ILLINOIS
Winnebago County
Jul 26, 2012 . . . . . . $2,800,000
General Obligation Debt Certificates, Series 2012E (book entry).
Dated Aug 15, 2012.
Due Dec 30, 2013 to 2022.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 1.8185%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/13 | $215,000 | 2.00% | 0.64% | ||
| 12/30/14 | $255,000 | 2.00% | 0.78% | ||
| 12/30/15 | $260,000 | 2.00% | 0.91% | ||
| 12/30/16 | $270,000 | 2.00% | 1.04% | ||
| 12/30/17 | $280,000 | 2.00% | 1.21% | ||
| 12/30/18 | $285,000 | 2.00% | 1.45% | ||
| 12/30/19 | $295,000 | 2.25% | 1.70% | ||
| 12/30/20 | $305,000 | 2.50% | 1.94% | ||
| 12/30/21 | $315,000 | 2.75% | 2.15% | ||
| 12/30/22 | $320,000 | 3.00% | 2.27% |
L.O.: Hinshaw & Culbertson, Rockford, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 2.1914%
IOWA
Rock Valley Community School District
Jul 25, 2012 . . . . . . $5,005,000
General Obligation School Refunding Bonds Series 2012 (bank qualified) (book entry).
Dated Aug 28, 2012.
Due May 1, 2015 to 2025.
Callable May 1, 2020 at par.
Winning bid: FTN Fin Cap Mkts, at 100.5095, TIC 1.5488%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $430,000 | 1.00% | 0.50% | ||
| 5/1/16 | $435,000 | 1.00% | 0.60% | ||
| 5/1/17 | $435,000 | 1.00% | 0.75% | ||
| 5/1/18 | $440,000 | 1.25% | 1.00% | ||
| 5/1/19 | $445,000 | 1.25% | 1.20% | ||
| 5/1/20 | $450,000 | 1.50% | 1.35% | ||
| 5/1/21 | $460,000 | 1.50% | 1.45% | ||
| 5/1/22 | $465,000 | 1.75% | 1.55% | ||
| 5/1/23 | $475,000 | 1.75% | 1.65% | ||
| 5/1/24 | $480,000 | 2.00% | 1.75% | ||
| 5/1/25 | $490,000 | 2.00% | 1.85% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.5908%
Raymond James | MK, TIC 1.5921%
Robert W. Baird, TIC 1.6023%
Stifel Nicolaus, TIC 1.6135%
UMB Bank, TIC 1.6267%
D.A. Davidson, TIC 1.6402%
Janney Montgomery, TIC 1.6665%
Bankers' Bank, TIC 1.729%
Northland Securities, TIC 1.8459%
Hutchinson Shockey, TIC 1.9066%
KANSAS
Johnson County
Jul 26, 2012 . . . . . . $27,005,000
Internal Improvement Refunduing Bonds, Series 2012B (book entry).
Dated Aug 15, 2012.
Due Sep 1, 2016 to 2025.
Callable Sep 1, 2022 at par.
Winning bid: BMO Cap Mkts GKST, at 108.8377, TIC 1.7517%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $2,395,000 | 3.00% | 0.56% | ||
| 9/1/17 | $2,465,000 | 3.00% | 0.70% | ||
| 9/1/18 | $2,535,000 | 3.00% | 0.95% | ||
| 9/1/19 | $2,610,000 | 2.00% | 1.19% | ||
| 9/1/20 | $2,645,000 | 3.00% | 1.40% | ||
| 9/1/21 | $2,740,000 | 3.00% | 1.59% | ||
| 9/1/22 | $2,810,000 | 3.00% | 1.73% | ||
| 9/1/23 | $2,875,000 | 2.50% | 2.00% | ||
| 9/1/24 | $2,920,000 | 3.00% | 2.08% | ||
| 9/1/25 | $3,010,000 | 3.00% | 2.16% |
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
UBS Financial Svcs, TIC 1.8284%
Robert W. Baird, TIC 1.8378%
Wells Fargo Secs, TIC 1.8405%
US Bancorp Invest, TIC 1.8996%
Guggenheim Secs, TIC 1.9021%
Raymond James | MK, TIC 1.9329%
Hutchinson Shockey, TIC 2.0042%
Johnson County
Jul 26, 2012 . . . . . . $37,350,000
Internal Improvement Bonds, Series 2012A (book entry).
Dated Aug 15, 2012.
Due Sep 1, 2013 to 2032.
Callable Sep 1, 2022 at par.
Winning bid: Wells Fargo Secs, at 109.8319, TIC 2.3686%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $1,320,000 | 2.00% | 0.23% | ||
| 9/1/14 | $1,395,000 | 3.00% | 0.34% | ||
| 9/1/15 | $1,435,000 | 3.00% | 0.44% | ||
| 9/1/16 | $1,480,000 | 3.00% | 0.54% | ||
| 9/1/17 | $1,500,000 | 3.00% | 0.68% | ||
| 9/1/18 | $1,570,000 | 3.00% | 0.90% | ||
| 9/1/19 | $1,610,000 | 2.625% | 1.12% | ||
| 9/1/20 | $1,645,000 | 4.00% | 1.33% | ||
| 9/1/21 | $1,710,000 | 4.00% | 1.52% | ||
| 9/1/22 | $1,785,000 | 4.00% | 1.65% | ||
| 9/1/23 | $1,855,000 | 4.00% | 1.84% | ||
| 9/1/24 | $1,935,000 | 3.00% | 2.03% | ||
| 9/1/25 | $1,990,000 | 4.00% | 2.12% | ||
| 9/1/26 | $2,070,000 | 3.00% | 2.61% | ||
| 9/1/27 | $2,135,000 | 4.00% | NRO | NRO | |
| 9/1/28 | $2,220,000 | 4.00% | NRO | NRO | |
| 9/1/29 | $2,320,000 | 3.00% | NRO | NRO | |
| 9/1/30 | $2,380,000 | 3.00% | NRO | NRO | |
| 9/1/31 | $2,460,000 | 3.00% | NRO | NRO | |
| 9/1/32 | $2,535,000 | 3.00% | NRO | NRO |
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
UBS Financial Svcs, TIC 2.4969%
Guggenheim Secs, TIC 2.5744%
Robert W. Baird, TIC 2.6124%
Hutchinson Shockey, TIC 2.6615%
Raymond James | MK, TIC 2.6649%
Johnson County Public Building Commission
Jul 26, 2012 . . . . . . $16,635,000
Lease Purchase Revenue Refunding Bonds, Series 2012A (book entry).
Dated Aug 15, 2012.
Due Sep 1, 2016 to 2025.
Callable Sep 1, 2022 at par.
Winning bid: Robert W. Baird, at 109.8875, TIC 1.9201%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $1,430,000 | 4.00% | 0.60% | ||
| 9/1/17 | $1,560,000 | 4.00% | 0.75% | ||
| 9/1/18 | $1,625,000 | 4.00% | 1.00% | ||
| 9/1/19 | $1,625,000 | 3.00% | 1.21% | ||
| 9/1/20 | $1,665,000 | 3.00% | 1.43% | ||
| 9/1/21 | $1,695,000 | 3.00% | 1.63% | ||
| 9/1/22 | $1,710,000 | 3.00% | 1.77% | ||
| 9/1/23 | $1,755,000 | 3.00% | 2.11% | ||
| 9/1/24 | $1,755,000 | 3.00% | 2.30% | ||
| 9/1/25 | $1,815,000 | 3.00% | 2.44% |
Other managers: CL King & Associates, Davenport & Company LLC, Fidelity Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Edward D. Jones & Co., Incapital LLC, Corby Capital Markets, Inc., Wedbush Securities Inc, Country Club Bank, Ross, Sinclaire & Associates LLC, Commerce Bank, William Blair & Company, LLC, Vining-Sparks IBG, Limited Partnership, Central States Capital Markets, LLC, Cronin & Co., Inc..
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
US Bancorp Invest, TIC 1.9998%
BMO Cap Mkts GKST, TIC 2.0127%
UBS Financial Svcs, TIC 2.0137%
Wells Fargo Secs, TIC 2.0711%
Guggenheim Secs, TIC 2.0829%
Hutchinson Shockey, TIC 2.4437%
KENTUCKY
Hazard Independent School District Finance Corporation
Jul 26, 2012 . . . . . . $4,300,000
School Building Revenue Bonds, Series of 2012 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2022 at par.
Winning bid: Stifel Nicolaus, at 98.7718, NIC 2.6694%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $85,000 | 1.00% | 0.40% | ||
| 8/1/14 | $85,000 | 1.00% | 0.70% | ||
| 8/1/15 | $90,000 | 1.00% | 0.85% | ||
| 8/1/16 | $90,000 | 1.00% | 1.00% | ||
| 8/1/18 | $180,000 | 1.25% | 1.13% | ||
| 8/1/20 | $180,000 | 1.50% | 1.50% | ||
| 8/1/22 | $190,000 | 2.00% | 1.85% | ||
| 8/1/23 | $275,000 | 2.00% | 2.05% | ||
| 8/1/24 | $290,000 | 2.125% | 2.15% | ||
| 8/1/25 | $310,000 | 2.25% | 2.25% | ||
| 8/1/26 | $325,000 | 2.375% | 2.40% | ||
| 8/1/27 | $335,000 | 2.50% | 2.55% | ||
| 8/1/28 | $340,000 | 2.625% | 2.70% | ||
| 8/1/29 | $360,000 | 2.75% | 2.80% | ||
| 8/1/32 | $1,165,000 | 3.00% | 3.00% |
Other managers: Crews & Associates, Inc., SunTrust Robinson Humphrey.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Raymond James | MK, NIC 2.7466%
Robert W. Baird, NIC 2.7929%
MASSACHUSETTS
Acton-Boxborough Regional School District
Jul 26, 2012 . . . . . . $1,050,000
General Obligation School Bonds, Series B (bank qualified) (book entry).
Dated Aug 8, 2012.
Due Aug 1, 2018 to 2027.
Callable Aug 1, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.1362, TIC 2.0329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/18 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/19 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/20 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/21 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/22 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/23 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/24 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/25 | $105,000 | 2.00% | NRO | NRO | |
| 8/1/26 | $105,000 | 2.10% | NRO | NRO | |
| 8/1/27 | $105,000 | 2.25% | NRO | NRO |
Other managers: CL King & Associates.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.0433%
Fidelity Capital, TIC 2.1572%
Martha's Vineyard Refuse Disposal & Resource Recovery District
Jul 26, 2012 . . . . . . $71,000
Bond Anticipation Notes (bank qualified).
Dated Aug 10, 2012.
Due Aug 9, 2013.
Purchased $71,000.00 by UniBank Fiscal Adv, at 0.65%, effective rate 0.65%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Edgartown Natl Bk, Effective Rate 0.65%
Eastern Bk Cap Mkts, Effective Rate 1.1%
Martha's Vineyard Refuse Disposal & Resource Recovery District
Jul 26, 2012 . . . . . . $897,000
Refunding Loan Notes (bank qualified).
Dated Aug 10, 2012.
Due Aug 9, 2013.
Purchased $897,000.00 by UniBank Fiscal Adv, at 0.65%, effective rate 0.65%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Edgartown Natl Bk, Effective Rate 0.65%
Eastern Bk Cap Mkts, Effective Rate 1.1%
NEW JERSEY
East Brunswick Township
Jul 26, 2012 . . . . . . $17,659,000
Bond Anticipation Notes.
Dated Aug 6, 2012.
Due Aug 6, 2013.
Purchased $17,659,000.00 by Jefferies, at 1.25%, plus $107,015.00, effective rate 0.644%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.674%
Janney Montgomery, Effective Rate 0.789%
TD Securities, Effective Rate 0.852%
Keyport Borough
Jul 25, 2012 . . . . . . $8,251,000
$4,214,400 Bond Anticipation Notes and $4,036,000 Utility Bond Anticipation Notes (bank qualified).
Dated Aug 2, 2012.
Due Aug 2, 2013.
Purchased $8,251,000.00 by Jefferies, at 1.5%, plus $39,194.00, effective rate 1.025%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.029%
TD Securities, Effective Rate 1.18%
Moonachie Borough
Jul 26, 2012 . . . . . . $1,425,000
General Obligation Bonds Consisting of: $965,000 General Improvement Bonds, Series 2012 and $460,000 Sewer Utility Bonds, Series 2012 (bank qualified) (book entry).
Dated Aug 16, 2012.
Due Aug 15, 2013 to 2022.
Non-callable.
Winning bid: Robert W. Baird, at 102.9768, NIC 1.4418%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $120,000 | 2.00% | 0.50% | ||
| 8/15/14 | $120,000 | 2.00% | 0.60% | ||
| 8/15/15 | $170,000 | 2.00% | 0.70% | ||
| 8/15/16 | $170,000 | 2.00% | 0.80% | ||
| 8/15/17 | $170,000 | 2.00% | 0.90% | ||
| 8/15/18 | $190,000 | 2.00% | 1.10% | ||
| 8/15/19 | $190,000 | 2.00% | 1.30% | ||
| 8/15/20 | $195,000 | 2.00% | 1.50% | ||
| 8/15/21 | $50,000 | 2.00% | 2.00% | ||
| 8/15/22 | $50,000 | 2.25% | 2.10% |
Other managers: Kildare Capital, Inc., Crews & Associates, Inc., Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
UBS Financial Svcs, NIC 1.6421%
Janney Montgomery, NIC 1.9032%
North Brunswick Township
Jul 26, 2012 . . . . . . $16,655,750
$13,455,750 General Improvement Bonds of 2012; $1,500,000 Water Improvement Bonds of 2012; and $1,700,000 Sewer Improvement Bonds of 2012 (book entry).
Dated Aug 8, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2022 at par.
Winning bid: PNC Capital Markets, at 100.0003, TIC 2.2223%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $660,000 | 1.50% | 0.35% | ||
| 8/1/14 | $1,190,000 | 2.00% | 0.51% | ||
| 8/1/15 | $1,035,000 | 2.00% | 0.66% | ||
| 8/1/16 | $1,055,000 | 2.00% | 0.81% | ||
| 8/1/17 | $990,000 | 2.00% | 1.00% | ||
| 8/1/18 | $1,175,000 | 2.00% | 1.24% | ||
| 8/1/19 | $1,205,000 | 2.00% | 1.49% | ||
| 8/1/20 | $785,000 | 2.00% | 1.75% | ||
| 8/1/21 | $840,000 | 2.00% | 1.94% | ||
| 8/1/22 | $1,075,000 | 2.00% | 2.11% | ||
| 8/1/23 | $1,080,000 | 2.125% | 2.24% | ||
| 8/1/24 | $1,160,000 | 2.125% | 2.38% | ||
| 8/1/25 | $1,160,000 | 2.25% | 2.47% | ||
| 8/1/26 | $1,200,000 | 2.375% | 2.56% | ||
| 8/1/27 | $1,070,750 | 2.50% | 2.64% | ||
| 8/1/28 | $180,000 | 2.50% | 2.76% | ||
| 8/1/29 | $190,000 | 2.625% | 2.83% | ||
| 8/1/30 | $195,000 | 2.75% | 2.90% | ||
| 8/1/31 | $200,000 | 2.75% | 2.97% | ||
| 8/1/32 | $210,000 | 3.00% | 3.04% |
L.O.: McCarter & English, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
UBS Financial Svcs, TIC 2.2595%
Fidelity Capital, TIC 2.5133%
Robert W. Baird, TIC 2.5561%
Janney Montgomery, TIC 2.5791%
North Brunswick Township
Jul 26, 2012 . . . . . . $28,378,500
Bond Anticipation Notes, Series 2012A (book entry).
Dated Aug 8, 2012.
Due Aug 7, 2013.
Purchased $28,378,500.00 by Morgan Stanley, at 1.5%, plus $366,934.00, effective rate 0.2034%.
L.O.: McCarter & English, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
JPMorgan, Effective Rate 0.2247%
Jefferies, Effective Rate 0.2599%
Janney Montgomery, Effective Rate 0.4124%
Saddle River Borough
Jul 26, 2012 . . . . . . $4,361,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 3, 2012.
Due Aug 2, 2013.
Purchased $4,361,000.00 by Jefferies, at 1.0%, plus $19,888.00, effective rate 0.54%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.65%
TD Bank, N.A., Effective Rate 0.68%
Oppenheimer, Effective Rate 0.88%
Southampton Township
Jul 26, 2012 . . . . . . $1,020,250
Bond Anticipation Notes of 2012, Series A (bank qualified).
Dated Aug 9, 2012.
Due Aug 8, 2013.
Purchased $1,020,250.00 by Oppenheimer, at 1.5%, plus $275.00, effective rate 1.47%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
NEW YORK
Blasdell Village
Jul 26, 2012 . . . . . . $2,430,000
Bond Anticipation Notes of Water Improvements-2012 (bank qualified).
Dated Aug 8, 2012.
Due Aug 8, 2013.
Purchased $2,430,000.00 by JPMorgan Chase, at 0.94%, effective rate 0.94%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.043%
Janney Montgomery, Effective Rate 1.066%
First Niagara Bank, Effective Rate 1.15%
Roosevelt & Cross, Effective Rate 1.181%
M & T Bank, Effective Rate 1.26%
M & T Bank, Effective Rate 1.39%
Jefferies, Effective Rate 1.4309%
Ithaca (City)
Jul 26, 2012 . . . . . . $12,565,512
Bond Anticipation Notes, 2012.
Dated Aug 3, 2012.
Due Aug 2, 2013.
Purchased $12,565,510.00 by JPMorgan, at 1.0%, plus $87,075.23, effective rate 0.3051%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.3372%
Jefferies, Effective Rate 0.3535%
Oppenheimer, Effective Rate 0.5287%
JPMorgan Chase, Effective Rate 0.64%
Malverne Union Free School District
Jul 26, 2012 . . . . . . $14,125,000
School District Serial Bonds-2012 (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.5758%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $385,000 | 2.125% | NRO | NRO | |
| 8/1/14 | $570,000 | 2.125% | NRO | NRO | |
| 8/1/15 | $580,000 | 2.125% | NRO | NRO | |
| 8/1/16 | $595,000 | 2.125% | NRO | NRO | |
| 8/1/17 | $605,000 | 2.125% | NRO | NRO | |
| 8/1/18 | $620,000 | 2.125% | NRO | NRO | |
| 8/1/19 | $630,000 | 2.125% | NRO | NRO | |
| 8/1/20 | $645,000 | 2.125% | NRO | NRO | |
| 8/1/21 | $670,000 | 2.125% | NRO | NRO | |
| 8/1/22 | $690,000 | 2.125% | NRO | NRO | |
| 8/1/23 | $715,000 | 2.125% | NRO | NRO | |
| 8/1/24 | $740,000 | 2.25% | NRO | NRO | |
| 8/1/25 | $760,000 | 2.25% | NRO | NRO | |
| 8/1/26 | $780,000 | 2.375% | NRO | NRO | |
| 8/1/27 | $800,000 | 2.50% | NRO | NRO | |
| 8/1/28 | $820,000 | 2.50% | NRO | NRO | |
| 8/1/29 | $840,000 | 3.00% | NRO | NRO | |
| 8/1/30 | $865,000 | 3.00% | NRO | NRO | |
| 8/1/31 | $895,000 | 3.00% | NRO | NRO | |
| 8/1/32 | $920,000 | 3.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
BA Merrill Lynch, NIC 2.6788%
Raymond James | MK, NIC 2.7127%
PNC Capital Markets, NIC 2.726%
Robert W. Baird, NIC 3.0886%
TD Securities, NIC 3.4777%
Minisink Valley Central School District
Jul 26, 2012 . . . . . . $1,543,396
Bond Anticipation Notes, 2012 (bank qualified).
Dated Aug 7, 2012.
Due Aug 7, 2013.
Purchased $1,543,400.00 by Jefferies, at 0.9%, plus $3,366.00, effective rate 0.6819%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.814%
JPMorgan Chase, Effective Rate 0.85%
Oppenheimer, Effective Rate 0.9437%
Roosevelt & Cross, Effective Rate 0.981%
Olean (City)
Jul 25, 2012 . . . . . . $9,250,000
Public Improvement Serial Bonds, 2012 (bank qualified) (book entry).
Dated Aug 9, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2021 at par.
Winning bid: Robert W. Baird, at 100.9025, NIC 2.5284%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $370,000 | 2.00% | 0.30% | ||
| 8/1/14 | $375,000 | 2.00% | 0.51% | ||
| 8/1/15 | $390,000 | 2.00% | 0.61% | ||
| 8/1/16 | $400,000 | 2.00% | 0.71% | ||
| 8/1/17 | $410,000 | 2.00% | 0.87% | ||
| 8/1/18 | $415,000 | 2.00% | 1.20% | ||
| 8/1/19 | $425,000 | 2.00% | 1.40% | ||
| 8/1/20 | $435,000 | 2.00% | 1.60% | ||
| 8/1/21 | $430,000 | 2.00% | 1.85% | ||
| 8/1/22 | $435,000 | 2.00% | 2.00% | ||
| 8/1/23 | $450,000 | 2.25% | 2.10% | ||
| 8/1/24 | $460,000 | 2.50% | 2.20% | ||
| 8/1/25 | $480,000 | 2.50% | 2.30% | ||
| 8/1/26 | $490,000 | 2.50% | 2.40% | ||
| 8/1/27 | $510,000 | 2.50% | 2.50% | ||
| 8/1/28 | $525,000 | 2.75% | 2.60% | ||
| 8/1/29 | $540,000 | 3.00% | 2.70% | ||
| 8/1/30 | $555,000 | 3.00% | 2.80% | ||
| 8/1/31 | $565,000 | 3.00% | 2.90% | ||
| 8/1/32 | $590,000 | 3.00% | 3.00% |
Other managers: Eastern Bank Capital Markets, Kildare Capital, Inc., Crews & Associates, Inc., Ross, Sinclaire & Associates LLC, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc..
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
PNC Capital Markets, NIC 2.5715%
Roosevelt & Cross, NIC 2.5967%
FTN Fin Cap Mkts, NIC 2.5996%
Jefferies, NIC 2.7557%
Rome City School District
Jul 26, 2012 . . . . . . $15,000,000
Bond Anticipation Notes, 2012.
Dated Aug 8, 2012.
Due Aug 8, 2013.
Purchased $15,000,000.00 by TD Securities, at 1.0%, plus $62,550.00, effective rate 0.583%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.599%
Oppenheimer, Effective Rate 0.7177%
JPMorgan Chase, Effective Rate 0.75%
Janney Montgomery, Effective Rate 0.819%
First Niagara Bank, Effective Rate 1.05%
Southampton (Town)
Jul 25, 2012 . . . . . . $14,870,000
Public Improvement Refunding (Serial) Bonds-2012 (book entry).
Dated Aug 8, 2012.
Due Oct 1, 2012 to 2023.
Non-callable.
Winning bid: Piper Jaffray, at 115.0111, TIC 1.0629%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $750,000 | 2.00% | 0.22% | ||
| 10/1/13 | $1,715,000 | 3.00% | 0.29% | ||
| 10/1/14 | $1,580,000 | 4.00% | 0.41% | ||
| 10/1/15 | $1,710,000 | 4.00% | 0.50% | ||
| 10/1/16 | $1,745,000 | 5.00% | 0.60% | ||
| 10/1/17 | $1,780,000 | 5.00% | 0.75% | ||
| 10/1/18 | $1,845,000 | 5.00% | 1.00% | ||
| 10/1/19 | $1,450,000 | 5.00% | 1.20% | ||
| 10/1/20 | $1,505,000 | 5.00% | 1.41% | ||
| 10/1/21 | $270,000 | 2.00% | 1.60% | ||
| 10/1/22 | $265,000 | 2.00% | 1.72% | ||
| 10/1/23 | $255,000 | 2.00% | 1.85% |
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan, TIC 1.0906%
Janney Montgomery, TIC 1.116%
UBS Financial Svcs, TIC 1.1186%
TD Securities, TIC 1.1296%
BA Merrill Lynch, TIC 1.1746%
Fidelity Capital, TIC 1.1772%
BMO Cap Mkts GKST, TIC 1.1991%
FTN Fin Cap Mkts, TIC 1.2134%
Warwick Valley Central School District
Jul 26, 2012 . . . . . . $530,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Aug 3, 2012.
Due Aug 2, 2013.
Purchased $530,000.00 by Jefferies, at 0.9%, plus $674.00, effective rate 0.7725%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Hicksville, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.78%
Catskill Hudson Bk, Effective Rate 1.24%
Oppenheimer, Effective Rate 1.3409%
TEXAS
Irving (City)
Jul 26, 2012 . . . . . . $22,350,000
General Obligation Refunding and Improvement Bonds, Series 2012 (book entry).
Dated Jul 15, 2012.
Due Sep 15, 2013 to 2032.
Callable Sep 15, 2022 at par.
Winning bid: BOSC, at 101.3364, TIC 2.2743%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $605,000 | 0.05% | NRO | NRO | |
| 9/15/14 | $1,010,000 | 1.50% | 0.35% | ||
| 9/15/15 | $1,010,000 | 1.50% | 0.47% | ||
| 9/15/16 | $1,010,000 | 1.50% | 0.60% | ||
| 9/15/17 | $1,010,000 | 1.50% | 0.75% | ||
| 9/15/18 | $1,010,000 | 2.00% | 1.00% | ||
| 9/15/19 | $1,010,000 | 2.00% | 1.25% | ||
| 9/15/20 | $1,680,000 | 2.00% | 1.50% | ||
| 9/15/21 | $1,670,000 | 2.00% | 1.70% | ||
| 9/15/22 | $1,655,000 | 2.00% | 1.85% | ||
| 9/15/23 | $1,640,000 | 2.00% | 2.15% | ||
| 9/15/24 | $1,120,000 | 2.25% | 2.35% | ||
| 9/15/25 | $990,000 | 2.375% | 2.55% | ||
| 9/15/26 | $990,000 | 2.50% | 2.65% | ||
| 9/15/27 | $990,000 | 3.00% | 2.65% | ||
| 9/15/28 | $990,000 | 3.00% | 2.70% | ||
| 9/15/29 | $990,000 | 3.00% | 2.78% | ||
| 9/15/30 | $990,000 | 3.00% | 2.85% | ||
| 9/15/32 | $1,980,000 | 3.00% | 3.00% |
Other managers: Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, KeyBanc Capital Markets.
L.O.: Bracewell & Giuliani LLP, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
UBS Financial Svcs, TIC 2.3648%
Robert W. Baird, TIC 2.398%
RBC Capital Mkts, TIC 2.4526%
Hutchinson Shockey, TIC 2.4631%
Wells Fargo Secs, TIC 2.4764%
BA Merrill Lynch, TIC 2.4806%
Raymond James | MK, TIC 2.5394%
Citigroup, TIC 2.5415%
Irving (City)
Jul 26, 2012 . . . . . . $40,730,000
Waterworks and Sewer System New Lien Revenue Refunding and Improvement Bonds, Series 2012 (book entry).
Dated Jul 15, 2012.
Due Aug 15, 2013 to 2032.
Callable Aug 15, 2022 at par.
Winning bid: Hutchinson Shockey, at 105.7893, TIC 2.0708%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $2,000,000 | 1.00% | NRO | NRO | |
| 8/15/14 | $2,210,000 | 1.00% | NRO | NRO | |
| 8/15/15 | $3,730,000 | 1.00% | NRO | NRO | |
| 8/15/16 | $3,775,000 | 1.00% | NRO | NRO | |
| 8/15/17 | $3,115,000 | 1.50% | NRO | NRO | |
| 8/15/18 | $2,625,000 | 3.00% | NRO | NRO | |
| 8/15/19 | $2,695,000 | 4.00% | NRO | NRO | |
| 8/15/20 | $2,795,000 | 4.00% | NRO | NRO | |
| 8/15/21 | $4,765,000 | 4.00% | NRO | NRO | |
| 8/15/22 | $2,490,000 | 3.00% | NRO | NRO | |
| 8/15/23 | $2,550,000 | 2.25% | NRO | NRO | |
| 8/15/24 | $2,060,000 | 2.40% | NRO | NRO | |
| 8/15/25 | $665,000 | 3.00% | NRO | NRO | |
| 8/15/26 | $685,000 | 3.00% | NRO | NRO | |
| 8/15/27 | $705,000 | 3.00% | NRO | NRO | |
| 8/15/28 | $730,000 | 3.00% | NRO | NRO | |
| 8/15/30 | $1,520,000 | 3.00% | NRO | NRO | |
| 8/15/32 | $1,615,000 | 3.00% | NRO | NRO |
L.O.: Bracewell & Giuliani LLP, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
UBS Financial Svcs, TIC 2.0797%
BOSC, TIC 2.1%
BMO Cap Mkts GKST, TIC 2.1009%
RBC Capital Mkts, TIC 2.1171%
Robert W. Baird, TIC 2.1284%
BA Merrill Lynch, TIC 2.2246%
Southwest Securities, TIC 2.2275%
Raymond James | MK, TIC 2.3173%
Wells Fargo Secs, TIC 2.3292%
Lumberton Municipal Utility District
Jul 26, 2012 . . . . . . $5,710,000
Utility System Revenue Bonds, Series 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2020 at par.
Winning bid: SAMCO Cap Mkts, at 100.0000, TIC 3.0766%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $180,000 | 3.00% | 0.80% | AGM | |
| 8/15/15 | $190,000 | 3.00% | 0.90% | AGM | |
| 8/15/16 | $195,000 | 3.00% | 1.00% | AGM | |
| 8/15/17 | $205,000 | 3.00% | 1.15% | AGM | |
| 8/15/18 | $215,000 | 3.00% | 1.42% | AGM | |
| 8/15/19 | $225,000 | 3.00% | 1.64% | AGM | |
| 8/15/20 | $235,000 | 3.00% | 1.85% | AGM | |
| 8/15/21 | $245,000 | 3.00% | 2.09% | AGM | |
| 8/15/22 | $260,000 | 3.00% | 2.21% | AGM | |
| 8/15/23 | $270,000 | 3.00% | 2.34% | AGM | |
| 8/15/24 | $280,000 | 3.00% | 2.44% | AGM | |
| 8/15/25 | $295,000 | 3.00% | 2.54% | AGM | |
| 8/15/26 | $310,000 | 3.00% | 2.64% | AGM | |
| 8/15/27 | $325,000 | 3.00% | 2.73% | AGM | |
| 8/15/28 | $340,000 | 3.00% | 2.81% | AGM | |
| 8/15/30 | $725,000 | 3.00% | 3.05% | AGM | |
| 8/15/33 | $1,215,000 | 3.25% | 3.26% | AGM |
Other managers: Edward D. Jones & Co., Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Raymond James | Morgan Keegan.
L.O.: Germer Gertz L.L.P., Beaumont, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
FirstSouthwest, TIC 3.3419%
Sterne Agee, TIC 3.3922%
Montgomery (City)
Jul 26, 2012 . . . . . . $2,830,000
General Obligation Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Mar 1, 2013 to 2036.
Callable Mar 1, 2020 at par.
Winning bid: Raymond James | MK, at 100.9445, TIC 3.2413%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $50,000 | 2.00% | NRO | NRO | |
| 3/1/14 | $100,000 | 2.00% | NRO | NRO | |
| 3/1/15 | $100,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $105,000 | 2.00% | NRO | NRO | |
| 3/1/17 | $105,000 | 2.00% | NRO | NRO | |
| 3/1/18 | $105,000 | 2.00% | NRO | NRO | |
| 3/1/19 | $105,000 | 2.125% | NRO | NRO | |
| 3/1/20 | $110,000 | 2.25% | NRO | NRO | |
| 3/1/22 | $230,000 | 2.50% | NRO | NRO | |
| 3/1/24 | $245,000 | 2.75% | NRO | NRO | |
| 3/1/26 | $260,000 | 3.00% | NRO | NRO | |
| 3/1/28 | $275,000 | 3.25% | NRO | NRO | |
| 3/1/32 | $525,000 | 3.75% | NRO | NRO | |
| 3/1/36 | $515,000 | 4.00% | NRO | NRO |
L.O.: Bracewell & Giuliani LLP, Houston, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
FirstSouthwest, TIC 3.473%
TAXABLE ISSUES
MARYLAND
Maryland Stadium Authority
Jul 26, 2012 . . . . . . $14,050,000
Hippodrome Performing Arts Center Taxable Lease Revenue Refunding Bonds, Series 2012 (book entry).
Dated Aug 14, 2012.
Due Jun 15, 2013 to 2022.
The bonds shall be callable in accordance with the specification.
Winning bid: Raymond James | MK, at 99.3210, TIC 2.1546%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $1,185,000 | 0.65% | NRO | NRO | |
| 6/15/14 | $1,345,000 | 0.85% | NRO | NRO | |
| 6/15/15 | $1,360,000 | 1.15% | NRO | NRO | |
| 6/15/16 | $1,375,000 | 1.45% | NRO | NRO | |
| 6/15/17 | $1,395,000 | 1.70% | NRO | NRO | |
| 6/15/18 | $1,420,000 | 1.90% | NRO | NRO | |
| 6/15/19 | $1,445,000 | 2.10% | NRO | NRO | |
| 6/15/20 | $1,475,000 | 2.20% | NRO | NRO | |
| 6/15/21 | $1,505,000 | 2.35% | NRO | NRO | |
| 6/15/22 | $1,545,000 | 2.50% | NRO | NRO |
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
M & T Securities, TIC 2.1579%
Robert W. Baird, TIC 2.1608%
BA Merrill Lynch, TIC 2.1646%
JPMorgan, TIC 2.2002%
Janney Montgomery, TIC 2.2617%
Piper Jaffray, TIC 2.3044%
MASSACHUSETTS
Acton-Boxborough Regional School District
Jul 26, 2012 . . . . . . $450,000
General Obligation School Bonds, Series A (Subject to Federal and Massachusetts Income Taxation) (book entry).
Dated Aug 8, 2012.
Due Aug 1, 2013 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 1.819%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $90,000 | 3.00% | NRO | NRO | |
| 8/1/14 | $90,000 | 3.00% | NRO | NRO | |
| 8/1/15 | $90,000 | 3.00% | NRO | NRO | |
| 8/1/16 | $90,000 | 3.00% | NRO | NRO | |
| 8/1/17 | $90,000 | 3.00% | NRO | NRO |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
NEW YORK
Kiryas Joel Village
Jul 26, 2012 . . . . . . $1,140,000
Bond Anticipation Notes-Series 2012 B (Federally Taxable).
Dated Aug 2, 2012.
Due Oct 18, 2012.
Purchased $1,140,000.00 by Oppenheimer, at 3.5%, plus $68.00, effective rate 3.4717%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 3.5%
JPMorgan Chase, Effective Rate 3.5%
WISCONSIN
Jackson Village
Jul 26, 2012 . . . . . . $2,380,000
Taxable General Obligation Promissory Notes Series 2012A (book entry).
Dated Aug 16, 2012.
Due Apr 1, 2013 to 2022.
Callable Apr 1, 2020 at par.
Winning bid: BOSC, at 100.2986, TIC 1.7786%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $295,000 | 0.45% | 0.45% | ||
| 4/1/14 | $310,000 | 0.55% | 0.55% | ||
| 4/1/15 | $305,000 | 1.00% | 0.70% | ||
| 4/1/16 | $220,000 | 1.25% | 0.85% | ||
| 4/1/17 | $225,000 | 1.50% | 1.125% | ||
| 4/1/18 | $225,000 | 1.75% | 1.45% | ||
| 4/1/19 | $195,000 | 2.00% | 1.70% | ||
| 4/1/20 | $205,000 | 2.25% | 2.00% | ||
| 4/1/21 | $195,000 | 2.25% | 2.25% | ||
| 4/1/22 | $205,000 | 2.45% | 2.45% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.7836%
BMO Cap Mkts GKST, TIC 1.8223%
Bankers' Bank, TIC 1.8516%
Northland Securities, TIC 2.0552%
