ILLINOIS
Lake County Forest Preserve District
Sep 9, 2013 . . . . . . $18,855,000
General Obligation Refunding Bonds, Series 2013B (book entry).
Dated Sep 30, 2013.
Due Dec 15, 2014 to 2018.
Non-callable.
Winning bid: Raymond James, at n/a, TIC 1.3081%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/14 | $3,415,000 | 5.00% | 0.35% | ||
12/15/15 | $3,585,000 | 5.00% | 0.55% | ||
12/15/16 | $3,765,000 | 5.00% | 1.00% | ||
12/15/17 | $3,945,000 | 5.00% | 1.43% | ||
12/15/18 | $4,145,000 | 5.00% | 1.86% |
Other managers: Morgan Stanley & Co., Inc., FTN Financial Capital Markets.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Mesirow Financial, TIC 1.3115%
Janney Montgomery, TIC 1.3126%
KeyBanc Cap Mkts, TIC 1.3131%
BMO Cap Mkts GKST, TIC 1.3204%
UBS Financial Svcs, TIC 1.325%
Piper Jaffray, TIC 1.3282%
Robert W. Baird, TIC 1.3325%
BA Merrill Lynch, TIC 1.3362%
Citigroup, TIC 1.3927%
William Blair, TIC 1.4891%
Hutchinson Shockey, TIC 1.557%
US Bancorp Invest, TIC 1.5998%
MINNESOTA
Farmington Independent School District No. 192
Sep 9, 2013 . . . . . . $11,300,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2013B (MN SD Credit Enhancement Program) (book entry).
Dated Sep 26, 2013.
Due Sep 26, 2014.
Purchased $11,300,000.00 by Piper Jaffray, at 1.0%, plus $78,874.00, effective rate 0.302%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Jefferies, Effective Rate 0.348%
Oppenheimer, Effective Rate 0.578%
Hoffman (City)
Sep 9, 2013 . . . . . . $1,265,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 3, 2013.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2021 at par.
Winning bid: Northland Securities, at 98.8000, TIC 3.9611%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/16 | $95,000 | 1.00% | 1.00% | ||
2/1/18 | $110,000 | 1.75% | 1.75% | ||
2/1/20 | $110,000 | 2.35% | 2.35% | ||
2/1/22 | $110,000 | 3.00% | 2.75% | ||
2/1/25 | $180,000 | 3.50% | 3.20% | ||
2/1/28 | $195,000 | 4.00% | 3.90% | ||
2/1/31 | $225,000 | 4.10% | 4.10% | ||
2/1/34 | $240,000 | 4.50% | 4.50% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 4.0818%
United Banker's Bk, TIC 4.3444%
Robert W. Baird, TIC 4.3504%
Perham (City)
Sep 9, 2013 . . . . . . $1,115,000
General Obligation Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 2, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 100.0416, TIC 3.356%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $55,000 | 3.00% | 0.65% | ||
2/1/16 | $70,000 | 3.00% | 1.00% | ||
2/1/17 | $70,000 | 3.00% | 1.40% | ||
2/1/18 | $70,000 | 3.00% | 1.80% | ||
2/1/19 | $70,000 | 3.00% | 2.15% | ||
2/1/21 | $145,000 | 2.60% | 2.60% | ||
2/1/23 | $150,000 | 3.00% | 3.00% | ||
2/1/26 | $235,000 | 3.50% | 3.50% | ||
2/1/29 | $250,000 | 3.80% | 3.80% |
Other managers: CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 3.4605%
United Banker's Bk, TIC 3.607%
BOSC, TIC 3.7443%
St. Louis County Independent School District No. 2142
Sep 9, 2013 . . . . . . $3,750,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2013A (MN SD Credit Enhancement Program) (book entry).
Dated Sep 23, 2013.
Due Sep 30, 2014.
Purchased $3,750,000.00 by Jefferies, at 1.0%, plus $25,275.00, effective rate 0.3389%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Oppenheimer, Effective Rate 0.5742%
NEW YORK
Hauppauge Union Free School District
Sep 9, 2013 . . . . . . $23,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 18, 2013.
Due Jun 27, 2014.
Purchased $23,000,000.00 by JPMorgan, at 1.25%, plus $188,600.00, effective rate 0.1919%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.1919%
TD Securities, Effective Rate 0.1948%
Jefferies, Effective Rate 0.2235%
Oppenheimer, Effective Rate 0.6129%
JPMorgan Chase, Effective Rate 0.62%
NORTH DAKOTA
Grand Forks Public School District No. 1
Sep 9, 2013 . . . . . . $4,000,000
Limited Tax Bonds, Series 2013B (North Dakota Credit Enhancement Program) (book entry).
Dated Oct 1, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2021 at par.
Winning bid: UBS Financial Svcs, at 99.9850, TIC 3.9148%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $180,000 | 2.00% | 0.35% | ||
8/1/15 | $160,000 | 2.00% | 0.60% | ||
8/1/16 | $165,000 | 3.00% | 0.95% | ||
8/1/17 | $165,000 | 3.00% | 1.35% | ||
8/1/18 | $165,000 | 3.00% | 1.75% | ||
8/1/19 | $170,000 | 3.00% | 2.15% | ||
8/1/20 | $175,000 | 3.00% | 2.50% | ||
8/1/21 | $175,000 | 3.00% | 2.90% | ||
8/1/22 | $180,000 | 3.25% | 3.15% | ||
8/1/23 | $185,000 | 3.25% | 3.30% | ||
8/1/24 | $190,000 | 3.50% | 3.50% | ||
8/1/25 | $200,000 | 3.50% | 3.65% | ||
8/1/26 | $205,000 | 4.00% | 3.85% | ||
8/1/27 | $215,000 | 4.00% | 4.00% | ||
8/1/28 | $220,000 | 4.00% | 4.10% | ||
8/1/29 | $230,000 | 4.25% | 4.25% | ||
8/1/30 | $240,000 | 4.25% | 4.35% | ||
8/1/33 | $780,000 | 4.50% | 4.60% |
Other managers: J.P. Morgan Securities LLC.
L.O.: Arntson & Stewart, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.9701%
Janney Montgomery, TIC 4.0527%
Hutchinson Shockey, TIC 4.0656%
PENNSYLVANIA
West Perry School District
Sep 9, 2013 . . . . . . $9,085,000
General Obligation Bonds, Series of 2013 (bank qualified) (book entry). $1,765,000
Dated Oct 16, 2013.
Due May 15, 2014 to Nov 15, 2022.
Callable Nov 15, 2018 at par.
Winning bid: Janney Montgomery, at n/a, TIC 1.7771%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/15/14 | $100,000 | 2.00% | 0.30% | ||
11/15/14 | $170,000 | 3.00% | 0.40% | ||
11/15/15 | $170,000 | 3.00% | 0.60% | ||
11/15/16 | $180,000 | 3.00% | 0.90% | ||
11/15/17 | $180,000 | 3.00% | 1.30% | ||
11/15/18 | $185,000 | 2.00% | 1.80% | ||
11/15/19 | $185,000 | 2.125% | 2.15% | ||
11/15/20 | $195,000 | 2.50% | 2.50% | ||
11/15/21 | $195,000 | 2.75% | 2.85% | ||
11/15/22 | $205,000 | 3.00% | 3.05% |
General Obligation Bonds, Series A of 2013 (bank qualified) (book entry). $7,320,000
Dated Oct 16, 2013.
Due May 15, 2014 to Nov 15, 2019.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 1.7771%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/15/14 | $450,000 | 2.00% | 0.30% | ||
11/15/14 | $960,000 | 2.00% | 0.40% | ||
11/15/15 | $990,000 | 3.00% | 0.60% | ||
11/15/16 | $1,015,000 | 3.00% | 0.90% | ||
11/15/17 | $1,340,000 | 3.00% | 1.30% | ||
11/15/18 | $2,310,000 | 3.00% | 1.80% | ||
11/15/19 | $255,000 | 3.00% | 2.15% |
L.O.: Mette, Evans & Woodside, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
PNC Capital Markets, TIC 1.8156%
BNY Mellon Cap Mkts, TIC 1.8962%
Robert W. Baird, TIC 1.974%
Roosevelt & Cross, TIC 2.004%
Sterne Agee, TIC 2.0999%
Boenning&Scattergood, TIC 2.1116%
TENNESSEE
Knoxville (City)
Sep 9, 2013 . . . . . . $25,000,000
Gas System Revenue Bonds, Series T-2013 (book entry).
Dated Oct 1, 2013.
Due Mar 1, 2014 to 2035.
Callable Mar 1, 2021 at par.
Winning bid: Raymond James, at 99.4870, TIC 4.2759%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/14 | $200,000 | 2.00% | 0.25% | ||
3/1/15 | $200,000 | 3.00% | 0.50% | ||
3/1/16 | $200,000 | 3.00% | 0.85% | ||
3/1/17 | $500,000 | 3.00% | 1.27% | ||
3/1/18 | $500,000 | 4.00% | 1.72% | ||
3/1/19 | $500,000 | 4.00% | 2.08% | ||
3/1/20 | $500,000 | 4.00% | 2.44% | ||
3/1/21 | $500,000 | 4.00% | 2.78% | ||
3/1/22 | $500,000 | 3.00% | 3.02% | ||
3/1/23 | $500,000 | 3.125% | 3.20% | ||
3/1/24 | $500,000 | 3.25% | 3.44% | ||
3/1/25 | $1,550,000 | 3.625% | 3.66% | ||
3/1/26 | $1,600,000 | 4.00% | 3.83% | ||
3/1/27 | $1,650,000 | 4.00% | 4.00% | ||
3/1/28 | $1,700,000 | 4.00% | 4.12% | ||
3/1/29 | $1,750,000 | 4.125% | 4.24% | ||
3/1/30 | $1,950,000 | 4.25% | 4.35% | ||
3/1/31 | $2,000,000 | 4.375% | 4.43% | ||
3/1/32 | $2,000,000 | 4.50% | 4.50% | ||
3/1/33 | $2,000,000 | 4.50% | 4.54% | ||
3/1/35 | $4,200,000 | 4.60% | 4.60% |
Other managers: Morgan Stanley & Co., Inc., UBS Financial Services, Inc., Duncan-Williams, Inc..
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Citigroup, TIC 4.2997%
Piper Jaffray, TIC 4.3144%
William Blair, TIC 4.3533%
Robert W. Baird, TIC 4.3586%
BA Merrill Lynch, TIC 4.4645%
Hutchinson Shockey, TIC 4.5267%
Mesirow Financial, TIC 4.5298%
JPMorgan, TIC 4.6271%
Knoxville (City)
Sep 9, 2013 . . . . . . $25,000,000
Water System Revenue Bonds, Series Z-2013 (book entry).
Dated Oct 1, 2013.
Due Mar 1, 2014 to 2044.
Callable Mar 1, 2021 at par.
Winning bid: Piper Jaffray, at 99.7583, TIC 4.4792%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/14 | $400,000 | 3.00% | 0.22% | ||
3/1/15 | $450,000 | 2.00% | 0.48% | ||
3/1/16 | $475,000 | 2.00% | 0.81% | ||
3/1/17 | $500,000 | 3.00% | 1.13% | ||
3/1/18 | $500,000 | 2.00% | 1.65% | ||
3/1/19 | $525,000 | 3.00% | 1.95% | ||
3/1/20 | $550,000 | 3.00% | 2.33% | ||
3/1/21 | $575,000 | 3.00% | 2.66% | ||
3/1/22 | $600,000 | 3.00% | 2.91% | ||
3/1/23 | $625,000 | 3.00% | 3.10% | ||
3/1/24 | $625,000 | 3.00% | 3.34% | ||
3/1/25 | $650,000 | 3.375% | 3.57% | ||
3/1/26 | $675,000 | 3.625% | 3.83% | ||
3/1/27 | $700,000 | 4.00% | 4.00% | ||
3/1/28 | $750,000 | 4.00% | 4.14% | ||
3/1/29 | $775,000 | 4.125% | 4.26% | ||
3/1/30 | $800,000 | 4.25% | 4.37% | ||
3/1/31 | $825,000 | 4.25% | 4.45% | ||
3/1/32 | $850,000 | 4.375% | 4.53% | ||
3/1/33 | $900,000 | 4.50% | 4.60% | ||
3/1/34 | $925,000 | 4.50% | 4.65% | ||
3/1/35 | $950,000 | 4.50% | 4.69% | ||
3/1/36 | $1,000,000 | 4.625% | 4.72% | ||
3/1/37 | $1,025,000 | 4.625% | 4.75% | ||
3/1/38 | $1,075,000 | 4.625% | 4.77% | ||
3/1/44 | $7,275,000 | 5.00% | 4.72% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James, TIC 4.5161%
William Blair, TIC 4.5218%
Robert W. Baird, TIC 4.534%
Citigroup, TIC 4.5466%
BA Merrill Lynch, TIC 4.5574%
JPMorgan, TIC 4.5882%
Mesirow Financial, TIC 4.6822%
Hutchinson Shockey, TIC 4.7237%
TEXAS
Wharton (City)
Sep 9, 2013 . . . . . . $3,600,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Dec 1, 2013 to 2026.
Callable Dec 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 104.7166, TIC 2.529%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/13 | $125,000 | 3.00% | 0.25% | BAM | |
12/1/14 | $180,000 | 3.00% | 0.35% | BAM | |
12/1/15 | $330,000 | 3.00% | 0.50% | BAM | |
12/1/16 | $340,000 | 3.00% | 0.85% | BAM | |
12/1/17 | $345,000 | 3.00% | 1.10% | BAM | |
12/1/18 | $360,000 | 3.00% | 1.50% | BAM | |
12/1/19 | $375,000 | 3.00% | 1.90% | BAM | |
12/1/20 | $395,000 | 3.00% | 2.10% | BAM | |
12/1/22 | $350,000 | 3.00% | 2.60% | BAM | |
12/1/23 | $190,000 | 3.50% | 2.80% | BAM | |
12/1/26 | $610,000 | 4.00% | 3.25% | BAM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Coastal Securities Corp., Stifel, Nicolaus & Co., Inc., M. E. Allison & Co., Inc..
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Southwest Securities, TIC 2.5324%
FirstSouthwest, TIC 2.619%
Raymond James, TIC 2.853%
BOSC, TIC 2.86%
Robert W. Baird, TIC 2.9049%
Wharton (City)
Sep 9, 2013 . . . . . . $5,000,000
Tax and Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 102.1600, TIC 3.6739%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/15 | $185,000 | 4.00% | 0.50% | BAM | |
6/1/16 | $190,000 | 4.00% | 0.85% | BAM | |
6/1/17 | $200,000 | 4.00% | 1.10% | BAM | |
6/1/18 | $210,000 | 4.00% | 1.50% | BAM | |
6/1/19 | $215,000 | 3.50% | 1.90% | BAM | |
6/1/20 | $225,000 | 3.00% | 2.10% | BAM | |
6/1/21 | $230,000 | 3.00% | 2.40% | BAM | |
6/1/22 | $240,000 | 3.00% | 2.60% | BAM | |
6/1/23 | $245,000 | 4.00% | 2.80% | BAM | |
6/1/25 | $520,000 | 4.00% | 3.15% | BAM | |
6/1/27 | $560,000 | 4.00% | 3.45% | BAM | |
6/1/29 | $610,000 | 4.00% | 3.80% | BAM | |
6/1/31 | $655,000 | 4.00% | 4.10% | BAM | |
6/1/33 | $715,000 | 4.125% | 4.25% | BAM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Coastal Securities Corp., Stifel, Nicolaus & Co., Inc., M. E. Allison & Co., Inc..
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
FirstSouthwest, TIC 3.6917%
Wells Fargo Secs, TIC 3.8727%
Robert W. Baird, TIC 3.8727%
Raymond James, TIC 3.915%
BOSC, TIC 3.9686%
WISCONSIN
Kewaskum School District
Sep 9, 2013 . . . . . . $2,700,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 19, 2013.
Due Aug 29, 2014.
Purchased $2,700,000.00 by BOSC, at 1.0%, plus $11,582.99, effective rate 0.5458%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Wisconsin Public Finance Professional, LLC, Milwaukee, WI.
Other bidders were:
Bankers' Bank, Effective Rate 0.8%
Oppenheimer, Effective Rate 0.8655%
Jefferies, Effective Rate 0.9482%
Menasha (Town)
Sep 9, 2013 . . . . . . $3,680,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Apr 1, 2014 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: Piper Jaffray, at 102.6252, TIC 1.8257%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/14 | $190,000 | 2.00% | 0.35% | ||
4/1/15 | $1,115,000 | 2.00% | 0.55% | ||
4/1/16 | $1,145,000 | 2.00% | 0.80% | ||
4/1/17 | $165,000 | 3.00% | 1.15% | ||
4/1/18 | $170,000 | 3.00% | 1.50% | ||
4/1/19 | $170,000 | 3.00% | 1.90% | ||
4/1/20 | $175,000 | 3.00% | 2.15% | ||
4/1/21 | $180,000 | 3.00% | 2.45% | ||
4/1/22 | $185,000 | 3.00% | 2.65% | ||
4/1/23 | $185,000 | 3.00% | 2.80% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Raymond James, TIC 1.8279%
FTN Fin Cap Mkts, TIC 1.8595%
Stifel Nicolaus, TIC 1.8768%
Janney Montgomery, TIC 1.9269%
BOSC, TIC 1.9466%