ARKANSAS
Cross County School District No. 7 of Cross County
Feb 6, 2014 . . . . . . $3,650,000
Refunding and Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Mar 1, 2014.
Due Feb 1, 2015 to 2044.
Callable Aug 1, 2019 at par.
Winning bid: Crews & Associates, at 98.0565, TIC 3.9127%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $250,000 | 0.75% | 0.75% | ||
| 2/1/19 | $165,000 | 1.375% | 1.375% | ||
| 2/1/21 | $170,000 | 2.125% | 2.125% | ||
| 2/1/23 | $180,000 | 2.75% | 2.60% | ||
| 2/1/25 | $190,000 | 3.00% | 2.90% | ||
| 2/1/27 | $205,000 | 3.125% | 3.125% | ||
| 2/1/29 | $215,000 | 3.375% | 3.375% | ||
| 2/1/34 | $615,000 | 3.50% | 3.50% | ||
| 2/1/36 | $280,000 | 4.00% | 4.00% | ||
| 2/1/38 | $305,000 | 4.125% | 4.125% | ||
| 2/1/40 | $330,000 | 4.125% | 4.20% | ||
| 2/1/42 | $355,000 | 4.25% | 4.25% | ||
| 2/1/44 | $390,000 | 4.25% | 4.27% |
Other managers: Edward Jones.
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.925%
Raymond James, TIC 3.9267%
Ross Sinclaire, TIC 3.9302%
Vining-Sparks IBG, TIC 4.0032%
Sterne Agee, TIC 4.0623%
Simmons First Invst, TIC 4.1403%
ILLINOIS
Morris School District No. 54
Feb 6, 2014 . . . . . . $1,775,000
General Obligation School Bond, Series 2014 (bank qualified) (book entry).
Dated Mar 3, 2014.
Due Nov 1, 2014.
Purchased $1,775,000.00 by Vly View CUSD #365-U, at 1.0%, effective rate 0.9988%.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Bernardi Securities, Effective Rate 1.0019%
INDIANA
Washington Elemtary School Building Corp
Feb 6, 2014 . . . . . . $1,900,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2014 (bank qualified) (book entry).
Dated Feb 27, 2014.
Due Jan 15, 2015 to 2024.
Non-callable.
Winning bid: Ross Sinclaire, at n/a, NIC 2.138%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/17 | $550,000 | 0.60% | 0.60% | ||
| 7/15/19 | $390,000 | 1.25% | 1.25% | ||
| 7/15/21 | $410,000 | 1.90% | 1.90% | ||
| 1/15/24 | $550,000 | 3.00% | 2.70% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Therber & Brock, Indianapolis, IN.
Other bidders were:
City Securities, NIC 2.349%
J.J.B. Hilliard, NIC 2.497%
First Financial Bk, NIC 3.239%
IOWA
Iowa Board of Regents
Feb 6, 2014 . . . . . . $27,935,000
Dormitory Revenue Bonds, Series S.U.I 2014 (The State University of Iowa) (book entry).
Dated Feb 1, 2014.
Due Jul 1, 2015 to 2034.
Callable Jul 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.6519, TIC 3.2727%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $1,110,000 | 0.30% | 0.30% | ||
| 7/1/16 | $1,115,000 | 2.00% | 0.45% | ||
| 7/1/17 | $1,140,000 | 2.00% | 0.70% | ||
| 7/1/18 | $1,160,000 | 2.00% | 1.00% | ||
| 7/1/19 | $1,185,000 | 2.00% | 1.30% | ||
| 7/1/20 | $1,210,000 | 2.00% | 1.70% | ||
| 7/1/21 | $1,230,000 | 2.00% | 2.00% | ||
| 7/1/22 | $1,255,000 | 3.00% | 2.35% | ||
| 7/1/23 | $1,295,000 | 3.00% | 2.55% | ||
| 7/1/24 | $1,335,000 | 3.00% | 2.70% | ||
| 7/1/25 | $1,375,000 | 3.00% | 2.90% | ||
| 7/1/26 | $1,415,000 | 3.00% | 3.00% | ||
| 7/1/27 | $1,455,000 | 3.125% | 3.15% | ||
| 7/1/28 | $1,500,000 | 3.25% | 3.30% | ||
| 7/1/29 | $1,550,000 | 3.375% | 3.40% | ||
| 7/1/30 | $1,605,000 | 3.50% | 3.50% | ||
| 7/1/31 | $1,660,000 | 3.50% | 3.60% | ||
| 7/1/32 | $1,715,000 | 3.625% | 3.70% | ||
| 7/1/33 | $1,780,000 | 3.75% | 3.80% | ||
| 7/1/34 | $1,845,000 | 4.00% | 3.90% |
Other managers: CL King & Associates, Fidelity Capital Markets, Crews & Associates, Inc., WNJ Capital, Loop Capital Markets, LLC, Edward Jones, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Cronin & Co., Inc., Wedbush Securities Inc., Northland Securities, Inc., Dougherty & Company LLC, Bernardi Securities, Inc., Sterne, Agee & Leach, Inc, Incapital LLC, Alamo Capital, D.A. Davidson & Co, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 3.3795%
Wells Fargo Secs, TIC 3.39%
Hutchinson Shockey, TIC 3.3906%
William Blair, TIC 3.3915%
BMO Cap Mkts GKST, TIC 3.4058%
UBS Financial Svcs, TIC 3.4699%
Guggenheim Secs, TIC 3.5364%
Jefferies, TIC 3.6013%
Mesirow Financial, TIC 3.7582%
KANSAS
Wyandotte County/Kansas City Unified Government
Feb 6, 2014 . . . . . . $4,920,000
Municipal Temporary Notes, Series 2014-III (Wyandotte County Projects) (book entry).
Dated Feb 27, 2014.
Due Mar 1, 2015.
Callable Sep 1, 2014 at par.
Winning bid: JPMorgan, at 100.0000, TIC 0.18%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $4,920,000 | 0.18% | 0.16% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
UMB Bank, TIC 0.3973%
Jefferies, TIC 0.4692%
Commerce Bank, TIC 0.682%
Wyandotte County/Kansas City Unified Government
Feb 6, 2014 . . . . . . $10,100,000
General Obligation Improvement Bonds, Series 2014-C (Wyandotte County Projects) (book entry).
Dated Feb 27, 2014.
Due Aug 1, 2015 to 2029.
Callable Aug 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.8823, TIC 2.8171%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $570,000 | 2.00% | 0.30% | ||
| 8/1/16 | $580,000 | 2.00% | 0.45% | ||
| 8/1/17 | $590,000 | 2.00% | 0.65% | ||
| 8/1/18 | $605,000 | 2.00% | 1.00% | ||
| 8/1/19 | $615,000 | 2.00% | 1.30% | ||
| 8/1/20 | $630,000 | 2.00% | 1.70% | ||
| 8/1/21 | $640,000 | 3.00% | 2.05% | ||
| 8/1/22 | $660,000 | 3.00% | 2.35% | ||
| 8/1/23 | $680,000 | 3.00% | 2.55% | ||
| 8/1/24 | $700,000 | 3.00% | 2.70% | ||
| 8/1/25 | $720,000 | 3.00% | 2.90% | ||
| 8/1/26 | $740,000 | 3.00% | 3.00% | ||
| 8/1/27 | $765,000 | 3.125% | 3.15% | ||
| 8/1/28 | $790,000 | 3.25% | 3.30% | ||
| 8/1/29 | $815,000 | 3.375% | 3.45% |
Other managers: CL King & Associates, Fidelity Capital Markets, Edward Jones, WNJ Capital, Davenport & Company LLC, Crews & Associates, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Duncan-WIlliams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Incapital LLC, Commerce Bank, George K. Baum & Co., Northland Securities, Inc., Bernardi Securities, Inc., Central States Capital Markets, LLC, R. Seelaus & Co., Inc., Country Club Bank, D.A. Davidson & Co, Alamo Capital, SumRidge Partners, LLC, Oppenheimer & Co., Inc..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.9961%
UBS Financial Svcs, TIC 3.074%
Jefferies, TIC 3.2496%
Wyandotte County/Kansas City Unified Government
Feb 6, 2014 . . . . . . $16,605,000
General Obligation Improvement Bonds, Series 2014-A (book entry).
Dated Feb 27, 2014.
Due Aug 1, 2015 to 2034.
Callable Aug 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.6541, TIC 3.3643%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $635,000 | 2.00% | 0.30% | ||
| 8/1/16 | $650,000 | 2.00% | 0.45% | ||
| 8/1/17 | $665,000 | 2.00% | 0.65% | ||
| 8/1/18 | $675,000 | 2.00% | 1.00% | ||
| 8/1/19 | $690,000 | 2.00% | 1.30% | ||
| 8/1/20 | $705,000 | 2.00% | 1.70% | ||
| 8/1/21 | $720,000 | 3.00% | 2.05% | ||
| 8/1/22 | $740,000 | 4.00% | 2.35% | ||
| 8/1/23 | $770,000 | 4.00% | 2.55% | ||
| 8/1/24 | $800,000 | 3.00% | 2.70% | ||
| 8/1/25 | $825,000 | 3.00% | 2.90% | ||
| 8/1/26 | $850,000 | 3.00% | 3.00% | ||
| 8/1/27 | $875,000 | 3.125% | 3.15% | ||
| 8/1/28 | $900,000 | 3.25% | 3.30% | ||
| 8/1/29 | $930,000 | 3.375% | 3.45% | ||
| 8/1/30 | $960,000 | 3.50% | 3.60% | ||
| 8/1/31 | $995,000 | 3.625% | 3.70% | ||
| 8/1/32 | $1,030,000 | 4.00% | 3.75% | ||
| 8/1/34 | $2,190,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Edward Jones, WNJ Capital, Davenport & Company LLC, Crews & Associates, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Duncan-WIlliams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Incapital LLC, Commerce Bank, George K. Baum & Co., Northland Securities, Inc., Bernardi Securities, Inc., Central States Capital Markets, LLC, R. Seelaus & Co., Inc., Country Club Bank, D.A. Davidson & Co, Alamo Capital, SumRidge Partners, LLC, Oppenheimer & Co., Inc..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 3.4962%
UBS Financial Svcs, TIC 3.5457%
BA Merrill Lynch, TIC 3.5781%
Piper Jaffray, TIC 3.5793%
Jefferies, TIC 3.662%
Wyandotte County/Kansas City Unified Government
Feb 6, 2014 . . . . . . $62,615,000
Municipal Temporary Notes, Series 2014-I (book entry).
Dated Feb 27, 2014.
Due Mar 1, 2015.
Callable Sep 1, 2014 at par.
Winning bid: JPMorgan, at 100.0080, TIC 0.1721%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $62,615,000 | 0.18% | 0.16% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Wells Fargo Secs, TIC 0.2%
Jefferies, TIC 0.205%
BA Merrill Lynch, TIC 0.2193%
LOUISIANA
St. Tammany Parish Law Enforcement District
Feb 6, 2014 . . . . . . $15,400,000
Limited Tax Revenue Bonds, Series 2014.
Dated Mar 20, 2014.
Due Mar 1, 2016 to 2029.
Callable Mar 1, 2024 at par.
Winning bid: Robert W. Baird, at 102.2472, TIC 2.8506%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $885,000 | 2.00% | 0.50% | ||
| 3/1/17 | $910,000 | 2.00% | 0.65% | ||
| 3/1/18 | $940,000 | 2.00% | 1.00% | ||
| 3/1/19 | $975,000 | 2.00% | 1.30% | ||
| 3/1/20 | $1,005,000 | 4.00% | 1.65% | ||
| 3/1/21 | $1,040,000 | 4.00% | 2.00% | ||
| 3/1/22 | $1,075,000 | 4.00% | 2.35% | ||
| 3/1/23 | $1,110,000 | 3.00% | 2.60% | ||
| 3/1/24 | $1,145,000 | 3.00% | 2.75% | ||
| 3/1/25 | $1,185,000 | 3.00% | 3.00% | ||
| 3/1/26 | $1,220,000 | 3.00% | 3.10% | ||
| 3/1/27 | $1,260,000 | 3.125% | 3.20% | ||
| 3/1/28 | $1,305,000 | 3.25% | 3.30% | ||
| 3/1/29 | $1,345,000 | 3.25% | 3.40% |
Other managers: CL King & Associates, Edward Jones, WNJ Capital, Coastal Securities Corp., SAMCO Capital Markets, Incapital LLC, Ross, Sinclaire & Associates LLC, Davenport & Company LLC, Loop Capital Markets, LLC, Sterne, Agee & Leach, Inc, Wedbush Securities Inc., Cronin & Co., Inc., FTN Financial Capital Markets.
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Piper Jaffray, TIC 2.9293%
BA Merrill Lynch, TIC 2.9985%
Morgan Stanley, TIC 3.06%
Crews & Associates, TIC 3.0844%
MASSACHUSETTS
Lexington (Town)
Feb 5, 2014 . . . . . . $22,811,000
General Obligation Municipal Purpose Loan of 2014 Bonds (book entry).
Dated Feb 20, 2014.
Due Feb 15, 2015 to 2024.
Non-callable.
Winning bid: Piper Jaffray, at 114.9881, TIC 1.6652%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $2,836,000 | 4.00% | 0.15% | ||
| 2/15/16 | $2,720,000 | 5.00% | 0.30% | ||
| 2/15/17 | $2,675,000 | 5.00% | 0.50% | ||
| 2/15/18 | $2,630,000 | 5.00% | 0.80% | ||
| 2/15/19 | $2,565,000 | 5.00% | 1.10% | ||
| 2/15/20 | $1,980,000 | 5.00% | 1.50% | ||
| 2/15/21 | $1,970,000 | 4.00% | 1.85% | ||
| 2/15/22 | $1,960,000 | 5.00% | 2.15% | ||
| 2/15/23 | $1,740,000 | 5.00% | 2.36% | ||
| 2/15/24 | $1,735,000 | 5.00% | 2.50% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, TIC 1.6753%
Raymond James, TIC 1.6783%
JPMorgan, TIC 1.6938%
FTN Fin Cap Mkts, TIC 1.7057%
Robert W. Baird, TIC 1.7273%
Mesirow Financial, TIC 1.7314%
BA Merrill Lynch, TIC 1.7464%
Hutchinson Shockey, TIC 1.7548%
Janney Montgomery, TIC 1.7636%
BOSC, TIC 1.7644%
Roosevelt & Cross, TIC 1.7648%
BMO Cap Mkts GKST, TIC 1.768%
Newburyport (City)
Feb 6, 2014 . . . . . . $12,400,000
General Obligation Bond Anticipation Notes (New Money).
Dated Feb 14, 2014.
Due Oct 24, 2014.
Purchased $12,400,000.00 by Eastern Bk Cap Mkts, at 0.5%, plus $31,869.72, effective rate 0.1299%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.1389%
Jefferies, Effective Rate 0.1403%
Janney Montgomery, Effective Rate 0.149%
Mitsubishi UFJ Secs, Effective Rate 0.1763%
Oppenheimer, Effective Rate 0.3822%
Century Bk, Effective Rate 0.4%
MINNESOTA
East Bethel (City)
Feb 5, 2014 . . . . . . $5,485,000
General Obligation Refunding Bonds, Series 2014A (bank qualified) (book entry).
Dated Mar 4, 2014.
Due Feb 1, 2019 to 2040.
Callable Feb 1, 2023 at par.
Winning bid: Piper Jaffray, at 101.0594, TIC 3.4653%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $230,000 | 3.00% | 1.10% | ||
| 2/1/20 | $230,000 | 3.00% | 1.45% | ||
| 2/1/21 | $180,000 | 3.00% | 1.75% | ||
| 2/1/22 | $185,000 | 3.00% | 2.00% | ||
| 2/1/23 | $200,000 | 3.00% | 2.20% | ||
| 2/1/24 | $200,000 | 2.35% | 2.35% | ||
| 2/1/26 | $430,000 | 2.75% | 2.60% | ||
| 2/1/28 | $455,000 | 3.00% | 2.90% | ||
| 2/1/34 | $1,650,000 | 3.50% | 3.50% | ||
| 2/1/36 | $575,000 | 4.00% | 3.80% | ||
| 2/1/40 | $1,150,000 | 4.00% | 4.031% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 3.4723%
BOSC, TIC 3.5277%
Robert W. Baird, TIC 3.56%
BMO Cap Mkts GKST, TIC 3.5938%
FTN Fin Cap Mkts, TIC 3.7193%
NEW JERSEY
Bernardsville Borough
Feb 6, 2014 . . . . . . $5,803,300
Bond Anticipation Note (bank qualified).
Dated Feb 19, 2014.
Due Feb 19, 2015.
Purchased $5,803,300.00 by TD Securities, at 1.0%, plus $39,288.34, effective rate 0.323%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Peapack-Gladstone, Effective Rate 0.43%
Oppenheimer, Effective Rate 0.578%
Jefferies, Effective Rate 0.589%
Green Brook Township
Feb 6, 2014 . . . . . . $600,000
Bond Anticipation Notes (bank qualified).
Dated Feb 13, 2014.
Due Feb 13, 2015.
Purchased $600,000.00 by PNC Bank, at 1.04%, effective rate 1.04%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.053%
Passaic Vly Wtr Comm, Effective Rate 1.09%
Provident Bank, Effective Rate 1.1%
Roosevelt & Cross, Effective Rate 1.2717%
Oppenheimer, Effective Rate 1.3232%
Harding Township
Feb 6, 2014 . . . . . . $410,000
General Obligation Bond Anticipation Note (bank qualified).
Dated Feb 14, 2014.
Due Feb 13, 2015.
Purchased $410,000.00 by Peapack-Gladstone, at 0.89%, effective rate 0.89%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.1116%
PNC Bank, Effective Rate 1.21%
Roosevelt & Cross, Effective Rate 1.3068%
Oppenheimer, Effective Rate 1.3672%
Hopewell Township
Feb 6, 2014 . . . . . . $25,013,000
General Obligation Bonds, consisting of: $8,916,000 Gen. Imp. Bonds; $4,262,000 Open Space Bonds and $11,835,000 Affordable Housing Bonds (book entry).
Dated Feb 20, 2014.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2022 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.9724%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $1,150,000 | 3.00% | 0.20% | ||
| 2/1/16 | $1,175,000 | 3.00% | 0.35% | ||
| 2/1/17 | $1,305,000 | 4.00% | 0.55% | ||
| 2/1/18 | $1,260,000 | 5.00% | 0.85% | ||
| 2/1/19 | $1,410,000 | 5.00% | 1.15% | ||
| 2/1/20 | $1,430,000 | 5.00% | 1.60% | ||
| 2/1/21 | $1,860,000 | 5.00% | 1.95% | ||
| 2/1/22 | $1,895,000 | 5.00% | 2.25% | ||
| 2/1/23 | $1,935,000 | 3.00% | 2.50% | ||
| 2/1/24 | $1,951,000 | 3.00% | 2.65% | ||
| 2/1/25 | $755,000 | 3.00% | 2.80% | ||
| 2/1/26 | $800,000 | 3.00% | 2.95% | ||
| 2/1/27 | $850,000 | 3.00% | 3.05% | ||
| 2/1/28 | $885,000 | 3.00% | 3.20% | ||
| 2/1/29 | $935,000 | 3.25% | 3.30% | ||
| 2/1/30 | $1,020,000 | 3.25% | 3.45% | ||
| 2/1/31 | $1,100,000 | 3.50% | 3.55% | ||
| 2/1/32 | $1,100,000 | 3.50% | 3.65% | ||
| 2/1/33 | $1,100,000 | 4.00% | 3.75% | ||
| 2/1/34 | $1,097,000 | 4.00% | 3.80% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc., Edward Jones.
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc..
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Stanley, TIC 2.9875%
Janney Montgomery, TIC 2.998%
FTN Fin Cap Mkts, TIC 2.9983%
BA Merrill Lynch, TIC 3.0005%
Robert W. Baird, TIC 3.0247%
Guggenheim Secs, TIC 3.03%
RBC Capital Mkts, TIC 3.1001%
Wells Fargo Secs, TIC 3.1471%
PNC Capital Markets, TIC 3.1649%
Hutchinson Shockey, TIC 3.2139%
Wood-Ridge Borough
Feb 6, 2014 . . . . . . $8,733,000
General Obligation Bond Anticipation Notes.
Dated Feb 14, 2014.
Due Feb 13, 2015.
Purchased $8,733,000.00 by TD Bank, N.A., at 0.48%, effective rate 0.48%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.5564%
NW Capital, Effective Rate 0.6179%
Jefferies, Effective Rate 0.6192%
Oppenheimer, Effective Rate 0.7746%
NEW YORK
Ithaca (City)
Feb 6, 2014 . . . . . . $25,649,035
Bond Anticipation Notes, 2014 Series A (Tax-Exempt).
Dated Feb 19, 2014.
Due Feb 19, 2015.
Purchased $25,649,040.00 by TD Securities, at 0.75%, plus $134,529.10, effective rate 0.2255%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
BA Merrill Lynch, Effective Rate 0.252%
JPMorgan, Effective Rate 0.254%
Wells Fargo Secs, Effective Rate 0.318%
Jefferies, Effective Rate 0.534%
Oppenheimer, Effective Rate 0.578%
JPMorgan Chase, Effective Rate 0.75%
Middletown (City)
Feb 6, 2014 . . . . . . $6,292,900
Public Improvement (Serial) Bonds, 2014 (book entry).
Dated Feb 20, 2014.
Due Feb 15, 2015 to 2039.
Callable Feb 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.0000, TIC 3.8702%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $167,900 | 4.00% | 0.35% | MAC | |
| 2/15/16 | $175,000 | 3.00% | 0.50% | MAC | |
| 2/15/17 | $175,000 | 4.00% | 0.75% | MAC | |
| 2/15/18 | $175,000 | 4.00% | 1.15% | MAC | |
| 2/15/19 | $175,000 | 4.00% | 1.50% | MAC | |
| 2/15/20 | $185,000 | 4.50% | 1.92% | MAC | |
| 2/15/21 | $190,000 | 2.50% | 2.25% | MAC | |
| 2/15/22 | $200,000 | 5.00% | 2.60% | MAC | |
| 2/15/23 | $205,000 | 3.00% | 2.80% | MAC | |
| 2/15/24 | $210,000 | 3.00% | 2.95% | MAC | |
| 2/15/25 | $225,000 | 3.00% | 3.10% | MAC | |
| 2/15/26 | $225,000 | 3.125% | 3.25% | MAC | |
| 2/15/27 | $235,000 | 3.25% | 3.40% | MAC | |
| 2/15/28 | $245,000 | 3.50% | 3.55% | MAC | |
| 2/15/29 | $250,000 | 3.50% | 3.65% | MAC | |
| 2/15/30 | $265,000 | 4.00% | 3.75% | MAC | |
| 2/15/31 | $275,000 | 4.00% | 3.85% | MAC | |
| 2/15/32 | $290,000 | 4.00% | 3.92% | MAC | |
| 2/15/33 | $300,000 | 4.00% | 4.00% | MAC | |
| 2/15/34 | $320,000 | 4.00% | 4.03% | MAC | |
| 2/15/35 | $335,000 | 4.00% | 4.06% | MAC | |
| 2/15/36 | $345,000 | 4.00% | 4.10% | MAC | |
| 2/15/37 | $360,000 | 4.125% | 4.125% | MAC | |
| 2/15/38 | $375,000 | 4.125% | 4.15% | MAC | |
| 2/15/39 | $390,000 | 4.25% | 4.20% | MAC |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward Jones.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Fidelity Capital, TIC 3.8914%
Robert W. Baird, TIC 3.9851%
JPMorgan, TIC 4.0625%
Middletown (City)
Feb 6, 2014 . . . . . . $7,404,041
Bond Anticipation Notes, 2014 (Renewals) Series A.
Dated Feb 20, 2014.
Due Feb 20, 2015.
Purchased $7,404,040.00 by TD Securities, at 1.0%, plus $47,607.98, effective rate 0.357%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.399%
Oppenheimer, Effective Rate 0.478%
TD Bank, N.A., Effective Rate 0.48%
JPMorgan Chase, Effective Rate 0.88%
Poughkeepsie (City)
Feb 6, 2014 . . . . . . $630,000
Bond Anticipation Notes, Series 2014 A.
Dated Feb 13, 2014.
Due Apr 22, 2014.
Purchased $630,000.00 by Oppenheimer, at 3.75%, plus $63.00, effective rate 3.6978%.
L.O.: Rapport Meyers LLP, Rhinebeck, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Poughkeepsie (City)
Feb 6, 2014 . . . . . . $1,100,000
Bond Anticipation Notes, Series 2014 B.
Dated Feb 13, 2014.
Due Feb 13, 2015.
Purchased $1,100,000.00 by Roosevelt & Cross, at 2.0%, plus $748.00, effective rate 1.932%.
L.O.: Rapport Meyers LLP, Rhinebeck, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 2.11%
Oppenheimer, Effective Rate 2.4886%
Schenectady County
Feb 6, 2014 . . . . . . $42,000,000
Bond Anticipation Notes - 2014.
Dated Feb 18, 2014.
Due Feb 18, 2015.
Purchased $42,000,000.00 by TD Securities, at 0.5%, plus $139,440.00, effective rate 0.168%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
BA Merrill Lynch, Effective Rate 0.172%
JPMorgan, Effective Rate 0.173%
Wells Fargo Secs, Effective Rate 0.192%
Morgan Stanley, Effective Rate 0.258%
Jefferies, Effective Rate 0.384%
Oppenheimer, Effective Rate 0.493%
Oppenheimer, Effective Rate 0.563%
South Jefferson Central School District
Feb 6, 2014 . . . . . . $953,900
Bond Anticipation Notes, 2014 (bank qualified).
Dated Feb 20, 2014.
Due Feb 20, 2015.
Purchased $953,900.00 by JPMorgan Chase, at 0.99%, effective rate 0.99%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9912%
Roosevelt & Cross, Effective Rate 1.023%
Jefferies, Effective Rate 1.0319%
First Niagara Bank, Effective Rate 1.19%
Valley Central School District at Montgomery
Feb 6, 2014 . . . . . . $7,190,000
General Obligation School District (Serial) Bonds, 2014 (New York State Aid Intercept Program) (bank qualified) (book entry).
Dated Feb 19, 2014.
Due Feb 15, 2015 to 2029.
Callable Feb 15, 2022 at par.
Winning bid: Wells Fargo Secs, at 101.3097, NIC 2.5792%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $365,000 | 2.00% | 0.30% | ||
| 2/15/16 | $375,000 | 2.00% | 0.45% | ||
| 2/15/17 | $390,000 | 2.00% | 0.60% | ||
| 2/15/18 | $405,000 | 2.00% | 0.85% | ||
| 2/15/19 | $425,000 | 2.00% | 1.10% | ||
| 2/15/20 | $440,000 | 2.00% | 1.50% | ||
| 2/15/21 | $455,000 | 2.00% | 1.75% | ||
| 2/15/22 | $475,000 | 2.25% | 2.05% | ||
| 2/15/23 | $490,000 | 2.50% | 2.15% | ||
| 2/15/24 | $510,000 | 3.00% | 2.25% | ||
| 2/15/25 | $530,000 | 3.00% | 2.40% | ||
| 2/15/26 | $550,000 | 3.00% | 2.50% | ||
| 2/15/27 | $570,000 | 3.00% | 2.70% | ||
| 2/15/28 | $595,000 | 3.00% | 2.85% | ||
| 2/15/29 | $615,000 | 3.00% | 3.00% |
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
PNC Capital Markets, NIC 2.7376%
Roosevelt & Cross, NIC 2.7433%
Robert W. Baird, NIC 2.7787%
Morgan Stanley, NIC 2.7888%
Sterne Agee, NIC 2.8877%
OKLAHOMA
Cimarron County Independent School District No. 10 (Felt)
Feb 6, 2014 . . . . . . $210,000
Transportation Equipment Bonds of 2014 (bank qualified) (book entry).
Dated Apr 1, 2014.
Due Apr 1, 2016 to 2019.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 2.3533%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $50,000 | 2.50% | 1.50% | ||
| 4/1/17 | $50,000 | 2.50% | 1.75% | ||
| 4/1/18 | $50,000 | 2.10% | 2.10% | ||
| 4/1/19 | $60,000 | 2.40% | 2.40% |
In association with: High Plains Bank.
L.O.: Phillips McFall McCaffrey McVay & Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 2.75%
SOUTH CAROLINA
Lexington County Rural Recreation District
Feb 6, 2014 . . . . . . $23,000,000
General Obligation Bonds, Series 2014B (book entry).
Dated Feb 20, 2014.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2024 at par.
Winning bid: Robert W. Baird, at 100.3983, TIC 3.4209%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $665,000 | 2.00% | 0.22% | ||
| 2/1/16 | $710,000 | 1.50% | 0.35% | ||
| 2/1/17 | $750,000 | 1.50% | 0.55% | ||
| 2/1/18 | $710,000 | 1.50% | 0.90% | ||
| 2/1/19 | $675,000 | 1.50% | 1.15% | ||
| 2/1/20 | $640,000 | 2.00% | 1.60% | ||
| 2/1/21 | $605,000 | 2.00% | 1.93% | ||
| 2/1/22 | $575,000 | 3.00% | 2.25% | ||
| 2/1/23 | $1,210,000 | 4.00% | 2.45% | ||
| 2/1/24 | $1,260,000 | 4.00% | 2.60% | ||
| 2/1/25 | $1,305,000 | 3.00% | 2.80% | ||
| 2/1/26 | $1,345,000 | 3.00% | 2.93% | ||
| 2/1/27 | $1,390,000 | 3.00% | 3.10% | ||
| 2/1/28 | $1,430,000 | 3.125% | 3.25% | ||
| 2/1/29 | $1,475,000 | 3.25% | 3.40% | ||
| 2/1/30 | $1,525,000 | 3.375% | 3.50% | ||
| 2/1/31 | $1,585,000 | 4.00% | 3.60% | ||
| 2/1/32 | $1,650,000 | 4.00% | 3.70% | ||
| 2/1/33 | $1,715,000 | 3.625% | 3.80% | ||
| 2/1/34 | $1,780,000 | 4.00% | 3.90% |
Other managers: Davenport & Company LLC, CL King & Associates, WNJ Capital, Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Coastal Securities Corp., Duncan-Williams, Inc., Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Eastern Bank Capital Markets, Bernardi Securities, Inc., Cronin & Co., Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc..
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
JPMorgan, TIC 3.5191%
Wells Fargo Secs, TIC 3.54%
BA Merrill Lynch, TIC 3.5754%
Piper Jaffray, TIC 3.618%
Mesirow Financial, TIC 3.7733%
TEXAS
Callisburg Independent School District
Feb 5, 2014 . . . . . . $7,220,000
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry). $6,415,000
Dated Mar 1, 2014.
Due Aug 15, 2014 to Feb 15, 2035.
Callable Feb 15, 2023 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 3.1131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $40,000 | 3.00% | 0.15% | PSF | |
| 2/15/15 | $55,000 | 3.00% | 0.20% | PSF | |
| 2/15/16 | $60,000 | 3.00% | 0.35% | PSF | |
| 2/15/17 | $60,000 | 3.00% | 0.55% | PSF | |
| 2/15/21 | $300,000 | 4.00% | 1.75% | PSF | |
| 2/15/22 | $330,000 | 4.00% | 1.95% | PSF | |
| 2/15/23 | $350,000 | 4.00% | 2.10% | PSF | |
| 2/15/24 | $360,000 | 4.00% | 2.30% | PSF | |
| 2/15/25 | $380,000 | 3.00% | 2.40% | PSF | |
| 2/15/26 | $395,000 | 3.00% | 2.60% | PSF | |
| 2/15/27 | $405,000 | 3.00% | 2.70% | PSF | |
| 2/15/28 | $420,000 | 3.00% | 2.90% | PSF | |
| 2/15/29 | $430,000 | 3.25% | 3.00% | PSF | |
| 2/15/34 | $2,325,000 | 3.45% | 3.45% | PSF | |
| 2/15/35 | $505,000 | 4.00% | 3.50% | PSF |
Unlimited Tax Refunding Capital Appreciation Bonds, Series 2014 (bank qualified) (book entry). $805,000
Dated Mar 1, 2014.
Due Feb 15, 2018 to 2020.
Non-callable.
Winning bid: Stifel Nicolaus, at n/a, TIC 3.1131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $260,000 | 0.00% | 1.20% | PSF | |
| 2/15/19 | $265,000 | 0.00% | 1.50% | PSF | |
| 2/15/20 | $280,000 | 0.00% | 1.90% | PSF |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: USCA Municipal Advisors, LLC, Houston, TX; and U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
BOSC, TIC 3.1138%
FTN Fin Cap Mkts, TIC 3.1186%
Piper Jaffray, TIC 3.1633%
Raymond James, TIC 3.1786%
Southwest Securities, TIC 3.2332%
Fort Stockton Independent School District
Feb 6, 2014 . . . . . . $9,410,000
Unlimited Tax School Buidling Bonds, Series 2014 (bank qualified) (book entry).
Dated Feb 1, 2014.
Due Feb 1, 2015 to 2028.
Callable Feb 1, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 102.6689, NIC 2.4788%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $100,000 | 3.00% | 0.20% | PSF | |
| 2/1/16 | $100,000 | 3.00% | 0.35% | PSF | |
| 2/1/17 | $100,000 | 3.00% | 0.35% | PSF | |
| 2/1/18 | $100,000 | 3.00% | 0.75% | PSF | |
| 2/1/19 | $100,000 | 3.00% | 1.00% | PSF | |
| 2/1/20 | $100,000 | 3.00% | 1.40% | PSF | |
| 2/1/21 | $100,000 | 3.00% | 1.65% | PSF | |
| 2/1/22 | $1,440,000 | 3.00% | 1.90% | PSF | |
| 2/1/23 | $1,240,000 | 2.50% | 2.00% | PSF | |
| 2/1/24 | $1,225,000 | 2.50% | 2.20% | PSF | |
| 2/1/25 | $1,215,000 | 2.50% | 2.35% | PSF | |
| 2/1/26 | $1,205,000 | 2.75% | 2.55% | PSF | |
| 2/1/27 | $1,195,000 | 2.75% | 2.65% | PSF | |
| 2/1/28 | $1,190,000 | 3.00% | 2.85% | PSF |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, San Antonio, TX.
Other bidders were:
BOSC, NIC 2.48%
Raymond James, NIC 2.5497%
Piper Jaffray, NIC 2.5893%
Stifel Nicolaus, NIC 2.5962%
FirstSouthwest, NIC 2.5983%
Wells Fargo Secs, NIC 2.6048%
BMO Cap Mkts GKST, NIC 2.6063%
Citigroup, NIC 2.678%
Robert W. Baird, NIC 2.7011%
Coastal Securities, NIC 2.7706%
Harris County Municipal Utility District No. 119
Feb 6, 2014 . . . . . . $1,925,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2014 (bank qualified) (book entry).
Dated Mar 1, 2014.
Due May 1, 2028 to 2038.
Callable May 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.5178, NIC 4.2825%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/29 | $270,000 | 5.00% | 3.50% | BAM | |
| 5/1/33 | $600,000 | 4.00% | 4.10% | BAM | |
| 5/1/35 | $340,000 | 4.00% | 4.20% | BAM | |
| 5/1/37 | $370,000 | 4.125% | 4.25% | BAM | |
| 5/1/38 | $345,000 | 4.125% | 4.30% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc..
L.O.: Strawn & Richardson, P.C., Bellaire, TX.
F.A.: Blitch Associates, Inc, Houston, TX.
Other bidders were:
Sterne Agee, NIC 4.3482%
FirstSouthwest, NIC 4.4878%
Morgan Stanley, NIC 4.7482%
TAXABLE ISSUES
KANSAS
Wyandotte County/Kansas City Unified Government
Feb 6, 2014 . . . . . . $1,465,000
Taxable General Obligation Improvement Bonds, Series 2014-B (book entry).
Dated Feb 27, 2014.
Due Aug 1, 2015 to 2024.
Non-callable.
Winning bid: Robert W. Baird, at 99.9792, TIC 2.6191%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $130,000 | 2.00% | 0.45% | ||
| 8/1/16 | $135,000 | 2.00% | 0.70% | ||
| 8/1/17 | $140,000 | 2.00% | 1.10% | ||
| 8/1/18 | $140,000 | 2.00% | 1.50% | ||
| 8/1/19 | $145,000 | 2.00% | 2.00% | ||
| 8/1/20 | $145,000 | 2.40% | 2.40% | ||
| 8/1/21 | $150,000 | 2.60% | 2.60% | ||
| 8/1/22 | $155,000 | 2.80% | 2.80% | ||
| 8/1/23 | $160,000 | 3.00% | 3.00% | ||
| 8/1/24 | $165,000 | 3.20% | 3.25% |
Other managers: CL King & Associates, Edward Jones, Davenport & Company LLC, WNJ Capital, Crews & Associates, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., Duncan-WIlliams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Incapital LLC, Commerce Bank, Northland Securities, Inc., Bernardi Securities, Inc., Central States Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, R. Seelaus & Co., Inc., Country Club Bank, D.A. Davidson & Co, Alamo Capital, SumRidge Partners, LLC, Oppenheimer & Co., Inc., Isaak Bond Investments, Inc..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.7018%
BMO Cap Mkts GKST, TIC 2.8623%
Wyandotte County/Kansas City Unified Government
Feb 6, 2014 . . . . . . $7,090,000
Taxable Municipal Temporary Notes, Series 2014-II (book entry).
Dated Feb 27, 2014.
Due Mar 1, 2015.
Callable Sep 1, 2014 at par.
Winning bid: BOSC, at 99.8200, TIC 0.4787%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $7,090,000 | 0.30% | 0.30% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
JPMorgan, TIC 0.4908%
UMB Bank, TIC 0.4974%
Jefferies, TIC 0.5779%
Commerce Bank, TIC 0.8182%
NEW YORK
Ithaca (City)
Feb 6, 2014 . . . . . . $330,000
Bond Anticipation Notes, 2014 Series B (Federally Taxable.
Dated Feb 19, 2014.
Due Feb 19, 2015.
Purchased $330,000.00 by Oppenheimer, at 2.15%, plus $10.00, effective rate 2.147%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.7309%
