ARKANSAS
Southside School District No. 3 of Independence County
Sep 6, 2012 . . . . . . $3,275,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2012.
Due Nov 1, 2016 to 2033.
Callable Nov 1, 2014 at par.
Winning bid: Raymond James | MK, at n/a, TIC 2.4041%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/16 | $100,000 | 1.00% | NRO | NRO | |
11/1/17 | $135,000 | 1.125% | NRO | NRO | |
11/1/18 | $155,000 | 1.25% | NRO | NRO | |
11/1/19 | $155,000 | 1.50% | NRO | NRO | |
11/1/20 | $160,000 | 1.70% | NRO | NRO | |
11/1/21 | $165,000 | 1.75% | NRO | NRO | |
11/1/23 | $335,000 | 2.00% | NRO | NRO | |
11/1/25 | $345,000 | 2.125% | NRO | NRO | |
11/1/27 | $360,000 | 2.25% | NRO | NRO | |
11/1/29 | $380,000 | 2.375% | NRO | NRO | |
11/1/31 | $405,000 | 2.625% | NRO | NRO | |
11/1/33 | $580,000 | 2.65% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.4043%
Vining-Sparks IBG, TIC 2.448%
Crews & Associates, TIC 2.491%
FTN Fin Cap Mkts, TIC 2.6111%
CONNECTICUT
Berlin (Town)
Sep 6, 2012 . . . . . . $9,703,000
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 20, 2012.
Due May 23, 2013.
Purchased $9,703,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $67,656.59, effective rate 0.217%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
TD Securities, Effective Rate 0.2296%
FirstSouthwest, Effective Rate 0.3248%
Jefferies, Effective Rate 0.7844%
FLORIDA
Orange County
Sep 6, 2012 . . . . . . $96,195,000
Sales Tax Revenue Refunding Bonds, Series 2012C (book entry).
Dated Oct 3, 2012.
Due Jan 1, 2014 to 2024.
Non-callable.
Winning bid: Raymond James | MK, at 120.7569, TIC 1.9658%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/14 | $2,245,000 | 2.00% | NRO | NRO | |
1/1/15 | $3,280,000 | 3.00% | NRO | NRO | |
1/1/16 | $3,285,000 | 3.00% | NRO | NRO | |
1/1/17 | $2,130,000 | 4.00% | NRO | NRO | |
1/1/18 | $7,260,000 | 4.00% | NRO | NRO | |
1/1/19 | $11,755,000 | 5.00% | NRO | NRO | |
1/1/20 | $12,340,000 | 5.00% | NRO | NRO | |
1/1/21 | $12,960,000 | 5.00% | NRO | NRO | |
1/1/22 | $13,605,000 | 5.00% | NRO | NRO | |
1/1/23 | $14,285,000 | 5.00% | NRO | NRO | |
1/1/24 | $13,050,000 | 5.00% | NRO | NRO |
Other managers: Morgan Stanley & Co., Inc., Jefferies & Company, Inc., BMO Capital Markets GKST, Inc.
L.O.: Nabors, Giblin & Nickerson, Tampa, FL; and Ruye H. Hawkins, Orlando, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Wells Fargo Secs, TIC 1.9668%
US Bancorp Invest, TIC 1.9742%
BA Merrill Lynch, TIC 1.9772%
Barclays Capital, TIC 1.991%
Citigroup, TIC 1.9959%
FTN Fin Cap Mkts, TIC 2.0015%
INDIANA
Monroe County Community School Corporation
Sep 6, 2012 . . . . . . $2,000,000
General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Sep 20, 2012.
Due Jul 15, 2013 to Jan 15, 2018.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.2274%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/13 | $175,000 | 1.00% | 0.50% | ||
1/15/14 | $195,000 | 1.00% | 0.60% | ||
7/15/14 | $195,000 | 1.00% | 0.70% | ||
1/15/15 | $200,000 | 1.00% | 0.80% | ||
7/15/15 | $200,000 | 1.00% | 0.90% | ||
1/15/16 | $205,000 | 1.00% | 1.00% | ||
7/15/16 | $205,000 | 1.00% | 1.05% | ||
1/15/17 | $205,000 | 1.20% | 1.20% | ||
7/15/17 | $210,000 | 1.25% | 1.25% | ||
1/15/18 | $210,000 | 1.35% | 1.35% |
L.O.: Bose McKinney & Evans LLP, Indianapolis, IN.
F.A.: Therber & Brock, Indianapolis, IN.
Other bidders were:
Old National Bk, NIC 1.25%
JPMorgan Chase, NIC 1.3%
Ross Sinclaire, NIC 1.3113%
J.J.B. Hilliard, NIC 1.3902%
Perry County Redevelopment Authority
Sep 6, 2012 . . . . . . $12,000,000
Economic Development Income Tax Lease Rental Bonds of 2012 (book entry).
Dated Sep 20, 2012.
Due Aug 1, 2014 to Feb 1, 2032.
Callable Aug 1, 2022 at par.
Winning bid: City Securities, at n/a, TIC 3.0627%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $250,000 | 1.50% | 0.50% | ||
2/1/15 | $255,000 | 1.50% | 0.60% | ||
8/1/15 | $255,000 | 1.50% | 0.70% | ||
2/1/16 | $260,000 | 1.50% | 0.80% | ||
8/1/16 | $260,000 | 1.50% | 0.90% | ||
2/1/17 | $265,000 | 2.00% | 1.00% | ||
8/1/17 | $265,000 | 2.00% | 1.10% | ||
8/1/18 | $545,000 | 2.00% | 1.40% | ||
2/1/19 | $280,000 | 2.00% | 1.75% | ||
8/1/19 | $280,000 | 2.00% | 1.85% | ||
2/1/20 | $285,000 | 2.50% | 2.10% | ||
8/1/20 | $290,000 | 2.50% | 2.30% | ||
2/1/21 | $295,000 | 2.50% | 2.50% | ||
8/1/21 | $300,000 | 2.60% | 2.60% | ||
8/1/22 | $615,000 | 2.70% | 2.70% | ||
8/1/23 | $640,000 | 2.80% | 2.80% | ||
8/1/24 | $665,000 | 2.90% | 2.90% | ||
8/1/25 | $695,000 | 3.00% | 3.00% | ||
8/1/26 | $720,000 | 3.10% | 3.10% | ||
8/1/28 | $1,535,000 | 3.15% | 3.15% | ||
8/1/30 | $1,680,000 | 3.25% | 3.25% | ||
2/1/32 | $1,365,000 | 3.35% | 3.35% |
In association with: Bernardi Securities, Inc., Crews & Associates, Inc., Isaak Bond Investments, Inc., Edward D. Jones & Co.
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
BMO Cap Mkts GKST, TIC 3.2602%
J.J.B. Hilliard, TIC 3.279%
Hutchinson Shockey, TIC 3.3757%
Stifel Nicolaus, TIC 3.5378%
Robert W. Baird, TIC 3.6522%
Guggenheim Secs, TIC 3.8271%
Shenandoah School Building Corporation
Sep 5, 2012 . . . . . . $2,000,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2012D (bank qualified) (book entry).
Dated Sep 19, 2012.
Due Jul 10, 2016 to Jan 10, 2029.
Callable Jul 10, 2020 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 2.164%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/10/16 | $70,000 | 1.25% | 1.00% | SIP | |
7/10/17 | $140,000 | 1.25% | 1.15% | SIP | |
7/10/18 | $140,000 | 1.25% | 1.25% | SIP | |
7/10/19 | $140,000 | 1.35% | 1.35% | SIP | |
7/10/20 | $140,000 | 1.75% | 1.45% | SIP | |
7/10/21 | $150,000 | 2.00% | 1.60% | SIP | |
7/10/22 | $150,000 | 2.00% | 1.80% | SIP | |
7/10/23 | $150,000 | 2.00% | 2.00% | SIP | |
7/10/24 | $160,000 | 2.25% | 2.10% | SIP | |
7/10/25 | $160,000 | 2.25% | 2.20% | SIP | |
7/10/26 | $170,000 | 2.25% | 2.30% | SIP | |
7/10/27 | $170,000 | 2.30% | 2.40% | SIP | |
1/10/29 | $260,000 | 2.50% | 2.55% | SIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 2.347%
Ross Sinclaire, NIC 2.414%
First Financial Bk, NIC 3.534%
IOWA
Mount Vernon (City)
Sep 5, 2012 . . . . . . $570,000
General Obligation Refunding Capital Loan Notes, Series 2012 (bank qualified) (book entry).
Dated Oct 10, 2012.
Due Jun 1, 2013 to 2016.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.7237%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $140,000 | 0.35% | NRO | NRO | |
6/1/14 | $140,000 | 0.40% | NRO | NRO | |
6/1/15 | $145,000 | 0.50% | NRO | NRO | |
6/1/16 | $145,000 | 0.60% | NRO | NRO |
In association with: Hills Bank and Trust Company.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Waterloo, IA; and Speer Financial, Inc., Chicago, IL.
Other bidders were:
Hutchinson Shockey, NIC 0.7513%
Bankers' Bank, NIC 0.855%
Mount Vernon Bank &, NIC 0.8767%
Oppenheimer, NIC 3.2477%
KENTUCKY
Harlan County School District Finance Corporation
Sep 6, 2012 . . . . . . $1,955,000
School Building Refunding Revenue Bonds, Second Series of 2012 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2012.
Due Dec 1, 2012 to 2024.
Non-callable.
Winning bid: Raymond James | MK, at 100.7086, NIC 1.7779%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $40,000 | 1.00% | NRO | NRO | |
12/1/13 | $35,000 | 1.00% | NRO | NRO | |
12/1/14 | $125,000 | 1.00% | NRO | NRO | |
12/1/15 | $170,000 | 1.00% | NRO | NRO | |
12/1/16 | $175,000 | 1.00% | NRO | NRO | |
12/1/17 | $175,000 | 1.25% | NRO | NRO | |
12/1/18 | $110,000 | 2.00% | NRO | NRO | |
12/1/19 | $180,000 | 2.00% | NRO | NRO | |
12/1/20 | $190,000 | 2.00% | NRO | NRO | |
12/1/21 | $210,000 | 2.00% | NRO | NRO | |
12/1/22 | $210,000 | 2.00% | NRO | NRO | |
12/1/24 | $335,000 | 2.125% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 1.8055%
Stifel Nicolaus, NIC 1.8259%
Oldham County School District Finance Corporation
Sep 6, 2012 . . . . . . $6,540,000
School Building Revenue Bonds, Series of 2012 (book entry).
Dated Sep 1, 2012.
Due Sep 1, 2013 to 2032.
Callable Sep 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.2611, NIC 3.4343%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $10,000 | 2.00% | 0.70% | ||
9/1/14 | $10,000 | 2.00% | 0.80% | ||
9/1/15 | $10,000 | 2.00% | 0.90% | ||
9/1/16 | $15,000 | 3.00% | 1.00% | ||
9/1/17 | $15,000 | 3.00% | 1.25% | ||
9/1/18 | $15,000 | 3.00% | 1.50% | ||
9/1/19 | $20,000 | 3.00% | 1.80% | ||
9/1/20 | $20,000 | 3.00% | 2.05% | ||
9/1/21 | $20,000 | 3.00% | 2.25% | ||
9/1/22 | $25,000 | 3.00% | 2.40% | ||
9/1/27 | $140,000 | 3.00% | 3.05% | ||
9/1/28 | $1,135,000 | 3.00% | 3.15% | ||
9/1/29 | $1,180,000 | 3.125% | 3.20% | ||
9/1/30 | $1,230,000 | 3.125% | 3.25% | ||
9/1/31 | $1,325,000 | 3.25% | 3.30% | ||
9/1/32 | $1,370,000 | 4.00% | 2.90% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, Edward D. Jones & Co., SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Isaak Bond Investments, Inc., PNC Capital Markets, Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Stifel, Nicolaus & Co., Inc., Incapital LLC, Sterne, Agee & Leach, Inc, FirstSouthwest, William Blair & Company, LLC, First Kentucky Securities Corp..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Hutchinson Shockey, NIC 3.488%
MASSACHUSETTS
Bourne (Town)
Sep 6, 2012 . . . . . . $1,421,500
Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 19, 2012.
Due Dec 18, 2012.
Purchased $1,421,500.00 by Eastern Bk Cap Mkts, at 0.5%, effective rate 0.5%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.55%
Century Bk, Effective Rate 0.6%
Duxbury (Town)
Sep 6, 2012 . . . . . . $83,447,000
General Obligation Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Sep 14, 2012.
Due Sep 1, 2013 to 2037.
Callable Sep 1, 2022 at par.
Winning bid: Citigroup, at 108.6484, TIC 2.6158%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $2,972,000 | 3.00% | S.B. | S.B. | |
9/1/14 | $4,020,000 | 3.00% | S.B. | S.B. | |
9/1/15 | $3,585,000 | 3.00% | 0.37% | ||
9/1/16 | $3,585,000 | 3.00% | 0.47% | ||
9/1/17 | $3,585,000 | 4.00% | 0.69% | ||
9/1/18 | $3,580,000 | 4.00% | 0.95% | ||
9/1/19 | $3,580,000 | 4.00% | 1.20% | ||
9/1/20 | $3,580,000 | 4.00% | 1.45% | ||
9/1/21 | $3,580,000 | 4.00% | 1.65% | ||
9/1/22 | $3,580,000 | 4.00% | 1.80% | ||
9/1/23 | $3,570,000 | 3.00% | 2.00% | ||
9/1/24 | $3,570,000 | 4.00% | 2.19% | ||
9/1/25 | $3,570,000 | 3.00% | 2.52% | ||
9/1/26 | $3,570,000 | 3.00% | 2.60% | ||
9/1/27 | $3,570,000 | 4.00% | 2.42% | ||
9/1/28 | $3,150,000 | 4.00% | 2.48% | ||
9/1/29 | $3,150,000 | 4.00% | 2.54% | ||
9/1/30 | $3,150,000 | 4.00% | 2.60% | ||
9/1/31 | $3,150,000 | 4.00% | 2.66% | ||
9/1/32 | $3,150,000 | 3.00% | 2.95% | ||
9/1/33 | $2,840,000 | 3.00% | 3.00% | ||
9/1/34 | $2,840,000 | 3.00% | 3.08% | ||
9/1/35 | $2,840,000 | 3.00% | 3.20% | ||
9/1/36 | $2,840,000 | 3.00% | 3.27% | ||
9/1/37 | $2,840,000 | 3.00% | 3.33% |
Other managers: M.R. Beal & Co., Roosevelt & Cross, Inc., UBS Financial Services, Inc., Southwest Securities, Inc., Loop Capital Markets, LLC.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Piper Jaffray, TIC 2.6167%
JPMorgan, TIC 2.6246%
William Blair, TIC 2.657%
BA Merrill Lynch, TIC 2.6839%
Morgan Stanley, TIC 2.7004%
TD Securities, TIC 2.7022%
Barclays Capital, TIC 2.7456%
Hutchinson Shockey, TIC 2.7822%
Gloucester (City)
Sep 6, 2012 . . . . . . $17,055,594
General Obligation Bond Anticipation Notes (renewals).
Dated Sep 14, 2012.
Due Feb 8, 2013.
Purchased $17,055,590.00 by Eastern Bk Cap Mkts, at 0.6%, plus $27,493.62, effective rate 0.197%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.2375%
TD Securities, Effective Rate 0.24%
Century Bk, Effective Rate 0.4%
Oppenheimer, Effective Rate 0.9275%
Lowell (City)
Sep 6, 2012 . . . . . . $15,350,000
General Obligation State Qualified Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Sep 13, 2012.
Due Sep 1, 2013 to 2032.
Callable Sep 1, 2022 at par.
Winning bid: Guggenheim Secs, at 111.5835, TIC 2.3267%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $595,000 | 2.50% | NRO | NRO | |
9/1/14 | $1,165,000 | 3.00% | NRO | NRO | |
9/1/15 | $1,160,000 | 3.00% | NRO | NRO | |
9/1/16 | $1,150,000 | 3.00% | NRO | NRO | |
9/1/17 | $1,145,000 | 4.00% | NRO | NRO | |
9/1/18 | $1,100,000 | 4.00% | NRO | NRO | |
9/1/19 | $1,090,000 | 5.00% | NRO | NRO | |
9/1/20 | $1,080,000 | 5.00% | NRO | NRO | |
9/1/21 | $1,075,000 | 5.00% | NRO | NRO | |
9/1/22 | $1,040,000 | 5.00% | NRO | NRO | |
9/1/23 | $515,000 | 4.00% | NRO | NRO | |
9/1/24 | $515,000 | 4.00% | NRO | NRO | |
9/1/25 | $515,000 | 4.00% | NRO | NRO | |
9/1/26 | $510,000 | 4.00% | NRO | NRO | |
9/1/29 | $1,530,000 | 3.00% | NRO | NRO | |
9/1/32 | $1,165,000 | 3.125% | NRO | NRO |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 2.3749%
Citigroup, TIC 2.3797%
PNC Capital Markets, TIC 2.3871%
Raymond James | MK, TIC 2.4148%
Robert W. Baird, TIC 2.4517%
Hutchinson Shockey, TIC 2.6232%
Millbury (Town)
Sep 6, 2012 . . . . . . $1,073,528
Bond Anticipation Notes (bank qualified).
Dated Sep 18, 2012.
Due Sep 18, 2013.
Purchased $1,073,530.00 by Eastern Bk Cap Mkts, at 0.55%, effective rate 0.55%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.55%
Century Bk, Effective Rate 0.55%
Quincy (City)
Sep 6, 2012 . . . . . . $26,250,000
General Obligation Bond Anticipation Notes (new money and renewals).
Dated Sep 14, 2012.
Due Sep 13, 2013.
Purchased $10,000,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $93,140.00, effective rate 0.316%.
Purchased $16,250,000.00 by Jefferies, at 1.25%, plus $148,201.80, effective rate 0.3354%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.3354%
TD Securities, Effective Rate 0.3467%
Eastern Bk Cap Mkts, Effective Rate 0.362%
Eastern Bk Cap Mkts, Effective Rate 0.412%
Century Bk, Effective Rate 0.4747%
Oppenheimer, Effective Rate 0.6794%
MINNESOTA
South St Paul Special School District No. 6
Sep 6, 2012 . . . . . . $6,000,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2012B (MN SD Credit Enhancement Program) (book entry).
Dated Sep 25, 2012.
Due Sep 27, 2013.
Purchased $6,000,000.00 by Jefferies, at 0.8%, plus $29,160.00, effective rate 0.3167%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.3874%
Oppenheimer, Effective Rate 0.4619%
NEW JERSEY
Cranford Township
Sep 6, 2012 . . . . . . $635,855
General Obligation Notes Consisting of $315,855 Bond Anticipation Notes and $320,000 Special Emergency Notes (bank qualified).
Dated Sep 14, 2012.
Due Sep 13, 2013.
Purchased $635,860.00 by Two Rivers Comm Bk, at 0.8%, effective rate 0.8%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.303%
Oppenheimer, Effective Rate 1.668%
Eagleswood Township
Sep 6, 2012 . . . . . . $301,031
Bond Anticipation Note Sale Consisting of: $288,931 General Improvement Bond Anticipation Notes and $12,100 Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Sep 14, 2012.
Due Sep 13, 2013.
Purchased $301,030.00 by Roosevelt & Cross, at 1.5%, plus $148.00, effective rate 1.4507%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.5834%
Neptune Township
Sep 6, 2012 . . . . . . $7,360,000
Bond Anticipation Notes (bank qualified).
Dated Sep 14, 2012.
Due Sep 13, 2013.
Purchased $7,360,000.00 by TD Securities, at 1.0%, plus $24,729.60, effective rate 0.6631%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 0.67%
Jefferies, Effective Rate 0.7429%
Oppenheimer, Effective Rate 0.8723%
Ocean Township (Ocean County)
Sep 6, 2012 . . . . . . $1,851,250
Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 13, 2012.
Due Mar 1, 2013.
Purchased $1,851,250.00 by TD Bank, N.A., at 0.9%, effective rate 0.9%.
L.O.: John L. Kraft, Esq., Livingston, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.148%
Jefferies, Effective Rate 1.292%
Janney Montgomery, Effective Rate 1.4357%
Rumson Borough
Sep 6, 2012 . . . . . . $3,948,525
Bond Anticipation Notes, Series 2012A (bank qualified).
Dated Sep 14, 2012.
Due Sep 13, 2013.
Purchased $3,948,530.00 by Peapack-Gladstone, at 0.49%, effective rate 0.49%.
L.O.: McCarter & English, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.587%
Oppenheimer, Effective Rate 0.7228%
Jefferies, Effective Rate 0.724%
NEW YORK
Dansville Village
Sep 6, 2012 . . . . . . $696,011
Public Improvement (Serial) Bonds, 2012- Series A (bank qualified). $566,071
Dated Sep 14, 2012.
Due Oct 15, 2012 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.6975%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/12 | $96,071 | 1.00% | NRO | NRO | |
10/15/13 | $100,000 | 1.00% | NRO | NRO | |
10/15/14 | $100,000 | 1.25% | NRO | NRO | |
10/15/15 | $100,000 | 1.50% | NRO | NRO | |
10/15/16 | $100,000 | 2.00% | NRO | NRO | |
10/15/17 | $55,000 | 2.00% | NRO | NRO | |
10/15/18 | $15,000 | 2.00% | NRO | NRO |
Public Improvement (Serial) Bonds, 2012- Series B (bank qualified). $129,940
Dated Sep 14, 2012.
Due Apr 15, 2013 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.6975%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/15/13 | $24,940 | 2.00% | NRO | NRO | |
4/15/14 | $25,000 | 2.00% | NRO | NRO | |
4/15/15 | $25,000 | 2.00% | NRO | NRO | |
4/15/16 | $25,000 | 2.00% | NRO | NRO | |
4/15/17 | $25,000 | 2.25% | NRO | NRO | |
4/15/18 | $5,000 | 2.25% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Sage Rutty, NIC 2.0448%
East Williston Union Free School District
Sep 6, 2012 . . . . . . $4,500,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).
Dated Sep 20, 2012.
Due Jun 27, 2013.
Purchased $4,500,000.00 by TD Securities, at 1.0%, plus $22,230.00, effective rate 0.3529%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Jefferies, Effective Rate 0.471%
Capital One, Effective Rate 0.51%
TD Bank, N.A., Effective Rate 0.54%
Oppenheimer, Effective Rate 0.8809%
Kings Park Central School District
Sep 6, 2012 . . . . . . $17,000,000
Tax Anticipation Notes for 2012-2013 Taxes.
Dated Sep 19, 2012.
Due Jun 21, 2013.
Purchased $17,000,000.00 by Jefferies, at 1.25%, plus $125,122.00, effective rate 0.2759%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.2836%
Capital One, Effective Rate 0.47%
JPMorgan Chase, Effective Rate 0.51%
Oppenheimer, Effective Rate 0.5119%
Oppenheimer, Effective Rate 0.5781%
Oppenheimer, Effective Rate 0.6395%
Merrick Union Free School District
Sep 6, 2012 . . . . . . $3,000,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).
Dated Sep 19, 2012.
Due Jun 21, 2013.
Purchased $3,000,000.00 by TD Securities, at 1.0%, plus $14,310.00, effective rate 0.3687%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Pioneer Comm Bk, Effective Rate 0.38%
JPMorgan Chase, Effective Rate 0.49%
Jefferies, Effective Rate 0.5934%
Oppenheimer, Effective Rate 0.6005%
Janney Montgomery, Effective Rate 0.6943%
Northville Central School District
Sep 6, 2012 . . . . . . $198,574
School District (Serial) Bonds, 2012 (bank qualified).
Dated Sep 20, 2012.
Due Jun 15, 2014 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.8815%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/14 | $48,574 | 1.50% | NRO | NRO | |
6/15/15 | $50,000 | 1.75% | NRO | NRO | |
6/15/16 | $50,000 | 2.00% | NRO | NRO | |
6/15/17 | $50,000 | 2.00% | NRO | NRO |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
NBT Bank, NIC 2.08%
First Niagara Bank, NIC 2.24%
Sage Rutty, NIC 2.2722%
Palmyra Village
Sep 6, 2012 . . . . . . $190,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Sep 19, 2012.
Due Sep 19, 2013.
Purchased $190,000.00 by First Niagara Bank, at 1.44%, effective rate 1.44%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.9058%
Oppenheimer, Effective Rate 3.4871%
Shelby (Town)
Sep 6, 2012 . . . . . . $224,389
Bond Anticipation Notes, 2012A (bank qualified).
Dated Sep 14, 2012.
Due Sep 12, 2013.
Purchased $224,390.00 by Roosevelt & Cross, at 2.375%, plus $100.00, effective rate 1.5084%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.3301%
Valhalla Union Free School District
Sep 6, 2012 . . . . . . $16,000,000
School District Refunding Serial Bonds - 2012 (book entry).
Dated Sep 25, 2012.
Due Feb 1, 2013 to 2031.
Callable Feb 1, 2020 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.3964%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $770,000 | 3.00% | NRO | NRO | |
2/1/14 | $690,000 | 3.00% | NRO | NRO | |
2/1/15 | $720,000 | 4.00% | NRO | NRO | |
2/1/16 | $790,000 | 4.00% | NRO | NRO | |
2/1/17 | $775,000 | 4.00% | NRO | NRO | |
2/1/18 | $805,000 | 4.00% | NRO | NRO | |
2/1/19 | $840,000 | 5.00% | NRO | NRO | |
2/1/20 | $875,000 | 5.00% | NRO | NRO | |
2/1/21 | $925,000 | 4.00% | NRO | NRO | |
2/1/22 | $955,000 | 2.00% | NRO | NRO | |
2/1/23 | $980,000 | 2.00% | NRO | NRO | |
2/1/24 | $995,000 | 2.25% | NRO | NRO | |
2/1/25 | $1,010,000 | 2.25% | NRO | NRO | |
2/1/26 | $1,040,000 | 2.50% | NRO | NRO | |
2/1/27 | $1,060,000 | 2.50% | NRO | NRO | |
2/1/28 | $1,075,000 | 3.00% | NRO | NRO | |
2/1/29 | $550,000 | 3.00% | NRO | NRO | |
2/1/30 | $565,000 | 3.00% | NRO | NRO | |
2/1/31 | $580,000 | 3.00% | NRO | NRO |
Other managers: Stifel, Nicolaus & Co., Inc., Roosevelt & Cross, Inc., CL King & Associates, Ramirez & Co., Inc., Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Raymond James | MK, TIC 2.4606%
Janney Montgomery, TIC 2.5238%
Robert W. Baird, TIC 2.6373%
PNC Capital Markets, TIC 2.6805%
Valley Stream Central High School District
Sep 6, 2012 . . . . . . $5,000,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).
Dated Sep 19, 2012.
Due Jun 21, 2013.
Purchased $5,000,000.00 by TD Securities, at 1.0%, plus $24,700.00, effective rate 0.3462%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.3607%
Pioneer Comm Bk, Effective Rate 0.38%
Capital One, Effective Rate 0.47%
Janney Montgomery, Effective Rate 0.6228%
Oppenheimer, Effective Rate 0.671%
Wheatfield (Town)
Sep 6, 2012 . . . . . . $150,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Sep 17, 2012.
Due Sep 17, 2013.
Purchased $150,000.00 by First Niagara Bank, at 1.75%, effective rate 1.75%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.7547%
Oppenheimer, Effective Rate 2.68%
OHIO
Chardon (City)
Sep 6, 2012 . . . . . . $4,945,000
Municipal Service Facilities General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Sep 19, 2012.
Due Dec 1, 2013 to 2032.
Callable Dec 1, 2018 at par.
Winning bid: UBS Financial Svcs, at 100.1003, TIC 2.364%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/13 | $5,000 | 2.00% | NRO | NRO | |
12/1/14 | $5,000 | 2.00% | NRO | NRO | |
12/1/15 | $5,000 | 2.00% | NRO | NRO | |
12/1/16 | $5,000 | 2.00% | NRO | NRO | |
12/1/17 | $5,000 | 2.00% | NRO | NRO | |
12/1/18 | $270,000 | 4.00% | NRO | NRO | |
12/1/19 | $275,000 | 2.00% | NRO | NRO | |
12/1/20 | $280,000 | 2.00% | NRO | NRO | |
12/1/21 | $285,000 | 2.00% | NRO | NRO | |
12/1/22 | $295,000 | 2.00% | NRO | NRO | |
12/1/23 | $305,000 | 2.00% | NRO | NRO | |
12/1/24 | $310,000 | 2.125% | NRO | NRO | |
12/1/25 | $320,000 | 2.25% | NRO | NRO | |
12/1/26 | $330,000 | 2.25% | NRO | NRO | |
12/1/27 | $345,000 | 2.25% | NRO | NRO | |
12/1/28 | $355,000 | 2.50% | NRO | NRO | |
12/1/29 | $365,000 | 2.50% | NRO | NRO | |
12/1/30 | $380,000 | 2.50% | NRO | NRO | |
12/1/31 | $395,000 | 2.50% | NRO | NRO | |
12/1/32 | $410,000 | 2.60% | NRO | NRO |
L.O.: Calfee, Halter & Griswold, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Janney Montgomery, TIC 2.4545%
Fifth Third Secs, TIC 2.4681%
FTN Fin Cap Mkts, TIC 2.4838%
PNC Capital Markets, TIC 2.6666%
Robert W. Baird, TIC 2.704%
Raymond James | MK, TIC 2.8163%
Sterne Agee, TIC 2.9801%
OREGON
Bend (City)
Sep 6, 2012 . . . . . . $26,805,000
General Obligation Bonds, Series 2012 (book entry).
Dated Sep 20, 2012.
Due Jun 1, 2013 to 2032.
Callable Jun 1, 2022 at par.
Winning bid: Janney Montgomery, at 105.3539, TIC 2.5995%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $855,000 | 2.00% | 0.25% | ||
6/1/14 | $1,030,000 | 3.00% | 0.35% | ||
6/1/15 | $1,060,000 | 2.00% | 0.54% | ||
6/1/16 | $1,080,000 | 2.00% | 0.65% | ||
6/1/17 | $1,100,000 | 3.00% | 0.89% | ||
6/1/18 | $1,135,000 | 3.00% | 1.13% | ||
6/1/19 | $1,170,000 | 3.00% | 1.40% | ||
6/1/20 | $1,205,000 | 3.00% | 1.65% | ||
6/1/21 | $1,240,000 | 4.00% | 1.85% | ||
6/1/22 | $1,290,000 | 4.00% | 1.99% | ||
6/1/24 | $2,735,000 | 4.00% | 2.24% | ||
6/1/25 | $1,450,000 | 3.00% | 2.52% | ||
6/1/26 | $1,495,000 | 3.00% | 2.65% | ||
6/1/27 | $1,540,000 | 3.00% | 2.75% | ||
6/1/28 | $1,585,000 | 3.00% | 2.85% | ||
6/1/29 | $1,635,000 | 3.00% | 3.00% | ||
6/1/30 | $1,680,000 | 3.00% | 3.05% | ||
6/1/31 | $1,735,000 | 3.00% | 3.10% | ||
6/1/32 | $1,785,000 | 3.00% | 3.15% |
L.O.: Orrick, Herrington & Sutcliffe, Portland, OR.
F.A.: Western Financial Group, LLC, Lake Oswego, OR.
Other bidders were:
Stifel Nicolaus, TIC 2.6128%
Robert W. Baird, TIC 2.6194%
JPMorgan, TIC 2.6291%
William Blair, TIC 2.6555%
PNC Capital Markets, TIC 2.6613%
Piper Jaffray, TIC 2.6662%
Morgan Stanley, TIC 2.6685%
Wells Fargo Secs, TIC 2.69%
Citigroup, TIC 2.7112%
Guggenheim Secs, TIC 2.7137%
Hutchinson Shockey, TIC 2.7277%
Fidelity Capital, TIC 2.7393%
BMO Cap Mkts GKST, TIC 2.7599%
Mesirow Financial, TIC 2.8277%
TEXAS
Montgomery County Municipal Utility District No. 88
Sep 6, 2012 . . . . . . $2,650,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Sep 1, 2013 to 2035.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.2500, NIC 3.7634%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $65,000 | 2.00% | NRO | NRO | |
9/1/14 | $65,000 | 2.00% | NRO | NRO | |
9/1/15 | $70,000 | 2.00% | NRO | NRO | |
9/1/16 | $75,000 | 2.00% | NRO | NRO | |
9/1/17 | $80,000 | 2.00% | NRO | NRO | |
9/1/18 | $80,000 | 2.10% | NRO | NRO | |
9/1/19 | $85,000 | 2.30% | NRO | NRO | |
9/1/20 | $90,000 | 2.50% | NRO | NRO | |
9/1/21 | $95,000 | 2.70% | NRO | NRO | |
9/1/22 | $100,000 | 3.00% | NRO | NRO | |
9/1/23 | $105,000 | 3.00% | NRO | NRO | |
9/1/24 | $110,000 | 3.10% | NRO | NRO | |
9/1/25 | $115,000 | 3.20% | NRO | NRO | |
9/1/26 | $120,000 | 3.30% | NRO | NRO | |
9/1/27 | $125,000 | 3.40% | NRO | NRO | |
9/1/28 | $135,000 | 3.50% | NRO | NRO | |
9/1/30 | $285,000 | 3.60% | NRO | NRO | |
9/1/35 | $850,000 | 4.00% | NRO | NRO |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 3.937%
Southwest Securities, NIC 4.0522%
UTAH
Brigham City (City)
Sep 6, 2012 . . . . . . $2,615,000
General Obligation Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Sep 19, 2012.
Due Jun 15, 2013 to 2017.
Non-callable.
Winning bid: Janney Montgomery, at 105.5493, TIC 0.7584%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/13 | $530,000 | 2.00% | 0.30% | ||
6/15/14 | $520,000 | 2.00% | 0.40% | ||
6/15/15 | $530,000 | 3.00% | 0.50% | ||
6/15/16 | $545,000 | 3.00% | 0.60% | ||
6/15/17 | $490,000 | 3.00% | 0.80% |
L.O.: Chapman & Cutler, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Robert W. Baird, TIC 0.7978%
UMB Bank, TIC 0.7986%
FTN Fin Cap Mkts, TIC 0.8135%
KeyBanc Cap Mkts, TIC 0.8568%
George K. Baum, TIC 0.8866%
Stifel Nicolaus, TIC 0.9637%
Fifth Third Secs, TIC 0.9663%
Vining-Sparks IBG, TIC 1.0553%
TAXABLE ISSUES
KENTUCKY
Jessamine County School District Finance Corporation
Sep 6, 2012 . . . . . . $4,248,592
Qualified Zone Academy Bonds (QZABS-Tax Credit to Owner), Taxable Series 2012 (Term, Bond Option) (Kentucky State School District Credit Enhancement Program).
Dated Sep 27, 2012.
Due Apr 1, 2032.
Callable Apr 1, 2022 at par.
Winning bid: BB&T Cap Mkts, at n/a, NIC 1.19%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/32 | $4,248,592 | 1.19% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 1.396%