ARKANSAS
Westside Consolidated School District No. 5 of Craighead County
Aug 13, 2013 . . . . . . $635,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Feb 1, 2014 to 2028.
Callable Aug 1, 2016 at par.
Winning bid: Commerce Bank, at 98.9550, TIC 2.8562%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/28 | $635,000 | 2.70% | 2.70% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.0381%
Crews & Associates, TIC 3.4311%
CALIFORNIA
Cajon Valley Union School District
Aug 13, 2013 . . . . . . $31,200,000
General Obligation Bonds, 2012 Election, Series A (GO Reauthorization Bonds) (book entry).
Dated Aug 28, 2013.
Due Aug 1, 2014 to 2037.
Callable Aug 1, 2023 at par.
Winning bid: UBS Financial Svcs, at 101.3736, TIC 4.6389%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,400,000 | 5.00% | 0.30% | ||
| 8/1/15 | $1,915,000 | 5.00% | 0.55% | ||
| 8/1/16 | $670,000 | 5.00% | 0.85% | ||
| 8/1/17 | $1,235,000 | 5.00% | 1.15% | ||
| 8/1/18 | $1,300,000 | 5.00% | 1.50% | ||
| 8/1/19 | $315,000 | 5.00% | 2.00% | ||
| 8/1/20 | $385,000 | 5.00% | 2.40% | ||
| 8/1/21 | $460,000 | 3.00% | 2.70% | ||
| 8/1/22 | $540,000 | 5.00% | 3.00% | ||
| 8/1/23 | $625,000 | 5.00% | 3.15% | ||
| 8/1/24 | $720,000 | 5.00% | 3.35% | ||
| 8/1/25 | $820,000 | 5.00% | 3.60% | ||
| 8/1/26 | $930,000 | 5.00% | 3.80% | ||
| 8/1/27 | $1,045,000 | 4.00% | 4.05% | ||
| 8/1/28 | $1,165,000 | 4.00% | 4.20% | ||
| 8/1/29 | $1,300,000 | 4.25% | 4.35% | ||
| 8/1/30 | $1,440,000 | 4.50% | 4.45% | ||
| 8/1/31 | $1,590,000 | 4.50% | 4.55% | ||
| 8/1/32 | $1,755,000 | 4.50% | 4.60% | ||
| 8/1/34 | $4,035,000 | 5.00% | 5.00% | ||
| 8/1/37 | $7,555,000 | 5.00% | 5.05% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Robert W. Baird, TIC 4.7941%
Hutchinson Shockey, TIC 5.095%
CONNECTICUT
Woodbridge (Town)
Aug 13, 2013 . . . . . . $5,655,000
Lot A: Tax Exempt General Obligation Bond Anticiaption Notes (bank qualified) (book entry).
Dated Aug 23, 2013.
Due Jul 24, 2014.
Purchased $5,655,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $52,618.52, effective rate 0.238%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
TD Securities, Effective Rate 0.2561%
Jefferies, Effective Rate 0.378%
FLORIDA
Florida State Board of Governors
Aug 13, 2013 . . . . . . $41,540,000
University of Florida Student Activity Revenue Bonds, Series 2013A (book entry).
Dated Sep 10, 2013.
Due Jul 1, 2014 to 2033.
Callable Jul 1, 2023 at par.
Winning bid: Raymond James, at 105.8370, TIC 3.9273%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $1,045,000 | 5.00% | 0.30% | ||
| 7/1/15 | $1,340,000 | 5.00% | 0.56% | ||
| 7/1/16 | $1,410,000 | 5.00% | 0.87% | ||
| 7/1/17 | $1,480,000 | 5.00% | 1.19% | ||
| 7/1/18 | $1,555,000 | 5.00% | 1.53% | ||
| 7/1/19 | $1,630,000 | 5.00% | 1.87% | ||
| 7/1/20 | $1,715,000 | 5.00% | 2.29% | ||
| 7/1/21 | $1,800,000 | 5.00% | 2.62% | ||
| 7/1/22 | $1,890,000 | 5.00% | 2.91% | ||
| 7/1/23 | $1,985,000 | 5.00% | 3.10% | ||
| 7/1/24 | $2,085,000 | 5.00% | 3.32% | ||
| 7/1/25 | $2,185,000 | 5.00% | 3.50% | ||
| 7/1/26 | $2,295,000 | 5.00% | 3.68% | ||
| 7/1/27 | $2,410,000 | 4.00% | 4.02% | ||
| 7/1/28 | $2,505,000 | 4.00% | 4.19% | ||
| 7/1/29 | $2,605,000 | 4.25% | 4.34% | ||
| 7/1/30 | $2,720,000 | 4.375% | 4.43% | ||
| 7/1/31 | $2,835,000 | 4.375% | 4.51% | ||
| 7/1/32 | $2,960,000 | 4.50% | 4.57% | ||
| 7/1/33 | $3,090,000 | 4.50% | 4.62% |
Other managers: Morgan Stanley & Co., Inc., Jefferies LLC, UBS Financial Services, Inc., Fidelity Capital Markets, StockCross Financial Services, Inc..
L.O.: Bryant, Miller & Olive, Tallahassee, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
Piper Jaffray, TIC 3.9688%
Wells Fargo Secs, TIC 3.99%
Citigroup, TIC 4.011%
Hutchinson Shockey, TIC 4.0489%
JPMorgan, TIC 4.0698%
Janney Montgomery, TIC 4.0792%
Guggenheim Secs, TIC 4.1884%
BA Merrill Lynch, TIC 4.2454%
INDIANA
East Washington School Corp.
Aug 13, 2013 . . . . . . $800,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Aug 27, 2013.
Due Jul 15, 2014 to Jan 15, 2029.
Callable Jul 15, 2023 at par.
Winning bid: Ross Sinclaire, at 98.0000, NIC 4.1971%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/17 | $110,000 | 1.75% | 1.75% | ||
| 1/15/20 | $140,000 | 2.75% | 2.75% | ||
| 1/15/23 | $160,000 | 3.50% | 3.50% | ||
| 1/15/26 | $185,000 | 4.25% | 4.00% | ||
| 1/15/29 | $205,000 | 4.50% | 4.50% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Bernardi Securities, NIC 4.5098%
KENTUCKY
Bourbon County School District Finance Corporation
Aug 13, 2013 . . . . . . $468,000
School Building Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 3, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: Ross Sinclaire, at 98.1072, NIC 4.0644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/23 | $107,000 | 2.75% | 2.75% | ||
| 8/1/33 | $361,000 | 4.05% | 4.05% |
Other managers: PNC Capital Markets, Duncan-WIlliams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
MAINE
Bar Harbor (Town)
Aug 13, 2013 . . . . . . $3,350,000
2013 General Obligation Bonds (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Oct 15, 2014 to 2033.
Callable Oct 15, 2023 at par.
Winning bid: Robert W. Baird, at 101.2846, TIC 3.3763%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $125,000 | 2.00% | 0.30% | ||
| 10/15/15 | $130,000 | 2.00% | 0.55% | ||
| 10/15/16 | $130,000 | 2.00% | 0.80% | ||
| 10/15/17 | $135,000 | 2.00% | 1.05% | ||
| 10/15/18 | $140,000 | 3.00% | 1.36% | ||
| 10/15/19 | $140,000 | 3.00% | 1.70% | ||
| 10/15/20 | $145,000 | 3.00% | 2.00% | ||
| 10/15/21 | $150,000 | 3.00% | 2.30% | ||
| 10/15/22 | $155,000 | 3.00% | 2.60% | ||
| 10/15/23 | $160,000 | 3.00% | 2.75% | ||
| 10/15/24 | $165,000 | 3.00% | 2.90% | ||
| 10/15/25 | $170,000 | 3.00% | 3.00% | ||
| 10/15/26 | $175,000 | 3.50% | 3.15% | ||
| 10/15/27 | $180,000 | 3.50% | 3.30% | ||
| 10/15/28 | $190,000 | 3.375% | 3.375% | ||
| 10/15/29 | $195,000 | 4.00% | 3.65% | ||
| 10/15/30 | $205,000 | 4.00% | 3.80% | ||
| 10/15/31 | $210,000 | 4.00% | 3.90% | ||
| 10/15/32 | $220,000 | 4.00% | 4.00% | ||
| 10/15/33 | $230,000 | 4.00% | 4.10% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc., Bernardi Securities, Inc..
L.O.: Bernstein, Shur, Sawyer & Nelson P.A., Augusta, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Guggenheim Secs, TIC 3.4239%
Janney Montgomery, TIC 3.4358%
Fidelity Capital, TIC 3.4386%
PNC Capital Markets, TIC 3.4566%
UBS Financial Svcs, TIC 3.5553%
MASSACHUSETTS
Essex North Shore Agricultural and Technical School District
Aug 13, 2013 . . . . . . $35,000,000
General Obligation Bond Anticipation Notes (new money).
Dated Aug 30, 2013.
Due Jun 20, 2014.
Purchased $15,000,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $60,537.50, effective rate 0.749%.
Purchased $9,000,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $21,822.50, effective rate 0.949%.
Purchased $10,000,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $32,302.78, effective rate 0.849%.
Purchased $1,000,000.00 by Century Bk, at 0.75%, plus $1,250.00, effective rate 0.5948%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.949%
Jefferies, Effective Rate 1.2232%
Monomoy Regional School District
Aug 13, 2013 . . . . . . $13,100,000
General Obligation Bond Anticipation Notes.
Dated Aug 27, 2013.
Due Dec 6, 2013.
Purchased $13,100,000.00 by TD Securities, at 0.5%, plus $10,217.99, effective rate 0.2164%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Cape Cod Five Cents Savings Bank, Harwich Port, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.218%
Jefferies, Effective Rate 0.295%
MICHIGAN
Michigan
Aug 13, 2013 . . . . . . $10,130,000
Comprehensive Transportation Refunding Bonds, Series 2013 (book entry).
Dated Aug 27, 2013.
Due Nov 15, 2013 to 2022.
Non-callable.
Winning bid: Morgan Stanley, at n/a, TIC 1.7871%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/13 | $1,025,000 | 5.00% | 0.25% | ||
| 11/15/14 | $1,750,000 | 5.00% | 0.25% | ||
| 11/15/15 | $1,840,000 | 5.00% | 0.55% | ||
| 11/15/16 | $1,940,000 | 5.00% | 0.85% | ||
| 11/15/17 | $2,035,000 | 5.00% | 1.20% | ||
| 11/15/22 | $1,540,000 | 3.00% | 3.05% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, Comerica Securities, M.R. Beal & Co., StockCross Financial Services, Inc..
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI; Miller, Canfield, Paddock & Stone, P.L.C., Lansing, MI; and State Attorney General.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.8609%
Wells Fargo Secs, TIC 1.8889%
Goldman Sachs, TIC 1.892%
Robert W. Baird, TIC 1.9222%
Hutchinson Shockey, TIC 1.9406%
Citigroup, TIC 1.9554%
BA Merrill Lynch, TIC 1.9577%
Ramirez, TIC 1.9759%
JPMorgan, TIC 1.9824%
Barclays Capital, TIC 2.0087%
Stifel Nicolaus, TIC 2.0322%
Fifth Third Secs, TIC 2.097%
PNC Capital Markets, TIC 2.1426%
J.J.B. Hilliard, TIC 2.1524%
Piper Jaffray, TIC 2.1636%
MINNESOTA
Hutchinson (City)
Aug 13, 2013 . . . . . . $2,230,000
General Obligation Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 5, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2022 at par.
Winning bid: Robert W. Baird, at 101.7820, TIC 2.6443%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $145,000 | 2.00% | 0.50% | ||
| 2/1/16 | $165,000 | 2.00% | 0.75% | ||
| 2/1/17 | $160,000 | 2.00% | 1.00% | ||
| 2/1/18 | $165,000 | 2.00% | 1.25% | ||
| 2/1/19 | $165,000 | 2.00% | 1.55% | ||
| 2/1/20 | $165,000 | 2.00% | 1.85% | ||
| 2/1/21 | $165,000 | 3.00% | 2.10% | ||
| 2/1/22 | $165,000 | 3.00% | 2.35% | ||
| 2/1/23 | $170,000 | 3.00% | 2.50% | ||
| 2/1/25 | $280,000 | 3.00% | 2.85% | ||
| 2/1/27 | $235,000 | 3.20% | 3.20% | ||
| 2/1/29 | $250,000 | 3.50% | 3.50% |
Other managers: CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, Country Club Bank, Isaak Bond Investments, Inc., UMB Bank, N.A., Northland Securities, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Raymond James, TIC 2.689%
Piper Jaffray, TIC 2.7495%
FTN Fin Cap Mkts, TIC 2.7645%
Sterne Agee, TIC 3.092%
NEW JERSEY
Franklin Borough
Aug 13, 2013 . . . . . . $1,131,600
Bond Anticipation Note (bank qualified).
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $1,131,600.00 by Jefferies, at 1.25%, plus $2,853.00, effective rate 0.998%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 1.05%
Oppenheimer, Effective Rate 1.1744%
Merchantville Borough
Aug 13, 2013 . . . . . . $1,707,568
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Aug 23, 2013.
Due Aug 22, 2014.
Purchased $1,707,570.00 by First Colonial, at 0.99%, effective rate 0.99%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2972%
Passaic Vly Wtr Comm, Effective Rate 1.39%
Pittsgrove Township
Aug 13, 2013 . . . . . . $526,220
Bond Anticipation Note (bank qualified).
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $526,220.00 by Capital Bank of NJ, at 0.86%, effective rate 0.86%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
First Elmer Inv Corp, Effective Rate 0.93%
TBGC Investment Corp, Effective Rate 0.99%
Roosevelt & Cross, Effective Rate 1.0311%
Oppenheimer, Effective Rate 1.5663%
NEW MEXICO
Belen Consolidated School District No. 2
Aug 13, 2013 . . . . . . $13,250,000
General Obligation School Building Bonds, Series 2013 (NM SD Credit Enhancement Program) (book entry).
Dated Sep 17, 2013.
Due Aug 1, 2014 to 2027.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.4603, TIC 3.2676%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $2,175,000 | 2.00% | 0.35% | ||
| 8/1/15 | $500,000 | 2.00% | 0.50% | ||
| 8/1/16 | $500,000 | 2.00% | 0.77% | ||
| 8/1/17 | $500,000 | 2.00% | 1.18% | ||
| 8/1/18 | $500,000 | 2.00% | 1.50% | ||
| 8/1/19 | $600,000 | 3.00% | 1.85% | ||
| 8/1/20 | $575,000 | 3.00% | 2.30% | ||
| 8/1/21 | $575,000 | 3.00% | 2.60% | ||
| 8/1/22 | $500,000 | 3.00% | 2.86% | ||
| 8/1/23 | $1,800,000 | 3.00% | 3.02% | ||
| 8/1/24 | $1,150,000 | 3.125% | 3.25% | ||
| 8/1/25 | $1,225,000 | 4.00% | 3.40% | ||
| 8/1/26 | $1,250,000 | 4.00% | 3.60% | ||
| 8/1/27 | $1,400,000 | 3.75% | 3.80% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Incapital LLC, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Bernardi Securities, Inc., Lawson Financial Corporation, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Eastern Bank Capital Markets, Wedbush Securities Inc..
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: Casey Financial Consulting, Albuquerque, NM.
Other bidders were:
UBS Financial Svcs, TIC 3.3675%
BMO Cap Mkts GKST, TIC 3.3871%
Hutchinson Shockey, TIC 3.4222%
Janney Montgomery, TIC 3.4763%
Southwest Securities, TIC 3.6625%
NEW YORK
Clarendon (Town)
Aug 13, 2013 . . . . . . $1,491,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 28, 2013.
Due Aug 27, 2014.
Purchased $1,491,000.00 by Jefferies, at 1.25%, plus $1,910.00, effective rate 1.121%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.125%
Oppenheimer, Effective Rate 1.3565%
First Niagara Bank, Effective Rate 1.81%
Cortland Enlarged City School District
Aug 13, 2013 . . . . . . $525,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Aug 15, 2013.
Due Aug 15, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 1.8553%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $85,000 | 1.625% | 0.70% | ||
| 8/15/15 | $100,000 | 1.625% | 1.10% | ||
| 8/15/16 | $100,000 | 1.75% | 1.30% | ||
| 8/15/17 | $115,000 | 1.90% | 1.65% | ||
| 8/15/18 | $125,000 | 2.00% | 1.85% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, NIC 1.9247%
Roosevelt & Cross, NIC 2.5%
East Quogue Union Free School District
Aug 13, 2013 . . . . . . $5,900,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Aug 20, 2013.
Due Jun 27, 2014.
Purchased $3,900,000.00 by TD Securities, at 1.0%, plus $18,798.00, effective rate 0.4348%.
Purchased $2,000,000.00 by Capital One, at 0.41%, effective rate 0.41%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.4348%
Jefferies, Effective Rate 0.5335%
Janney Montgomery, Effective Rate 0.6215%
Oppenheimer, Effective Rate 0.8347%
Elwood Union Free School District
Aug 13, 2013 . . . . . . $1,650,000
Bond Anticipation Notes-2013 (book entry).
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $1,650,000.00 by Jefferies, at 1.25%, plus $13,218.00, effective rate 0.4489%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.493%
JPMorgan Chase, Effective Rate 0.57%
Elwood Union Free School District
Aug 13, 2013 . . . . . . $12,750,000
Tax Anticipation Notes for 2013-2014 Taxes (book entry).
Dated Aug 22, 2013.
Due Jun 27, 2014.
Purchased $12,750,000.00 by Jefferies, at 1.25%, plus $108,887.00, effective rate 0.242%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.49%
Greenport Union Free School District
Aug 13, 2013 . . . . . . $4,500,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Aug 22, 2013.
Due Jun 26, 2014.
Purchased $4,500,000.00 by PNC Capital Markets, at 1.0%, plus $19,260.00, effective rate 0.4932%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.5204%
Janney Montgomery, Effective Rate 0.6271%
Jefferies, Effective Rate 0.6389%
Oppenheimer, Effective Rate 0.8644%
Roosevelt & Cross, Effective Rate 1.3129%
Kings Point Village
Aug 13, 2013 . . . . . . $1,265,000
Various Purpose Bond Anticipation Notes - 2013 Series B (bank qualified).
Dated Aug 23, 2013.
Due Aug 1, 2014.
Purchased $1,265,000.00 by JPMorgan Chase, at 0.49%, effective rate 0.49%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6674%
New Rochelle City School District
Aug 13, 2013 . . . . . . $13,500,000
Tax Anticipation Notes, 2013.
Dated Aug 20, 2013.
Due Jun 27, 2014.
Purchased $13,500,000.00 by TD Securities, at 0.75%, plus $61,290.00, effective rate 0.2176%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.2216%
JPMorgan, Effective Rate 0.2336%
JPMorgan Chase, Effective Rate 0.73%
North Babylon Union Free School District
Aug 13, 2013 . . . . . . $4,700,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Aug 22, 2013.
Due Feb 14, 2014.
Purchased $4,700,000.00 by TD Securities, at 0.75%, plus $9,917.00, effective rate 0.3084%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.3981%
Capital One, Effective Rate 0.41%
Oppenheimer, Effective Rate 0.9797%
Norwich City School District
Aug 13, 2013 . . . . . . $995,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Aug 30, 2013.
Due Jun 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.9084%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $185,000 | 1.75% | 0.50% | ||
| 6/15/15 | $190,000 | 1.75% | 0.75% | ||
| 6/15/16 | $200,000 | 1.75% | 1.10% | ||
| 6/15/17 | $205,000 | 2.00% | 1.50% | ||
| 6/15/18 | $215,000 | 2.00% | 1.85% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Sage Rutty, NIC 1.9471%
NBT Bank, NIC 2.61%
Ontario (Town)
Aug 13, 2013 . . . . . . $270,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 22, 2013.
Due Aug 21, 2014.
Purchased $270,000.00 by Roosevelt & Cross, at 1.25%, plus $350.00, effective rate 1.12%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.125%
Patterson (Town)
Aug 5, 2013 . . . . . . $140,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 15, 2013.
Due Aug 15, 2014.
Purchased $140,000.00 by Roosevelt & Cross, at 2.0%, plus $440.00, effective rate 1.6857%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
Port Chester Village
Aug 13, 2013 . . . . . . $3,415,000
Bond Anticipation Notes, Series 2013B (bank qualified).
Dated Aug 27, 2013.
Due Feb 26, 2014.
Purchased $3,415,000.00 by TD Securities, at 1.0%, plus $8,947.30, effective rate 0.4731%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.4891%
TD Bank, N.A., Effective Rate 0.54%
Janney Montgomery, Effective Rate 0.6567%
JPMorgan Chase, Effective Rate 0.68%
Oppenheimer, Effective Rate 1.014%
Schuylerville Central School District
Aug 13, 2013 . . . . . . $212,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Aug 27, 2013.
Due Jun 20, 2014.
Purchased $212,000.00 by Roosevelt & Cross, at 1.25%, plus $45.00, effective rate 1.2239%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Three Village Central School District
Aug 13, 2013 . . . . . . $26,000,000
Tax Anticipation Notes For 2013-2014 Taxes.
Dated Aug 22, 2013.
Due Jun 26, 2014.
Purchased $26,000,000.00 by JPMorgan, at 1.25%, plus $230,100.00, effective rate 0.202%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.2037%
Morgan Stanley, Effective Rate 0.2138%
Jefferies, Effective Rate 0.2422%
Capital One, Effective Rate 0.41%
JPMorgan Chase, Effective Rate 0.49%
NORTH CAROLINA
Goldston (Town)
Aug 13, 2013 . . . . . . $2,947,000
General Obligation Sewer Bond Anticipation Notes (bank qualified) (book entry).
Dated Aug 27, 2013.
Due May 21, 2014.
Purchased $2,947,000.00 by Oppenheimer, at 1.0%, plus $4,214.21, effective rate 0.805%.
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Raleigh, NC.
F.A.: Local Government Commission, Raleigh, NC.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.85%
NORTH DAKOTA
Fargo Park District
Aug 13, 2013 . . . . . . $1,655,000
Refunding Improvement Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 12, 2013.
Due May 1, 2014 to 2039.
Callable May 1, 2021 at par.
Winning bid: Robert W. Baird, at 100.1826, TIC 3.785%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $30,000 | 3.00% | 0.35% | ||
| 5/1/15 | $60,000 | 3.00% | 0.60% | ||
| 5/1/16 | $60,000 | 3.00% | 0.90% | ||
| 5/1/17 | $60,000 | 3.00% | 1.15% | ||
| 5/1/18 | $65,000 | 3.00% | 1.45% | ||
| 5/1/19 | $65,000 | 3.00% | 1.75% | ||
| 5/1/20 | $65,000 | 3.00% | 2.10% | ||
| 5/1/21 | $70,000 | 3.00% | 2.40% | ||
| 5/1/22 | $65,000 | 3.00% | 2.65% | ||
| 5/1/23 | $70,000 | 3.00% | 2.80% | ||
| 5/1/28 | $395,000 | 3.375% | 3.375% | ||
| 5/1/32 | $380,000 | 4.00% | 3.90% | ||
| 5/1/39 | $270,000 | 4.625% | 4.625% |
Other managers: CL King & Associates, SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Davenport & Company LLC, Wedbush Securities Inc., Isaak Bond Investments, Inc., Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Northland Securities, Inc., Dougherty & Company LLC, Vining-Sparks IBG, Limited Partnership.
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Nelson County Water Resource District
Aug 13, 2013 . . . . . . $1,520,000
Temporary Improvement Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 27, 2013.
Due Sep 1, 2015.
Callable Sep 1, 2014 at par.
Winning bid: Dougherty, at n/a, TIC 1.002%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $1,520,000 | 0.70% | 0.70% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
D.A. Davidson, TIC 1.0515%
Northland Securities, TIC 2.0974%
Hutchinson Shockey, TIC 3.3107%
Richland Public School District No. 44
Aug 12, 2013 . . . . . . $725,000
General Obligation Refunding Bonds, Series 2013B (bank qualified) (book entry).
Dated Sep 10, 2013.
Due Aug 1, 2014 to 2019.
Non-callable.
Winning bid: UMB Bank, at 99.7914, TIC 1.357%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $120,000 | 1.00% | 0.35% | ||
| 8/1/15 | $120,000 | 1.00% | 0.50% | ||
| 8/1/16 | $120,000 | 1.00% | 0.70% | ||
| 8/1/17 | $120,000 | 1.10% | 1.10% | ||
| 8/1/18 | $125,000 | 1.35% | 1.35% | ||
| 8/1/19 | $120,000 | 1.65% | 1.65% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 1.4925%
Cronin, TIC 1.5905%
Northland Securities, TIC 1.7249%
Vining-Sparks IBG, TIC 1.957%
OHIO
Miami Conservancy District
Aug 13, 2013 . . . . . . $1,500,000
General Obligation Special Obligation Improvement Bond Anticipation Notes, Series 2013 (Limited Tax Bonds) (bank qualified).
Dated Aug 27, 2013.
Due Aug 27, 2014.
Purchased $1,500,000.00 by JPMorgan Chase, at 0.8%, effective rate 0.8%.
L.O.: Squire Sanders (US) LLP, Columbus, OH.
F.A.: Municipal Official(s).
Other bidders were:
KeyBanc Cap Mkts, Effective Rate 0.965%
OKLAHOMA
Logan County Independent School District No. 3 (Mulhall-Orlando)
Aug 12, 2013 . . . . . . $525,000
General Obligation Combined Purpose Bonds of 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2015 to 2018.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 1.1816%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $130,000 | 1.50% | 0.50% | ||
| 10/1/16 | $130,000 | 1.50% | 0.75% | ||
| 10/1/17 | $130,000 | 1.10% | 1.10% | ||
| 10/1/18 | $135,000 | 1.35% | 1.35% |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 1.25%
First Bankers' Banc, NIC 1.2791%
Country Club Bank, NIC 1.3805%
F & M Bank, NIC 2.0321%
TEXAS
Anderson Shiro Consolidated Independent School District
Aug 12, 2013 . . . . . . $7,775,000
Unlimited Tax School Building Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Feb 15, 2015 to 2038.
Callable Feb 15, 2022 at par.
Winning bid: BOSC, at 101.7335, TIC 3.827%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $65,000 | 5.00% | 0.50% | PSF | |
| 2/15/16 | $80,000 | 5.00% | 0.80% | PSF | |
| 2/15/17 | $85,000 | 5.00% | 1.00% | PSF | |
| 2/15/18 | $90,000 | 5.00% | 1.30% | PSF | |
| 2/15/19 | $95,000 | 5.00% | 1.55% | PSF | |
| 2/15/20 | $95,000 | 5.00% | 1.80% | PSF | |
| 2/15/21 | $95,000 | 5.00% | 2.10% | PSF | |
| 2/15/24 | $260,000 | 3.50% | 2.55% | PSF | |
| 2/15/25 | $390,000 | 3.50% | 2.70% | PSF | |
| 2/15/26 | $405,000 | 3.50% | 2.80% | PSF | |
| 2/15/27 | $420,000 | 3.50% | 2.95% | PSF | |
| 2/15/28 | $430,000 | 3.75% | 3.10% | PSF | |
| 2/15/29 | $450,000 | 3.75% | 3.20% | PSF | |
| 2/15/30 | $465,000 | 3.75% | 3.45% | PSF | |
| 2/15/31 | $480,000 | 3.75% | 3.55% | PSF | |
| 2/15/32 | $495,000 | 4.00% | 3.65% | PSF | |
| 2/15/33 | $515,000 | 4.00% | 3.80% | PSF | |
| 2/15/34 | $535,000 | 4.00% | 3.90% | PSF | |
| 2/15/35 | $550,000 | 4.00% | 4.00% | PSF | |
| 2/15/38 | $1,775,000 | 4.25% | 4.25% | PSF |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Raymond James, TIC 3.8367%
SAMCO Cap Mkts, TIC 3.9013%
Southwest Securities, TIC 3.9911%
Robert W. Baird, TIC 4.0885%
Clear Lake City Water Authority
Aug 13, 2013 . . . . . . $21,000,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2013A (book entry).
Dated Aug 1, 2013.
Due Mar 1, 2023 to 2038.
Callable Mar 1, 2022 at par.
Winning bid: William Blair, at 97.0151, NIC 4.5427%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/23 | $915,000 | 5.25% | 3.26% | ||
| 3/1/24 | $960,000 | 5.25% | 3.44% | ||
| 3/1/25 | $1,005,000 | 5.00% | 3.62% | ||
| 3/1/26 | $1,050,000 | 5.00% | 3.80% | ||
| 3/1/27 | $1,095,000 | 5.00% | 3.97% | ||
| 3/1/28 | $1,150,000 | 5.00% | 4.11% | ||
| 3/1/29 | $1,200,000 | 5.00% | 4.24% | ||
| 3/1/30 | $1,255,000 | 5.00% | 4.33% | ||
| 3/1/31 | $1,315,000 | 5.00% | 4.41% | ||
| 3/1/33 | $2,810,000 | 4.00% | 4.65% | ||
| 3/1/34 | $1,505,000 | 4.00% | 4.86% | ||
| 3/1/35 | $1,575,000 | 4.00% | 4.91% | ||
| 3/1/38 | $5,165,000 | 4.00% | 5.00% |
L.O.: Sanford Kuhl Hagen Kugle Parker Kahn LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Robert W. Baird, NIC 4.5558%
Hutchinson Shockey, NIC 4.6733%
Morgan Stanley, NIC 4.7979%
Southwest Securities, NIC 4.8272%
JPMorgan, NIC 4.8571%
Harris County Municipal Utility District No. 1
Aug 13, 2013 . . . . . . $4,110,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2021 at par.
Winning bid: FirstSouthwest, at 97.4654, NIC 4.3996%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $125,000 | 2.75% | 0.80% | BAM | |
| 9/1/15 | $130,000 | 2.75% | 1.20% | BAM | |
| 9/1/16 | $135,000 | 2.75% | 1.50% | BAM | |
| 9/1/17 | $145,000 | 2.75% | 1.80% | BAM | |
| 9/1/18 | $150,000 | 2.75% | 2.10% | BAM | |
| 9/1/19 | $160,000 | 2.75% | 2.50% | BAM | |
| 9/1/20 | $165,000 | 2.75% | 2.75% | BAM | |
| 9/1/21 | $175,000 | 3.10% | 3.10% | BAM | |
| 9/1/22 | $185,000 | 3.35% | 3.35% | BAM | |
| 9/1/23 | $195,000 | 3.50% | 3.50% | BAM | |
| 9/1/24 | $200,000 | 3.70% | 3.70% | BAM | |
| 9/1/25 | $210,000 | 3.90% | 3.90% | BAM | |
| 9/1/26 | $225,000 | 4.00% | 4.10% | BAM | |
| 9/1/27 | $235,000 | 4.125% | 4.25% | BAM | |
| 9/1/28 | $245,000 | 4.30% | 4.40% | BAM | |
| 9/1/29 | $260,000 | 4.40% | 4.50% | BAM | |
| 9/1/31 | $555,000 | 4.70% | 4.80% | BAM | |
| 9/1/33 | $615,000 | 4.75% | 4.90% | BAM |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.4172%
BOSC, NIC 4.5398%
Southwest Securities, NIC 4.6066%
Montgomery County Water Control and Improvement District No. 1
Aug 13, 2013 . . . . . . $3,250,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Mar 1, 2014 to 2036.
Callable Mar 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 98.3946, NIC 4.7271%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $45,000 | 5.00% | 0.75% | AGM | |
| 3/1/15 | $50,000 | 5.00% | 1.10% | AGM | |
| 3/1/16 | $90,000 | 5.00% | 1.75% | AGM | |
| 3/1/17 | $85,000 | 5.00% | 2.00% | AGM | |
| 3/1/18 | $90,000 | 5.00% | 2.30% | AGM | |
| 3/1/19 | $90,000 | 5.00% | 2.60% | AGM | |
| 3/1/20 | $95,000 | 4.00% | 3.00% | AGM | |
| 3/1/21 | $85,000 | 4.00% | 3.30% | AGM | |
| 3/1/22 | $90,000 | 4.00% | 3.56% | AGM | |
| 3/1/26 | $340,000 | 4.00% | 4.10% | AGM | |
| 3/1/29 | $245,000 | 4.25% | 4.40% | AGM | |
| 3/1/33 | $315,000 | 4.625% | 4.70% | AGM | |
| 3/1/36 | $1,630,000 | 4.75% | 4.80% | AGM |
Other managers: BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Crews & Associates, Inc., Coastal Securities Corp., M. E. Allison & Co., Inc., Raymond James & Associates, Inc..
L.O.: Michael A. Cole, P.C., Houston, TX; and State Attorney General.
F.A.: Blitch Associates, Inc, Houston, TX.
Other bidders were:
BOSC, NIC 4.8854%
FirstSouthwest, NIC 4.921%
WISCONSIN
Kohler Village
Aug 12, 2013 . . . . . . $1,365,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated Aug 28, 2013.
Due Jun 1, 2015 to 2023.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 2.2218%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $80,000 | 0.60% | 0.60% | ||
| 6/1/16 | $80,000 | 0.80% | 0.80% | ||
| 6/1/17 | $80,000 | 1.00% | 1.00% | ||
| 6/1/18 | $80,000 | 1.30% | 1.30% | ||
| 6/1/19 | $85,000 | 1.60% | 1.60% | ||
| 6/1/20 | $190,000 | 1.90% | 1.90% | ||
| 6/1/21 | $250,000 | 2.20% | 2.20% | ||
| 6/1/22 | $255,000 | 2.40% | 2.40% | ||
| 6/1/23 | $265,000 | 2.60% | 2.60% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Bernardi Securities, TIC 2.2847%
BOSC, TIC 2.4123%
Robert W. Baird, TIC 2.5242%
Hutchinson Shockey, TIC 2.6238%
Waukesha County Area Technical College District
Aug 13, 2013 . . . . . . $4,750,000
General Obligation Promissory Notes, Series 2013B (bank qualified) (book entry).
Dated Sep 4, 2013.
Due Apr 1, 2014 to 2020.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 101.9336, TIC 1.2282%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $1,125,000 | 1.25% | 0.25% | ||
| 4/1/15 | $620,000 | 1.25% | 0.40% | ||
| 4/1/16 | $640,000 | 1.50% | 0.60% | ||
| 4/1/17 | $665,000 | 2.00% | 0.85% | ||
| 4/1/18 | $685,000 | 2.00% | 1.10% | ||
| 4/1/19 | $500,000 | 2.00% | 1.40% | ||
| 4/1/20 | $515,000 | 2.00% | 1.80% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Piper Jaffray, TIC 1.2894%
BOSC, TIC 1.3053%
Janney Montgomery, TIC 1.3798%
FTN Fin Cap Mkts, TIC 1.3861%
Raymond James, TIC 1.4138%
Hutchinson Shockey, TIC 1.4448%
UMB Bank, TIC 1.507%
Stifel Nicolaus, TIC 1.5295%
Northland Securities, TIC 1.8121%
Bernardi Securities, TIC 1.878%
UBS Financial Svcs, TIC 2.3272%
First Merit, TIC 2.33%
TAXABLE ISSUES
CONNECTICUT
Woodbridge (Town)
Aug 13, 2013 . . . . . . $6,165,000
Lot B: Taxable General Obligation Bond Anticiaption Notes (book entry).
Dated Aug 23, 2013.
Due Jul 24, 2014.
Purchased $6,165,000.00 by Jefferies, at 1.25%, plus $25,586.00, effective rate 0.798%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.884%
NEW JERSEY
Salem County
Aug 13, 2013 . . . . . . $425,000
Federally Taxable Bond Anticipation Notes.
Dated Aug 20, 2013.
Due Aug 20, 2014.
Purchased $425,000.00 by South Brunswick Twp, at 1.4%, effective rate 1.4%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Fulton Bank, Effective Rate 1.6%
Oppenheimer, Effective Rate 1.9821%
Roosevelt & Cross, Effective Rate 2.256%
NORTH CAROLINA
Charlotte (City)
Aug 13, 2013 . . . . . . $34,370,000
Taxable General Obligation Bonds, Series 2013A (book entry).
Dated Sep 5, 2013.
Due Jul 1, 2014 to 2029.
Callable Jul 1, 2023 at par.
Winning bid: Wells Fargo Secs, at 100.6534, TIC 3.2478%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $2,150,000 | 2.00% | 0.20% | ||
| 7/1/15 | $2,150,000 | 2.00% | 0.40% | ||
| 7/1/16 | $2,150,000 | 1.00% | 0.70% | ||
| 7/1/17 | $2,150,000 | 2.15% | 1.35% | ||
| 7/1/18 | $2,150,000 | 2.25% | 1.79% | ||
| 7/1/19 | $2,150,000 | 2.50% | 2.21% | ||
| 7/1/20 | $2,150,000 | 2.75% | 2.56% | ||
| 7/1/21 | $2,150,000 | 3.00% | 2.85% | ||
| 7/1/22 | $2,150,000 | 3.05% | 3.05% | ||
| 7/1/23 | $2,150,000 | 3.25% | 3.25% | ||
| 7/1/24 | $2,145,000 | 3.40% | 3.45% | ||
| 7/1/25 | $2,145,000 | 3.60% | 3.65% | ||
| 7/1/26 | $2,145,000 | 3.85% | 3.85% | ||
| 7/1/27 | $2,145,000 | 3.90% | 3.90% | ||
| 7/1/28 | $2,145,000 | 4.00% | 4.00% | ||
| 7/1/29 | $2,145,000 | 4.15% | 4.15% |
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Charlotte, NC.
F.A.: Local Government Commission, Raleigh, NC.
Other bidders were:
JPMorgan, TIC 3.2936%
Raymond James, TIC 3.3071%
Robert W. Baird, TIC 3.3404%
Citigroup, TIC 3.4204%
BA Merrill Lynch, TIC 3.5679%
BMO Cap Mkts GKST, TIC 3.6768%
TEXAS
Henderson Independent School District
Aug 13, 2013 . . . . . . $6,490,000
Unlimited Tax Qualified School Construction Bonds Taxable Series 2013 (Direct Subsidy) (book entry).
Dated Sep 1, 2013.
Due Aug 15, 2033.
Callable Aug 15, 2023 at par.
Winning bid: Robert W. Baird, at 99.2600, TIC 5.0597%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/33 | $6,490,000 | 5.00% | 5.00% | PSF |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., CastleOak Securities, L.P..
L.O.: Bracewell & Giuliani LLP, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
FirstSouthwest, TIC 5.3118%
