CALIFORNIA
East Bay Regional Park District
Jul 16, 2013 . . . . . . $80,000,000
General Obligation Bonds, Series 2013A (Election of 2008) (book entry).
Dated Jul 31, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Citigroup, at 105.5200, TIC 2.8041%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $16,340,000 | 3.00% | 0.20% | ||
| 9/1/15 | $17,435,000 | 1.00% | 0.44% | ||
| 9/1/16 | $17,885,000 | 3.00% | 0.75% | ||
| 9/1/17 | $1,150,000 | 4.00% | 1.10% | ||
| 9/1/18 | $1,195,000 | 4.00% | 1.41% | ||
| 9/1/19 | $1,245,000 | 5.00% | 1.69% | ||
| 9/1/20 | $1,305,000 | 4.00% | 1.96% | ||
| 9/1/21 | $1,355,000 | 4.00% | 2.23% | ||
| 9/1/22 | $1,410,000 | 4.00% | 2.50% | ||
| 9/1/23 | $1,470,000 | 5.00% | 2.67% | ||
| 9/1/24 | $1,540,000 | 5.00% | 2.84% | ||
| 9/1/25 | $1,620,000 | 5.00% | 3.00% | ||
| 9/1/26 | $1,700,000 | 5.00% | 3.15% | ||
| 9/1/27 | $1,785,000 | 5.00% | 3.30% | ||
| 9/1/28 | $1,875,000 | 5.00% | 3.45% | ||
| 9/1/29 | $1,965,000 | 4.50% | 3.60% | ||
| 9/1/30 | $2,055,000 | 4.00% | 4.00% | ||
| 9/1/31 | $2,135,000 | 4.00% | 4.06% | ||
| 9/1/32 | $2,225,000 | 4.00% | 4.12% | ||
| 9/1/33 | $2,310,000 | 4.00% | 4.17% |
L.O.: Jones Hall, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Morgan Stanley, TIC 2.8496%
Fidelity Capital, TIC 2.8566%
JPMorgan, TIC 2.8672%
Wells Fargo Secs, TIC 2.8857%
Hutchinson Shockey, TIC 2.8901%
BA Merrill Lynch, TIC 2.9176%
William Blair, TIC 2.9401%
Robert W. Baird, TIC 3.0717%
CONNECTICUT
East Lyme (Town)
Jul 16, 2013 . . . . . . $5,120,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jul 25, 2013.
Due Jul 24, 2014.
Purchased $5,120,000.00 by Piper Jaffray, at 1.0%, plus $39,884.80, effective rate 0.2188%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.224%
TD Securities, Effective Rate 0.2519%
Jefferies, Effective Rate 0.256%
East Windsor (Town)
Jul 16, 2013 . . . . . . $1,215,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jul 25, 2013.
Due Mar 20, 2014.
Purchased $1,215,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $4,489.09, effective rate 0.434%.
L.O.: Pullman & Comley, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Jefferies, Effective Rate 0.853%
Roosevelt & Cross, Effective Rate 0.9837%
FLORIDA
Miami-Dade County School District
Jul 16, 2013 . . . . . . $250,000,000
Tax Anticipation Notes, Series 2013 (book entry).
Dated Jul 25, 2013.
Due Mar 4, 2014.
Purchased $250,000,000.00 by Morgan Stanley, at 1.0%, plus $1,275,000.00, effective rate 0.1616%.
L.O.: Greenberg Traurig, P.A., Miami, FL.
F.A.: Public Financial Management, Inc., Coral Gables, FL; and Public Financial Management, Inc., Orlando, FL.
Other bidders were:
BA Merrill Lynch, Effective Rate 0.1616%
JPMorgan, Effective Rate 0.1616%
Wells Fargo Secs, Effective Rate 0.1649%
Barclays Capital, Effective Rate 0.1721%
Goldman Sachs, Effective Rate 0.1786%
Citigroup, Effective Rate 0.1852%
IOWA
Fort Madison (City)
Jul 16, 2013 . . . . . . $6,000,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 22, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.3497, TIC 3.4631%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $245,000 | 2.00% | 0.55% | ||
| 6/1/16 | $250,000 | 2.00% | 0.85% | ||
| 6/1/17 | $255,000 | 2.00% | 1.15% | ||
| 6/1/18 | $260,000 | 2.00% | 1.45% | ||
| 6/1/19 | $265,000 | 2.00% | 1.75% | ||
| 6/1/20 | $270,000 | 3.00% | 2.00% | ||
| 6/1/21 | $280,000 | 3.00% | 2.25% | ||
| 6/1/22 | $290,000 | 3.00% | 2.50% | ||
| 6/1/23 | $300,000 | 3.00% | 2.65% | ||
| 6/1/24 | $305,000 | 3.00% | 2.85% | ||
| 6/1/25 | $315,000 | 3.25% | 3.00% | ||
| 6/1/26 | $325,000 | 3.50% | 3.15% | ||
| 6/1/27 | $335,000 | 3.50% | 3.30% | ||
| 6/1/28 | $350,000 | 3.75% | 3.45% | ||
| 6/1/29 | $360,000 | 4.00% | 3.60% | ||
| 6/1/33 | $1,595,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Crews & Associates, Inc., Edward Jones, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Cronin & Co., Inc., Davenport & Company LLC, SAMCO Capital Markets, Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Duncan-Williams, Inc., CastleOak Securities, L.P., Wedbush Securities Inc., Bernardi Securities, Inc., Dougherty & Company LLC, Country Club Bank, UMB Bank, N.A..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 3.5107%
BOSC, TIC 3.6696%
D.A. Davidson, TIC 3.6873%
KANSAS
Garden City (City)
Jul 16, 2013 . . . . . . $7,792,000
General Obligation Bonds, Series 2013-A (book entry).
Dated Aug 1, 2013.
Due Nov 1, 2014 to 2028.
Callable Nov 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, NIC 2.748%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $602,000 | 2.00% | 0.40% | ||
| 11/1/15 | $655,000 | 2.00% | 0.60% | ||
| 11/1/16 | $675,000 | 2.00% | 1.00% | ||
| 11/1/17 | $690,000 | 2.00% | 1.35% | ||
| 11/1/18 | $710,000 | 2.00% | 1.70% | ||
| 11/1/19 | $730,000 | 3.00% | 2.01% | ||
| 11/1/20 | $750,000 | 3.00% | 2.30% | ||
| 11/1/21 | $775,000 | 3.00% | 2.55% | ||
| 11/1/22 | $795,000 | 3.00% | 2.81% | ||
| 11/1/23 | $820,000 | 3.00% | 3.00% | ||
| 11/1/25 | $225,000 | 3.00% | 3.53% | ||
| 11/1/28 | $365,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Davenport & Company LLC, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Duncan-WIlliams, Inc., Country Club Bank, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Incapital LLC, Commerce Bank, Northland Securities, Inc..
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: George K. Baum & Co., Wichita, KS.
Other bidders were:
Hutchinson Shockey, NIC 2.7809%
Raymond James, NIC 2.8448%
FTN Fin Cap Mkts, NIC 2.8803%
Lawrence (City)
Jul 16, 2013 . . . . . . $12,270,000
General Obligation Temporary Notes, Series 2013-II (book entry).
Dated Aug 1, 2013.
Due Oct 1, 2014.
Non-callable.
Winning bid: JPMorgan, at 101.2870, NIC 0.3969%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $12,270,000 | 1.50% | 0.35% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Municipal Official(s).
Other bidders were:
BA Merrill Lynch, NIC 0.4377%
Jefferies, NIC 0.4443%
Lawrence (City)
Jul 16, 2013 . . . . . . $36,300,000
General Obligation Temporary Notes, Series 2013-I (book entry).
Dated Aug 1, 2013.
Due May 1, 2014.
Purchased $36,300,000.00 by JPMorgan, at 1.0%, plus $222,882.00, effective rate 0.1813%.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Municipal Official(s).
Other bidders were:
BA Merrill Lynch, Effective Rate 0.224%
Jefferies, Effective Rate 0.24%
Morgan Stanley, Effective Rate 0.2587%
Lenexa (City)
Jul 16, 2013 . . . . . . $4,830,000
General Obligation Temporary Notes, Series 2013B (book entry).
Dated Aug 12, 2013.
Due Aug 1, 2015.
Callable Aug 1, 2014 at par.
Winning bid: Commerce Bank, at 100.1660, TIC 0.9148%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $4,830,000 | 1.00% | 0.50% |
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Jefferies, TIC 1.1135%
Hutchinson Shockey, TIC 1.12%
Piper Jaffray, TIC 2.4917%
Lenexa (City)
Jul 16, 2013 . . . . . . $7,620,000
General Obligation Bonds, Series 2013A (book entry).
Dated Aug 12, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2022 at par.
Winning bid: Robert W. Baird, at 101.9924, TIC 2.932%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $500,000 | 2.00% | 0.30% | ||
| 9/1/15 | $515,000 | 2.00% | 0.50% | ||
| 9/1/16 | $525,000 | 2.00% | 0.85% | ||
| 9/1/17 | $535,000 | 2.00% | 1.15% | ||
| 9/1/18 | $550,000 | 2.00% | 1.46% | ||
| 9/1/19 | $560,000 | 3.00% | 1.76% | ||
| 9/1/20 | $575,000 | 3.00% | 2.05% | ||
| 9/1/21 | $590,000 | 3.00% | 2.30% | ||
| 9/1/22 | $615,000 | 3.00% | 2.56% | ||
| 9/1/23 | $630,000 | 3.00% | 2.75% | ||
| 9/1/24 | $200,000 | 3.00% | 3.00% | ||
| 9/1/25 | $210,000 | 3.25% | 3.27% | ||
| 9/1/26 | $215,000 | 3.375% | 3.43% | ||
| 9/1/27 | $225,000 | 4.00% | 3.57% | ||
| 9/1/28 | $235,000 | 4.00% | 3.70% | ||
| 9/1/29 | $175,000 | 4.00% | 3.80% | ||
| 9/1/31 | $370,000 | 4.00% | 4.00% | ||
| 9/1/32 | $195,000 | 4.00% | 4.10% | ||
| 9/1/33 | $200,000 | 4.125% | 4.15% |
Other managers: CL King & Associates, Davenport & Company LLC, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Duncan-WIlliams, Inc., Wedbush Securities Inc., Country Club Bank, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Incapital LLC, Commerce Bank, Bernardi Securities, Inc., Northland Securities, Inc., Central States Capital Markets, LLC.
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.948%
Hutchinson Shockey, TIC 3.0742%
Jefferies, TIC 3.1359%
Wichita (City)
Jul 16, 2013 . . . . . . $160,000,000
General Obligation Renewal and Improvement Temporary Notes, Series 258 (book entry).
Dated Aug 15, 2013.
Due Oct 15, 2014.
Callable Apr 15, 2014 at par.
Winning bid: JPMorgan, at 100.0690, NIC 0.4409%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $160,000,000 | 0.50% | 0.35% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Stanley, NIC 0.5569%
BA Merrill Lynch, NIC 0.844%
Barclays Capital, NIC 1.0794%
MASSACHUSETTS
Adams Cheshire Regional School District
Jul 16, 2013 . . . . . . $5,000,000
General Obligation State Qualified School Bonds (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2022 at par.
Winning bid: Robert W. Baird, at 102.3565, TIC 3.4779%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $195,000 | 3.00% | 0.55% | ||
| 6/1/16 | $200,000 | 3.00% | 0.90% | ||
| 6/1/17 | $205,000 | 3.00% | 1.20% | ||
| 6/1/18 | $215,000 | 3.00% | 1.50% | ||
| 6/1/19 | $220,000 | 3.00% | 1.75% | ||
| 6/1/20 | $225,000 | 3.00% | 2.00% | ||
| 6/1/21 | $230,000 | 3.00% | 2.25% | ||
| 6/1/22 | $240,000 | 3.00% | 2.50% | ||
| 6/1/23 | $245,000 | 3.00% | 2.66% | ||
| 6/1/24 | $255,000 | 3.00% | 2.82% | ||
| 6/1/25 | $270,000 | 4.00% | 3.20% | ||
| 6/1/26 | $265,000 | 4.00% | 3.20% | ||
| 6/1/27 | $280,000 | 4.00% | 3.20% | ||
| 6/1/28 | $295,000 | 4.00% | 3.45% | ||
| 6/1/29 | $305,000 | 4.00% | 3.60% | ||
| 6/1/30 | $320,000 | 4.00% | 3.75% | ||
| 6/1/31 | $330,000 | 4.00% | 3.85% | ||
| 6/1/33 | $705,000 | 4.00% | 4.00% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
BOSC, TIC 3.4858%
Fidelity Capital, TIC 3.5576%
Hutchinson Shockey, TIC 3.6147%
Roosevelt & Cross, TIC 3.9538%
MINNESOTA
Crystal (City)
Jul 16, 2013 . . . . . . $3,235,000
General Obligation Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2023 at par.
Winning bid: Piper Jaffray, at 101.2068, TIC 2.6684%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $215,000 | 2.00% | 0.50% | ||
| 2/1/16 | $250,000 | 2.00% | 0.80% | ||
| 2/1/17 | $245,000 | 2.00% | 1.10% | ||
| 2/1/18 | $240,000 | 2.00% | 1.40% | ||
| 2/1/19 | $235,000 | 2.00% | 1.75% | ||
| 2/1/20 | $225,000 | 2.50% | 2.00% | ||
| 2/1/21 | $220,000 | 2.50% | 2.20% | ||
| 2/1/22 | $215,000 | 2.50% | 2.40% | ||
| 2/1/23 | $210,000 | 2.75% | 2.60% | ||
| 2/1/25 | $410,000 | 3.00% | 2.80% | ||
| 2/1/27 | $395,000 | 3.25% | 3.10% | ||
| 2/1/29 | $375,000 | 3.50% | 3.40% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.6823%
BOSC, TIC 2.702%
Raymond James, TIC 2.7093%
FTN Fin Cap Mkts, TIC 2.9061%
Owatonna (City)
Jul 16, 2013 . . . . . . $3,925,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Mar 1, 2015 to 2024.
Callable Mar 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 101.2495, TIC 2.1293%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $255,000 | 2.00% | 0.50% | ||
| 3/1/16 | $405,000 | 2.00% | 0.80% | ||
| 3/1/17 | $410,000 | 2.00% | 1.10% | ||
| 3/1/18 | $415,000 | 2.00% | 1.40% | ||
| 3/1/19 | $420,000 | 2.00% | 1.70% | ||
| 3/1/20 | $390,000 | 2.00% | 1.90% | ||
| 3/1/21 | $395,000 | 2.25% | 2.10% | ||
| 3/1/22 | $405,000 | 2.50% | 2.30% | ||
| 3/1/23 | $410,000 | 2.75% | 2.45% | ||
| 3/1/24 | $420,000 | 2.75% | 2.60% |
In association with: Stephens Inc..
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.1423%
BOSC, TIC 2.1738%
Piper Jaffray, TIC 2.1897%
FTN Fin Cap Mkts, TIC 2.1981%
Raymond James, TIC 2.2193%
UMB Bank, TIC 2.3248%
MISSISSIPPI
George County School District
Jul 15, 2013 . . . . . . $4,000,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Aug 15, 2014 to 2032.
Callable Aug 15, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at n/a, NIC 3.4965%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $90,000 | 3.50% | 0.35% | ||
| 8/15/15 | $95,000 | 3.50% | 0.60% | ||
| 8/15/16 | $105,000 | 3.50% | 1.00% | ||
| 8/15/17 | $110,000 | 3.00% | 1.25% | ||
| 8/15/18 | $135,000 | 3.00% | 1.55% | ||
| 8/15/19 | $160,000 | 3.00% | 1.85% | ||
| 8/15/20 | $160,000 | 3.00% | 2.05% | ||
| 8/15/21 | $160,000 | 3.00% | 2.25% | ||
| 8/15/22 | $160,000 | 3.00% | 2.45% | ||
| 8/15/23 | $170,000 | 3.00% | 2.60% | ||
| 8/15/24 | $185,000 | 3.25% | 2.75% | ||
| 8/15/25 | $185,000 | 3.25% | 3.00% | ||
| 8/15/26 | $185,000 | 3.25% | 3.10% | ||
| 8/15/27 | $210,000 | 3.50% | 3.25% | ||
| 8/15/28 | $215,000 | 3.50% | 3.35% | ||
| 8/15/29 | $450,000 | 3.75% | 3.45% | ||
| 8/15/30 | $470,000 | 3.75% | 3.55% | ||
| 8/15/31 | $485,000 | 3.75% | 3.60% | ||
| 8/15/32 | $270,000 | 3.75% | 3.70% |
L.O.: Young Law Group, PLLC, Jackson, MS.
F.A.: Municipal Official(s).
Other bidders were:
Raymond James, NIC 3.6925%
Piper Jaffray, NIC 3.6981%
Crews & Associates, NIC 3.8195%
Holmes County
Jul 15, 2013 . . . . . . $600,000
General Obligation Bonds, Series 2013 (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2023.
The bonds shall be callable in accordance with the specification.
Winning bid: Bank Plus, at n/a, NIC 2.89%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $50,000 | 2.89% | 2.89% | ||
| 8/1/15 | $55,000 | 2.89% | 2.89% | ||
| 8/1/16 | $55,000 | 2.89% | 2.89% | ||
| 8/1/17 | $55,000 | 2.89% | 2.89% | ||
| 8/1/18 | $60,000 | 2.89% | 2.89% | ||
| 8/1/19 | $60,000 | 2.89% | 2.89% | ||
| 8/1/20 | $65,000 | 2.89% | 2.89% | ||
| 8/1/21 | $65,000 | 2.89% | 2.89% | ||
| 8/1/22 | $65,000 | 2.89% | 2.89% | ||
| 8/1/23 | $70,000 | 2.89% | 2.89% |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Ridgeland, MS.
F.A.: Municipal Official(s).
Other bidders were:
Holmes Bk & Tr Co, NIC 2.95%
Rankin County School District
Jul 16, 2013 . . . . . . $12,000,000
Limited Tax Improvement Notes, Series 2013 (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2023.
Callable Aug 1, 2020 at par.
Winning bid: Raymond James, at n/a, NIC 2.42%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,060,000 | 2.25% | 0.33% | ||
| 8/1/15 | $1,090,000 | 2.25% | 0.62% | ||
| 8/1/16 | $1,120,000 | 2.50% | 1.00% | ||
| 8/1/17 | $1,150,000 | 2.50% | 1.30% | ||
| 8/1/18 | $1,180,000 | 2.50% | 1.63% | ||
| 8/1/19 | $1,210,000 | 3.00% | 1.93% | ||
| 8/1/20 | $1,245,000 | 3.00% | 2.21% | ||
| 8/1/21 | $1,280,000 | 3.00% | 2.48% | ||
| 8/1/22 | $1,315,000 | 3.00% | 2.77% | ||
| 8/1/23 | $1,350,000 | 3.00% | 3.00% |
Other managers: Morgan Stanley & Co., Inc., UBS Financial Services, Inc., Duncan-WIlliams, Inc., Jefferies LLC, Wiley Bros.-Aintree Capital LLC, Avondale Partners, LLC.
L.O.: Jones Walker LLP, Jackson, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
Southwest Securities, NIC 2.73%
Piper Jaffray, NIC 2.81%
Carty & Co, NIC 4.45%
NEVADA
Clark County School District
Jul 16, 2013 . . . . . . $32,855,000
General Obligation (Limited Tax) Medium-Term Bonds, Series 2013A (book entry).
Dated Jul 31, 2013.
Due Jun 15, 2014 to 2023.
Callable Dec 15, 2018 at par.
Winning bid: Morgan Stanley, at 104.0000, TIC 2.5267%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $3,840,000 | 4.00% | 0.28% | ||
| 6/15/15 | $3,840,000 | 4.00% | 0.70% | ||
| 6/15/16 | $4,000,000 | 4.00% | 1.15% | ||
| 6/15/17 | $4,160,000 | 4.00% | 1.55% | ||
| 6/15/18 | $4,325,000 | 4.00% | 1.86% | ||
| 6/15/19 | $2,390,000 | 3.00% | 2.20% | ||
| 6/15/20 | $2,465,000 | 3.00% | 2.56% | ||
| 6/15/21 | $2,535,000 | 3.00% | 2.93% | ||
| 6/15/22 | $2,610,000 | 3.00% | 3.20% | ||
| 6/15/23 | $2,690,000 | 3.25% | 3.40% |
L.O.: Sherman & Howard L.L.C., Las Vegas, NV.
F.A.: Zions Bank Public Finance, Las Vegas, NV.
Other bidders were:
Jefferies, TIC 2.5382%
JPMorgan, TIC 2.6497%
Citigroup, TIC 2.7477%
Hutchinson Shockey, TIC 2.7727%
BA Merrill Lynch, TIC 2.8021%
Robert W. Baird, TIC 2.8046%
Clark County School District
Jul 16, 2013 . . . . . . $95,870,000
General Obligation (Limited Tax) Refunding Bonds, Series 2013B (book entry).
Dated Jul 31, 2013.
Due Jun 15, 2014 to 2019.
Non-callable.
Winning bid: JPMorgan, at 110.1343, TIC 1.7193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $21,115,000 | 3.00% | 0.23% | ||
| 6/15/15 | $21,200,000 | 5.00% | 0.70% | ||
| 6/15/17 | $24,255,000 | 5.00% | 1.55% | ||
| 6/15/19 | $29,300,000 | 5.00% | 2.15% |
Other managers: Academy Securities Inc., Estrada Hinojosa & Company, Inc..
L.O.: Sherman & Howard L.L.C., Las Vegas, NV.
F.A.: Zions Bank Public Finance, Las Vegas, NV.
Other bidders were:
Jefferies, TIC 1.7512%
Barclays Capital, TIC 1.7638%
Morgan Stanley, TIC 1.8892%
Wells Fargo Secs, TIC 1.905%
Citigroup, TIC 1.917%
NEW JERSEY
Chatham Borough
Jul 16, 2013 . . . . . . $2,057,694
$1,842,230 Bond Anticipation Notes and $215,464 Special Emergency Notes (bank qualified).
Dated Jul 23, 2013.
Due Jul 23, 2014.
Purchased $2,057,690.00 by Peapack-Gladstone, at 0.49%, effective rate 0.49%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.6409%
TD Bank, N.A., Effective Rate 0.7%
TD Securities, Effective Rate 0.753%
Investors Savings Bk, Effective Rate 1.35%
Cliffside Park Borough
Jul 16, 2013 . . . . . . $10,000,000
General Obligation Bond Anticipation Note.
Dated Jul 24, 2013.
Due Jul 24, 2014.
Purchased $10,000,000.00 by Jefferies, at 0.75%, plus $44,102.00, effective rate 0.309%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.363%
Oppenheimer, Effective Rate 0.747%
Clinton Township Board of Education
Jul 16, 2013 . . . . . . $540,000
Temporary Notes (bank qualified).
Dated Jul 23, 2013.
Due Jul 22, 2014.
Purchased $540,000.00 by Jefferies, at 1.25%, plus $104.00, effective rate 1.2307%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.5301%
Roosevelt & Cross, Effective Rate 2.1089%
Edgewater Borough
Jul 16, 2013 . . . . . . $20,687,000
General Obligation Bond Anticipation Notes Consisting of: 20,175,000 General Capital $450,000 Marina Utility and $62,000 Special Emergency Notes.
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $20,687,000.00 by TD Securities, at 1.25%, plus $177,908.20, effective rate 0.3876%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Financial Group, Effective Rate 0.3926%
Jefferies, Effective Rate 0.397%
BA Merrill Lynch, Effective Rate 0.5684%
PNC Capital Markets, Effective Rate 0.6844%
Oppenheimer, Effective Rate 0.7772%
Greater Egg Harbor Regional High School District Board of Education
Jul 16, 2013 . . . . . . $5,215,000
Grant Anticipation Note Sale (bank qualified).
Dated Jul 24, 2013.
Due Jul 24, 2014.
Purchased $5,215,000.00 by Jefferies, at 1.25%, plus $21,174.00, effective rate 0.844%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.9288%
Hazlet Township
Jul 16, 2013 . . . . . . $5,547,358
Bond Anticipation Note (bank qualified).
Dated Jul 23, 2013.
Due Jul 23, 2014.
Purchased $5,547,360.00 by NW Capital, at 1.0%, plus $15,421.66, effective rate 0.722%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Bk, Effective Rate 0.78%
Oppenheimer, Effective Rate 0.8306%
TD Securities, Effective Rate 0.854%
Jefferies, Effective Rate 0.924%
Lawrence Township
Jul 16, 2013 . . . . . . $9,895,000
Bond Anticipation Notes (bank qualified).
Dated Jul 25, 2013.
Due Jul 25, 2014.
Purchased $9,895,000.00 by Jefferies, at 1.25%, plus $83,812.00, effective rate 0.403%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Capital, Effective Rate 0.418%
Janney Montgomery, Effective Rate 0.4418%
TD Securities, Effective Rate 0.442%
PNC Capital Markets, Effective Rate 0.504%
Oppenheimer, Effective Rate 0.7836%
Margate City (City)
Jul 16, 2013 . . . . . . $4,085,000
Bond Anticipation Note.
Dated Jul 23, 2013.
Due Jul 22, 2014.
Purchased $4,085,000.00 by TD Securities, at 1.0%, plus $11,723.95, effective rate 0.7122%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.8739%
Jefferies, Effective Rate 0.894%
Pequannock Township
Jul 16, 2013 . . . . . . $7,977,000
Bond Anticipation Notes (bank qualified).
Dated Jul 25, 2013.
Due Jul 25, 2014.
Purchased $7,977,000.00 by Wells Fargo Bk, at 0.74%, effective rate 0.74%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.804%
Jefferies, Effective Rate 0.844%
Columbia Savings Bk, Effective Rate 0.91%
Valley National Bank, Effective Rate 0.95%
South Plainfield Borough
Jul 16, 2013 . . . . . . $1,631,000
Bond Anticipation Note (bank qualified).
Dated Jul 25, 2013.
Due Jul 25, 2014.
Purchased $1,631,000.00 by TD Bank, N.A., at 0.81%, effective rate 0.81%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.894%
Roosevelt & Cross, Effective Rate 0.9666%
Oppenheimer, Effective Rate 1.0268%
Janney Montgomery, Effective Rate 1.046%
Amboy Natl Bk, Effective Rate 1.1%
Passaic Vly Wtr Comm, Effective Rate 1.33%
Springfield Township (Burlington County)
Jul 16, 2013 . . . . . . $1,500,000
Bond Anticipation Note (bank qualified).
Dated Jul 24, 2013.
Due Jan 24, 2014.
Purchased $1,500,000.00 by Jefferies, at 1.25%, plus $1,892.00, effective rate 0.998%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.144%
Oppenheimer, Effective Rate 1.3721%
Springfield Township (Union County)
Jul 16, 2013 . . . . . . $9,290,000
Bond Anticipation Note Sale (bank qualified).
Dated Jul 24, 2013.
Due Jul 24, 2014.
Purchased $9,290,000.00 by Jefferies, at 1.25%, plus $87,699.00, effective rate 0.306%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.678%
Wells Fargo Bk, Effective Rate 0.75%
Verona Township
Jul 16, 2013 . . . . . . $3,855,000
Bond Anticipation Notes (bank qualified).
Dated Jul 25, 2013.
Due Jul 25, 2014.
Purchased $3,855,000.00 by TD Securities, at 1.0%, plus $21,857.85, effective rate 0.433%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 0.583%
Jefferies, Effective Rate 0.7199%
Oppenheimer, Effective Rate 0.7773%
Wells Fargo Bk, Effective Rate 0.84%
Voorhees Township
Jul 16, 2013 . . . . . . $8,582,000
General Obligation Bonds, Series 2013 Consisting of $6,613,000 General Improvement Bonds and $1,969,000 Sewer Utility Bonds (bank qualified) (book entry).
Dated Aug 7, 2013.
Due May 1, 2014 to 2028.
Callable May 1, 2022 at par.
Winning bid: BOSC, at 100.0000, NIC 2.4108%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $610,000 | 1.00% | 0.40% | ||
| 5/1/15 | $610,000 | 1.00% | 0.60% | ||
| 5/1/16 | $610,000 | 1.00% | 0.85% | ||
| 5/1/17 | $660,000 | 1.50% | 1.20% | ||
| 5/1/18 | $715,000 | 1.75% | 1.55% | ||
| 5/1/19 | $730,000 | 2.00% | 1.85% | ||
| 5/1/20 | $730,000 | 2.25% | 2.00% | ||
| 5/1/21 | $780,000 | 2.375% | 2.20% | ||
| 5/1/22 | $830,000 | 2.50% | 2.40% | ||
| 5/1/23 | $835,000 | 2.625% | 2.50% | ||
| 5/1/24 | $863,000 | 2.75% | 2.60% | ||
| 5/1/25 | $150,000 | 3.00% | 3.00% | ||
| 5/1/26 | $150,000 | 3.00% | 3.20% | ||
| 5/1/27 | $150,000 | 3.25% | 3.40% | ||
| 5/1/28 | $159,000 | 3.375% | 3.50% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Capital Markets, NIC 2.4777%
UBS Financial Svcs, NIC 2.626%
Fidelity Capital, NIC 2.6645%
Robert W. Baird, NIC 2.7941%
Janney Montgomery, NIC 2.8832%
Weehawken Township
Jul 16, 2013 . . . . . . $1,390,000
Qualified General Obligation Bonds, Series 2013A (book entry).
Dated Jul 24, 2013.
Due Jul 1, 2014 to 2023.
Non-callable.
Winning bid: Roosevelt & Cross, at 100.1347, TIC 3.3016%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $130,000 | 3.00% | 0.80% | ||
| 7/1/15 | $130,000 | 3.00% | 1.25% | ||
| 7/1/16 | $130,000 | 3.00% | 1.65% | ||
| 7/1/17 | $135,000 | 3.00% | 2.00% | ||
| 7/1/18 | $135,000 | 3.00% | 2.40% | ||
| 7/1/19 | $140,000 | 4.00% | 2.70% | ||
| 7/1/20 | $140,000 | 3.00% | 3.00% | ||
| 7/1/21 | $145,000 | 3.125% | 3.20% | ||
| 7/1/22 | $150,000 | 3.50% | 3.50% | ||
| 7/1/23 | $155,000 | 3.625% | 3.65% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc..
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: NW Financial Group, Hoboken, NJ.
Other bidders were:
Hutchinson Shockey, TIC 3.8944%
West Wildwood Borough
Jul 16, 2013 . . . . . . $1,458,976
Bond Anticipation Note (bank qualified).
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $1,458,980.00 by Oppenheimer, at 1.5%, plus $1,543.00, effective rate 1.3939%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 2.0106%
Winslow Township
Jul 16, 2013 . . . . . . $2,004,500
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Jul 22, 2013.
Due Jul 21, 2014.
Purchased $2,004,500.00 by Sturdy Savings Bk, at 1.0%, effective rate 1.0%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.15%
Oppenheimer, Effective Rate 1.3721%
Susquehanna Cap, Effective Rate 1.972%
NEW YORK
Brasher Falls Central School District (St. Lawrence Central School District)
Jul 16, 2013 . . . . . . $8,157,000
Bond Anticipation Notes, 2013 (book entry).
Dated Jul 22, 2013.
Due Jul 22, 2014.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.76%, effective rate 0.76%.
Purchased $3,157,000.00 by Jefferies, at 1.0%, plus $5,715.00, effective rate 0.819%.
L.O.: Mackenzie Hughes, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.819%
Oppenheimer, Effective Rate 0.8374%
Roosevelt & Cross, Effective Rate 1.2801%
Clarence (Town)
Jul 16, 2013 . . . . . . $3,709,477
Bond Anticipation Notes - 2013 (bank qualified).
Dated Jul 24, 2013.
Due Jul 24, 2014.
Purchased $3,709,480.00 by JPMorgan Chase, at 0.49%, effective rate 0.49%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.644%
Oppenheimer, Effective Rate 0.679%
East Rochester Union Free School District
Jul 16, 2013 . . . . . . $140,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Jul 26, 2013.
Due Jul 25, 2014.
Purchased $140,000.00 by Roosevelt & Cross, at 1.75%, plus $400.00, effective rate 1.4635%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.8549%
Farmingdale Village
Jul 16, 2013 . . . . . . $1,306,000
Public Improvement Serial Bonds - 2013 (bank qualified) (book entry).
Dated Jul 24, 2013.
Due Jun 15, 2014 to 2023.
Non-callable.
Winning bid: Raymond James, at n/a, NIC 2.3983%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $96,000 | 2.00% | 0.40% | ||
| 6/15/15 | $120,000 | 2.00% | 0.65% | ||
| 6/15/16 | $120,000 | 3.00% | 1.00% | ||
| 6/15/17 | $125,000 | 3.00% | 1.30% | ||
| 6/15/18 | $130,000 | 3.00% | 1.60% | ||
| 6/15/19 | $135,000 | 3.00% | 1.90% | ||
| 6/15/20 | $140,000 | 3.00% | 2.20% | ||
| 6/15/21 | $145,000 | 3.00% | 2.45% | ||
| 6/15/22 | $145,000 | 3.00% | 2.70% | ||
| 6/15/23 | $150,000 | 3.00% | 2.90% |
Other managers: Fidelity Capital Markets, Jefferies LLC, Morgan Stanley & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.4646%
Robert W. Baird, NIC 2.5386%
Bernardi Securities, NIC 2.7541%
TD Securities, NIC 3.0655%
Geneseo Central School District
Jul 16, 2013 . . . . . . $185,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 25, 2013.
Due Jul 25, 2013.
Purchased $185,000.00 by Roosevelt & Cross, at 1.75%, plus $800.00, effective rate 1.3176%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Steuben Trust, Effective Rate 1.45%
Five Star Bnk, Effective Rate 1.98%
Oppenheimer, Effective Rate 2.6115%
Geneseo Central School District
Jul 16, 2013 . . . . . . $9,395,000
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Jul 25, 2013.
Due Jun 15, 2015 to 2028.
Callable Jun 15, 2021 at par.
Winning bid: PNC Capital Markets, at n/a, NIC 2.8644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $385,000 | 2.00% | 0.55% | ||
| 6/15/16 | $585,000 | 2.00% | 0.95% | ||
| 6/15/17 | $600,000 | 2.00% | 1.25% | ||
| 6/15/18 | $620,000 | 3.00% | 1.60% | ||
| 6/15/19 | $645,000 | 3.00% | 1.90% | ||
| 6/15/20 | $665,000 | 3.00% | 2.20% | ||
| 6/15/21 | $685,000 | 3.00% | 2.35% | ||
| 6/15/22 | $715,000 | 3.00% | 2.55% | ||
| 6/15/23 | $735,000 | 3.00% | 2.70% | ||
| 6/15/24 | $760,000 | 3.00% | 2.85% | ||
| 6/15/25 | $790,000 | 3.00% | 3.00% | ||
| 6/15/26 | $815,000 | 3.00% | 3.05% | ||
| 6/15/27 | $835,000 | 3.50% | 3.35% | ||
| 6/15/28 | $560,000 | 3.75% | 3.40% |
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Raymond James, NIC 2.9447%
Roosevelt & Cross, NIC 3.0275%
FTN Fin Cap Mkts, NIC 3.0352%
Robert W. Baird, NIC 3.167%
Glens Falls (City)
Jul 16, 2013 . . . . . . $1,950,000
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Jul 15, 2013.
Due Jul 15, 2014 to 2043.
Callable Jul 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 4.7136%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $30,000 | 4.50% | 0.50% | AGM | |
| 7/15/15 | $35,000 | 4.50% | 0.85% | AGM | |
| 7/15/16 | $35,000 | 4.50% | 1.20% | AGM | |
| 7/15/17 | $35,000 | 4.50% | 1.60% | AGM | |
| 7/15/18 | $40,000 | 4.50% | 2.00% | AGM | |
| 7/15/19 | $40,000 | 4.50% | 2.20% | AGM | |
| 7/15/20 | $45,000 | 4.50% | 2.50% | AGM | |
| 7/15/21 | $45,000 | 4.50% | 2.75% | AGM | |
| 7/15/22 | $45,000 | 4.50% | 3.00% | AGM | |
| 7/15/23 | $50,000 | 4.50% | 3.15% | AGM | |
| 7/15/24 | $50,000 | 4.50% | 3.40% | AGM | |
| 7/15/25 | $50,000 | 4.50% | 3.55% | AGM | |
| 7/15/26 | $55,000 | 4.50% | 3.75% | AGM | |
| 7/15/27 | $60,000 | 4.50% | 3.90% | AGM | |
| 7/15/28 | $60,000 | 4.75% | 4.00% | AGM | |
| 7/15/29 | $60,000 | 4.75% | 4.10% | AGM | |
| 7/15/30 | $65,000 | 4.75% | 4.15% | AGM | |
| 7/15/31 | $70,000 | 4.75% | 4.20% | AGM | |
| 7/15/32 | $70,000 | 4.75% | 4.30% | AGM | |
| 7/15/33 | $75,000 | 4.75% | 4.35% | AGM | |
| 7/15/34 | $75,000 | 4.75% | 4.40% | AGM | |
| 7/15/35 | $80,000 | 4.75% | 4.45% | AGM | |
| 7/15/36 | $80,000 | 4.75% | 4.50% | AGM | |
| 7/15/37 | $85,000 | 4.75% | 4.55% | AGM | |
| 7/15/38 | $90,000 | 4.75% | 4.60% | AGM | |
| 7/15/39 | $95,000 | 4.75% | 4.65% | AGM | |
| 7/15/40 | $100,000 | 4.75% | 4.70% | AGM | |
| 7/15/41 | $105,000 | 4.75% | 4.75% | AGM | |
| 7/15/42 | $110,000 | 4.75% | 4.80% | AGM | |
| 7/15/43 | $115,000 | 4.75% | 4.85% | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Goshen Central School District
Jul 16, 2013 . . . . . . $353,865
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 25, 2013.
Due Jul 25, 2014.
Purchased $353,870.00 by Roosevelt & Cross, at 1.75%, plus $2,266.00, effective rate 1.1096%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.6106%
Lancaster (Town)
Jul 16, 2013 . . . . . . $6,390,000
Bond Anticipation Notes, 2013 (bank qualified) (book entry).
Dated Jul 30, 2013.
Due Jul 30, 2014.
Purchased $6,390,000.00 by JPMorgan Chase, at 0.5%, effective rate 0.5%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.534%
TD Securities, Effective Rate 0.543%
Oppenheimer, Effective Rate 0.6873%
Lenox (Town)
Jul 16, 2013 . . . . . . $3,000,000
Bond Anticipation Notes 2013 (bank qualified).
Dated Jul 24, 2013.
Due Apr 24, 2014.
Purchased $3,000,000.00 by Roosevelt & Cross, at 1.75%, plus $11,580.00, effective rate 1.2353%.
L.O.: Finocchiaro Law Firm, Canastota, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.49%
Massapequa Union Free School District
Jul 16, 2013 . . . . . . $6,000,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Jul 25, 2013.
Due Jun 20, 2014.
Purchased $6,000,000.00 by TD Securities, at 1.5%, plus $66,900.00, effective rate 0.2649%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.3328%
JPMorgan Chase, Effective Rate 0.49%
Oppenheimer, Effective Rate 0.562%
Mount Sinai Union Free School District
Jul 16, 2013 . . . . . . $7,000,000
Tax Anticipation Notes, 2013.
Dated Jul 25, 2013.
Due Jun 25, 2014.
Purchased $7,000,000.00 by TD Securities, at 1.0%, plus $45,150.00, effective rate 0.2964%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.3181%
Oppenheimer, Effective Rate 0.6718%
New York State Dormitory Authority
Jul 16, 2013 . . . . . . $615,660,000
(Tax-Exempt) State Personal Income Tax Revenue Bonds (General Purpose), Series 2013A (book entry).
Dated Jul 25, 2013.
Due Feb 15, 2015 to 2043.
Callable Feb 15, 2023 at par.
Winning bid: Citigroup, at 107.9475, TIC 4.3444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $9,880,000 | 5.00% | 0.45% | ||
| 2/15/16 | $10,370,000 | 5.00% | 0.70% | ||
| 2/15/17 | $10,890,000 | 5.00% | 1.15% | ||
| 2/15/18 | $11,440,000 | 5.00% | 1.45% | ||
| 2/15/19 | $12,005,000 | 5.00% | 1.81% | ||
| 2/15/20 | $12,605,000 | 5.00% | 2.14% | ||
| 2/15/21 | $13,235,000 | 5.00% | 2.41% | ||
| 2/15/22 | $13,900,000 | 5.00% | 2.70% | ||
| 2/15/23 | $14,590,000 | 5.00% | 2.91% | ||
| 2/15/24 | $15,330,000 | 5.00% | 3.10% | ||
| 2/15/25 | $16,095,000 | 5.00% | 3.27% | ||
| 2/15/26 | $16,900,000 | 5.00% | 3.47% | ||
| 2/15/27 | $17,740,000 | 5.00% | 3.64% | ||
| 2/15/28 | $18,625,000 | 5.00% | 3.80% | ||
| 2/15/29 | $19,555,000 | 5.00% | 3.90% | ||
| 2/15/30 | $20,540,000 | 5.00% | 3.97% | ||
| 2/15/31 | $21,565,000 | 5.00% | 4.04% | ||
| 2/15/32 | $22,640,000 | 5.00% | 4.10% | ||
| 2/15/33 | $23,775,000 | 5.00% | 4.14% | ||
| 2/15/34 | $24,960,000 | 5.00% | 4.17% | ||
| 2/15/35 | $26,210,000 | 5.00% | 4.21% | ||
| 2/15/36 | $27,520,000 | 5.00% | 4.24% | ||
| 2/15/37 | $28,905,000 | 5.00% | 4.27% | ||
| 2/15/39 | $62,200,000 | 5.00% | 4.36% | ||
| 2/15/43 | $144,185,000 | 5.00% | 4.43% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Loop Capital Markets, LLC, M.R. Beal & Co., Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Mesirow Financial, Inc., Southwest Securities, Inc., Lebenthal & Co., Inc., The Williams Capital Group, L.P..
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Burgher Jaffe & Roberts LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
BA Merrill Lynch, TIC 4.3513%
JPMorgan, TIC 4.3678%
Barclays Capital, TIC 4.3738%
Goldman Sachs, TIC 4.3804%
Jefferies, TIC 4.3941%
Morgan Stanley, TIC 4.3994%
RBC Capital Mkts, TIC 4.4141%
Wells Fargo Secs, TIC 4.421%
Verona (Town)
Jul 16, 2013 . . . . . . $850,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 25, 2013.
Due Jul 22, 2014.
Purchased $850,000.00 by Roosevelt & Cross, at 1.75%, plus $6,050.00, effective rate 1.0323%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.344%
NBT Bank, Effective Rate 1.48%
Yorktown Central School District
Jul 16, 2013 . . . . . . $2,450,000
Bond Anticipation Notes for 2013 -2014 Taxes (bank qualified).
Dated Jul 24, 2013.
Due Oct 31, 2013.
Purchased $2,450,000.00 by TD Securities, at 0.75%, plus $2,278.50, effective rate 0.4048%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.44%
Janney Montgomery, Effective Rate 0.8566%
Jefferies, Effective Rate 0.9749%
Oppenheimer, Effective Rate 1.1809%
Yorktown Central School District
Jul 16, 2013 . . . . . . $6,148,000
School District Serial Bonds-2013 (bank qualified) (book entry).
Dated Jul 24, 2013.
Due Jul 15, 2014 to 2028.
Callable Jul 15, 2021 at par.
Winning bid: Raymond James, at n/a, NIC 2.8666%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $218,000 | 0.40% | 0.40% | ||
| 7/15/15 | $360,000 | 2.00% | 0.60% | ||
| 7/15/16 | $370,000 | 3.00% | 0.95% | ||
| 7/15/17 | $375,000 | 3.00% | 1.20% | ||
| 7/15/18 | $380,000 | 3.00% | 1.60% | ||
| 7/15/19 | $390,000 | 3.00% | 1.85% | ||
| 7/15/20 | $395,000 | 3.00% | 2.10% | ||
| 7/15/21 | $405,000 | 3.00% | 2.35% | ||
| 7/15/22 | $420,000 | 3.00% | 2.60% | ||
| 7/15/23 | $435,000 | 3.00% | 2.75% | ||
| 7/15/24 | $445,000 | 3.00% | 2.90% | ||
| 7/15/25 | $465,000 | 3.00% | 3.10% | ||
| 7/15/26 | $480,000 | 3.125% | 3.20% | ||
| 7/15/27 | $495,000 | 3.25% | 3.30% | ||
| 7/15/28 | $515,000 | 3.375% | 3.45% |
Other managers: Fidelity Capital Markets, Jefferies LLC, Morgan Stanley & Co., Inc., StockCross Financial Services, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.9696%
Janney Montgomery, NIC 3.039%
Robert W. Baird, NIC 3.0727%
PNC Capital Markets, NIC 3.1229%
TD Securities, NIC 3.9313%
OKLAHOMA
Tulsa County Independent School District No. 1 (Tulsa)
Jul 15, 2013 . . . . . . $10,000,000
Technology Equipment Bonds, Series 2013C (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2015 to 2018.
Non-callable.
Winning bid: Piper Jaffray, at 100.9193, TIC 1.5423%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $2,500,000 | 1.50% | 0.70% | ||
| 8/1/16 | $2,500,000 | 1.50% | 1.05% | ||
| 8/1/17 | $2,500,000 | 2.00% | 1.45% | ||
| 8/1/18 | $2,500,000 | 2.00% | 1.80% |
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK; and FirstSouthwest, Dallas, TX.
Other bidders were:
Hutchinson Shockey, TIC 1.5878%
Jefferies, TIC 1.7069%
TENNESSEE
Selmer (Town)
Jul 16, 2013 . . . . . . $6,750,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Jun 1, 2014 to 2035.
Callable Jun 1, 2020 at par.
Winning bid: Raymond James, at 100.5991, TIC 3.6046%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $260,000 | 1.00% | 0.45% | ||
| 6/1/15 | $250,000 | 2.00% | 0.75% | ||
| 6/1/16 | $250,000 | 2.00% | 1.10% | ||
| 6/1/17 | $255,000 | 2.00% | 1.40% | ||
| 6/1/18 | $260,000 | 2.00% | 1.75% | ||
| 6/1/19 | $265,000 | 2.00% | 2.00% | ||
| 6/1/20 | $270,000 | 2.375% | 2.25% | ||
| 6/1/21 | $275,000 | 3.00% | 2.50% | ||
| 6/1/22 | $270,000 | 3.00% | 2.75% | ||
| 6/1/23 | $270,000 | 3.25% | 2.80% | ||
| 6/1/24 | $280,000 | 3.25% | 3.00% | ||
| 6/1/25 | $290,000 | 3.25% | 3.10% | ||
| 6/1/26 | $300,000 | 3.50% | 3.25% | ||
| 6/1/27 | $310,000 | 3.75% | 3.45% | ||
| 6/1/28 | $320,000 | 3.75% | 3.55% | ||
| 6/1/29 | $335,000 | 4.00% | 3.65% | ||
| 6/1/30 | $345,000 | 4.125% | 3.75% | ||
| 6/1/31 | $355,000 | 4.25% | 3.85% | ||
| 6/1/32 | $370,000 | 4.25% | 3.90% | ||
| 6/1/34 | $795,000 | 4.25% | 4.00% | ||
| 6/1/35 | $425,000 | 4.00% | 4.1395% |
L.O.: Glankler Brown, PLLC, Memphis, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.6271%
Robert W. Baird, TIC 3.6515%
BOSC, TIC 3.7544%
TEXAS
Boerne Independent School District
Jul 16, 2013 . . . . . . $98,025,000
Unlimited Tax School Building Bonds, Series 2013 (book entry).
Dated Jul 1, 2013.
Due Feb 1, 2014 to 2043.
Callable Feb 1, 2022 at par.
Winning bid: JPMorgan, at 106.2917, NIC 4.6966%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,000,000 | 3.00% | 0.18% | PSF | |
| 2/1/15 | $1,000,000 | 4.00% | 0.55% | PSF | |
| 2/1/16 | $1,000,000 | 5.00% | 0.94% | PSF | |
| 2/1/17 | $605,000 | 5.00% | 1.30% | PSF | |
| 2/1/18 | $670,000 | 5.00% | 1.61% | PSF | |
| 2/1/19 | $680,000 | 5.00% | 1.89% | PSF | |
| 2/1/20 | $700,000 | 4.00% | 2.16% | PSF | |
| 2/1/21 | $770,000 | 4.00% | 2.43% | PSF | |
| 2/1/22 | $900,000 | 5.00% | 2.74% | PSF | |
| 2/1/23 | $1,000,000 | 5.00% | 2.91% | PSF | |
| 2/1/24 | $1,000,000 | 5.00% | 3.07% | PSF | |
| 2/1/25 | $700,000 | 5.00% | 3.22% | PSF | |
| 2/1/29 | $2,475,000 | 5.00% | 3.80% | PSF | |
| 2/1/30 | $5,945,000 | 5.00% | 3.87% | PSF | |
| 2/1/31 | $5,945,000 | 5.00% | 3.94% | PSF | |
| 2/1/32 | $5,940,000 | 5.00% | 4.00% | PSF | |
| 2/1/33 | $6,185,000 | 5.00% | 4.04% | PSF | |
| 2/1/34 | $6,435,000 | 5.00% | 4.07% | PSF | |
| 2/1/35 | $6,430,000 | 5.00% | 4.11% | PSF | |
| 2/1/36 | $4,250,000 | 5.00% | 4.14% | PSF | |
| 2/1/39 | $18,555,000 | 5.00% | 4.23% | PSF | |
| 2/1/43 | $25,840,000 | 5.00% | 4.30% | PSF |
Other managers: Academy Securities Inc., BOSC, Inc..
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, San Antonio, TX.
Other bidders were:
Citigroup, NIC 4.7072%
BA Merrill Lynch, NIC 4.7092%
RBC Capital Mkts, NIC 4.7097%
FirstSouthwest, NIC 4.7247%
Morgan Stanley, NIC 4.7294%
Wells Fargo Secs, NIC 4.7316%
Robert W. Baird, NIC 4.8239%
Everman Independent School District
Jul 15, 2013 . . . . . . $30,425,000
Unlimited Tax School Building Bonds, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Feb 15, 2016 to 2038.
Callable Aug 15, 2023 at par.
Winning bid: Robert W. Baird, at 103.1404, TIC 4.0277%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $745,000 | 4.00% | 0.88% | PSF | |
| 2/15/17 | $775,000 | 4.00% | 1.18% | PSF | |
| 2/15/18 | $810,000 | 4.00% | 1.55% | PSF | |
| 2/15/19 | $845,000 | 5.00% | 1.85% | PSF | |
| 2/15/20 | $885,000 | 4.00% | 2.15% | PSF | |
| 2/15/21 | $925,000 | 5.00% | 2.43% | PSF | |
| 2/15/22 | $970,000 | 5.00% | 2.70% | PSF | |
| 2/15/23 | $1,025,000 | 5.00% | 2.90% | PSF | |
| 2/15/24 | $1,070,000 | 4.50% | 3.12% | PSF | |
| 2/15/25 | $1,125,000 | 5.00% | 3.27% | PSF | |
| 2/15/26 | $1,180,000 | 5.00% | 3.43% | PSF | |
| 2/15/27 | $1,240,000 | 5.00% | 3.57% | PSF | |
| 2/15/28 | $1,295,000 | 4.00% | 4.00% | PSF | |
| 2/15/29 | $1,350,000 | 4.00% | 4.05% | PSF | |
| 2/15/30 | $1,405,000 | 4.00% | 4.10% | PSF | |
| 2/15/31 | $1,465,000 | 4.00% | 4.15% | PSF | |
| 2/15/32 | $1,525,000 | 4.125% | 4.20% | PSF | |
| 2/15/33 | $1,590,000 | 4.125% | 4.25% | PSF | |
| 2/15/34 | $1,655,000 | 4.20% | 4.28% | PSF | |
| 2/15/35 | $1,730,000 | 4.20% | 4.32% | PSF | |
| 2/15/36 | $1,805,000 | 4.25% | 4.35% | PSF | |
| 2/15/37 | $2,455,000 | 4.25% | 4.38% | PSF | |
| 2/15/38 | $2,555,000 | 4.25% | 4.40% | PSF |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Incapital LLC, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Morgan Stanley, TIC 4.0396%
RBC Capital Mkts, TIC 4.0568%
BA Merrill Lynch, TIC 4.0606%
FirstSouthwest, TIC 4.0708%
BMO Cap Mkts GKST, TIC 4.1278%
Hutchinson Shockey, TIC 4.1433%
JPMorgan, TIC 4.1496%
Frisco (City)
Jul 16, 2013 . . . . . . $20,000,000
General Obligation Bonds, Series 2013 (book entry).
Dated Jul 1, 2013.
Due Feb 15, 2014 to 2033.
Callable Feb 15, 2023 at par.
Winning bid: Raymond James, at 101.0000, TIC 3.7104%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $740,000 | 2.00% | 0.28% | ||
| 2/15/15 | $745,000 | 2.00% | 0.58% | ||
| 2/15/16 | $760,000 | 3.00% | 0.94% | ||
| 2/15/17 | $780,000 | 3.00% | 1.28% | ||
| 2/15/18 | $805,000 | 3.00% | 1.62% | ||
| 2/15/19 | $825,000 | 3.00% | 1.90% | ||
| 2/15/20 | $850,000 | 4.00% | 2.20% | ||
| 2/15/21 | $880,000 | 4.00% | 2.50% | ||
| 2/15/22 | $905,000 | 4.00% | 2.79% | ||
| 2/15/23 | $930,000 | 3.00% | 3.01% | ||
| 2/15/24 | $960,000 | 3.125% | 3.23% | ||
| 2/15/25 | $1,000,000 | 3.375% | 3.42% | ||
| 2/15/26 | $1,050,000 | 4.00% | 3.58% | ||
| 2/15/27 | $1,100,000 | 4.00% | 3.72% | ||
| 2/15/28 | $1,150,000 | 4.00% | 3.85% | ||
| 2/15/29 | $1,195,000 | 4.00% | 4.00% | ||
| 2/15/30 | $1,245,000 | 4.00% | 4.10% | ||
| 2/15/31 | $1,300,000 | 4.00% | 4.15% | ||
| 2/15/32 | $1,360,000 | 4.125% | 4.20% | ||
| 2/15/33 | $1,420,000 | 4.125% | 4.25% |
Other managers: Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
Robert W. Baird, TIC 3.7672%
Hutchinson Shockey, TIC 3.7887%
BA Merrill Lynch, TIC 3.8085%
UBS Financial Svcs, TIC 3.8379%
Southwest Securities, TIC 3.8638%
Wells Fargo Secs, TIC 3.897%
RBC Capital Mkts, TIC 3.8985%
BOSC, TIC 3.91%
Harris County Improvement District No. 3
Jul 16, 2013 . . . . . . $2,500,000
Unlimited Tax Bonds Series 2013 (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Feb 15, 2014 to 2043.
Callable Feb 15, 2021 at par.
Winning bid: Comerica Securities, at 100.0047, NIC 4.3671%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $50,000 | 3.00% | 0.40% | ||
| 2/15/15 | $50,000 | 3.00% | 0.75% | ||
| 2/15/16 | $50,000 | 3.15% | 1.00% | ||
| 2/15/17 | $50,000 | 3.25% | 1.35% | ||
| 2/15/18 | $55,000 | 3.25% | 1.75% | ||
| 2/15/19 | $55,000 | 3.30% | 2.00% | ||
| 2/15/20 | $55,000 | 3.35% | 2.30% | ||
| 2/15/21 | $55,000 | 3.40% | 2.50% | ||
| 2/15/22 | $60,000 | 3.50% | 2.75% | ||
| 2/15/23 | $60,000 | 4.00% | 2.90% | ||
| 2/15/24 | $65,000 | 4.00% | 3.00% | ||
| 2/15/25 | $65,000 | 4.00% | 3.30% | ||
| 2/15/28 | $215,000 | 4.00% | 3.50% | ||
| 2/15/31 | $240,000 | 4.00% | 4.00% | ||
| 2/15/34 | $270,000 | 4.20% | 4.20% | ||
| 2/15/37 | $315,000 | 4.40% | 4.40% | ||
| 2/15/40 | $365,000 | 4.60% | 4.60% | ||
| 2/15/43 | $425,000 | 4.70% | 4.70% |
L.O.: Sanford Kuhl Hagen Kugle Parker Kahn LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, NIC 4.3713%
SAMCO Cap Mkts, NIC 4.5468%
Harris County Municipal Utility District No. 410
Jul 16, 2013 . . . . . . $2,550,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Sep 1, 2018 to 2043.
Callable Sep 1, 2020 at par.
Winning bid: Morgan Stanley, at 97.5300, NIC 5.0491%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $25,000 | 4.00% | 2.40% | ||
| 9/1/19 | $25,000 | 4.00% | 2.70% | ||
| 9/1/20 | $25,000 | 4.00% | 3.00% | ||
| 9/1/21 | $25,000 | 4.00% | 3.25% | ||
| 9/1/22 | $25,000 | 4.00% | 3.55% | ||
| 9/1/23 | $25,000 | 4.00% | 3.75% | ||
| 9/1/24 | $25,000 | 4.00% | 3.95% | ||
| 9/1/29 | $125,000 | 4.50% | 4.50% | ||
| 9/1/35 | $150,000 | 4.75% | 4.81% | ||
| 9/1/40 | $175,000 | 5.00% | 5.00% | ||
| 9/1/41 | $625,000 | 5.00% | 5.02% | ||
| 9/1/42 | $650,000 | 5.00% | 5.03% | ||
| 9/1/43 | $650,000 | 5.00% | 5.04% |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 5.0595%
FirstSouthwest, NIC 5.2306%
GMS Group, NIC 5.2498%
Comerica Securities, NIC 5.5313%
Plemons-Stinnett-Phillips Consolidated Independent School District
Jul 16, 2013 . . . . . . $32,300,000
Unlimited Tax School Building Bonds, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Feb 15, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 100.6018, TIC 2.329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $3,495,000 | 1.00% | 0.29% | PSF | |
| 2/15/15 | $3,545,000 | 2.00% | 0.50% | PSF | |
| 2/15/16 | $3,615,000 | 2.00% | 0.90% | PSF | |
| 2/15/17 | $2,890,000 | 2.00% | 1.20% | PSF | |
| 2/15/18 | $2,950,000 | 2.00% | 1.55% | PSF | |
| 2/15/19 | $3,010,000 | 2.00% | 1.90% | PSF | |
| 2/15/20 | $3,075,000 | 2.25% | 2.25% | PSF | |
| 2/15/21 | $3,150,000 | 2.50% | 2.50% | PSF | |
| 2/15/22 | $3,235,000 | 3.00% | 2.75% | PSF | |
| 2/15/23 | $3,335,000 | 3.00% | 3.00% | PSF |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., FTN Financial Capital Markets.
L.O.: Underwood Law Firm, Amarillo, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
Hutchinson Shockey, TIC 2.3891%
BOSC, TIC 2.4199%
Southwest Securities, TIC 2.4456%
Jefferies, TIC 2.529%
WISCONSIN
De Pere (City)
Jul 16, 2013 . . . . . . $5,650,000
General Obligation Corporate Purpose Bonds, Series 2013A (bank qualified) (book entry).
Dated Aug 13, 2013.
Due Dec 1, 2014 to 2028.
Callable Dec 1, 2022 at par.
Winning bid: Piper Jaffray, at 105.0209, TIC 2.2856%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $690,000 | 3.00% | 0.40% | ||
| 12/1/15 | $550,000 | 3.00% | 0.55% | ||
| 12/1/16 | $560,000 | 3.00% | 0.90% | ||
| 12/1/17 | $580,000 | 3.00% | 1.20% | ||
| 12/1/18 | $600,000 | 3.00% | 1.50% | ||
| 12/1/19 | $500,000 | 3.00% | 1.80% | ||
| 12/1/20 | $520,000 | 3.00% | 2.05% | ||
| 12/1/21 | $220,000 | 3.00% | 2.25% | ||
| 12/1/22 | $290,000 | 3.00% | 2.50% | ||
| 12/1/23 | $285,000 | 3.00% | 2.55% | ||
| 12/1/26 | $460,000 | 3.375% | 3.10% | ||
| 12/1/28 | $395,000 | 3.625% | 3.40% |
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.3027%
BOSC, TIC 2.3205%
Robert W. Baird, TIC 2.3235%
Raymond James, TIC 2.35%
FTN Fin Cap Mkts, TIC 2.3524%
UBS Financial Svcs, TIC 2.4784%
TAXABLE ISSUES
GEORGIA
Augusta (City)
Jul 16, 2013 . . . . . . $22,070,000
Water and Sewerage Taxable Revenue Bonds (Second Resolution), Series 2013 (book entry).
Dated Jul 25, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Raymond James, at 99.2333, TIC 4.3634%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $870,000 | 0.70% | 0.70% | ||
| 10/1/15 | $875,000 | 1.00% | 1.00% | ||
| 10/1/16 | $885,000 | 2.00% | 1.35% | ||
| 10/1/17 | $905,000 | 2.00% | 1.60% | ||
| 10/1/18 | $950,000 | 3.00% | 2.00% | ||
| 10/1/19 | $970,000 | 3.00% | 2.30% | ||
| 10/1/20 | $995,000 | 3.00% | 3.00% | ||
| 10/1/21 | $1,025,000 | 3.25% | 3.25% | ||
| 10/1/22 | $1,065,000 | 3.50% | 3.50% | ||
| 10/1/23 | $1,110,000 | 3.80% | 3.80% | ||
| 10/1/24 | $1,145,000 | 4.00% | 4.00% | ||
| 10/1/25 | $1,190,000 | 4.15% | 4.15% | ||
| 10/1/26 | $1,245,000 | 4.30% | 4.30% | ||
| 10/1/27 | $1,300,000 | 4.50% | 4.50% | ||
| 10/1/28 | $1,355,000 | 4.70% | 4.70% | ||
| 10/1/29 | $1,150,000 | 4.85% | 4.85% | ||
| 10/1/31 | $2,210,000 | 5.00% | 5.00% | ||
| 10/1/33 | $2,825,000 | 5.00% | 5.10% |
L.O.: Murray Barnes Finister LLP, Atlanta, GA.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Robert W. Baird, TIC 4.4348%
BMO Cap Mkts GKST, TIC 4.7212%
Mesirow Financial, TIC 4.7592%
NEW YORK
New York State Dormitory Authority
Jul 16, 2013 . . . . . . $44,610,000
(Federally Taxable) State Personal Income Tax Revenue Bonds (General Purpose), Series 2013B (book entry).
Dated Jul 25, 2013.
Due Feb 15, 2015 to 2023.
Non-callable.
Winning bid: Jefferies, at 99.5511, TIC 2.5796%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $4,665,000 | 0.58% | 0.58% | ||
| 2/15/16 | $4,690,000 | 1.00% | 0.98% | ||
| 2/15/17 | $4,740,000 | 1.35% | 1.38% | ||
| 2/15/18 | $4,805,000 | 1.85% | 1.87% | ||
| 2/15/19 | $4,890,000 | 2.20% | 2.21% | ||
| 2/15/20 | $5,000,000 | 2.50% | 2.54% | ||
| 2/15/21 | $5,125,000 | 2.80% | 2.84% | ||
| 2/15/22 | $5,270,000 | 3.00% | 3.08% | ||
| 2/15/23 | $5,425,000 | 3.30% | 3.33% |
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Burgher Jaffe & Roberts LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 2.6018%
Morgan Stanley, TIC 2.6657%
BMO Cap Mkts GKST, TIC 2.7883%
Stifel Nicolaus, TIC 2.7894%
RBC Capital Mkts, TIC 2.8193%
Goldman Sachs, TIC 2.8537%
Citigroup, TIC 2.8561%
Wells Fargo Secs, TIC 2.8626%
BA Merrill Lynch, TIC 2.8638%
Barclays Capital, TIC 2.8877%
Robert W. Baird, TIC 2.9516%
Raymond James, TIC 3.0066%
WISCONSIN
De Pere (City)
Jul 16, 2013 . . . . . . $2,530,000
Taxable General Obligation Corporate Purpose Bonds, Series 2013B (book entry).
Dated Aug 13, 2013.
Due Dec 1, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 102.2354, TIC 2.3131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $290,000 | 2.00% | 0.65% | ||
| 12/1/15 | $310,000 | 2.00% | 0.85% | ||
| 12/1/16 | $315,000 | 2.00% | 1.15% | ||
| 12/1/17 | $335,000 | 2.00% | 1.55% | ||
| 12/1/18 | $340,000 | 3.00% | 1.90% | ||
| 12/1/19 | $250,000 | 3.00% | 2.30% | ||
| 12/1/20 | $255,000 | 3.00% | 2.60% | ||
| 12/1/21 | $140,000 | 3.00% | 2.85% | ||
| 12/1/22 | $145,000 | 3.25% | 3.05% | ||
| 12/1/23 | $150,000 | 3.50% | 3.25% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Davenport & Company LLC, Duncan-Williams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Dougherty & Company LLC, Country Club Bank, Northland Securities, Inc..
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BOSC, TIC 2.357%
BMO Cap Mkts GKST, TIC 2.3707%
FTN Fin Cap Mkts, TIC 2.6578%
Bankers' Bank, TIC 2.676%
