | 0.70% | 0.70% | ||
| 3/1/18 | $19,090,000 | 1.00% | 1.00% |
Other managers: Ramirez & Co., Inc., Drexel Hamilton, LLC., Southwest Securities, Inc., Siebert, Brandford, Shank & Co., LLC, Loop Capital Markets, LLC, Rice Financial Products Company, PNC Capital Markets.
L.O.: Ballard Spahr LLP, Baltimore, MD; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
JPMorgan, TIC 0.9867%
BA Merrill Lynch, TIC 1.0512%
Wells Fargo Secs, TIC 1.055%
Raymond James, TIC 1.111%
Jefferies, TIC 1.1315%
Barclays Capital, TIC 1.1369%
Morgan Stanley, TIC 1.1494%
Goldman Sachs, TIC 1.1585%
