CALIFORNIA
Burbank (City)
Nov 15, 2012 . . . . . . $6,315,000
Waste Disposal Refunding Revenue Bonds, Series 2012 (book entry).
Dated Dec 4, 2012.
Due May 1, 2013 to 2022.
Non-callable.
Winning bid: Mitsubishi UFJ Secs, at 109.7224, TIC 1.0547%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/13 | $480,000 | 3.00% | 0.20% | ||
5/1/14 | $575,000 | 3.00% | 0.30% | ||
5/1/15 | $590,000 | 3.00% | 0.40% | ||
5/1/16 | $610,000 | 3.00% | 0.50% | ||
5/1/17 | $630,000 | 3.00% | 0.60% | ||
5/1/18 | $645,000 | 3.00% | 0.70% | ||
5/1/19 | $665,000 | 3.00% | 0.90% | ||
5/1/20 | $685,000 | 3.00% | 1.10% | ||
5/1/21 | $710,000 | 3.00% | 1.32% | ||
5/1/22 | $725,000 | 3.00% | 1.50% |
Other managers: Backstrom McCarley Berry & Co., LLC.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: Ross Financial, San Francisco, CA.
Other bidders were:
UBS Financial Svcs, TIC 1.1899%
Robert W. Baird, TIC 1.2058%
Citigroup, TIC 1.2205%
Morgan Stanley, TIC 1.2447%
Marin Community College District
Nov 15, 2012 . . . . . . $44,380,000
2012 General Obligation Refunding Bonds (book entry).
Dated Dec 4, 2012.
Due Aug 1, 2013 to 2028.
Callable Aug 1, 2022 at par.
Winning bid: Guggenheim Secs, at 116.2200, TIC 2.1246%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/13 | $875,000 | 2.50% | 0.15% | ||
8/1/16 | $1,435,000 | 3.00% | 0.45% | ||
8/1/17 | $1,630,000 | 4.00% | 0.57% | ||
8/1/18 | $1,945,000 | 4.00% | 0.67% | ||
8/1/19 | $2,275,000 | 4.00% | 0.85% | ||
8/1/20 | $2,625,000 | 4.00% | 1.04% | ||
8/1/21 | $2,995,000 | 4.00% | 1.26% | ||
8/1/22 | $3,300,000 | 4.00% | 1.45% | ||
8/1/23 | $3,620,000 | 4.00% | 1.69% | ||
8/1/24 | $3,960,000 | 4.00% | 1.80% | ||
8/1/25 | $4,325,000 | 4.00% | 1.90% | ||
8/1/26 | $4,710,000 | 4.00% | 2.04% | ||
8/1/27 | $5,125,000 | 4.00% | 2.15% | ||
8/1/28 | $5,560,000 | 3.00% | 2.40% |
L.O.: Stradling, Yocca, Carlson & Rauth, San Francisco, CA.
F.A.: Public Financial Management, Inc., San Francisco, CA.
Other bidders were:
Fidelity Capital, TIC 2.1443%
Citigroup, TIC 2.1445%
Robert W. Baird, TIC 2.1596%
BA Merrill Lynch, TIC 2.2099%
JPMorgan, TIC 2.257%
Morgan Stanley, TIC 2.2738%
Stifel Nicolaus, TIC 2.289%
Wells Fargo Secs, TIC 2.301%
Hutchinson Shockey, TIC 2.3125%
US Bancorp Invest, TIC 2.3597%
Marin Community College District
Nov 15, 2012 . . . . . . $46,995,000
Election of 2004 General Obligation Bonds, Series D (book entry).
Dated Dec 4, 2012.
Due Aug 1, 2030 to 2036.
Callable Aug 1, 2022 at par.
Winning bid: Citigroup, at 100.5440, TIC 3.1425%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/30 | $7,545,000 | 3.00% | 2.60% | ||
8/1/31 | $1,705,000 | 3.00% | 2.70% | ||
8/1/32 | $1,950,000 | 3.00% | 2.76% | ||
8/1/33 | $2,230,000 | 3.00% | 2.82% | ||
8/1/34 | $2,505,000 | 3.00% | 2.86% | ||
8/1/36 | $31,060,000 | 3.25% | 3.25% |
Other managers: Loop Capital Markets, LLC.
L.O.: Stradling, Yocca, Carlson & Rauth, San Francisco, CA.
F.A.: Public Financial Management, Inc., San Francisco, CA.
Other bidders were:
Wells Fargo Secs, TIC 3.16%
Morgan Stanley, TIC 3.2196%
Guggenheim Secs, TIC 3.2268%
JPMorgan, TIC 3.2287%
Stifel Nicolaus, TIC 3.2421%
Hutchinson Shockey, TIC 3.2777%
BA Merrill Lynch, TIC 3.3219%
US Bancorp Invest, TIC 3.4449%
Fidelity Capital, TIC 3.5676%
IDAHO
Nampa (City)
Nov 15, 2012 . . . . . . $20,695,000
General Obligation Refunding Bonds, Series 2012 (book entry).
Dated Dec 5, 2012.
Due Aug 1, 2013 to 2024.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at n/a, TIC 1.5454%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/13 | $180,000 | 2.00% | 0.25% | ||
8/1/14 | $50,000 | 2.00% | 0.35% | ||
8/1/16 | $1,895,000 | 2.00% | 0.58% | ||
8/1/17 | $1,990,000 | 5.00% | 0.70% | ||
8/1/18 | $2,085,000 | 5.00% | 0.82% | ||
8/1/19 | $2,195,000 | 4.00% | 1.03% | ||
8/1/20 | $2,280,000 | 3.00% | 1.24% | ||
8/1/21 | $2,350,000 | 5.00% | 1.48% | ||
8/1/22 | $2,465,000 | 4.00% | 1.67% | ||
8/1/23 | $2,565,000 | 3.00% | 1.85% | ||
8/1/24 | $2,640,000 | 2.00% | 2.00% |
Other managers: CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., Loop Capital Markets, LLC, Edward D. Jones & Co., Davenport & Company LLC, SAMCO Capital Markets, Kildare Capital, Inc., Cronin & Co., Inc., Crews & Associates, Inc., Corby Capital Markets, Inc., Incapital LLC, D.A. Davidson & Co, Ross, Sinclaire & Associates LLC, Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc, Sterne, Agee & Leach, Inc, Bernardi Securities, Inc., George K. Baum & Co..
L.O.: Skinner Fawcett LLP, Boise, ID.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Janney Montgomery, TIC 1.7054%
BA Merrill Lynch, TIC 1.7166%
UBS Financial Svcs, TIC 1.721%
US Bancorp Invest, TIC 1.7377%
FirstSouthwest, TIC 1.7563%
BMO Cap Mkts GKST, TIC 1.765%
Guggenheim Secs, TIC 1.7746%
Morgan Stanley, TIC 1.8922%
JPMorgan, TIC 1.956%
ILLINOIS
Cook County Township High School District Number 211
Nov 15, 2012 . . . . . . $9,995,000
General Obligation Limited School Bonds, Series 2012 (bank qualified) (book entry).
Dated Dec 7, 2012.
Due Dec 1, 2014 to 2017.
Non-callable.
Winning bid: Raymond James | MK, at n/a, TIC 0.7897%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $2,000,000 | 1.00% | 0.40% | ||
12/1/15 | $2,000,000 | 1.00% | 0.50% | ||
12/1/16 | $2,975,000 | 1.00% | 0.60% | ||
12/1/17 | $3,020,000 | 1.00% | 0.75% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 0.8052%
Fifth Third Secs, TIC 0.9345%
BOSC, TIC 0.9382%
IOWA
Washington Community School District
Nov 14, 2012 . . . . . . $1,740,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2012 (bank qualified) (book entry).
Dated Dec 12, 2012.
Due Jul 1, 2015 to Jan 1, 2030.
Callable Jul 1, 2019 at par.
Winning bid: D.A. Davidson, at 99.2030, TIC 2.3124%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/15 | $100,000 | 1.00% | 0.80% | ||
7/1/16 | $100,000 | 1.00% | 0.90% | ||
7/1/17 | $100,000 | 1.50% | 1.05% | ||
7/1/18 | $100,000 | 1.50% | 1.15% | ||
7/1/19 | $105,000 | 1.50% | 1.35% | ||
7/1/20 | $105,000 | 1.55% | 1.55% | ||
7/1/21 | $105,000 | 1.80% | 1.80% | ||
7/1/22 | $110,000 | 1.90% | 1.90% | ||
7/1/23 | $110,000 | 2.05% | 2.05% | ||
7/1/24 | $115,000 | 2.25% | 2.25% | ||
7/1/25 | $115,000 | 2.35% | 2.35% | ||
7/1/26 | $120,000 | 2.40% | 2.40% | ||
7/1/27 | $125,000 | 2.50% | 2.50% | ||
7/1/28 | $125,000 | 2.65% | 2.65% | ||
1/1/30 | $205,000 | 2.80% | 2.80% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.3152%
Northland Securities, TIC 2.33%
Hutchinson Shockey, TIC 2.4829%
KANSAS
Kansas Development Finance Authority
Nov 15, 2012 . . . . . . $17,205,000
Revenue Bonds, Series 2012F (Kansas State University Energy Conservation Project) (book entry).
Dated Dec 4, 2012.
Due May 1, 2014 to 2033.
Callable May 1, 2020 at par.
Winning bid: Janney Montgomery, at 105.4887, TIC 2.5677%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/14 | $615,000 | 2.00% | 0.45% | ||
5/1/15 | $630,000 | 3.00% | 0.57% | ||
5/1/16 | $650,000 | 3.00% | 0.72% | ||
5/1/17 | $665,000 | 4.00% | 0.89% | ||
5/1/18 | $695,000 | 4.00% | 1.00% | ||
5/1/19 | $720,000 | 5.00% | 1.23% | ||
5/1/20 | $760,000 | 5.00% | 1.49% | ||
5/1/21 | $795,000 | 5.00% | 1.71% | ||
5/1/22 | $835,000 | 3.00% | 1.94% | ||
5/1/23 | $860,000 | 2.00% | 2.10% | ||
5/1/24 | $875,000 | 2.125% | 2.24% | ||
5/1/25 | $895,000 | 3.00% | 2.30% | ||
5/1/26 | $925,000 | 3.00% | 2.41% | ||
5/1/27 | $950,000 | 3.00% | 2.52% | ||
5/1/28 | $980,000 | 3.00% | 2.60% | ||
5/1/29 | $1,010,000 | 3.00% | 2.75% | ||
5/1/30 | $1,040,000 | 3.00% | 2.80% | ||
5/1/31 | $1,070,000 | 3.00% | 2.90% | ||
5/1/32 | $1,100,000 | 3.00% | 3.00% | ||
5/1/33 | $1,135,000 | 3.00% | 3.05% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS; and Columbia Capital Management, LLC, Mission, KS.
Other bidders were:
Stifel Nicolaus, TIC 2.6247%
BA Merrill Lynch, TIC 2.6275%
Robert W. Baird, TIC 2.6832%
JPMorgan, TIC 2.7538%
KENTUCKY
Louisville and Jefferson County Metropolitan Sewer District
Nov 15, 2012 . . . . . . $226,340,000
Sewer and Drainage System Subordinated Bond Anticipation Notes, Series 2012A (book entry).
Dated Dec 4, 2012.
Due Dec 4, 2013.
Purchased $226,340,000.00 by Wells Fargo Secs, at 2.0%, plus $3,046,536.40, effective rate 0.6443%.
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Lexington, KY.
Other bidders were:
Morgan Stanley, Effective Rate 0.7022%
JPMorgan, Effective Rate 0.718%
BA Merrill Lynch, Effective Rate 0.7483%
Citigroup, Effective Rate 0.8872%
The Kentucky Association of Counties Finance Corporation
Nov 15, 2012 . . . . . . $5,785,000
Financing Program Revenue Bonds, 2012 First Series A (bank qualified) (book entry).
Dated Nov 30, 2012.
Due Feb 1, 2013 to 2043.
Callable Feb 1, 2022 at par.
Winning bid: Hutchinson Shockey, at 98.0000, NIC 3.1993%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $20,000 | 1.00% | 0.40% | ||
2/1/14 | $160,000 | 1.50% | 0.60% | ||
2/1/15 | $175,000 | 1.50% | 0.75% | ||
2/1/16 | $175,000 | 1.50% | 1.00% | ||
2/1/17 | $185,000 | 2.00% | 1.10% | ||
2/1/18 | $185,000 | 2.00% | 1.20% | ||
2/1/19 | $190,000 | 2.00% | 1.35% | ||
2/1/20 | $190,000 | 2.00% | 1.60% | ||
2/1/21 | $205,000 | 2.00% | 1.85% | ||
2/1/22 | $210,000 | 2.10% | 2.10% | ||
2/1/23 | $210,000 | 2.30% | 2.30% | ||
2/1/25 | $425,000 | 2.50% | 2.50% | ||
2/1/27 | $395,000 | 2.75% | 2.75% | ||
2/1/31 | $655,000 | 3.00% | 3.00% | ||
2/1/34 | $520,000 | 3.10% | 3.20% | ||
2/1/38 | $770,000 | 3.25% | 3.40% | ||
2/1/43 | $1,115,000 | 3.50% | 3.60% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
Southwest Securities, NIC 3.4743%
MASSACHUSETTS
Cohasset (Town)
Nov 15, 2012 . . . . . . $2,559,650
General Obligation Bond Anticipation Notes.
Dated Dec 7, 2012.
Due Jun 7, 2013.
Purchased $2,559,650.00 by Eastern Bk Cap Mkts, at 1.0%, plus $7,883.72, effective rate 0.384%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.4%
Jefferies, Effective Rate 0.4358%
Janney Montgomery, Effective Rate 0.522%
TD Securities, Effective Rate 0.592%
Roosevelt & Cross, Effective Rate 1.094%
Town of Hawley
Nov 15, 2012 . . . . . . $750,000
Bond Anticipation Note (bank qualified).
Dated Nov 30, 2012.
Due Nov 29, 2013.
Purchased $750,000.00 by UniBank Fiscal Adv, at 0.55%, effective rate 0.55%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
People's United Bk, Effective Rate 0.58%
Eastern Bk Cap Mkts, Effective Rate 0.6%
MICHIGAN
Michigan
Nov 15, 2012 . . . . . . $92,305,000
General Obligation Environmental Program Refunding Bonds, Series 2012 (Tax-Exempt) (book entry).
Dated Nov 28, 2012.
Due Nov 1, 2016 to 2020.
Non-callable.
Winning bid: Wells Fargo Secs, at n/a, TIC 1.0888%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/16 | $4,120,000 | 5.00% | 0.65% | ||
11/1/17 | $20,415,000 | 5.00% | 0.84% | ||
11/1/18 | $21,470,000 | 5.00% | 0.91% | ||
11/1/19 | $22,570,000 | 5.00% | 1.10% | ||
11/1/20 | $23,730,000 | 3.00% | 1.31% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Lansing, MI; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Lansing, MI; and Robert W. Baird & Co., Inc., Traverse City, MI.
Other bidders were:
BA Merrill Lynch, TIC 1.0894%
JPMorgan, TIC 1.0974%
Goldman Sachs, TIC 1.1251%
Barclays Capital, TIC 1.127%
Morgan Stanley, TIC 1.144%
BMO Cap Mkts GKST, TIC 1.1549%
Jefferies, TIC 1.1683%
Citigroup, TIC 1.1688%
Southwest Securities, TIC 1.1694%
Janney Montgomery, TIC 1.1945%
Stifel Nicolaus, TIC 1.1991%
US Bancorp Invest, TIC 1.1998%
Piper Jaffray, TIC 1.2085%
FTN Fin Cap Mkts, TIC 1.2108%
MISSOURI
Fulton Public School District No. 58 of Callaway County
Nov 14, 2012 . . . . . . $8,350,000
General Obligation Refunding Bonds, Series 2012 (Missouri Direct Deposit Program) (bank qualified) (book entry).
Dated Dec 20, 2012.
Due Mar 1, 2013 to 2021.
Callable Mar 1, 2015 at par.
Winning bid: Country Club Bank, at 99.7400, TIC 0.9974%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/13 | $850,000 | 1.00% | 0.30% | ||
3/1/14 | $600,000 | 1.00% | 0.35% | ||
3/1/15 | $850,000 | 1.00% | 0.45% | ||
3/1/16 | $1,000,000 | 0.55% | 0.55% | ||
3/1/17 | $1,100,000 | 0.65% | 0.65% | ||
3/1/18 | $1,200,000 | 0.80% | 0.80% | ||
3/1/19 | $1,150,000 | 1.00% | 1.00% | ||
3/1/20 | $1,100,000 | 1.10% | 1.10% | ||
3/1/21 | $500,000 | 1.30% | 1.30% |
L.O.: Spencer Fane Britt & Browne LLP, St. Louis, MO.
F.A.: L.J. Hart & Company, St. Louis, MO.
Other bidders were:
UMB Bank, TIC 1.0018%
Commerce Bank, TIC 1.0601%
Robert W. Baird, TIC 1.2275%
FTN Fin Cap Mkts, TIC 1.3236%
Raymond James | MK, TIC 1.3618%
BOSC, TIC 1.6099%
Stifel Nicolaus, TIC 1.6283%
St. Peters (City)
Nov 15, 2012 . . . . . . $4,000,000
General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Nov 28, 2012.
Due Sep 1, 2013 to 2032.
Callable Sep 1, 2021 at par.
Winning bid: Raymond James | MK, at 102.7280, TIC 1.8482%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $160,000 | 1.00% | 0.40% | ||
9/1/14 | $160,000 | 2.00% | 0.45% | ||
9/1/15 | $165,000 | 2.00% | 0.50% | ||
9/1/16 | $170,000 | 2.00% | 0.55% | ||
9/1/17 | $175,000 | 2.00% | 0.80% | ||
9/1/18 | $175,000 | 2.00% | 0.90% | ||
9/1/19 | $180,000 | 2.00% | 1.05% | ||
9/1/20 | $185,000 | 2.00% | 1.25% | ||
9/1/21 | $190,000 | 2.00% | 1.35% | ||
9/1/23 | $395,000 | 2.00% | 1.55% | ||
9/1/24 | $205,000 | 2.00% | 1.60% | ||
9/1/25 | $210,000 | 2.00% | 1.65% | ||
9/1/26 | $215,000 | 2.00% | 1.70% | ||
9/1/27 | $220,000 | 2.00% | 1.75% | ||
9/1/28 | $225,000 | 2.125% | 1.80% | ||
9/1/30 | $470,000 | 2.25% | 2.05% | ||
9/1/32 | $500,000 | 2.375% | 2.25% |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: WM Financial Strategies, St. Louis, MO.
Other bidders were:
Commerce Bank, TIC 1.8727%
Robert W. Baird, TIC 1.8927%
BMO Cap Mkts GKST, TIC 1.8934%
Stifel Nicolaus, TIC 1.9242%
Piper Jaffray, TIC 1.9483%
Country Club Bank, TIC 1.9798%
FTN Fin Cap Mkts, TIC 1.9861%
UMB Bank, TIC 2.0001%
NEW JERSEY
Woodbridge Township Board of Education
Nov 15, 2012 . . . . . . $27,000,000
School Bonds, Series 2012A (book entry).
Dated Nov 29, 2012.
Due Jul 15, 2013 to 2037.
Callable Jul 15, 2022 at par.
Winning bid: BA Merrill Lynch, at n/a, NIC 2.6411%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/13 | $630,000 | 2.00% | 0.25% | NJ SB | |
7/15/14 | $825,000 | 2.00% | 0.40% | NJ SB | |
7/15/15 | $865,000 | 2.00% | 0.57% | NJ SB | |
7/15/16 | $905,000 | 2.00% | 0.72% | NJ SB | |
7/15/17 | $945,000 | 2.00% | 0.84% | NJ SB | |
7/15/18 | $910,000 | 2.00% | 0.94% | NJ SB | |
7/15/19 | $950,000 | 2.00% | 1.18% | NJ SB | |
7/15/20 | $995,000 | 2.00% | 1.39% | NJ SB | |
7/15/21 | $1,040,000 | 2.00% | 1.66% | NJ SB | |
7/15/22 | $1,090,000 | 2.00% | 1.89% | NJ SB | |
7/15/23 | $1,130,000 | 2.00% | 2.12% | NJ SB | |
7/15/24 | $1,185,000 | 2.125% | 2.24% | NJ SB | |
7/15/25 | $1,235,000 | 2.25% | 2.35% | NJ SB | |
7/15/26 | $1,250,000 | 2.25% | 2.46% | NJ SB | |
7/15/27 | $1,260,000 | 2.50% | 2.57% | NJ SB | |
7/15/28 | $1,040,000 | 2.625% | 2.68% | NJ SB | |
7/15/29 | $1,090,000 | 2.625% | 2.69% | NJ SB | |
7/15/30 | $1,140,000 | 2.75% | 2.75% | NJ SB | |
7/15/31 | $1,190,000 | 2.75% | 2.81% | NJ SB | |
7/15/32 | $1,240,000 | 3.00% | 2.87% | NJ SB | |
7/15/33 | $1,140,000 | 3.00% | 2.94% | NJ SB | |
7/15/34 | $1,190,000 | 3.00% | 3.01% | NJ SB | |
7/15/35 | $1,240,000 | 3.00% | 3.08% | NJ SB | |
7/15/36 | $1,255,000 | 3.00% | 3.15% | NJ SB | |
7/15/37 | $1,260,000 | 3.00% | 3.20% | NJ SB |
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Fidelity Capital, NIC 2.6548%
UBS Financial Svcs, NIC 2.6673%
Janney Montgomery, NIC 2.7956%
PNC Capital Markets, NIC 2.831%
William Blair, NIC 2.8466%
RBC Capital Mkts, NIC 2.9242%
Wells Fargo Secs, NIC 2.935%
Robert W. Baird, NIC 2.9884%
NEW YORK
Cazenovia Central School District
Nov 15, 2012 . . . . . . $316,563
School District (Serial) Bonds, 2012 (bank qualified).
Dated Nov 30, 2012.
Due Nov 15, 2013 to 2017.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.592%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/13 | $56,563 | 0.60% | 0.60% | ||
11/15/14 | $60,000 | 0.90% | 0.90% | ||
11/15/15 | $65,000 | 1.30% | 1.30% | ||
11/15/16 | $65,000 | 1.65% | 1.65% | ||
11/15/17 | $70,000 | 2.10% | 2.10% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.743%
Sage Rutty, NIC 1.946%
First Niagara Bank, NIC 2.75%
New Paltz Village
Nov 15, 2012 . . . . . . $440,000
Bond Anticipation Notes, Series 2012C (bank qualified).
Dated Nov 29, 2012.
Due Nov 29, 2013.
Purchased $440,000.00 by Roosevelt & Cross, at 1.25%, plus $45.00, effective rate 1.2398%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.777%
First Niagara Bank, Effective Rate 2.49%
New York City Transitional Finance Authority
Nov 15, 2012 . . . . . . $32,025,000
Future Tax Secured Subordinate Bonds Fiscal Fiscal 1999 Subseries A-1 (Conversion) (book entry).
Dated Dec 4, 2012.
Due Nov 15, 2018.
Non-callable.
Winning bid: Goldman Sachs, at 124.6800, TIC 0.7493%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/18 | $32,025,000 | 5.00% | 0.74% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY; and Public Resources Advisory Group, New York, NY.
Other bidders were:
Barclays Capital, TIC 0.8244%
JPMorgan, TIC 0.8476%
Morgan Stanley, TIC 0.8598%
RBC Capital Mkts, TIC 0.872%
Wells Fargo Secs, TIC 0.876%
Citigroup, TIC 0.8892%
Jefferies, TIC 0.9216%
New York City Transitional Finance Authority
Nov 15, 2012 . . . . . . $100,000,000
Future Tax Secured Tax-Exempt Subordinate Bonds Fiscal 2013 Subseries C-1 (book entry).
Dated Dec 4, 2012.
Due Nov 1, 2014 to 2027.
Callable Nov 1, 2022 at par.
Winning bid: RBC Capital Mkts, at 120.5421, TIC 2.267%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/14 | $13,590,000 | 4.00% | 0.34% | ||
11/1/15 | $13,860,000 | 5.00% | 0.47% | ||
11/1/16 | $13,545,000 | 5.00% | 0.58% | ||
11/1/17 | $1,000,000 | 4.00% | 0.72% | ||
11/1/18 | $1,000,000 | 4.00% | 0.84% | ||
11/1/19 | $1,000,000 | 4.00% | 1.05% | ||
11/1/20 | $1,000,000 | 4.00% | 1.26% | ||
11/1/21 | $1,000,000 | 4.00% | 1.48% | ||
11/1/22 | $1,000,000 | 4.00% | 1.66% | ||
11/1/23 | $1,000,000 | 5.00% | 1.79% | ||
11/1/24 | $1,000,000 | 5.00% | 1.86% | ||
11/1/25 | $18,805,000 | 5.00% | 1.92% | ||
11/1/26 | $19,745,000 | 5.00% | 1.98% | ||
11/1/27 | $12,455,000 | 5.00% | 2.04% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY; and Public Resources Advisory Group, New York, NY.
Other bidders were:
Barclays Capital, TIC 2.2741%
JPMorgan, TIC 2.2863%
BA Merrill Lynch, TIC 2.2928%
Wells Fargo Secs, TIC 2.32%
Goldman Sachs, TIC 2.3375%
Jefferies, TIC 2.3535%
Citigroup, TIC 2.3543%
Morgan Stanley, TIC 2.3798%
Parishville-Hopkinton Central School District
Nov 14, 2012 . . . . . . $204,000
School District Serial Bonds, 2012 (bank qualified) (book entry).
Dated Nov 27, 2012.
Due Jun 15, 2013 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.923%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/13 | $39,000 | 1.875% | 1.875% | ||
6/15/14 | $40,000 | 1.875% | 1.875% | ||
6/15/15 | $40,000 | 1.875% | 1.875% | ||
6/15/16 | $40,000 | 1.875% | 1.875% | ||
6/15/17 | $45,000 | 2.00% | 2.00% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Sage Rutty, NIC 2.0192%
Webutuck (Northeast) Central School District
Nov 15, 2012 . . . . . . $92,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Nov 29, 2012.
Due Nov 29, 2013.
Purchased $92,000.00 by Salisbury Bk & Tr, at 1.18%, effective rate 1.18%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.9815%
West Seneca Central School District
Nov 15, 2012 . . . . . . $23,225,000
Bond Anticipation Notes, 2012 (book entry).
Dated Nov 28, 2012.
Due Nov 27, 2013.
Purchased $14,225,000.00 by PNC Capital Markets, at 1.0%, plus $59,176.00, effective rate 0.5828%.
Purchased $5,000,000.00 by PNC Capital Markets, at 1.0%, plus $22,300.00, effective rate 0.5528%.
Purchased $4,000,000.00 by PNC Capital Markets, at 0.75%, plus $9,680.00, effective rate 0.5073%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.5995%
Janney Montgomery, Effective Rate 0.6383%
Oppenheimer, Effective Rate 0.7296%
TD Securities, Effective Rate 0.7533%
First Niagara Bank, Effective Rate 0.8%
OKLAHOMA
Lincoln County Independent School District No. 3 (Davenport)
Nov 15, 2012 . . . . . . $380,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Jan 1, 2013.
Due Jan 1, 2015 to 2018.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.9607%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/15 | $95,000 | 1.40% | 0.65% | ||
1/1/16 | $95,000 | 0.75% | 0.75% | ||
1/1/17 | $95,000 | 0.85% | 0.85% | ||
1/1/18 | $95,000 | 1.00% | 1.00% |
In association with: Vision Bank, NA.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BancFirst, NIC 0.9857%
BOSC, NIC 1.0357%
Country Club Bank, NIC 1.0893%
F & M Bank, NIC 1.1179%
SOUTH CAROLINA
Anderson County School District No. 4
Nov 15, 2012 . . . . . . $3,480,000
General Obligation Refunding Bonds, Series 2012C (bank qualified) (book entry).
Dated Dec 5, 2012.
Due Mar 1, 2013 to 2016.
Non-callable.
Winning bid: UMB Bank, at 100.4750, TIC 0.608%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/13 | $55,000 | 0.50% | 0.50% | SCSDE | |
3/1/14 | $1,355,000 | 1.00% | 0.40% | SCSDE | |
3/1/15 | $1,385,000 | 1.00% | 0.45% | SCSDE | |
3/1/16 | $685,000 | 0.50% | 0.50% | SCSDE |
L.O.: McNair Law Firm, Greenville, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Robert W. Baird, TIC 0.6454%
TEXAS
Fort Bend County Municipal Utility District No. 138
Nov 15, 2012 . . . . . . $6,285,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Dec 1, 2012.
Due Sep 1, 2013 to 2034.
Callable Sep 1, 2020 at par.
Winning bid: SAMCO Cap Mkts, at 97.3116, NIC 3.2548%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $285,000 | 3.00% | 0.70% | AGM | |
9/1/14 | $290,000 | 3.00% | 0.95% | AGM | |
9/1/15 | $290,000 | 3.00% | 1.15% | AGM | |
9/1/16 | $290,000 | 3.00% | 1.25% | AGM | |
9/1/17 | $285,000 | 2.50% | 1.45% | AGM | |
9/1/18 | $285,000 | 3.00% | 1.55% | AGM | |
9/1/19 | $285,000 | 3.00% | 1.75% | AGM | |
9/1/20 | $285,000 | 3.00% | 2.00% | AGM | |
9/1/22 | $570,000 | 2.50% | 2.50% | AGM | |
9/1/24 | $570,000 | 3.00% | 2.70% | AGM | |
9/1/26 | $570,000 | 3.00% | 2.85% | AGM | |
9/1/30 | $1,140,000 | 3.00% | 3.10% | AGM | |
9/1/32 | $570,000 | 3.125% | 3.25% | AGM | |
9/1/34 | $570,000 | 3.25% | 3.40% | AGM |
Other managers: BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Crews & Associates, Inc., Coastal Securities Corp., Raymond James | Morgan Keegan.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 3.5113%
Southwest Securities, NIC 3.6527%
Joshua (City)
Nov 15, 2012 . . . . . . $5,000,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2022 at par.
Winning bid: Raymond James | MK, at 101.5564, TIC 2.1788%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $170,000 | 2.00% | 0.50% | ||
8/1/15 | $180,000 | 2.00% | 0.60% | ||
8/1/16 | $185,000 | 2.00% | 0.75% | ||
8/1/17 | $190,000 | 2.00% | 0.80% | ||
8/1/18 | $200,000 | 2.00% | 1.00% | ||
8/1/19 | $205,000 | 2.00% | 1.25% | ||
8/1/20 | $215,000 | 2.00% | 1.40% | ||
8/1/21 | $225,000 | 2.00% | 1.55% | ||
8/1/22 | $230,000 | 2.00% | 1.65% | ||
8/1/23 | $240,000 | 2.00% | 1.75% | ||
8/1/24 | $250,000 | 2.00% | 1.80% | ||
8/1/25 | $260,000 | 2.00% | 1.85% | ||
8/1/26 | $270,000 | 2.25% | 1.90% | ||
8/1/27 | $280,000 | 2.25% | 1.95% | ||
8/1/28 | $290,000 | 2.25% | 2.05% | ||
8/1/29 | $300,000 | 2.375% | 2.20% | ||
8/1/31 | $630,000 | 2.50% | 2.35% | ||
8/1/33 | $680,000 | 2.75% | 2.55% |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Coastal Securities, TIC 2.266%
FirstSouthwest, TIC 2.2828%
Robert W. Baird, TIC 2.2844%
FTN Fin Cap Mkts, TIC 2.3613%
Piper Jaffray, TIC 2.4569%
Sterne Agee, TIC 2.4598%
WISCONSIN
Allouez Village
Nov 15, 2012 . . . . . . $5,090,000
General Obligation Refunding Bonds, Series 2012A (bank qualified) (book entry).
Dated Dec 4, 2012.
Due Apr 1, 2013 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 104.5512, TIC 0.7533%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $100,000 | 2.00% | 0.30% | ||
4/1/14 | $80,000 | 2.00% | 0.40% | ||
4/1/15 | $1,175,000 | 2.00% | 0.50% | ||
4/1/16 | $1,195,000 | 2.00% | 0.60% | ||
4/1/17 | $1,195,000 | 2.00% | 0.70% | ||
4/1/18 | $1,250,000 | 2.00% | 0.75% | ||
4/1/19 | $95,000 | 2.00% | 0.90% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Wedbush Securities Inc, Advisors Asset Management Inc, Northland Securities, Inc., Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Country Club Bank, Incapital LLC, Bernardi Securities, Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UMB Bank, TIC 0.7917%
BMO Cap Mkts GKST, TIC 0.8243%
BOSC, TIC 0.8623%
Piper Jaffray, TIC 0.9658%
FTN Fin Cap Mkts, TIC 1.0403%
Wautoma (City)
Nov 14, 2012 . . . . . . $700,000
General Obligation Refunding Bonds, Series 2012A (bank qualified) (book entry).
Dated Dec 5, 2012.
Due Feb 1, 2014 to 2017.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 0.8674%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $190,000 | 0.50% | 0.50% | ||
2/1/15 | $170,000 | 0.60% | 0.60% | ||
2/1/16 | $175,000 | 0.70% | 0.75% | ||
2/1/17 | $165,000 | 0.85% | 0.90% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.0457%
Bernardi Securities, TIC 1.2926%
Robert W. Baird, TIC 1.5541%
TAXABLE ISSUES
NEW YORK
New York City Transitional Finance Authority
Nov 15, 2012 . . . . . . $100,000,000
Future Tax Secured Taxable Subordinate Bonds Fiscal 2013 Subseries C-2 (Qualified School Construction Bonds) (book entry).
Dated Dec 4, 2012.
Due Nov 1, 2035.
The bonds shall be callable in accordance with the specification.
Winning bid: Citigroup, at 102.3040, TIC 3.6016%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/35 | $100,000,000 | 3.75% | 3.60% |
Other managers: M.R. Beal & Co., Loop Capital Markets, LLC, Roosevelt & Cross, Inc., Ramirez & Co., Inc..
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY; and Public Resources Advisory Group, New York, NY.
Other bidders were:
Barclays Capital, TIC 3.6604%
Goldman Sachs, TIC 3.6859%
JPMorgan, TIC 3.6881%
BA Merrill Lynch, TIC 3.6923%
Jefferies, TIC 3.7236%
Raymond James | MK, TIC 3.7241%
Wells Fargo Secs, TIC 3.7346%
Morgan Stanley, TIC 3.8149%
RBC Capital Mkts, TIC 3.8349%
New York City Transitional Finance Authority
Nov 15, 2012 . . . . . . $130,000,000
Future Tax Secured Taxable Subordinate Bonds Fiscal 2013 Subseries C-3 (book entry).
Dated Dec 4, 2012.
Due Nov 1, 2016 to 2024.
Callable Nov 1, 2022 at par.
Winning bid: Wells Fargo Secs, at 99.5800, TIC 2.0725%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/16 | $1,910,000 | 0.68% | 0.68% | ||
11/1/17 | $15,015,000 | 0.98% | 0.98% | ||
11/1/18 | $15,220,000 | 1.28% | 1.28% | ||
11/1/19 | $15,470,000 | 1.58% | 1.58% | ||
11/1/20 | $15,760,000 | 1.85% | 1.85% | ||
11/1/21 | $16,075,000 | 2.05% | 2.05% | ||
11/1/22 | $16,425,000 | 2.25% | 2.25% | ||
11/1/23 | $16,830,000 | 2.40% | 2.40% | ||
11/1/24 | $17,295,000 | 2.60% | 2.60% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY; and Public Resources Advisory Group, New York, NY.
Other bidders were:
Goldman Sachs, TIC 2.1312%
RBC Capital Mkts, TIC 2.166%
JPMorgan, TIC 2.1736%
Jefferies, TIC 2.2092%
Citigroup, TIC 2.2284%
Barclays Capital, TIC 2.2742%
Raymond James | MK, TIC 2.2757%
BA Merrill Lynch, TIC 2.2894%
Morgan Stanley, TIC 2.3286%
TENNESSEE
Tennessee
Nov 14, 2012 . . . . . . $30,525,000
(Federally Taxable) General Obligation Bonds 2012 Refunding Series C (book entry).
Dated Dec 4, 2012.
Due May 1, 2013 to 2020.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 99.7360, TIC 1.3794%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/13 | $465,000 | 0.30% | 0.30% | ||
5/1/14 | $865,000 | 0.40% | 0.40% | ||
5/1/15 | $865,000 | 0.55% | 0.55% | ||
5/1/16 | $870,000 | 0.75% | 0.75% | ||
5/1/17 | $880,000 | 0.90% | 0.90% | ||
5/1/18 | $8,915,000 | 1.15% | 1.15% | ||
5/1/19 | $10,755,000 | 1.35% | 1.35% | ||
5/1/20 | $6,910,000 | 1.60% | 1.60% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Raymond James | MK, TIC 1.4014%
Morgan Stanley, TIC 1.4188%
FirstSouthwest, TIC 1.4273%
Piper Jaffray, TIC 1.4391%
Wells Fargo Secs, TIC 1.446%
Barclays Capital, TIC 1.5035%
Jefferies, TIC 1.5091%
BMO Cap Mkts GKST, TIC 1.5158%
Robert W. Baird, TIC 1.524%
BA Merrill Lynch, TIC 1.5273%
Citigroup, TIC 1.5508%
Fifth Third Secs, TIC 1.5807%
JPMorgan, TIC 1.6038%