CALIFORNIA
Concord (City)
Sep 18, 2012 . . . . . . $10,080,000
2012 Wastewater Revenue Refunding Bonds (book entry).
Dated Oct 2, 2012.
Due Feb 1, 2013 to 2029.
Callable Feb 1, 2022 at par.
Winning bid: Stifel Nicolaus, at 101.4428, TIC 2.5833%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $475,000 | 2.00% | S.B. | S.B. | |
| 2/1/14 | $490,000 | 2.00% | 0.46% | ||
| 2/1/15 | $500,000 | 1.50% | 0.60% | ||
| 2/1/16 | $510,000 | 1.50% | 0.78% | ||
| 2/1/17 | $515,000 | 4.00% | 1.00% | ||
| 2/1/18 | $540,000 | 4.00% | 1.28% | ||
| 2/1/19 | $560,000 | 4.00% | 1.62% | ||
| 2/1/20 | $580,000 | 2.00% | 1.85% | ||
| 2/1/21 | $595,000 | 2.00% | 2.10% | ||
| 2/1/22 | $610,000 | 2.25% | 2.30% | ||
| 2/1/23 | $620,000 | 2.50% | 2.55% | ||
| 2/1/24 | $635,000 | 2.625% | 2.70% | ||
| 2/1/25 | $655,000 | 2.75% | 2.80% | ||
| 2/1/26 | $670,000 | 2.75% | 2.90% | ||
| 2/1/27 | $690,000 | 3.00% | 3.00% | ||
| 2/1/28 | $705,000 | 3.00% | 3.05% | ||
| 2/1/29 | $730,000 | 3.00% | 3.10% |
Other managers: FirstSouthwest, Southwest Securities, Inc., Alamo Capital, Oppenheimer & Co., Inc., R H Investment Corp..
L.O.: Jones Hall, San Francisco, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
Citigroup, TIC 2.6092%
Morgan Stanley, TIC 2.6163%
Robert W. Baird, TIC 2.6234%
Hutchinson Shockey, TIC 2.6685%
Fidelity Capital, TIC 2.7053%
ILLINOIS
Geneva Park District
Sep 17, 2012 . . . . . . $1,455,000
General Obligation Limited Tax Bonds, Series 2012C (bank qualified) (book entry).
Dated Oct 9, 2012.
Due Dec 30, 2013 to 2014.
Non-callable.
Winning bid: Oppenheimer, at n/a, TIC 0.8921%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/13 | $718,000 | 2.00% | NRO | NRO | |
| 12/30/14 | $737,000 | 2.00% | NRO | NRO |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
INDIANA
Elwood (City)
Sep 18, 2012 . . . . . . $900,000
General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 2, 2012.
Due Jul 15, 2013 to Jan 15, 2016.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.2102%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $140,000 | 1.00% | 0.50% | ||
| 1/15/14 | $145,000 | 1.00% | 0.60% | ||
| 7/15/14 | $150,000 | 1.25% | 0.70% | ||
| 1/15/15 | $150,000 | 1.25% | 0.85% | ||
| 7/15/15 | $155,000 | 1.25% | 0.95% | ||
| 1/15/16 | $160,000 | 1.25% | 1.05% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Reedy Financial Group PC, Seymour, IN.
IOWA
West Des Moines (City)
Sep 18, 2012 . . . . . . $7,570,000
Water Revenue Bonds, Series 2012 (West Des Moines Water Works) (book entry).
Dated Oct 23, 2012.
Due Dec 1, 2012 to 2023.
Callable Dec 1, 2019 at par.
Winning bid: Robert W. Baird, at 104.4390, TIC 2.2626%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $25,000 | 2.00% | S.B. | S.B. | |
| 12/1/13 | $640,000 | 2.00% | S.B. | S.B. | |
| 12/1/14 | $670,000 | 3.00% | 0.50% | ||
| 12/1/15 | $695,000 | 3.00% | 0.65% | ||
| 12/1/16 | $740,000 | 3.00% | 0.80% | ||
| 12/1/17 | $25,000 | 3.00% | 1.10% | ||
| 12/1/18 | $25,000 | 3.00% | 1.40% | ||
| 12/1/19 | $750,000 | 3.00% | 1.70% | ||
| 12/1/20 | $1,000,000 | 3.00% | 1.95% | ||
| 12/1/21 | $1,000,000 | 3.00% | 2.20% | ||
| 12/1/22 | $1,000,000 | 3.00% | 2.35% | ||
| 12/1/23 | $1,000,000 | 3.00% | 2.60% |
Other managers: CL King & Associates, Fidelity Capital Markets, Edward D. Jones & Co., Crews & Associates, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, William Blair & Company, LLC, Corby Capital Markets, Inc., Duncan-WIlliams, Inc., Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Isaak Bond Investments, Inc., Incapital LLC, Country Club Bank, CastleOak Securities, L.P., J.J.B. Hilliard, W.L. Lyons, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
UBS Financial Svcs, TIC 2.2681%
FirstSouthwest, TIC 2.297%
KANSAS
Alma (City)
Sep 17, 2012 . . . . . . $1,575,000
General Obligation Refunding and Improvement Bonds, Series 2012 (bank qualified).
Dated Oct 15, 2012.
Due Feb 1, 2013 to Aug 1, 2041.
The bonds shall be callable in accordance with the specification.
Winning bid: Cooper Malone, at n/a, TIC 3.6956%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $35,000 | 1.00% | NRO | NRO | |
| 8/1/13 | $40,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $30,000 | 1.15% | NRO | NRO | |
| 8/1/14 | $35,000 | 1.15% | NRO | NRO | |
| 2/1/15 | $30,000 | 1.30% | NRO | NRO | |
| 8/1/15 | $35,000 | 1.30% | NRO | NRO | |
| 2/1/16 | $30,000 | 1.50% | NRO | NRO | |
| 8/1/16 | $35,000 | 1.50% | NRO | NRO | |
| 2/1/17 | $30,000 | 1.70% | NRO | NRO | |
| 8/1/17 | $35,000 | 1.70% | NRO | NRO | |
| 2/1/18 | $35,000 | 2.00% | NRO | NRO | |
| 8/1/18 | $35,000 | 2.00% | NRO | NRO | |
| 2/1/19 | $35,000 | 2.25% | NRO | NRO | |
| 8/1/19 | $35,000 | 2.25% | NRO | NRO | |
| 2/1/20 | $25,000 | 2.50% | NRO | NRO | |
| 8/1/20 | $30,000 | 2.50% | NRO | NRO | |
| 8/1/21 | $40,000 | 2.80% | NRO | NRO | |
| 8/1/22 | $40,000 | 3.10% | NRO | NRO | |
| 8/1/23 | $40,000 | 3.40% | NRO | NRO | |
| 8/1/24 | $40,000 | 3.90% | NRO | NRO | |
| 8/1/25 | $40,000 | 3.90% | NRO | NRO | |
| 8/1/26 | $45,000 | 3.90% | NRO | NRO | |
| 8/1/27 | $45,000 | 3.90% | NRO | NRO | |
| 8/1/28 | $45,000 | 3.90% | NRO | NRO | |
| 8/1/29 | $45,000 | 3.90% | NRO | NRO | |
| 8/1/30 | $50,000 | 4.40% | NRO | NRO | |
| 8/1/31 | $50,000 | 4.40% | NRO | NRO | |
| 8/1/32 | $50,000 | 4.40% | NRO | NRO | |
| 8/1/33 | $55,000 | 4.40% | NRO | NRO | |
| 8/1/34 | $55,000 | 4.40% | NRO | NRO | |
| 8/1/35 | $55,000 | 4.40% | NRO | NRO | |
| 8/1/36 | $60,000 | 4.70% | NRO | NRO | |
| 8/1/37 | $60,000 | 4.70% | NRO | NRO | |
| 8/1/38 | $65,000 | 4.70% | NRO | NRO | |
| 8/1/39 | $65,000 | 4.70% | NRO | NRO | |
| 8/1/40 | $70,000 | 4.70% | NRO | NRO | |
| 8/1/41 | $30,000 | 4.70% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Central States Cap, TIC 4.181%
KENTUCKY
Lexington-Fayette Urban County Government
Sep 18, 2012 . . . . . . $3,580,000
Various Purpose General Obligation Notes, Series 2012C (book entry).
Dated Sep 27, 2012.
Due Jul 1, 2013 to 2017.
Non-callable.
Winning bid: Hutchinson Shockey, at 102.5437, TIC 0.903%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $565,000 | 3.00% | NRO | NRO | |
| 7/1/14 | $745,000 | 2.00% | NRO | NRO | |
| 7/1/15 | $750,000 | 1.50% | NRO | NRO | |
| 7/1/16 | $755,000 | 1.50% | NRO | NRO | |
| 7/1/17 | $765,000 | 2.00% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Raymond James | Morgan Keegan, Lexington, KY.
Other bidders were:
Robert W. Baird, TIC 0.915%
Scott County School District Finance Corporation
Sep 18, 2012 . . . . . . $3,000,000
School Building Refunding Revenue Bonds, Series of 2012 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2012.
Due Jun 1, 2013 to 2024.
Non-callable.
Winning bid: Robert W. Baird, at 99.9545, NIC 2.36%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $65,000 | 2.00% | 0.60% | ||
| 6/1/14 | $40,000 | 2.00% | 0.70% | ||
| 6/1/15 | $260,000 | 2.00% | 0.80% | ||
| 6/1/16 | $265,000 | 2.00% | 1.00% | ||
| 6/1/17 | $275,000 | 2.00% | 1.25% | ||
| 6/1/19 | $565,000 | 2.25% | 1.85% | ||
| 6/1/20 | $290,000 | 2.25% | 2.10% | ||
| 6/1/21 | $300,000 | 2.25% | 2.35% | ||
| 6/1/22 | $305,000 | 2.50% | 2.50% | ||
| 6/1/23 | $310,000 | 2.50% | 2.65% | ||
| 6/1/24 | $325,000 | 2.625% | 2.75% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-WIlliams, Inc., CL King & Associates, Edward D. Jones & Co., SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, Isaak Bond Investments, Inc., PNC Capital Markets, Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Stifel, Nicolaus & Co., Inc., Incapital LLC, Sterne, Agee & Leach, Inc, FirstSouthwest, First Kentucky Securities Corp., Wedbush Securities Inc.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Raymond James | MK, NIC 2.4002%
MASSACHUSETTS
Easton (Town)
Sep 18, 2012 . . . . . . $500,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Sep 27, 2012.
Due Aug 23, 2013.
Purchased $500,000.00 by Eastern Bk Cap Mkts, at 0.5%, effective rate 0.5%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.5%
UniBank Fiscal Adv, Effective Rate 0.55%
Roosevelt & Cross, Effective Rate 1.204%
Milton (Town)
Sep 18, 2012 . . . . . . $1,388,584
Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 2, 2012.
Due Oct 2, 2013.
Purchased $500,000.00 by Century Bk, at 0.45%, effective rate 0.45%.
Purchased $888,580.00 by Eastern Bk Cap Mkts, at 0.5%, effective rate 0.5%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.5%
Eastern Bk Cap Mkts, Effective Rate 0.5%
Orange
Sep 18, 2012 . . . . . . $1,085,000
Bond Anticipation Notes (bank qualified).
Dated Sep 26, 2012.
Due Dec 5, 2012.
Purchased $1,085,000.00 by People's United Bk, at 0.55%, effective rate 0.55%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.6%
Eastern Bk Cap Mkts, Effective Rate 0.65%
Pentucket Regional School District
Sep 18, 2012 . . . . . . $7,753,000
General Obligation State Qualified School Bonds (bank qualified) (book entry).
Dated Sep 28, 2012.
Due Jun 1, 2013 to 2038.
Callable Jun 1, 2022 at par.
Winning bid: Piper Jaffray, at 101.1866, TIC 2.5435%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $273,000 | 2.00% | 0.40% | ||
| 6/1/14 | $300,000 | 2.00% | 0.50% | ||
| 6/1/15 | $300,000 | 2.00% | 0.60% | ||
| 6/1/16 | $300,000 | 2.00% | 0.70% | ||
| 6/1/17 | $300,000 | 2.00% | 0.90% | ||
| 6/1/18 | $300,000 | 2.00% | 1.10% | ||
| 6/1/19 | $300,000 | 3.00% | 1.30% | ||
| 6/1/20 | $305,000 | 3.00% | 1.60% | ||
| 6/1/21 | $305,000 | 3.00% | 1.80% | ||
| 6/1/22 | $305,000 | 3.00% | 1.90% | ||
| 6/1/23 | $305,000 | 2.00% | 2.00% | ||
| 6/1/24 | $310,000 | 2.00% | 2.10% | ||
| 6/1/25 | $310,000 | 2.10% | 2.15% | ||
| 6/1/26 | $310,000 | 2.20% | 2.25% | ||
| 6/1/27 | $310,000 | 2.25% | 2.30% | ||
| 6/1/28 | $310,000 | 2.35% | 2.40% | ||
| 6/1/29 | $310,000 | 2.40% | 2.50% | ||
| 6/1/30 | $310,000 | 2.50% | 2.60% | ||
| 6/1/31 | $315,000 | 2.625% | 2.70% | ||
| 6/1/32 | $315,000 | 2.75% | 2.80% | ||
| 6/1/34 | $635,000 | 3.00% | 2.90% | ||
| 6/1/38 | $1,025,000 | 3.125% | 3.20% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.578%
Janney Montgomery, TIC 2.6086%
PNC Capital Markets, TIC 2.6558%
Robert W. Baird, TIC 2.6594%
Fidelity Capital, TIC 2.7303%
FTN Fin Cap Mkts, TIC 2.8014%
Spencer (Town)
Sep 18, 2012 . . . . . . $300,000
General Obligation Bonds Anticipation Notes (New Money) (bank qualified).
Dated Sep 28, 2012.
Due Mar 28, 2013.
Purchased $300,000.00 by Century Bk, at 0.5%, effective rate 0.5%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.5%
People's United Bk, Effective Rate 0.55%
UniBank Fiscal Adv, Effective Rate 0.55%
Roosevelt & Cross, Effective Rate 1.882%
Weymouth (Town)
Sep 18, 2012 . . . . . . $16,900,000
General Obligation Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Sep 27, 2012.
Due Sep 15, 2013 to 2024.
Callable Sep 15, 2022 at par.
Winning bid: Janney Montgomery, at 111.0354, TIC 1.7373%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $1,125,000 | 1.00% | NRO | NRO | |
| 9/15/14 | $1,115,000 | 3.00% | 0.45% | ||
| 9/15/15 | $1,800,000 | 3.00% | 0.55% | ||
| 9/15/16 | $1,780,000 | 3.00% | 0.75% | ||
| 9/15/17 | $1,655,000 | 3.00% | 1.00% | ||
| 9/15/18 | $1,650,000 | 4.00% | NRO | NRO | |
| 9/15/19 | $1,635,000 | 4.00% | NRO | NRO | |
| 9/15/20 | $1,625,000 | 4.00% | 1.80% | ||
| 9/15/21 | $1,610,000 | 4.00% | 2.05% | ||
| 9/15/22 | $1,590,000 | 4.00% | 2.18% | ||
| 9/15/23 | $660,000 | 4.00% | 2.31% | ||
| 9/15/24 | $655,000 | 3.00% | 2.54% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
PNC Capital Markets, TIC 1.7757%
UBS Financial Svcs, TIC 1.7765%
Hutchinson Shockey, TIC 1.7871%
TD Securities, TIC 1.7916%
Fidelity Capital, TIC 1.7957%
JPMorgan, TIC 1.8244%
Southwest Securities, TIC 1.8306%
Robert W. Baird, TIC 1.8437%
BA Merrill Lynch, TIC 1.9051%
MICHIGAN
Macomb County Building Authority
Sep 18, 2012 . . . . . . $14,160,000
Building Authority Refunding Bonds, Series 2012A (book entry).
Dated Oct 1, 2012.
Due Nov 1, 2013 to 2025.
Callable Nov 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 99.9491, TIC 2.1909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/13 | $25,000 | 2.00% | 0.40% | ||
| 11/1/14 | $25,000 | 2.00% | 0.52% | ||
| 11/1/15 | $25,000 | 2.00% | 0.63% | ||
| 11/1/16 | $1,035,000 | 2.00% | 0.77% | ||
| 11/1/17 | $1,320,000 | 2.00% | 1.00% | ||
| 11/1/18 | $1,360,000 | 2.00% | 1.28% | ||
| 11/1/19 | $1,395,000 | 2.00% | 1.60% | ||
| 11/1/20 | $1,410,000 | 2.00% | 1.86% | ||
| 11/1/21 | $1,455,000 | 2.00% | 2.00% | ||
| 11/1/22 | $1,495,000 | 2.125% | 2.125% | ||
| 11/1/23 | $1,510,000 | 2.25% | 2.25% | ||
| 11/1/24 | $1,555,000 | 2.375% | 2.375% | ||
| 11/1/25 | $1,550,000 | 2.50% | 2.50% |
Other managers: Comerica Securities.
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Raymond James | MK, TIC 2.2826%
Guggenheim Secs, TIC 2.3249%
US Bancorp Invest, TIC 2.3865%
Robert W. Baird, TIC 2.3894%
Citigroup, TIC 2.7261%
MINNESOTA
Jackson (City)
Sep 18, 2012 . . . . . . $2,245,000
General Obligation Street Reconstruction and Utility Revenue Bonds, Series 2012A (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Feb 1, 2014 to 2026.
Callable Feb 1, 2019 at par.
Winning bid: Robert W. Baird, at 101.2953, NIC 1.8901%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $150,000 | 2.00% | 0.40% | ||
| 2/1/15 | $150,000 | 2.00% | 0.50% | ||
| 2/1/16 | $160,000 | 2.00% | 0.65% | ||
| 2/1/17 | $160,000 | 2.00% | 0.85% | ||
| 2/1/18 | $165,000 | 2.00% | 1.10% | ||
| 2/1/19 | $165,000 | 2.00% | 1.35% | ||
| 2/1/20 | $170,000 | 2.00% | 1.55% | ||
| 2/1/21 | $175,000 | 2.00% | 1.75% | ||
| 2/1/22 | $180,000 | 2.00% | 1.85% | ||
| 2/1/24 | $375,000 | 2.00% | 2.00% | ||
| 2/1/26 | $395,000 | 2.20% | 2.20% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Loop Capital Markets, LLC, Edward D. Jones & Co., Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Davenport & Company LLC, Wedbush Securities Inc, Dougherty & Company LLC, Isaak Bond Investments, Inc., Country Club Bank, Advisors Asset Management Inc, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc..
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
UMB Bank, NIC 1.8901%
Piper Jaffray, NIC 1.9816%
United South Central Independent School District #2134
Sep 18, 2012 . . . . . . $28,825,000
General Obligation School Building Bonds, Series 2012A (MN SD Credit Enhancement Program) (book entry).
Dated Oct 18, 2012.
Due Feb 1, 2014 to 2032.
Callable Feb 1, 2022 at par.
Winning bid: Piper Jaffray, at 101.8188, TIC 2.8322%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,685,000 | 1.00% | 0.30% | ||
| 2/1/15 | $1,155,000 | 2.00% | 0.45% | ||
| 2/1/16 | $1,185,000 | 2.00% | 0.63% | ||
| 2/1/17 | $1,195,000 | 2.00% | 0.93% | ||
| 2/1/18 | $1,225,000 | 2.00% | 1.24% | ||
| 2/1/19 | $1,245,000 | 3.00% | 1.55% | ||
| 2/1/20 | $1,290,000 | 3.00% | 1.79% | ||
| 2/1/21 | $1,340,000 | 4.00% | 2.04% | ||
| 2/1/22 | $1,405,000 | 4.00% | 2.24% | ||
| 2/1/23 | $1,460,000 | 3.00% | 2.51% | ||
| 2/1/24 | $1,495,000 | 3.00% | 2.69% | ||
| 2/1/25 | $1,535,000 | 3.00% | 2.86% | ||
| 2/1/26 | $1,585,000 | 3.00% | 3.00% | ||
| 2/1/27 | $1,625,000 | 3.00% | 3.05% | ||
| 2/1/28 | $1,680,000 | 3.00% | 3.10% | ||
| 2/1/29 | $1,730,000 | 3.00% | 3.16% | ||
| 2/1/30 | $1,935,000 | 3.00% | 3.22% | ||
| 2/1/31 | $1,995,000 | 3.125% | 3.28% | ||
| 2/1/32 | $2,060,000 | 3.125% | 3.34% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.8338%
BA Merrill Lynch, TIC 2.9913%
Hutchinson Shockey, TIC 3.0989%
NEVADA
Clark County School District
Sep 18, 2012 . . . . . . $8,535,000
General Obligation (Limited Tax) Refunding Bonds, (Additionally Secured by Pledged Revenues), Series 2012B (book entry).
Dated Oct 4, 2012.
Due Jun 15, 2014.
Non-callable.
Winning bid: BA Merrill Lynch, at 105.8420, TIC 0.5379%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $8,535,000 | 4.00% | 0.47% |
L.O.: Swendseid & Stern, Las Vegas, NV.
F.A.: Zions Bank Public Finance, Las Vegas, NV.
Other bidders were:
Barclays Capital, TIC 0.5489%
JPMorgan, TIC 0.5591%
Wells Fargo Secs, TIC 0.63%
Oppenheimer, TIC 0.6397%
Citigroup, TIC 0.8105%
Morgan Stanley, TIC 0.8159%
Clark County School District
Sep 18, 2012 . . . . . . $159,425,000
General Obligation (Limited Tax) Refunding Bonds, Series 2012A (book entry).
Dated Oct 4, 2012.
Due Jun 15, 2015 to 2021.
Non-callable.
Winning bid: JPMorgan, at 119.1881, TIC 1.6646%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $20,545,000 | 5.00% | 0.60% | ||
| 6/15/16 | $26,305,000 | 5.00% | 0.75% | ||
| 6/15/18 | $24,870,000 | 5.00% | 1.30% | ||
| 6/15/19 | $26,110,000 | 5.00% | 1.65% | ||
| 6/15/20 | $30,045,000 | 5.00% | 1.90% | ||
| 6/15/21 | $31,550,000 | 5.00% | 2.15% |
L.O.: Swendseid & Stern, Las Vegas, NV.
F.A.: Zions Bank Public Finance, Las Vegas, NV.
Other bidders were:
Wells Fargo Secs, TIC 1.87%
Barclays Capital, TIC 1.9206%
BA Merrill Lynch, TIC 2.0069%
Citigroup, TIC 2.1857%
Morgan Stanley, TIC 2.2543%
NEW JERSEY
Brick Township
Sep 18, 2012 . . . . . . $28,655,000
General Improvement Bonds, Series 2012 (book entry).
Dated Sep 28, 2012.
Due Aug 15, 2013 to 2024.
Callable Aug 15, 2022 at par.
Winning bid: Raymond James | MK, at 104.8721, TIC 2.0678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $1,435,000 | 2.00% | 0.37% | ||
| 8/15/14 | $1,435,000 | 2.00% | 0.53% | ||
| 8/15/15 | $2,010,000 | 2.00% | 0.62% | ||
| 8/15/16 | $2,490,000 | 2.00% | 0.75% | ||
| 8/15/17 | $2,545,000 | 2.50% | 1.00% | ||
| 8/15/18 | $2,560,000 | 3.00% | 1.30% | ||
| 8/15/19 | $2,560,000 | 4.00% | 1.62% | ||
| 8/15/20 | $2,565,000 | 4.00% | 1.90% | ||
| 8/15/21 | $2,665,000 | 3.00% | 2.13% | ||
| 8/15/22 | $2,745,000 | 2.125% | 2.30% | ||
| 8/15/23 | $2,775,000 | 2.25% | NRO | NRO | |
| 8/15/24 | $2,870,000 | 3.00% | 2.55% |
Other managers: Fidelity Capital Markets, Morgan Stanley & Co., Inc., Jefferies & Company, Inc..
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Robert W. Baird, TIC 2.0825%
PNC Capital Markets, TIC 2.1454%
Guggenheim Secs, TIC 2.1847%
Janney Montgomery, TIC 2.1861%
UBS Financial Svcs, TIC 2.1934%
TD Securities, TIC 2.3272%
Byram Township
Sep 18, 2012 . . . . . . $1,974,944
Notes Consisting of: $1,854,944 Bond Anticipation Notes and $120,000 Special Emergency Notes (bank qualified).
Dated Sep 27, 2012.
Due Sep 27, 2013.
Purchased $1,974,940.00 by Oppenheimer, at 1.25%, plus $6,301.00, effective rate 0.931%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.989%
PNC Capital Markets, Effective Rate 1.28%
Dover (Town)
Sep 18, 2012 . . . . . . $4,938,299
Bond Anticipation Notes consisting of: $3,861,529 General Improvement, Series 2012B; $806,020 Parking Utility, Series 2012C and $270,750 Water Utility, Series 2012D (bank qualified).
Dated Sep 27, 2012.
Due Sep 26, 2013.
Purchased $4,938,300.00 by Jefferies, at 1.5%, plus $25,827.30, effective rate 0.975%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0805%
Millstone Township
Sep 18, 2012 . . . . . . $2,982,362
Bond Anticipation Notes (bank qualified).
Dated Sep 25, 2012.
Due Sep 24, 2013.
Purchased $2,982,360.00 by Oppenheimer, at 1.25%, plus $2,089.00, effective rate 1.1798%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.2794%
Riverdale Borough
Sep 18, 2012 . . . . . . $2,650,000
Bond Anticipation Notes (bank qualified).
Dated Sep 28, 2012.
Due Sep 27, 2013.
Purchased $2,650,000.00 by TD Securities, at 1.4%, plus $3,710.00, effective rate 1.2596%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3166%
Tenafly Borough
Sep 18, 2012 . . . . . . $6,260,000
General Improvement Bonds (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Oct 1, 2013 to 2022.
Non-callable.
Winning bid: Piper Jaffray, at 100.9492, NIC 1.4232%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $375,000 | 1.00% | NRO | NRO | |
| 10/1/14 | $375,000 | 1.00% | NRO | NRO | |
| 10/1/15 | $375,000 | 1.00% | NRO | NRO | |
| 10/1/16 | $700,000 | 1.00% | NRO | NRO | |
| 10/1/17 | $700,000 | 1.00% | 0.85% | ||
| 10/1/18 | $735,000 | 1.00% | 1.05% | ||
| 10/1/19 | $750,000 | 1.375% | 1.30% | ||
| 10/1/20 | $750,000 | 2.00% | NRO | NRO | |
| 10/1/21 | $750,000 | 2.00% | NRO | NRO | |
| 10/1/22 | $750,000 | 2.00% | NRO | NRO |
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Roosevelt & Cross, NIC 1.5006%
Robert W. Baird, NIC 1.5289%
PNC Capital Markets, NIC 1.547%
Janney Montgomery, NIC 1.5606%
FTN Fin Cap Mkts, NIC 1.6119%
Morgan Stanley, NIC 1.7992%
NEW MEXICO
Grants/Cibola County School District No. 1
Sep 18, 2012 . . . . . . $1,900,000
General Obligation School Bonds, Series 2012A (bank qualified) (book entry).
Dated Oct 23, 2012.
Due Nov 15, 2013 to 2020.
Non-callable.
Winning bid: BOSC, at 101.7302, TIC 1.48%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/13 | $75,000 | 0.35% | 0.35% | NMCEP | |
| 11/15/14 | $100,000 | 1.50% | 0.45% | NMCEP | |
| 11/15/15 | $100,000 | 1.50% | 0.60% | NMCEP | |
| 11/15/16 | $75,000 | 1.50% | 0.75% | NMCEP | |
| 11/15/17 | $100,000 | 2.00% | 1.00% | NMCEP | |
| 11/15/18 | $150,000 | 2.00% | 1.25% | NMCEP | |
| 11/15/20 | $1,300,000 | 1.75% | 1.45% | NMCEP |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Robert W. Baird, TIC 1.549%
FTN Fin Cap Mkts, TIC 1.5694%
Stifel Nicolaus, TIC 1.6248%
Grants/Cibola County School District No. 1
Sep 18, 2012 . . . . . . $2,095,000
General Obligation Refunding Bonds, Series 2012B (bank qualified) (book entry).
Dated Oct 23, 2012.
Due Nov 15, 2013 to 2015.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 101.9682, TIC 0.5887%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/13 | $685,000 | 1.00% | NRO | NRO | |
| 11/15/14 | $700,000 | 1.50% | NRO | NRO | |
| 11/15/15 | $710,000 | 1.75% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
BOSC, TIC 0.6898%
Stifel Nicolaus, TIC 0.7037%
Robert W. Baird, TIC 0.7235%
NEW YORK
Ballston Spa Central School District
Sep 18, 2012 . . . . . . $14,445,000
Bond Anticipation Notes, 2012 Series B.
Dated Sep 27, 2012.
Due Sep 27, 2013.
Purchased $14,445,000.00 by TD Securities, at 1.0%, plus $95,048.10, effective rate 0.342%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan, Effective Rate 0.3673%
Jefferies, Effective Rate 0.384%
Oppenheimer, Effective Rate 0.6126%
Janney Montgomery, Effective Rate 0.624%
JPMorgan Chase, Effective Rate 0.64%
First Niagara Bank, Effective Rate 0.9%
FNB of Scotia, Effective Rate 1.1%
Clinton Central School District
Sep 18, 2012 . . . . . . $65,000
Revenue Anticipation Notes, 2012 (New Issue) (bank qualified).
Dated Oct 2, 2012.
Due Oct 2, 2013.
Purchased $65,000.00 by NBT Bank, at 1.75%, effective rate 1.75%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.9831%
Sage Rutty, Effective Rate 3.1%
Dobbs Ferry Village
Sep 18, 2012 . . . . . . $1,134,240
Bond Anticipation Notes for Various Purposes-2012 Series B (bank qualified).
Dated Sep 26, 2012.
Due Jun 3, 2013.
Purchased $1,134,240.00 by TD Securities, at 1.0%, plus $3,221.24, effective rate 0.5861%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.6298%
JPMorgan Chase, Effective Rate 0.72%
Webster Bank, Effective Rate 0.75%
Oppenheimer, Effective Rate 0.9872%
Evans-Brant (Lake Shore) Central School District
Sep 18, 2012 . . . . . . $3,654,486
Bond Anticipation Notes - 2012C (bank qualified).
Dated Sep 27, 2012.
Due Jun 28, 2013.
Purchased $3,654,490.00 by TD Securities, at 1.0%, plus $13,594.69, effective rate 0.5058%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.52%
PNC Capital Markets, Effective Rate 0.5746%
Janney Montgomery, Effective Rate 0.6878%
Jefferies, Effective Rate 0.7836%
Oppenheimer, Effective Rate 0.8102%
Evans-Brant (Lake Shore) Central School District
Sep 18, 2012 . . . . . . $5,685,000
School District Refunding (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Oct 10, 2012.
Due Dec 15, 2012 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 0.9889%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/12 | $1,445,000 | 1.00% | NRO | NRO | |
| 12/15/13 | $795,000 | 2.00% | NRO | NRO | |
| 12/15/14 | $820,000 | 3.00% | NRO | NRO | |
| 12/15/15 | $845,000 | 4.00% | NRO | NRO | |
| 12/15/16 | $875,000 | 3.00% | NRO | NRO | |
| 12/15/17 | $905,000 | 3.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
PNC Capital Markets, TIC 0.9961%
Raymond James | MK, TIC 1.0371%
Robert W. Baird, TIC 1.0699%
Ossining (Town)
Sep 18, 2012 . . . . . . $662,000
Bond Anticipation Notes, 2012 Series A (bank qualified).
Dated Sep 27, 2012.
Due Sep 27, 2013.
Purchased $662,000.00 by JPMorgan Chase, at 0.76%, effective rate 0.76%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.082%
Oppenheimer, Effective Rate 1.2295%
Ossining (Town)
Sep 18, 2012 . . . . . . $2,425,000
Public Improvement (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Sep 27, 2012.
Due Feb 1, 2013 to 2032.
Callable Feb 1, 2021 at par.
Winning bid: PNC Capital Markets, at n/a, TIC 2.478%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $135,000 | 2.00% | 0.40% | ||
| 2/1/14 | $140,000 | 2.00% | 0.50% | ||
| 2/1/15 | $145,000 | 2.00% | 0.60% | ||
| 2/1/16 | $145,000 | 2.00% | 0.75% | ||
| 2/1/17 | $145,000 | 2.00% | 1.00% | ||
| 2/1/18 | $135,000 | 2.00% | 1.25% | ||
| 2/1/19 | $135,000 | 2.00% | 1.55% | ||
| 2/1/20 | $135,000 | 2.00% | 1.80% | ||
| 2/1/21 | $110,000 | 2.50% | 2.05% | ||
| 2/1/22 | $110,000 | 2.50% | 2.15% | ||
| 2/1/23 | $110,000 | 2.50% | 2.30% | ||
| 2/1/24 | $110,000 | 2.50% | 2.40% | ||
| 2/1/25 | $110,000 | 2.75% | 2.50% | ||
| 2/1/26 | $110,000 | 2.75% | 2.60% | ||
| 2/1/27 | $110,000 | 2.75% | 2.65% | ||
| 2/1/28 | $115,000 | 2.875% | 2.70% | ||
| 2/1/29 | $115,000 | 2.875% | 2.75% | ||
| 2/1/30 | $115,000 | 3.00% | 2.85% | ||
| 2/1/31 | $115,000 | 3.00% | 2.90% | ||
| 2/1/32 | $80,000 | 3.00% | 2.95% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, TIC 2.5226%
Robert W. Baird, TIC 2.6611%
Raymond James | MK, TIC 2.7083%
Bernardi Securities, TIC 2.8466%
Roosevelt Union Free School District
Sep 18, 2012 . . . . . . $65,000,000
Bond Anticipation Notes for School Construction- 2012.
Dated Sep 25, 2012.
Due Aug 27, 2013.
Purchased $45,000,000.00 by Oppenheimer, at 2.125%, plus $180,695.70, effective rate 1.6896%.
Purchased $5,000,000.00 by JPMorgan Chase, at 1.49%, effective rate 1.49%.
Purchased $15,000,000.00 by TD Securities, at 2.0%, plus $88,050.00, effective rate 1.3635%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.6896%
Jefferies, Effective Rate 1.7236%
Roosevelt & Cross, Effective Rate 1.7549%
TD Securities, Effective Rate 1.7681%
TD Securities, Effective Rate 1.8667%
Jefferies, Effective Rate 1.9188%
TD Securities, Effective Rate 1.9654%
Victor Central School District
Sep 18, 2012 . . . . . . $14,802,603
Bond Anticipation Notes for Various Purposes-2012.
Dated Sep 28, 2012.
Due Sep 27, 2013.
Purchased $14,802,600.00 by Janney Montgomery, at 0.75%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.3224%
JPMorgan, Effective Rate 0.3342%
TD Securities, Effective Rate 0.3622%
JPMorgan Chase, Effective Rate 0.49%
Oppenheimer, Effective Rate 0.5244%
FTN Fin Cap Mkts, Effective Rate 0.6179%
Watertown Fire District
Sep 18, 2012 . . . . . . $1,700,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Sep 25, 2012.
Due Sep 24, 2013.
Purchased $1,700,000.00 by Oppenheimer, at 1.375%, plus $105.00, effective rate 1.3689%.
L.O.: Hrabchak, Gebo & Langone, P.C., Watertown, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.4876%
NORTH CAROLINA
Fuquay-Varina (Town)
Sep 18, 2012 . . . . . . $3,500,000
General Obligation Street Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 9, 2012.
Due Apr 1, 2014 to 2032.
Callable Apr 1, 2022 at par.
Winning bid: Vining-Sparks IBG, at 101.1759, TIC 2.0849%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/15 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/16 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/17 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/18 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/19 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/20 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/21 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/22 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/23 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/24 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/25 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/26 | $175,000 | 2.00% | NRO | NRO | |
| 4/1/27 | $175,000 | 2.10% | NRO | NRO | |
| 4/1/28 | $175,000 | 2.20% | NRO | NRO | |
| 4/1/29 | $175,000 | 2.30% | NRO | NRO | |
| 4/1/30 | $175,000 | 2.40% | NRO | NRO | |
| 4/1/31 | $275,000 | 2.50% | NRO | NRO | |
| 4/1/32 | $250,000 | 2.60% | NRO | NRO |
L.O.: Sanford Holshouser LLP, Carrboro, NC.
F.A.: Local Government Commission, Raleigh, NC.
Other bidders were:
Stifel Nicolaus, TIC 2.1207%
PNC Capital Markets, TIC 2.2619%
Janney Montgomery, TIC 2.2649%
Raymond James | MK, TIC 2.2737%
Robert W. Baird, TIC 2.3283%
OHIO
Hudson (City)
Sep 18, 2012 . . . . . . $4,735,000
General Obligation (Limited Tax) Capital Facilities Bonds, Series 2012 (bank qualified) (book entry).
Dated Sep 27, 2012.
Due Dec 1, 2013 to 2032.
Callable Dec 1, 2015 at par.
Winning bid: FTN Fin Cap Mkts, at 100.0278, TIC 2.1379%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $195,000 | 1.50% | NRO | NRO | |
| 12/1/14 | $210,000 | 1.75% | NRO | NRO | |
| 12/1/15 | $210,000 | 1.75% | NRO | NRO | |
| 12/1/16 | $210,000 | 1.50% | NRO | NRO | |
| 12/1/18 | $430,000 | 1.50% | NRO | NRO | |
| 12/1/20 | $435,000 | 1.75% | NRO | NRO | |
| 12/1/22 | $455,000 | 1.75% | NRO | NRO | |
| 12/1/24 | $475,000 | 2.00% | NRO | NRO | |
| 12/1/26 | $495,000 | 2.00% | NRO | NRO | |
| 12/1/28 | $515,000 | 2.25% | NRO | NRO | |
| 12/1/30 | $540,000 | 2.50% | NRO | NRO | |
| 12/1/31 | $280,000 | 2.50% | NRO | NRO | |
| 12/1/32 | $285,000 | 2.50% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Fifth Third Secs, TIC 2.1974%
UBS Financial Svcs, TIC 2.2357%
Raymond James | MK, TIC 2.2379%
Janney Montgomery, TIC 2.2871%
Huntington Invest, TIC 2.4612%
OKLAHOMA
Broken Arrow (City)
Sep 18, 2012 . . . . . . $12,000,000
General Obligation Bonds, Series 2012 (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2032.
Callable Nov 1, 2022 at par.
Winning bid: BOSC, at n/a, TIC 2.1565%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $630,000 | 4.00% | 0.50% | ||
| 11/1/15 | $630,000 | 3.75% | 0.65% | ||
| 11/1/16 | $630,000 | 3.50% | 0.75% | ||
| 11/1/17 | $630,000 | 2.00% | 0.85% | ||
| 11/1/18 | $630,000 | 1.00% | 1.00% | ||
| 11/1/19 | $630,000 | 1.25% | 1.25% | ||
| 11/1/20 | $630,000 | 1.45% | 1.45% | ||
| 11/1/21 | $630,000 | 1.65% | 1.65% | ||
| 11/1/22 | $630,000 | 1.80% | 1.80% | ||
| 11/1/23 | $630,000 | 1.90% | 1.90% | ||
| 11/1/24 | $630,000 | 2.00% | 2.00% | ||
| 11/1/25 | $630,000 | 2.10% | 2.10% | ||
| 11/1/26 | $630,000 | 2.15% | 2.15% | ||
| 11/1/27 | $630,000 | 2.20% | 2.20% | ||
| 11/1/28 | $630,000 | 2.25% | 2.25% | ||
| 11/1/29 | $630,000 | 2.30% | 2.30% | ||
| 11/1/30 | $630,000 | 2.40% | 2.40% | ||
| 11/1/31 | $630,000 | 2.45% | 2.45% | ||
| 11/1/32 | $660,000 | 2.50% | 2.50% |
L.O.: Kiser Law Firm, Edmond, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
Hutchinson Shockey, TIC 2.6713%
OREGON
Sherwood (City)
Sep 18, 2012 . . . . . . $5,245,000
Full Faith & Credit Refunding Obligations, Series 2012 (bank qualified) (book entry).
Dated Oct 9, 2012.
Due Dec 1, 2012 to 2023.
Callable Dec 1, 2022 at par.
Winning bid: Robert W. Baird, at 106.4335, TIC 1.6677%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $380,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $415,000 | 3.00% | NRO | NRO | |
| 12/1/14 | $425,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $440,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $455,000 | 3.00% | NRO | NRO | |
| 12/1/17 | $470,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $485,000 | 3.00% | NRO | NRO | |
| 12/1/19 | $495,000 | 3.00% | NRO | NRO | |
| 12/1/20 | $515,000 | 3.00% | NRO | NRO | |
| 12/1/21 | $405,000 | 3.00% | NRO | NRO | |
| 12/1/22 | $375,000 | 3.00% | NRO | NRO | |
| 12/1/23 | $385,000 | 2.125% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, Crews & Associates, Inc., Wedbush Securities Inc, Cronin & Co., Inc., Isaak Bond Investments, Inc., Northland Securities, Inc., Ross, Sinclaire & Associates LLC, D.A. Davidson & Co., Incapital LLC.
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Western Financial Group, LLC, Lake Oswego, OR.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.7434%
Piper Jaffray, TIC 1.749%
Raymond James | MK, TIC 1.9177%
Citigroup, TIC 1.9218%
TEXAS
Harris County Municipal Utility District No. 410
Sep 18, 2012 . . . . . . $2,000,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Sep 1, 2014 to 2040.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.5000, NIC 3.9595%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $25,000 | 1.50% | NRO | NRO | |
| 9/1/15 | $25,000 | 1.50% | NRO | NRO | |
| 9/1/16 | $25,000 | 1.75% | NRO | NRO | |
| 9/1/17 | $25,000 | 1.90% | NRO | NRO | |
| 9/1/18 | $25,000 | 2.00% | NRO | NRO | |
| 9/1/19 | $25,000 | 2.20% | NRO | NRO | |
| 9/1/20 | $25,000 | 2.50% | NRO | NRO | |
| 9/1/21 | $25,000 | 2.65% | NRO | NRO | |
| 9/1/22 | $25,000 | 2.85% | NRO | NRO | |
| 9/1/23 | $25,000 | 3.00% | NRO | NRO | |
| 9/1/24 | $25,000 | 3.15% | NRO | NRO | |
| 9/1/26 | $50,000 | 3.25% | NRO | NRO | |
| 9/1/28 | $100,000 | 3.35% | NRO | NRO | |
| 9/1/31 | $150,000 | 3.55% | NRO | NRO | |
| 9/1/35 | $200,000 | 3.70% | NRO | NRO | |
| 9/1/40 | $1,225,000 | 4.00% | NRO | NRO |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 3.9835%
FirstSouthwest, NIC 3.9844%
West Harris County Municipal Utility District No. 11
Sep 18, 2012 . . . . . . $3,910,000
Unlimited Tax Park Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Mar 1, 2014 to 2036.
Callable Mar 1, 2020 at par.
Winning bid: FTN Fin Cap Mkts, at 97.8672, NIC 2.9779%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $105,000 | 2.00% | NRO | NRO | |
| 3/1/15 | $105,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $110,000 | 2.00% | NRO | NRO | |
| 3/1/17 | $115,000 | 2.00% | NRO | NRO | |
| 3/1/18 | $120,000 | 2.00% | NRO | NRO | |
| 3/1/19 | $125,000 | 2.00% | NRO | NRO | |
| 3/1/20 | $130,000 | 2.00% | NRO | NRO | |
| 3/1/22 | $285,000 | 2.25% | NRO | NRO | |
| 3/1/24 | $305,000 | 2.50% | NRO | NRO | |
| 3/1/26 | $335,000 | 2.50% | NRO | NRO | |
| 3/1/28 | $365,000 | 2.75% | NRO | NRO | |
| 3/1/30 | $400,000 | 2.75% | NRO | NRO | |
| 3/1/32 | $430,000 | 3.00% | NRO | NRO | |
| 3/1/34 | $470,000 | 3.00% | NRO | NRO | |
| 3/1/36 | $510,000 | 3.25% | NRO | NRO |
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Sterne Agee, NIC 3.1337%
SAMCO Cap Mkts, NIC 3.1831%
FirstSouthwest, NIC 3.1896%
VIRGINIA
Culpeper County
Sep 18, 2012 . . . . . . $23,520,000
General Obligation School and Refunding Bonds, Series 2012 (book entry).
Dated Oct 18, 2012.
Due Jan 15, 2013 to 2032.
Callable Jan 15, 2021 at par.
Winning bid: Piper Jaffray, at 108.0897, TIC 2.4208%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $1,430,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $1,395,000 | 3.00% | 0.30% | ||
| 1/15/15 | $1,420,000 | 4.00% | 0.40% | ||
| 1/15/16 | $1,440,000 | 4.00% | 0.55% | ||
| 1/15/17 | $1,460,000 | 4.00% | 0.75% | ||
| 1/15/18 | $1,485,000 | 4.00% | 1.03% | ||
| 1/15/19 | $1,500,000 | 4.00% | 1.32% | ||
| 1/15/20 | $1,525,000 | 4.00% | 1.57% | ||
| 1/15/21 | $1,550,000 | 4.00% | 1.82% | ||
| 1/15/22 | $940,000 | 3.00% | NRO | NRO | |
| 1/15/23 | $940,000 | 3.00% | NRO | NRO | |
| 1/15/24 | $940,000 | 3.00% | NRO | NRO | |
| 1/15/25 | $940,000 | 3.00% | NRO | NRO | |
| 1/15/26 | $940,000 | 3.00% | NRO | NRO | |
| 1/15/27 | $940,000 | 3.50% | NRO | NRO | |
| 1/15/28 | $935,000 | 3.50% | NRO | NRO | |
| 1/15/29 | $935,000 | 3.50% | NRO | NRO | |
| 1/15/30 | $935,000 | 3.50% | NRO | NRO | |
| 1/15/31 | $935,000 | 3.50% | NRO | NRO | |
| 1/15/32 | $935,000 | 3.50% | NRO | NRO |
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
BA Merrill Lynch, TIC 2.4589%
Robert W. Baird, TIC 2.4591%
Citigroup, TIC 2.4785%
JPMorgan, TIC 2.5398%
Janney Montgomery, TIC 2.5599%
Jefferies, TIC 2.5802%
Wells Fargo Secs, TIC 2.6662%
US Bancorp Invest, TIC 2.7689%
WASHINGTON
Everett (City)
Sep 18, 2012 . . . . . . $13,935,000
Limited Tax General Obligation Refunding Bonds, 2012 (book entry).
Dated Oct 4, 2012.
Due Dec 1, 2012 to 2026.
Callable Dec 1, 2022 at par.
Winning bid: Robert W. Baird, at 106.6676, TIC 2.1287%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $245,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $655,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $640,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $785,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $525,000 | 3.00% | NRO | NRO | |
| 12/1/17 | $515,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $610,000 | 3.00% | NRO | NRO | |
| 12/1/19 | $800,000 | 3.00% | NRO | NRO | |
| 12/1/20 | $1,985,000 | 3.00% | NRO | NRO | |
| 12/1/21 | $2,445,000 | 4.00% | NRO | NRO | |
| 12/1/22 | $1,920,000 | 3.00% | NRO | NRO | |
| 12/1/23 | $1,375,000 | 2.50% | NRO | NRO | |
| 12/1/24 | $835,000 | 2.50% | NRO | NRO | |
| 12/1/25 | $310,000 | 2.60% | NRO | NRO | |
| 12/1/26 | $290,000 | 2.70% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Edward D. Jones & Co., SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Eastern Bank Capital Markets, Wedbush Securities Inc, Isaak Bond Investments, Inc., D.A. Davidson & Co., Bernardi Securities, Inc..
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: Piper Jaffray & Company, Seattle, WA; and Piper Jaffray & Company, St Louis, MO.
Other bidders were:
FirstSouthwest, TIC 2.1673%
Raymond James | MK, TIC 2.1683%
BMO Cap Mkts GKST, TIC 2.1886%
Citigroup, TIC 2.2248%
WISCONSIN
Madison (City)
Sep 18, 2012 . . . . . . $15,210,000
General Obligation Corporate Purpose Bonds, Series 2012-C (book entry).
Dated Oct 1, 2012.
Due Oct 1, 2013 to 2032.
Callable Oct 1, 2022 at par.
Winning bid: Piper Jaffray, at 105.5289, TIC 2.5273%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $765,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $765,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $760,000 | 1.50% | 0.45% | ||
| 10/1/16 | $760,000 | 3.00% | 0.60% | ||
| 10/1/17 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/18 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/19 | $760,000 | 4.00% | 1.43% | ||
| 10/1/20 | $760,000 | 4.00% | 1.66% | ||
| 10/1/21 | $760,000 | 4.00% | 1.90% | ||
| 10/1/22 | $760,000 | 4.00% | 2.03% | ||
| 10/1/23 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/24 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/25 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/26 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/27 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/28 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/29 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/30 | $760,000 | 3.00% | NRO | NRO | |
| 10/1/31 | $760,000 | 3.125% | NRO | NRO | |
| 10/1/32 | $760,000 | 3.125% | NRO | NRO |
L.O.: Kutak Rock, Chicago, IL.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Janney Montgomery, TIC 2.6415%
UBS Financial Svcs, TIC 2.6443%
Robert W. Baird, TIC 2.6745%
BA Merrill Lynch, TIC 2.75%
Hutchinson Shockey, TIC 2.8737%
Madison (City)
Sep 18, 2012 . . . . . . $39,655,000
General Obligation Promissory Notes, Series 2012-A (book entry).
Dated Oct 1, 2012.
Due Oct 1, 2013 to 2022.
Callable Oct 1, 2020 at par.
Winning bid: Piper Jaffray, at 110.9540, TIC 1.5165%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $3,970,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $3,965,000 | 4.00% | NRO | NRO | |
| 10/1/15 | $3,965,000 | 4.00% | 0.45% | ||
| 10/1/16 | $3,965,000 | 4.00% | NRO | NRO | |
| 10/1/17 | $3,965,000 | 4.00% | NRO | NRO | |
| 10/1/18 | $3,965,000 | 4.00% | 1.13% | ||
| 10/1/19 | $3,965,000 | 4.00% | 1.43% | ||
| 10/1/20 | $3,965,000 | 4.00% | 1.66% | ||
| 10/1/21 | $3,965,000 | 3.00% | NRO | NRO | |
| 10/1/22 | $3,965,000 | 3.00% | NRO | NRO |
L.O.: Kutak Rock, Chicago, IL.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Wells Fargo Secs, TIC 1.5173%
BA Merrill Lynch, TIC 1.5515%
Barclays Capital, TIC 1.5521%
Janney Montgomery, TIC 1.5839%
UBS Financial Svcs, TIC 1.5849%
Robert W. Baird, TIC 1.586%
FTN Fin Cap Mkts, TIC 1.5893%
Jefferies, TIC 1.6592%
Guggenheim Secs, TIC 1.6601%
Hutchinson Shockey, TIC 1.6673%
US Bancorp Invest, TIC 1.6998%
Mesirow Financial, TIC 1.7021%
Oconomowoc Area School District
Sep 18, 2012 . . . . . . $3,900,000
Tax and Revenue Anticipation Notes (bank qualified) (book entry).
Dated Oct 10, 2012.
Due Aug 30, 2013.
Purchased $3,900,000.00 by Oppenheimer, at 1.0%, plus $12,909.00, effective rate 0.6248%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
BOSC, Effective Rate 0.6349%
Robert W. Baird, Effective Rate 0.8084%
Oconomowoc Area School District
Sep 18, 2012 . . . . . . $5,600,000
Tax and Revenue Anticipation Notes (book entry).
Dated Oct 10, 2012.
Due Jan 30, 2013.
Purchased $5,600,000.00 by BOSC, at 1.0%, plus $8,847.99, effective rate 0.4824%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, Effective Rate 0.6135%
Oppenheimer, Effective Rate 0.8135%
TAXABLE ISSUES
MASSACHUSETTS
Lancaster (Town)
Sep 18, 2012 . . . . . . $1,484,000
General Obligation Qualified Energy Conservation Bonds (Federally Taxable-Direct Payment) (book entry).
Dated Sep 28, 2012.
Due Sep 15, 2013 to 2032.
Callable Sep 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.0000, TIC 3.7646%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $74,000 | 0.75% | NRO | NRO | |
| 9/15/14 | $75,000 | 1.00% | NRO | NRO | |
| 9/15/15 | $75,000 | 1.50% | NRO | NRO | |
| 9/15/16 | $75,000 | 1.875% | NRO | NRO | |
| 9/15/17 | $75,000 | 2.20% | NRO | NRO | |
| 9/15/18 | $75,000 | 2.60% | NRO | NRO | |
| 9/15/19 | $75,000 | 2.85% | NRO | NRO | |
| 9/15/20 | $75,000 | 3.20% | NRO | NRO | |
| 9/15/21 | $75,000 | 3.50% | NRO | NRO | |
| 9/15/22 | $75,000 | 3.75% | NRO | NRO | |
| 9/15/23 | $75,000 | 3.75% | NRO | NRO | |
| 9/15/25 | $150,000 | 4.10% | NRO | NRO | |
| 9/15/27 | $150,000 | 4.125% | NRO | NRO | |
| 9/15/29 | $150,000 | 4.25% | NRO | NRO | |
| 9/15/32 | $210,000 | 4.25% | NRO | NRO |
Other managers: CL King & Associates.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Milton (Town)
Sep 18, 2012 . . . . . . $250,000
Bond Anticipation Notes (book entry).
Dated Oct 2, 2012.
Due Oct 2, 2013.
Purchased $250,000.00 by Century Bk, at 0.7%, effective rate 0.7%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.9%
Eastern Bk Cap Mkts, Effective Rate 1.25%
NEW JERSEY
Brick Township
Sep 18, 2012 . . . . . . $676,622
$196,622 Bond Anticipation Notes, Series 2012E Federally Taxable) and $480,000 Special Emergency Notes, Series 2012F (Federally Taxable) (book entry).
Dated Sep 28, 2012.
Due Sep 27, 2013.
Purchased $676,622.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Oppenheimer, Effective Rate 1.59%
WISCONSIN
Madison (City)
Sep 18, 2012 . . . . . . $12,240,000
Taxable General Obligation Promissory Notes, Series 2012-B (book entry).
Dated Oct 1, 2012.
Due Oct 1, 2013 to 2022.
Callable Oct 1, 2020 at par.
Winning bid: Raymond James | MK, at 101.5994, TIC 1.6445%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $1,225,000 | 0.40% | NRO | NRO | |
| 10/1/14 | $1,225,000 | 1.00% | NRO | NRO | |
| 10/1/15 | $1,225,000 | 2.00% | 0.70% | ||
| 10/1/16 | $1,225,000 | 2.00% | 0.85% | ||
| 10/1/17 | $1,225,000 | 2.00% | 1.09% | ||
| 10/1/18 | $1,225,000 | 2.00% | 1.34% | ||
| 10/1/19 | $1,225,000 | 2.00% | 1.67% | ||
| 10/1/20 | $1,225,000 | 2.00% | 1.82% | ||
| 10/1/21 | $1,220,000 | 2.00% | 1.97% | ||
| 10/1/22 | $1,220,000 | 2.125% | 2.24% |
L.O.: Kutak Rock, Chicago, IL.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.7113%
BOSC, TIC 1.7229%
Robert W. Baird, TIC 1.7257%
Piper Jaffray, TIC 1.7864%
Stifel Nicolaus, TIC 1.877%
Wells Fargo Secs, TIC 1.8983%
Janney Montgomery, TIC 2.0507%
Mesirow Financial, TIC 2.144%
