CALIFORNIA
Turlock Unified School District
Apr 30, 2013 . . . . . . $8,475,000
2013 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated May 15, 2013.
Due Jun 1, 2014 to 2029.
Callable Jun 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.3429, TIC 2.7063%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $430,000 | 2.00% | 0.70% | BAM | |
| 6/1/15 | $450,000 | 2.00% | 0.80% | BAM | |
| 6/1/16 | $460,000 | 3.00% | 0.90% | BAM | |
| 6/1/17 | $475,000 | 3.00% | 1.08% | BAM | |
| 6/1/18 | $490,000 | 2.00% | 1.15% | BAM | |
| 6/1/19 | $495,000 | 2.00% | 1.35% | BAM | |
| 6/1/20 | $500,000 | 2.00% | 1.62% | BAM | |
| 6/1/21 | $515,000 | 3.00% | 2.05% | BAM | |
| 6/1/22 | $525,000 | 3.00% | 2.30% | BAM | |
| 6/1/23 | $540,000 | 3.00% | 2.50% | BAM | |
| 6/1/24 | $560,000 | 3.00% | 2.65% | BAM | |
| 6/1/25 | $570,000 | 3.00% | 2.75% | BAM | |
| 6/1/26 | $590,000 | 3.00% | 2.90% | BAM | |
| 6/1/27 | $605,000 | 3.00% | 3.05% | BAM | |
| 6/1/28 | $625,000 | 3.00% | 3.10% | BAM | |
| 6/1/29 | $645,000 | 3.125% | 3.25% | BAM |
Other managers: CL King & Associates, Kildare Capital, Inc., Crews & Associates, Inc., Edward Jones, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., Cronin & Co., Inc., Wedbush Securities Inc., Incapital LLC.
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Morgan Stanley, TIC 2.8344%
Stifel Nicolaus, TIC 2.937%
Mitsubishi UFJ Secs, TIC 2.9948%
Sterne Agee, TIC 3.2107%
CONNECTICUT
Thomaston (Town)
Apr 30, 2013 . . . . . . $3,850,000
General Obligation Bond Anticipation Notes.
Dated May 9, 2013.
Due May 8, 2014.
Purchased $3,850,000.00 by Mitsubishi UFJ Secs, at 1.5%, plus $46,700.50, effective rate 0.2836%.
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Jefferies, Effective Rate 0.2862%
Eastern Bk Cap Mkts, Effective Rate 0.289%
TD Securities, Effective Rate 0.292%
Piper Jaffray, Effective Rate 0.3783%
Roosevelt & Cross, Effective Rate 0.5828%
Thomaston (Town)
Apr 30, 2013 . . . . . . $6,735,000
General Obligation Bonds, Issue of 2013 (book entry).
Dated May 1, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2020 at par.
Winning bid: Roosevelt & Cross, at 101.9612, TIC 2.6988%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $340,000 | 2.00% | 0.40% | ||
| 5/1/15 | $340,000 | 3.00% | 0.55% | ||
| 5/1/16 | $340,000 | 3.00% | 0.70% | ||
| 5/1/17 | $340,000 | 4.00% | 0.90% | ||
| 5/1/18 | $340,000 | 4.00% | 1.10% | ||
| 5/1/19 | $340,000 | 4.00% | 1.30% | ||
| 5/1/20 | $340,000 | 4.00% | 1.55% | ||
| 5/1/21 | $335,000 | 2.00% | 1.75% | ||
| 5/1/22 | $335,000 | 2.00% | 2.00% | ||
| 5/1/23 | $335,000 | 2.125% | 2.15% | ||
| 5/1/24 | $335,000 | 2.25% | 2.35% | ||
| 5/1/25 | $335,000 | 2.50% | 2.55% | ||
| 5/1/26 | $335,000 | 3.00% | 2.75% | ||
| 5/1/27 | $335,000 | 3.00% | 2.90% | ||
| 5/1/28 | $335,000 | 3.00% | 3.00% | ||
| 5/1/29 | $335,000 | 3.00% | 3.05% | ||
| 5/1/30 | $335,000 | 3.00% | 3.10% | ||
| 5/1/31 | $335,000 | 3.00% | 3.15% | ||
| 5/1/32 | $335,000 | 3.00% | 3.20% | ||
| 5/1/33 | $335,000 | 3.125% | 3.25% |
Other managers: UBS Financial Services, Inc., CL King & Associates.
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Raymond James, TIC 2.7118%
PNC Capital Markets, TIC 2.855%
Robert W. Baird, TIC 2.9308%
ILLINOIS
Chillicothe-Illinois Valley Central Community Unit School District No. 321
Apr 30, 2013 . . . . . . $1,735,000
General Obligation School Bonds, Series 2013B (bank qualified) (book entry).
Dated May 21, 2013.
Due Nov 1, 2023 to 2025.
Callable Nov 1, 2021 at par.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 2.228%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/23 | $650,000 | 2.00% | 2.00% | ||
| 11/1/24 | $530,000 | 2.10% | 2.10% | ||
| 11/1/25 | $555,000 | 2.50% | 2.20% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 2.3539%
BOSC, TIC 2.3565%
Raymond James, TIC 2.3896%
FTN Fin Cap Mkts, TIC 2.4111%
Mesirow Financial, TIC 2.4851%
Chillicothe-Illinois Valley Central Community Unit School District No. 321
Apr 30, 2013 . . . . . . $3,770,000
General Obligation (Capital Appreciation) School Bonds, Series 2013A (bank qualified) (book entry).
Dated May 21, 2013.
Due Nov 1, 2016 to 2022.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at n/a, TIC 2.2798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $375,000 | 0.00% | 1.25% | ||
| 11/1/17 | $440,000 | 0.00% | 1.40% | ||
| 11/1/18 | $415,000 | 0.00% | 1.60% | ||
| 11/1/19 | $440,000 | 0.00% | 1.85% | ||
| 11/1/20 | $700,000 | 0.00% | 2.10% | ||
| 11/1/21 | $700,000 | 0.00% | 2.20% | ||
| 11/1/22 | $700,000 | 0.00% | 2.50% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Bernardi Securities, TIC 2.2986%
Northland Securities, TIC 2.4716%
Raymond James, TIC 2.4957%
Mesirow Financial, TIC 2.6251%
INDIANA
Muncie (City)
Apr 30, 2013 . . . . . . $36,600,000
Sanitary District Revenue and Refunding Revenue Bonds, Series 2013 (book entry).
Dated May 15, 2013.
Due Jan 1, 2014 to 2033.
Callable Jul 1, 2023 at par.
Winning bid: City Securities, at 99.4750, NIC 2.9031%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/33 | $36,600,000 | 2.85% | 2.85% | BAM |
In association with: Bernardi Securities, Inc., Edward Jones, Isaak Bond Investments, Inc.
L.O.: Bose McKinney & Evans LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
BA Merrill Lynch, NIC 2.9819%
J.J.B. Hilliard, NIC 3.1592%
Robert W. Baird, NIC 3.3164%
Guggenheim Secs, NIC 3.3852%
Washington County Building Corporation
Apr 30, 2013 . . . . . . $12,000,000
Ad Valorem Property Tax Lease Rental Bonds, Series 2013 (book entry).
Dated May 14, 2013.
Due Aug 1, 2015 to Feb 1, 2033.
Callable Feb 1, 2021 at par.
Winning bid: City Securities, at 99.1023, NIC 2.9098%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/28 | $8,465,000 | 2.30% | 2.25% | ||
| 8/1/29 | $740,000 | 3.375% | 3.25% | ||
| 8/1/30 | $765,000 | 3.375% | 3.375% | ||
| 2/1/33 | $2,030,000 | 3.50% | 3.50% |
In association with: Bernardi Securities, Inc., Edward Jones, Isaak Bond Investments, Inc.
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 3.1345%
Robert W. Baird, NIC 3.8325%
KANSAS
Udall (City)
Apr 29, 2013 . . . . . . $1,270,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated May 15, 2013.
Due Aug 1, 2013 to Feb 1, 2029.
Callable Aug 1, 2023 at par.
Winning bid: Cooper Malone, at n/a, TIC 2.4986%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $40,000 | 0.30% | 0.30% | ||
| 8/1/14 | $70,000 | 0.50% | 0.50% | ||
| 8/1/15 | $75,000 | 0.70% | 0.70% | ||
| 8/1/16 | $75,000 | 0.90% | 0.90% | ||
| 8/1/17 | $75,000 | 1.10% | 1.10% | ||
| 8/1/18 | $75,000 | 1.30% | 1.30% | ||
| 8/1/19 | $75,000 | 1.50% | 1.50% | ||
| 8/1/20 | $75,000 | 1.70% | 1.70% | ||
| 8/1/22 | $160,000 | 2.00% | 2.00% | ||
| 8/1/24 | $165,000 | 2.25% | 2.25% | ||
| 8/1/25 | $85,000 | 2.50% | 2.50% | ||
| 8/1/26 | $90,000 | 2.75% | 2.75% | ||
| 2/1/29 | $210,000 | 3.00% | 3.00% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Central States Cap, TIC 2.6974%
Commerce Bank, TIC 3.022%
MASSACHUSETTS
Billerica (Town)
Apr 30, 2013 . . . . . . $1,650,000
General Obligation School Bond Anticipation Notes (book entry).
Dated May 17, 2013.
Due Sep 20, 2013.
Purchased $1,650,000.00 by TD Securities, at 1.5%, plus $6,484.50, effective rate 0.3498%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.422%
Century Bk, Effective Rate 0.5%
MICHIGAN
Waterford School District
Apr 30, 2013 . . . . . . $20,000,000
School District Bonds, Series 2013 (General Obligation-Unlimited Tax) (book entry).
Dated May 1, 2013.
Due May 1, 2014 to 2027.
Callable May 1, 2020 at par.
Winning bid: Morgan Stanley, at 100.3585, TIC 2.2963%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $1,500,000 | 2.00% | 0.45% | SIP | |
| 5/1/15 | $1,500,000 | 2.00% | 0.60% | SIP | |
| 5/1/16 | $1,500,000 | 2.00% | 0.80% | SIP | |
| 5/1/17 | $1,500,000 | 2.00% | 1.00% | SIP | |
| 5/1/18 | $1,500,000 | 2.00% | 1.20% | SIP | |
| 5/1/19 | $1,500,000 | 2.00% | 1.45% | SIP | |
| 5/1/20 | $1,500,000 | 2.00% | 1.70% | SIP | |
| 5/1/21 | $1,500,000 | 2.00% | 2.00% | SIP | |
| 5/1/22 | $1,500,000 | 2.00% | 2.20% | SIP | |
| 5/1/23 | $1,500,000 | 2.25% | 2.40% | SIP | |
| 5/1/24 | $1,500,000 | 2.50% | 2.58% | SIP | |
| 5/1/25 | $1,500,000 | 2.75% | 2.78% | SIP | |
| 5/1/26 | $1,000,000 | 3.00% | 3.00% | SIP | |
| 5/1/27 | $1,000,000 | 3.00% | 3.13% | SIP |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, M.R. Beal & Co..
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Stifel Nicolaus, TIC 2.3802%
Robert W. Baird, TIC 2.4065%
BA Merrill Lynch, TIC 2.4171%
MISSOURI
St. Louis County
Apr 30, 2013 . . . . . . $17,000,000
Special Obligation Bonds (Community Center Projects), Series 2013A (book entry).
Dated Jun 10, 2013.
Due Dec 1, 2014 to 2033.
Callable Dec 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.86%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $680,000 | 2.00% | 0.45% | ||
| 12/1/15 | $695,000 | 2.00% | 0.60% | ||
| 12/1/16 | $705,000 | 3.00% | 0.75% | ||
| 12/1/17 | $730,000 | 2.00% | 0.90% | ||
| 12/1/18 | $740,000 | 2.00% | 1.05% | ||
| 12/1/19 | $755,000 | 2.00% | 1.30% | ||
| 12/1/20 | $775,000 | 2.00% | 1.50% | ||
| 12/1/21 | $790,000 | 2.00% | 1.70% | ||
| 12/1/22 | $805,000 | 2.00% | 1.90% | ||
| 12/1/23 | $815,000 | 2.00% | 2.10% | ||
| 12/1/24 | $835,000 | 2.25% | 2.35% | ||
| 12/1/25 | $855,000 | 2.50% | 2.55% | ||
| 12/1/27 | $1,780,000 | 3.00% | 3.00% | ||
| 12/1/28 | $930,000 | 3.00% | 3.10% | ||
| 12/1/29 | $960,000 | 3.00% | 3.15% | ||
| 12/1/33 | $4,150,000 | 3.35% | 3.35% |
Other managers: Coastal Securities Corp., CL King & Associates, Fidelity Capital Markets, Duncan-WIlliams, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., Davenport & Company LLC, Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Incapital LLC, CastleOak Securities, L.P., George K. Baum & Co., Country Club Bank, Commerce Bank, Sterne, Agee & Leach, Inc, NW Capital a division of Windsor Financial Group, Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc..
L.O.: Thompson Coburn, St. Louis, MO.
F.A.: Columbia Capital Management, LLC, St Louis, MO.
Other bidders were:
BA Merrill Lynch, TIC 2.8678%
PNC Capital Markets, TIC 2.9435%
Jefferies, TIC 2.9983%
JPMorgan, TIC 3.0901%
Southwest Securities, TIC 3.1895%
NEBRASKA
Millard Public School District 017
Apr 30, 2013 . . . . . . $47,570,000
General Obligation Refunding Bonds, Series 2013 (book entry).
Dated May 9, 2013.
Due Jun 15, 2015 to 2025.
Callable Jun 15, 2022 at par.
Winning bid: Piper Jaffray, at 113.8070, TIC 1.9492%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $205,000 | 2.00% | 0.44% | ||
| 6/15/16 | $210,000 | 2.00% | 0.57% | ||
| 6/15/17 | $220,000 | 2.00% | 0.71% | ||
| 6/15/18 | $3,520,000 | 4.00% | 0.92% | ||
| 6/15/19 | $4,055,000 | 4.00% | 1.13% | ||
| 6/15/20 | $6,640,000 | 4.00% | 1.34% | ||
| 6/15/21 | $6,185,000 | 4.00% | 1.55% | ||
| 6/15/22 | $6,295,000 | 4.00% | 1.72% | ||
| 6/15/23 | $6,535,000 | 3.00% | 2.08% | ||
| 6/15/24 | $6,715,000 | 4.00% | 2.16% | ||
| 6/15/25 | $6,990,000 | 3.00% | 2.24% |
L.O.: Kutak Rock, Omaha, NE.
F.A.: D.A. Davidson & Co., Omaha, NE; and D.A. Davidson & Co., Denver, CO.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.9512%
Robert W. Baird, TIC 1.9574%
FirstSouthwest, TIC 1.9647%
Citigroup, TIC 1.9783%
Guggenheim Secs, TIC 1.9908%
Wells Fargo Secs, TIC 1.995%
BA Merrill Lynch, TIC 2.0047%
Raymond James, TIC 2.014%
Mesirow Financial, TIC 2.0177%
JPMorgan, TIC 2.0308%
Hutchinson Shockey, TIC 2.0393%
Fidelity Capital, TIC 2.0493%
William Blair, TIC 2.0517%
US Bancorp Invest, TIC 2.1181%
NEW HAMPSHIRE
Derry (Town)
Apr 30, 2013 . . . . . . $1,250,000
General Obligation Refunding Bonds, 2013 Series B (bank qualified) (book entry).
Dated May 7, 2013.
Due Feb 1, 2014 to 2021.
Non-callable.
Winning bid: UMB Bank, at 100.2800, TIC 1.0145%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $180,000 | 1.00% | 0.30% | ||
| 2/1/15 | $170,000 | 1.00% | 0.40% | ||
| 2/1/16 | $165,000 | 1.00% | 0.50% | ||
| 2/1/17 | $160,000 | 1.00% | 0.60% | ||
| 2/1/18 | $155,000 | 1.00% | 0.75% | ||
| 2/1/19 | $145,000 | 1.00% | 0.90% | ||
| 2/1/20 | $140,000 | 1.10% | 1.10% | ||
| 2/1/21 | $135,000 | 1.30% | 1.30% |
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 1.1826%
Raymond James, TIC 1.2835%
Fidelity Capital, TIC 1.3638%
UBS Financial Svcs, TIC 1.5108%
Derry (Town)
Apr 30, 2013 . . . . . . $4,750,000
General Obligation Bonds, 2013 Series A (bank qualified) (book entry).
Dated May 7, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2022 at par.
Winning bid: Robert W. Baird, at 101.8785, TIC 2.1092%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $230,000 | 2.00% | 0.35% | ||
| 5/1/15 | $230,000 | 2.00% | 0.40% | ||
| 5/1/16 | $230,000 | 2.00% | 0.50% | ||
| 5/1/17 | $230,000 | 2.00% | 0.60% | ||
| 5/1/18 | $230,000 | 2.00% | 0.70% | ||
| 5/1/19 | $230,000 | 2.00% | 0.90% | ||
| 5/1/20 | $235,000 | 2.00% | 1.05% | ||
| 5/1/21 | $235,000 | 2.00% | 1.25% | ||
| 5/1/22 | $235,000 | 2.00% | 1.45% | ||
| 5/1/23 | $235,000 | 2.00% | 1.60% | ||
| 5/1/24 | $240,000 | 2.00% | 1.70% | ||
| 5/1/25 | $240,000 | 2.00% | 1.85% | ||
| 5/1/26 | $240,000 | 2.00% | 2.00% | ||
| 5/1/27 | $240,000 | 2.125% | 2.15% | ||
| 5/1/28 | $240,000 | 2.30% | 2.30% | ||
| 5/1/29 | $245,000 | 2.50% | 2.50% | ||
| 5/1/30 | $245,000 | 2.60% | 2.60% | ||
| 5/1/31 | $245,000 | 2.70% | 2.70% | ||
| 5/1/32 | $245,000 | 2.75% | 2.75% | ||
| 5/1/33 | $250,000 | 2.80% | 2.80% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Coastal Securities Corp., SAMCO Capital Markets, Kildare Capital, Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc..
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Stifel Nicolaus, TIC 2.2705%
FTN Fin Cap Mkts, TIC 2.3711%
PNC Capital Markets, TIC 2.3843%
UBS Financial Svcs, TIC 2.5487%
Fidelity Capital, TIC 2.5981%
NEW JERSEY
Linden (City)
Apr 30, 2013 . . . . . . $8,466,870
Bond Anticipation Note.
Dated May 7, 2013.
Due May 6, 2014.
Purchased $8,466,870.00 by Jefferies, at 1.25%, plus $39,373.00, effective rate 0.7837%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.8566%
PNC Capital Markets, Effective Rate 0.9705%
Roselle Borough
Apr 30, 2013 . . . . . . $6,333,500
Bond Anticipation Note.
Dated May 7, 2013.
Due May 6, 2014.
Purchased $6,333,500.00 by TD Securities, at 1.0%, plus $11,210.30, effective rate 0.8225%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.9492%
Jefferies, Effective Rate 1.1991%
Sussex Borough
Apr 30, 2013 . . . . . . $120,000
Bond Anticipation Note (bank qualified).
Dated May 9, 2013.
Due May 9, 2014.
Purchased $120,000.00 by Lakeland Bank, at 1.1%, effective rate 1.1%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sussex Co. St Bk, Effective Rate 1.65%
Roosevelt & Cross, Effective Rate 1.9942%
Winslow Township
Apr 30, 2013 . . . . . . $495,000
Special Emergency Notes of 2013, Series A (bank qualified).
Dated May 7, 2013.
Due May 6, 2014.
Purchased $495,000.00 by First Elmer Inv Corp, at 0.89%, effective rate 0.89%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 0.9%
East Brunswick Twp, Effective Rate 1.31%
Oppenheimer, Effective Rate 1.5926%
TD Bank, N.A., Effective Rate 2.1%
Susquehanna Patriot, Effective Rate 2.5%
NEW MEXICO
Santa Fe County
Apr 30, 2013 . . . . . . $19,000,000
General Obligation Improvement Bonds, Series 2013 (book entry).
Dated Jun 4, 2013.
Due Jul 1, 2014 to 2028.
Callable Jul 1, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 104.9326, TIC 2.3485%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $350,000 | 2.00% | 0.30% | ||
| 7/1/15 | $275,000 | 2.00% | 0.40% | ||
| 7/1/16 | $650,000 | 2.00% | 0.52% | ||
| 7/1/17 | $400,000 | 2.00% | 0.66% | ||
| 7/1/18 | $200,000 | 3.00% | 0.85% | ||
| 7/1/19 | $1,000,000 | 3.00% | 1.04% | ||
| 7/1/20 | $1,000,000 | 4.00% | 1.25% | ||
| 7/1/21 | $1,000,000 | 4.00% | 1.50% | ||
| 7/1/22 | $1,000,000 | 4.00% | 1.67% | ||
| 7/1/23 | $1,000,000 | 4.00% | 1.85% | ||
| 7/1/24 | $1,175,000 | 2.00% | 2.15% | ||
| 7/1/25 | $5,000,000 | 2.40% | 2.40% | ||
| 7/1/26 | $1,000,000 | 2.50% | 2.52% | ||
| 7/1/27 | $2,475,000 | 3.00% | 2.66% | ||
| 7/1/28 | $2,475,000 | 3.00% | 2.78% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Stifel Nicolaus, TIC 2.4064%
UBS Financial Svcs, TIC 2.4533%
Hutchinson Shockey, TIC 2.4678%
Fidelity Capital, TIC 2.5329%
PNC Capital Markets, TIC 2.5368%
Robert W. Baird, TIC 2.5844%
William Blair, TIC 2.5901%
Piper Jaffray, TIC 2.5998%
Morgan Stanley, TIC 2.6277%
Jefferies, TIC 2.7118%
NEW YORK
North Tonawanda (City)
Apr 30, 2013 . . . . . . $1,952,600
Bond Anticipation Notes, 2013 (bank qualified).
Dated May 9, 2013.
Due May 8, 2014.
Purchased $1,952,600.00 by Jefferies, at 1.25%, plus $9,276.00, effective rate 0.7736%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8881%
JPMorgan Chase, Effective Rate 0.94%
Roosevelt & Cross, Effective Rate 0.9833%
TD Securities, Effective Rate 1.0017%
M & T Bank, Effective Rate 1.46%
Union (Town)
Apr 30, 2013 . . . . . . $2,789,700
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated May 9, 2013.
Due May 9, 2014.
Purchased $2,789,700.00 by Jefferies, at 1.25%, plus $17,242.00, effective rate 0.6319%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.72%
Oppenheimer, Effective Rate 0.7616%
TD Securities, Effective Rate 0.837%
Roosevelt & Cross, Effective Rate 0.983%
Utica (City)
Apr 30, 2013 . . . . . . $8,654,100
Bond Anticipation Notes, 2013A.
Dated May 8, 2013.
Due May 8, 2014.
Purchased $8,654,100.00 by Jefferies, at 1.5%, plus $35,569.00, effective rate 1.089%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2464%
JPMorgan Chase, Effective Rate 1.29%
Roosevelt & Cross, Effective Rate 1.538%
TD Securities, Effective Rate 1.668%
OKLAHOMA
Caddo County Independent School District No. 64 (Cyril)
Apr 30, 2013 . . . . . . $600,000
General Obligation Combined Purpose Bonds of 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Jul 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.7565%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $135,000 | 1.375% | 0.50% | ||
| 7/1/16 | $155,000 | 0.55% | 0.55% | ||
| 7/1/17 | $155,000 | 0.65% | 0.65% | ||
| 7/1/18 | $155,000 | 0.75% | 0.75% |
In association with: Bank of Oklahoma.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
UMB Bank, NIC 0.7944%
Country Club Bank, NIC 0.8%
Baker Group, NIC 0.9033%
First National Bk, NIC 1.0499%
McCurtain County Independent School District No. 14 (Smithville)
Apr 30, 2013 . . . . . . $250,000
Transportation Equipment Bonds of 2013 (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Jun 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.8438%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $60,000 | 1.625% | 0.50% | ||
| 6/1/16 | $60,000 | 0.60% | 0.60% | ||
| 6/1/17 | $60,000 | 0.70% | 0.70% | ||
| 6/1/18 | $70,000 | 0.80% | 0.80% |
In association with: McCurtain County National Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
F&M Bank, NIC 1.4944%
Rogers County Independent School District No 4 (Oologah-Talala)
Apr 30, 2013 . . . . . . $400,000
Transportation Equipment Bonds of 2013 (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Jun 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.7071%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $100,000 | 1.25% | 0.40% | ||
| 6/1/16 | $100,000 | 0.50% | 0.50% | ||
| 6/1/17 | $100,000 | 0.60% | 0.60% | ||
| 6/1/18 | $100,000 | 0.70% | 0.70% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.7286%
Legacy Bank, NIC 0.78%
Country Club Bank, NIC 0.8143%
Rogers County Independent School District No 4 (Oologah-Talala)
Apr 30, 2013 . . . . . . $1,500,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Jul 1, 2015.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 0.4945%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $1,500,000 | 0.50% | 0.33% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.4975%
Legacy Bank, NIC 0.54%
BOSC, NIC 0.65%
Commerce Bank, NIC 0.75%
TEXAS
Abernathy Independent School District
Apr 30, 2013 . . . . . . $2,460,000
Unlimited Tax School Buiding Bonds, Series 2013 (bank qualified) (book entry).
Dated May 1, 2013.
Due Feb 15, 2018 to 2023.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 104.1605, TIC 1.2139%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $395,000 | 1.50% | 0.65% | PSF | |
| 2/15/19 | $395,000 | 1.50% | 0.80% | PSF | |
| 2/15/20 | $405,000 | 1.50% | 1.00% | PSF | |
| 2/15/21 | $410,000 | 2.00% | 1.20% | PSF | |
| 2/15/22 | $425,000 | 2.00% | 1.30% | PSF | |
| 2/15/23 | $430,000 | 2.00% | 1.45% | PSF |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
SAMCO Cap Mkts, TIC 1.2162%
Stifel Nicolaus, TIC 1.2333%
Raymond James, TIC 1.2758%
FTN Fin Cap Mkts, TIC 1.2842%
UMB Bank, TIC 1.3161%
Robert W. Baird, TIC 1.342%
BOSC, TIC 1.36%
FirstSouthwest, TIC 1.4478%
UBS Financial Svcs, TIC 1.6785%
Sheldon Independent School District
Apr 30, 2013 . . . . . . $20,295,000
Unlimited Tax School Building and Refunding Bonds, Series 2013 (book entry).
Dated May 1, 2013.
Due Aug 15, 2013 to Feb 15, 2043.
Callable Feb 15, 2022 at par.
Winning bid: BOSC, at 105.0228, TIC 2.9104%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $100,000 | 3.50% | 0.25% | PSF | |
| 2/15/14 | $255,000 | 3.50% | 0.30% | PSF | |
| 2/15/15 | $260,000 | 3.50% | 0.45% | PSF | |
| 2/15/16 | $545,000 | 3.50% | 0.62% | PSF | |
| 2/15/17 | $570,000 | 3.50% | 0.77% | PSF | |
| 2/15/18 | $565,000 | 2.00% | 0.98% | PSF | |
| 2/15/19 | $585,000 | 2.00% | 1.20% | PSF | |
| 2/15/20 | $1,385,000 | 3.50% | 1.40% | PSF | |
| 2/15/21 | $2,100,000 | 3.50% | 1.61% | PSF | |
| 2/15/22 | $2,160,000 | 3.50% | 1.78% | PSF | |
| 2/15/23 | $1,815,000 | 3.50% | 1.95% | PSF | |
| 2/15/24 | $515,000 | 3.50% | 2.15% | PSF | |
| 2/15/25 | $540,000 | 3.50% | 2.38% | PSF | |
| 2/15/26 | $545,000 | 3.50% | 2.62% | PSF | |
| 2/15/27 | $565,000 | 3.50% | 2.85% | PSF | |
| 2/15/29 | $1,065,000 | 3.00% | 3.101% | PSF | |
| 2/15/31 | $745,000 | 3.125% | 3.199% | PSF | |
| 2/15/33 | $805,000 | 3.25% | 3.337% | PSF | |
| 2/15/35 | $875,000 | 3.375% | 3.474% | PSF | |
| 2/15/38 | $1,455,000 | 3.50% | 3.561% | PSF | |
| 2/15/43 | $2,845,000 | 3.50% | 3.61% | PSF |
Other managers: Comerica Securities.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
Robert W. Baird, TIC 2.9149%
Southwest Securities, TIC 2.9279%
BA Merrill Lynch, TIC 2.9502%
UBS Financial Svcs, TIC 3.017%
Morgan Stanley, TIC 3.1877%
WISCONSIN
Menomonie (City)
Apr 29, 2013 . . . . . . $1,900,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated May 21, 2013.
Due Oct 1, 2014 to Apr 1, 2023.
Callable Oct 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.37%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $120,000 | 0.35% | 0.35% | ||
| 10/1/15 | $75,000 | 0.40% | 0.40% | ||
| 10/1/16 | $125,000 | 0.50% | 0.50% | ||
| 10/1/17 | $80,000 | 0.65% | 0.65% | ||
| 10/1/18 | $100,000 | 0.80% | 0.80% | ||
| 10/1/19 | $100,000 | 0.95% | 0.95% | ||
| 10/1/20 | $140,000 | 1.10% | 1.10% | ||
| 10/1/21 | $295,000 | 1.30% | 1.30% | ||
| 10/1/22 | $340,000 | 1.50% | 1.50% | ||
| 4/1/23 | $525,000 | 1.60% | 1.60% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.5302%
BOSC, TIC 1.5945%
UMB Bank, TIC 1.612%
Raymond James, TIC 1.6786%
BMO Cap Mkts GKST, TIC 1.6894%
Roberts Village
Apr 30, 2013 . . . . . . $2,710,000
General Obligation Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Jun 5, 2013.
Due Jun 1, 2014 to 2027.
Callable Jun 1, 2021 at par.
Winning bid: Bremer Bank, at n/a, TIC 1.7844%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $200,000 | 1.00% | NRO | ||
| 6/1/15 | $220,000 | 1.20% | NRO | ||
| 6/1/16 | $280,000 | 1.20% | NRO | ||
| 6/1/17 | $285,000 | 1.30% | NRO | ||
| 6/1/18 | $290,000 | 1.40% | NRO | ||
| 6/1/19 | $300,000 | 1.40% | NRO | ||
| 6/1/20 | $305,000 | 1.50% | NRO | ||
| 6/1/21 | $120,000 | 1.75% | NRO | ||
| 6/1/22 | $125,000 | 1.75% | NRO | ||
| 6/1/23 | $125,000 | 2.00% | NRO | ||
| 6/1/24 | $125,000 | 2.25% | NRO | ||
| 6/1/25 | $125,000 | 2.25% | NRO | ||
| 6/1/26 | $110,000 | 2.50% | NRO | ||
| 6/1/27 | $100,000 | 2.50% | NRO |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bankers' Bank, TIC 1.8429%
BOSC, TIC 1.8624%
Robert W. Baird, TIC 1.8662%
TAXABLE ISSUES
KENTUCKY
Owensboro (City)
Apr 30, 2013 . . . . . . $6,350,000
Taxable General Obligation Bonds, Series 2013C (Kentucky School District Credit Enhancement Program) (book entry).
Dated May 14, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: Robert W. Baird, at 98.2597, TIC 3.2365%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $255,000 | 2.00% | 0.40% | ||
| 5/1/15 | $260,000 | 2.00% | 0.60% | ||
| 5/1/16 | $265,000 | 2.00% | 0.70% | ||
| 5/1/17 | $270,000 | 2.00% | 0.90% | ||
| 5/1/18 | $275,000 | 2.00% | 1.20% | ||
| 5/1/19 | $280,000 | 2.00% | 1.60% | ||
| 5/1/20 | $285,000 | 2.00% | 1.80% | ||
| 5/1/21 | $290,000 | 2.00% | 2.00% | ||
| 5/1/22 | $295,000 | 2.20% | 2.20% | ||
| 5/1/23 | $305,000 | 2.40% | 2.40% | ||
| 5/1/24 | $310,000 | 2.50% | 2.60% | ||
| 5/1/25 | $320,000 | 2.75% | 2.80% | ||
| 5/1/26 | $330,000 | 3.00% | 3.00% | ||
| 5/1/27 | $335,000 | 3.125% | 3.25% | ||
| 5/1/28 | $350,000 | 3.25% | 3.35% | ||
| 5/1/29 | $360,000 | 3.375% | 3.45% | ||
| 5/1/30 | $370,000 | 3.50% | 3.55% | ||
| 5/1/31 | $385,000 | 3.50% | 3.65% | ||
| 5/1/32 | $400,000 | 3.625% | 3.75% | ||
| 5/1/33 | $410,000 | 3.75% | 3.85% |
Other managers: Ross, Sinclaire & Associates LLC, CL King & Associates, Coastal Securities Corp., Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Kildare Capital, Inc., PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, Cronin & Co., Inc., Isaak Bond Investments, Inc., Bernardi Securities, Inc., Incapital LLC, Bank of New York Mellon Capital Markets, LLC, Wedbush Securities Inc., NW Capital a division of Windsor Financial Group, Lafayette Investments, Inc., FTN Financial Capital Markets.
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: First Kentucky Securities Corp., Frankfort, KY.
Other bidders were:
Sterne Agee, TIC 3.3487%
City Securities, TIC 3.3837%
J.J.B. Hilliard, TIC 3.3933%
Raymond James, TIC 3.5173%
NEW JERSEY
Linden (City)
Apr 30, 2013 . . . . . . $936,544
Taxable Bond Anticipation Note.
Dated May 7, 2013.
Due May 6, 2014.
Purchased $935,540.00 by Jefferies, at 1.5%, plus $731.00, effective rate 1.4217%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.4809%
Roosevelt & Cross, Effective Rate 1.9988%
