ARKANSAS
Fayetteville School District No. 1 of Washington County
Jun 26, 2012 . . . . . . $2,435,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Jun 1, 2013 to 2035.
Callable Jun 1, 2017 at par.
Winning bid: Crews & Associates, at 98.3803, TIC 2.8713%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $265,000 | 1.00% | 1.00% | ||
| 6/1/17 | $175,000 | 1.25% | 1.25% | ||
| 6/1/19 | $180,000 | 2.00% | 1.70% | ||
| 6/1/21 | $190,000 | 2.00% | 2.00% | ||
| 6/1/23 | $195,000 | 2.25% | 2.30% | ||
| 6/1/25 | $205,000 | 2.50% | 2.60% | ||
| 6/1/27 | $215,000 | 2.75% | 2.80% | ||
| 6/1/29 | $230,000 | 3.00% | 2.90% | ||
| 6/1/31 | $245,000 | 3.00% | 3.05% | ||
| 6/1/35 | $535,000 | 3.05% | 3.10% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.8804%
Ross Sinclaire, TIC 2.887%
Raymond James | MK, TIC 2.8977%
Southside School District No. 3 of Independence County
Jun 26, 2012 . . . . . . $1,635,000
Refunding (Arkansas School District Credit Enhancing Program) (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Nov 1, 2015 to 2032.
Callable Nov 1, 2014 at par.
Winning bid: Ross Sinclaire, at n/a, TIC 2.6244%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $70,000 | 1.00% | NRO | NRO | |
| 11/1/17 | $170,000 | 1.15% | NRO | NRO | |
| 11/1/19 | $170,000 | 1.65% | NRO | NRO | |
| 11/1/21 | $180,000 | 1.90% | NRO | NRO | |
| 11/1/24 | $280,000 | 2.20% | NRO | NRO | |
| 11/1/26 | $195,000 | 2.50% | NRO | NRO | |
| 11/1/28 | $210,000 | 2.70% | NRO | NRO | |
| 11/1/32 | $360,000 | 3.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.6918%
Crews & Associates, TIC 2.7779%
CALIFORNIA
Berkeley (City)
Jun 26, 2012 . . . . . . $25,000,000
2012-13 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 12, 2012.
Due Jul 11, 2013.
Purchased $25,000,000.00 by Morgan Stanley, at 1.0%, plus $199,000.00, effective rate 0.2018%.
L.O.: Jones Hall, San Francisco, CA.
F.A.: NHA Advisors, San Rafael, CA.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.202%
JPMorgan, Effective Rate 0.2211%
Barclays Capital, Effective Rate 0.2501%
Stifel Nicolaus, Effective Rate 0.2515%
Mitsubishi UFJ Secs, Effective Rate 0.2565%
Piper Jaffray, Effective Rate 0.2592%
Jefferies, Effective Rate 0.3003%
Oppenheimer, Effective Rate 0.4786%
Marysville Joint Unified School District
Jun 26, 2012 . . . . . . $18,375,942
2012 Certificates of Participation (Refunding and Capital Projects) (CABs) ($18,200,00 Orig. Principal Amount) (book entry).
Dated Jul 17, 2012.
Due Jun 1, 2023 to 2042.
Callable Jun 1, 2022 at par.
Winning bid: Morgan Stanley, at 31.3203, TIC 6.0781%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/23 | $1,648,403 | 0.00% | 5.00% | AGM | |
| 6/1/24 | $1,541,948 | 0.00% | 5.15% | AGM | |
| 6/1/25 | $1,438,172 | 0.00% | 5.30% | AGM | |
| 6/1/26 | $1,344,191 | 0.00% | 5.40% | AGM | |
| 6/1/27 | $1,258,340 | 0.00% | 5.50% | AGM | |
| 6/1/28 | $1,173,628 | 0.00% | 5.60% | AGM | |
| 6/1/29 | $1,092,496 | 0.00% | 5.70% | AGM | |
| 6/1/30 | $1,015,003 | 0.00% | 5.80% | AGM | |
| 6/1/31 | $941,175 | 0.00% | 5.90% | AGM | |
| 6/1/32 | $871,042 | 0.00% | 6.00% | AGM | |
| 6/1/33 | $811,311 | 0.00% | 6.05% | AGM | |
| 6/1/34 | $756,042 | 0.00% | 6.11% | AGM | |
| 6/1/35 | $702,462 | 0.00% | 6.17% | AGM | |
| 6/1/36 | $652,264 | 0.00% | 6.22% | AGM | |
| 6/1/37 | $610,192 | 0.00% | 6.25% | AGM | |
| 6/1/38 | $570,881 | 0.00% | 6.27% | AGM | |
| 6/1/39 | $535,321 | 0.00% | 6.28% | AGM | |
| 6/1/40 | $501,847 | 0.00% | 6.29% | AGM | |
| 6/1/41 | $470,404 | 0.00% | 6.30% | AGM | |
| 6/1/42 | $440,822 | 0.00% | 6.31% | AGM |
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Mesirow Financial, TIC 6.0906%
Hutchinson Shockey, TIC 6.4582%
E.J. De La Rosa, TIC 6.69%
Stifel Nicolaus, TIC 7.1194%
CONNECTICUT
Easton (Town)
Jun 26, 2012 . . . . . . $7,748,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jul 6, 2012.
Due Jul 3, 2013.
Purchased $7,748,000.00 by Piper Jaffray, at 1.0%, plus $57,722.59, effective rate 0.2487%.
L.O.: Updike, Kelly & Spellacy, P.C., Hartford, CT; Updike, Kelly & Spellacy, P.C., Middletown, CT; and Updike, Kelly & Spellacy, P.C., New Haven, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
FirstSouthwest, Effective Rate 0.2838%
Eastern Bk Cap Mkts, Effective Rate 0.329%
Janney Montgomery, Effective Rate 0.4392%
Roosevelt & Cross, Effective Rate 0.4937%
Jefferies, Effective Rate 0.694%
Oppenheimer, Effective Rate 0.7307%
Salem (Town)
Jun 26, 2012 . . . . . . $3,500,000
General Obligation Bond Anticipation Notes, Issue of 2012 (bank qualified) (book entry).
Dated Jul 10, 2012.
Due Jul 9, 2013.
Purchased $3,500,000.00 by TD Securities, at 1.0%, plus $13,090.00, effective rate 0.625%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.644%
Piper Jaffray, Effective Rate 0.6958%
Oppenheimer, Effective Rate 0.9301%
Roosevelt & Cross, Effective Rate 1.0525%
Jefferies, Effective Rate 1.104%
IOWA
Coralville (City)
Jun 25, 2012 . . . . . . $4,210,000
General Obligation Corporate Purpose Bonds, Series 2012C (bank qualified) (book entry).
Dated Jun 29, 2012.
Due Jun 1, 2013 to 2031.
Callable Jun 1, 2017 at par.
Winning bid: Hutchinson Shockey, at 99.0000, TIC 2.5423%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $305,000 | 1.25% | NRO | NRO | |
| 6/1/14 | $270,000 | 1.50% | NRO | NRO | |
| 6/1/15 | $185,000 | 1.50% | NRO | NRO | |
| 6/1/16 | $10,000 | 1.50% | NRO | NRO | |
| 6/1/17 | $265,000 | 1.50% | NRO | NRO | |
| 6/1/18 | $260,000 | 1.50% | NRO | NRO | |
| 6/1/19 | $260,000 | 1.75% | NRO | NRO | |
| 6/1/20 | $560,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $905,000 | 2.10% | NRO | NRO | |
| 6/1/22 | $265,000 | 2.25% | NRO | NRO | |
| 6/1/27 | $185,000 | 3.00% | NRO | NRO | |
| 6/1/29 | $370,000 | 3.10% | NRO | NRO | |
| 6/1/31 | $370,000 | 3.20% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Northland Securities, TIC 3.3391%
East Marshall Community School District
Jun 26, 2012 . . . . . . $3,620,000
General Obligation School Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due May 1, 2015 to 2025.
Callable May 1, 2021 at par.
Winning bid: UMB Bank, at 99.2400, TIC 1.8966%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $310,000 | 0.55% | NRO | NRO | |
| 5/1/16 | $315,000 | 0.65% | NRO | NRO | |
| 5/1/17 | $315,000 | 0.85% | NRO | NRO | |
| 5/1/18 | $315,000 | 1.10% | NRO | NRO | |
| 5/1/19 | $320,000 | 1.35% | NRO | NRO | |
| 5/1/20 | $325,000 | 1.60% | NRO | NRO | |
| 5/1/21 | $330,000 | 1.80% | NRO | NRO | |
| 5/1/22 | $335,000 | 2.00% | NRO | NRO | |
| 5/1/23 | $345,000 | 2.20% | NRO | NRO | |
| 5/1/24 | $350,000 | 2.30% | NRO | NRO | |
| 5/1/25 | $360,000 | 2.35% | NRO | NRO |
In association with: Farmers Savings Bk.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Northland Securities, TIC 1.9497%
FTN Fin Cap Mkts, TIC 2.0052%
Raymond James | MK, TIC 2.0106%
Robert W. Baird, TIC 2.0607%
BOSC, TIC 2.0921%
Hutchinson Shockey, TIC 2.1202%
Spirit Lake (City)
Jun 26, 2012 . . . . . . $9,095,000
General Obligation Urban Renewal Annual Appropriation Refunding Bonds, Series 2012A (bank qualified) (book entry).
Dated Jul 26, 2012.
Due Jun 1, 2013 to 2026.
Callable Jun 1, 2017 at par.
Winning bid: Northland Securities, at 98.8956, TIC 2.9998%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $165,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $175,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $830,000 | 2.00% | 1.50% | ||
| 6/1/16 | $810,000 | 2.00% | 1.75% | ||
| 6/1/17 | $515,000 | 2.00% | 2.00% | ||
| 6/1/18 | $760,000 | 2.25% | 2.25% | ||
| 6/1/19 | $805,000 | 2.50% | NRO | NRO | |
| 6/1/20 | $800,000 | 2.60% | NRO | NRO | |
| 6/1/21 | $795,000 | 3.00% | NRO | NRO | |
| 6/1/22 | $790,000 | 3.05% | NRO | NRO | |
| 6/1/23 | $810,000 | 3.10% | NRO | NRO | |
| 6/1/24 | $800,000 | 3.30% | NRO | NRO | |
| 6/1/25 | $710,000 | 3.40% | NRO | NRO | |
| 6/1/26 | $330,000 | 3.55% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 3.1733%
KENTUCKY
Jessamine County School District Finance Corporation
Jun 26, 2012 . . . . . . $4,570,000
School Building Revenue Bonds, Second Series of 2012 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Jul 1, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.0000, NIC 3.7679%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $10,000 | 0.70% | NRO | NRO | |
| 8/1/14 | $10,000 | 1.00% | NRO | NRO | |
| 8/1/15 | $10,000 | 1.20% | NRO | NRO | |
| 8/1/16 | $10,000 | 1.40% | NRO | NRO | |
| 8/1/17 | $10,000 | 1.60% | NRO | NRO | |
| 8/1/18 | $10,000 | 1.85% | NRO | NRO | |
| 8/1/19 | $10,000 | 2.10% | NRO | NRO | |
| 8/1/20 | $10,000 | 2.35% | NRO | NRO | |
| 8/1/21 | $15,000 | 2.55% | NRO | NRO | |
| 8/1/22 | $15,000 | 2.65% | NRO | NRO | |
| 8/1/26 | $585,000 | 3.375% | NRO | NRO | |
| 8/1/28 | $1,095,000 | 3.40% | NRO | NRO | |
| 8/1/30 | $1,215,000 | 3.50% | NRO | NRO | |
| 8/1/32 | $1,565,000 | 4.00% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, Edward D. Jones & Co., SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, PNC Capital Markets, Incapital LLC, Sterne, Agee & Leach, Inc, First Kentucky Securities Corp..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Hutchinson Shockey, NIC 3.8037%
MARYLAND
Annapolis (City)
Jun 26, 2012 . . . . . . $19,245,000
General Obligation Bonds Public Improvements and Refunding Bonds, 2012 Series (book entry).
Dated Jul 12, 2012.
Due Feb 1, 2013 to Aug 1, 2032.
Callable Aug 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 111.1162, TIC 2.3444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $35,000 | 2.00% | 0.25% | ||
| 8/1/13 | $280,000 | 3.00% | 0.28% | ||
| 8/1/14 | $295,000 | 3.00% | 0.42% | ||
| 8/1/15 | $310,000 | 3.00% | 0.57% | ||
| 8/1/16 | $315,000 | 3.00% | 0.69% | ||
| 8/1/17 | $1,090,000 | 4.00% | NRO | NRO | |
| 8/1/18 | $1,135,000 | 4.00% | NRO | NRO | |
| 8/1/19 | $1,175,000 | 4.00% | NRO | NRO | |
| 8/1/20 | $1,230,000 | 4.00% | NRO | NRO | |
| 8/1/21 | $2,985,000 | 4.00% | NRO | NRO | |
| 8/1/22 | $3,110,000 | 4.00% | NRO | NRO | |
| 8/1/23 | $1,350,000 | 4.00% | NRO | NRO | |
| 8/1/24 | $1,395,000 | 3.00% | 2.42% | ||
| 8/1/25 | $1,435,000 | 3.00% | 2.65% | ||
| 8/1/26 | $410,000 | 3.00% | 2.84% | ||
| 8/1/27 | $415,000 | 3.00% | NRO | NRO | |
| 8/1/28 | $430,000 | 3.00% | NRO | NRO | |
| 8/1/29 | $440,000 | 3.00% | NRO | NRO | |
| 8/1/30 | $455,000 | 3.125% | NRO | NRO | |
| 8/1/31 | $470,000 | 3.25% | NRO | NRO | |
| 8/1/32 | $485,000 | 3.25% | NRO | NRO |
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Janney Montgomery, TIC 2.3824%
PNC Capital Markets, TIC 2.3961%
Piper Jaffray, TIC 2.4064%
Robert W. Baird, TIC 2.4394%
JPMorgan, TIC 2.4598%
Wells Fargo Secs, TIC 2.4747%
Citigroup, TIC 2.5761%
Jefferies, TIC 2.6226%
US Bancorp Invest, TIC 2.6498%
MASSACHUSETTS
Cape Ann Transportation Authority
Jun 26, 2012 . . . . . . $3,300,000
General Obligation Revenue Anticipation Notes (bank qualified).
Dated Jul 5, 2012.
Due Jul 2, 2013.
Purchased $3,300,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $18,195.10, effective rate 0.694%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.9334%
TD Securities, Effective Rate 0.9882%
Jefferies, Effective Rate 1.1541%
Fall River (City)
Jun 26, 2012 . . . . . . $5,070,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jul 12, 2012.
Due Feb 14, 2013.
Purchased $5,070,000.00 by Oppenheimer, at 1.25%, plus $13,030.00, effective rate 0.8136%.
L.O.: Pannone, Lopes, Devereaux & West LLC, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.9242%
Eastern Bk Cap Mkts, Effective Rate 0.944%
MICHIGAN
Farmington Hills (City)
Jun 25, 2012 . . . . . . $6,480,000
2012 Special Assessment Bonds (Limited Tax General Obligation) (book entry). $3,040,000
Dated Jul 11, 2012.
Due Oct 1, 2013 to 2021.
Callable Oct 1, 2017 at par.
Winning bid: Fifth Third Secs, at n/a, TIC 2.2347%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $390,000 | 2.00% | 0.50% | ||
| 10/1/14 | $330,000 | 2.00% | 0.70% | ||
| 10/1/15 | $330,000 | 2.00% | 0.95% | ||
| 10/1/16 | $330,000 | 2.00% | 1.15% | ||
| 10/1/17 | $335,000 | 2.00% | 1.45% | ||
| 10/1/18 | $330,000 | 2.00% | 1.90% | ||
| 10/1/19 | $330,000 | 2.00% | 2.15% | ||
| 10/1/20 | $335,000 | 2.25% | 2.40% | ||
| 10/1/21 | $330,000 | 2.50% | 2.60% |
2012 General Obligation Bonds (Limited Tax) (book entry). $3,440,000
Dated Jul 11, 2012.
Due Oct 1, 2013 to 2026.
Callable Oct 1, 2017 at par.
Winning bid: Fifth Third Secs, at n/a, TIC 2.2347%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $390,000 | 2.00% | 0.50% | ||
| 10/1/14 | $330,000 | 2.00% | 0.70% | ||
| 10/1/15 | $330,000 | 2.00% | 0.95% | ||
| 10/1/16 | $330,000 | 2.00% | 1.15% | ||
| 10/1/17 | $335,000 | 2.00% | 1.45% | ||
| 10/1/18 | $330,000 | 2.00% | 1.90% | ||
| 10/1/19 | $330,000 | 2.00% | 2.15% | ||
| 10/1/20 | $335,000 | 2.25% | 2.40% | ||
| 10/1/21 | $330,000 | 2.50% | 2.60% | ||
| 10/1/26 | $400,000 | 3.00% | 3.15% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
Stifel Nicolaus, TIC 2.2522%
Hutchinson Shockey, TIC 2.3259%
Robert W. Baird, TIC 2.4338%
MINNESOTA
Albert Lea (City)
Jun 25, 2012 . . . . . . $2,215,000
General Obligation Permanent Improvement Revolving Funds Bonds, Series 2012A (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Feb 1, 2014 to 2023.
Non-callable.
Winning bid: UMB Bank, at 99.2400, TIC 1.5969%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $270,000 | 0.45% | NRO | NRO | |
| 2/1/15 | $255,000 | 0.55% | NRO | NRO | |
| 2/1/16 | $255,000 | 0.65% | NRO | NRO | |
| 2/1/17 | $250,000 | 0.85% | NRO | NRO | |
| 2/1/18 | $245,000 | 1.10% | NRO | NRO | |
| 2/1/19 | $190,000 | 1.35% | NRO | NRO | |
| 2/1/20 | $190,000 | 1.60% | NRO | NRO | |
| 2/1/21 | $185,000 | 1.80% | NRO | NRO | |
| 2/1/22 | $180,000 | 2.00% | NRO | NRO | |
| 2/1/23 | $195,000 | 2.15% | NRO | NRO |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
United Banker's Bk, TIC 1.6544%
Robert W. Baird, TIC 1.6548%
Piper Jaffray, TIC 1.6621%
BOSC, TIC 1.6829%
Raymond James | MK, TIC 1.7212%
Northland Securities, TIC 1.7258%
FTN Fin Cap Mkts, TIC 1.7792%
Hutchinson (City)
Jun 26, 2012 . . . . . . $4,795,000
General Obligation Refunding Bonds, Series 2012B (book entry).
Dated Jul 25, 2012.
Due Feb 1, 2015 to 2022.
Callable Feb 1, 2020 at par.
Winning bid: Robert W. Baird, at 106.5291, TIC 1.7731%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $525,000 | 3.00% | 0.75% | ||
| 2/1/16 | $720,000 | 3.00% | 0.85% | ||
| 2/1/17 | $715,000 | 3.00% | 1.10% | ||
| 2/1/18 | $725,000 | 3.00% | 1.35% | ||
| 2/1/19 | $700,000 | 3.00% | 1.60% | ||
| 2/1/20 | $570,000 | 3.00% | 1.85% | ||
| 2/1/21 | $455,000 | 3.00% | 2.05% | ||
| 2/1/22 | $385,000 | 3.00% | 2.20% |
Other managers: CL King & Associates, Coastal Securities Corp., Kildare Capital, Inc., Fidelity Capital Markets, Edward D. Jones & Co., SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, Davenport & Company LLC, Cronin & Co., Inc., Incapital LLC, Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Wedbush Securities Inc, CastleOak Securities, L.P., Dougherty & Company LLC, Vining-Sparks IBG, Limited Partnership, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.8343%
Hutchinson Shockey, TIC 1.8515%
Raymond James | MK, TIC 2.0075%
Stifel Nicolaus, TIC 2.0647%
NEW JERSEY
Bloomfield Township
Jun 26, 2012 . . . . . . $4,790,000
$2,519,995 Bond Anticipation Notes and $2,270,005 Water Utility Bond Anticipation Notes (bank qualified).
Dated Jul 3, 2012.
Due Jan 18, 2013.
Purchased $4,790,000.00 by Oppenheimer, at 1.25%, plus $4,503.00, effective rate 1.0764%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.162%
Janney Montgomery, Effective Rate 1.1983%
PNC Bank, Effective Rate 1.23%
Carlstadt Borough
Jun 26, 2012 . . . . . . $6,000,000
General Obligation Tax Anticipation Notes (bank qualified).
Dated Jul 3, 2012.
Due Mar 1, 2013.
Purchased $6,000,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2686%
Jefferies, Effective Rate 1.4213%
TD Securities, Effective Rate 1.4838%
Haworth Borough
Jun 26, 2012 . . . . . . $2,960,300
General Obligation Bond Anticipation Notes consisting of $2,500,000 GO Bd Anticipation Nts and $410,300 Swim Pool Util Bd Antic Nts (bank qualified).
Dated Jul 6, 2012.
Due Jul 3, 2013.
Purchased $2,960,300.00 by Bank of New Jersey, at 0.66%, effective rate 0.66%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.7%
TD Securities, Effective Rate 0.9933%
Janney Montgomery, Effective Rate 1.0665%
Oppenheimer, Effective Rate 1.3426%
Jefferies, Effective Rate 1.4314%
Runnemeade Borough Board of Education
Jun 26, 2012 . . . . . . $500,000
Grant Anticipation Notes (bank qualified).
Dated Jul 5, 2012.
Due Jul 5, 2013.
Purchased $500,000.00 by PNC Bank, at 1.61%, effective rate 1.61%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.98%
Roosevelt & Cross, Effective Rate 2.182%
Salem County
Jun 26, 2012 . . . . . . $2,100,000
County College Bonds, Series 2012 (County College Bond Act, 1971 N.J. Laws c. 12, as amended) (book entry).
Dated Jun 29, 2012.
Due Mar 15, 2013 to 2022.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 2.3495%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/13 | $130,000 | 2.00% | 0.90% | ||
| 3/15/14 | $130,000 | 2.00% | 1.00% | ||
| 3/15/15 | $130,000 | 2.00% | 1.20% | ||
| 3/15/16 | $150,000 | 2.00% | 1.35% | ||
| 3/15/17 | $260,000 | 2.00% | 1.55% | ||
| 3/15/18 | $260,000 | 2.00% | 1.80% | ||
| 3/15/19 | $260,000 | 2.00% | 2.05% | ||
| 3/15/20 | $260,000 | 2.125% | 2.27% | ||
| 3/15/21 | $260,000 | 2.75% | 2.50% | ||
| 3/15/22 | $260,000 | 3.00% | 2.60% |
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
UBS Financial Svcs, TIC 2.3817%
Robert W. Baird, TIC 2.4885%
Raymond James | MK, TIC 2.6061%
Salem County
Jun 26, 2012 . . . . . . $11,190,000
Bond Anticipation Notes (book entry).
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $11,190,000.00 by Morgan Stanley, at 1.5%, plus $13,539.00, effective rate 0.2866%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
NEW MEXICO
Clovis Municipal School District No 1
Jun 26, 2012 . . . . . . $9,000,000
General Obligation School Building Bonds, Series 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2013 to 2027.
Callable Aug 1, 2022 at par.
Winning bid: Vining-Sparks IBG, at 104.2613, TIC 1.9733%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $210,000 | 2.00% | 0.30% | NMSDE | |
| 8/1/14 | $525,000 | 3.00% | 0.45% | NMSDE | |
| 8/1/15 | $550,000 | 3.00% | 0.60% | NMSDE | |
| 8/1/16 | $825,000 | 4.00% | 0.80% | NMSDE | |
| 8/1/17 | $450,000 | 3.00% | 1.00% | NMSDE | |
| 8/1/18 | $450,000 | 3.00% | 1.20% | NMSDE | |
| 8/1/19 | $450,000 | 3.00% | 1.40% | NMSDE | |
| 8/1/20 | $450,000 | 3.00% | 1.60% | NMSDE | |
| 8/1/21 | $450,000 | 3.00% | 1.80% | NMSDE | |
| 8/1/22 | $475,000 | 3.00% | 1.90% | NMSDE | |
| 8/1/23 | $475,000 | 2.00% | 2.00% | NMSDE | |
| 8/1/24 | $900,000 | 2.05% | 2.05% | NMSDE | |
| 8/1/25 | $900,000 | 2.15% | 2.15% | NMSDE | |
| 8/1/26 | $945,000 | 2.25% | 2.25% | NMSDE | |
| 8/1/27 | $945,000 | 2.30% | 2.30% | NMSDE |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.0897%
Stifel Nicolaus, TIC 2.1241%
Piper Jaffray, TIC 2.1284%
Raymond James | MK, TIC 2.1286%
Robert W. Baird, TIC 2.254%
UBS Financial Svcs, TIC 2.3072%
Guggenheim Secs, TIC 2.323%
NEW YORK
Afton Central School District
Jun 26, 2012 . . . . . . $10,250,000
Bond Anticipation Notes, 2012 (book entry).
Dated Jul 5, 2012.
Due Jun 28, 2013.
Purchased $10,250,000.00 by Jefferies, at 1.0%, plus $33,417.00, effective rate 0.6675%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.8381%
JPMorgan Chase, Effective Rate 0.85%
Oppenheimer, Effective Rate 0.8733%
Barker Village
Jun 26, 2012 . . . . . . $998,000
Bond Anticipation Notes, 2012 (New Issue) (bank qualified).
Dated Jul 18, 2012.
Due Jul 17, 2013.
Purchased $998,000.00 by Oppenheimer, at 1.5%, plus $700.00, effective rate 1.4296%.
L.O.: Harris, Beach LLP, Pittsford, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.8436%
Canton Central School District
Jun 26, 2012 . . . . . . $5,000,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 12, 2012.
Due Jul 12, 2013.
Purchased $5,000,000.00 by TD Securities, at 1.0%, plus $17,100.00, effective rate 0.658%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7788%
Janney Montgomery, Effective Rate 0.864%
Oppenheimer, Effective Rate 0.88%
Jefferies, Effective Rate 0.884%
Roosevelt & Cross, Effective Rate 1.441%
NBT Bank, Effective Rate 1.63%
Clarkstown Central School District
Jun 26, 2012 . . . . . . $16,400,000
Tax Anticipation Notes for 2012-2013 Taxes (book entry).
Dated Jul 6, 2012.
Due Nov 2, 2012.
Purchased $16,400,000.00 by TD Securities, at 0.5%, plus $16,892.00, effective rate 0.1803%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.1834%
JPMorgan, Effective Rate 0.1942%
Jefferies, Effective Rate 0.2206%
JPMorgan Chase, Effective Rate 0.89%
Oppenheimer, Effective Rate 0.9738%
Clyde-Savannah Central School District
Jun 26, 2012 . . . . . . $10,950,000
Bond Anticipation Notes, 2012 (Renewals).
Dated Jul 13, 2012.
Due Sep 7, 2012.
Purchased $10,950,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.76%
Jefferies, Effective Rate 1.2165%
Oppenheimer, Effective Rate 1.4399%
Hartford Central School District
Jun 26, 2012 . . . . . . $236,450
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 6, 2012.
Due Jul 3, 2013.
Purchased $236,450.00 by Roosevelt & Cross, at 2.0%, plus $33.00, effective rate 1.9859%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 2.15%
Oppenheimer, Effective Rate 2.3977%
Hilton Central School District
Jun 26, 2012 . . . . . . $893,450
School District (Serial) Bonds, 2012 (bank qualified).
Dated Jul 10, 2012.
Due Jun 15, 2014 to 2017.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 1.568%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $218,450 | 1.55% | NRO | NRO | |
| 6/15/15 | $225,000 | 1.55% | NRO | NRO | |
| 6/15/16 | $225,000 | 1.55% | NRO | NRO | |
| 6/15/17 | $225,000 | 1.60% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.9121%
Oppenheimer, NIC 2.2518%
JPMorgan Chase, NIC 2.31%
Lafayette Central School District
Jun 26, 2012 . . . . . . $4,000,000
Revenue Anticipation Notes, 2012 (bank qualified).
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $1,500,000.00 by Jefferies, at 1.25%, plus $7,172.00, effective rate 0.7705%.
Purchased $2,500,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.895%
Oppenheimer, Effective Rate 0.9943%
JPMorgan Chase, Effective Rate 1.04%
Jefferies, Effective Rate 1.0494%
Roosevelt & Cross, Effective Rate 1.4709%
M & T Bank, Effective Rate 1.65%
Liverpool Central School District
Jun 26, 2012 . . . . . . $9,000,000
Revenue Anticipation Notes, 2012A.
Dated Jul 6, 2012.
Due Jul 5, 2013.
Purchased $9,000,000.00 by TD Securities, at 1.25%, plus $55,260.00, effective rate 0.6343%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.74%
Jefferies, Effective Rate 0.7737%
Oppenheimer, Effective Rate 0.9261%
Malone Central School District
Jun 26, 2012 . . . . . . $3,700,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jul 6, 2012.
Due Jul 5, 2013.
Purchased $3,700,000.00 by TD Securities, at 1.0%, plus $11,988.00, effective rate 0.6751%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6941%
JPMorgan Chase, Effective Rate 0.72%
Janney Montgomery, Effective Rate 0.8499%
Oppenheimer, Effective Rate 1.1036%
Roosevelt & Cross, Effective Rate 1.3744%
NBT Bank, Effective Rate 1.7%
North Shore Central School District
Jun 26, 2012 . . . . . . $7,000,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).
Dated Jul 10, 2012.
Due Jun 20, 2013.
Purchased $7,000,000.00 by TD Securities, at 1.0%, plus $34,510.00, effective rate 0.478%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.5522%
Capital One, Effective Rate 0.67%
Oppenheimer, Effective Rate 0.7297%
Port Byron Central School District
Jun 26, 2012 . . . . . . $5,120,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 6, 2012.
Due Jul 5, 2013.
Purchased $5,120,000.00 by TD Securities, at 1.0%, plus $17,459.20, effective rate 0.6581%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7332%
First Niagara Bank, Effective Rate 1.19%
Roosevelt & Cross, Effective Rate 1.4418%
Taconic Hills Central School District at Craryville
Jun 26, 2012 . . . . . . $7,427,974
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jul 5, 2012.
Due Jul 5, 2013.
Purchased $7,427,970.00 by TD Securities, at 1.0%, plus $36,545.63, effective rate 0.508%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.519%
KeyBanc Cap Mkts, Effective Rate 0.556%
Piper Jaffray, Effective Rate 0.566%
JPMorgan Chase, Effective Rate 0.66%
Oppenheimer, Effective Rate 0.744%
Janney Montgomery, Effective Rate 0.771%
First Niagara Bank, Effective Rate 1.14%
Roosevelt & Cross, Effective Rate 1.166%
Walton Central School District
Jun 26, 2012 . . . . . . $727,104
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jul 11, 2012.
Due Jan 11, 2013.
Purchased $727,100.00 by JPMorgan Chase, at 0.89%, effective rate 0.89%.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.0312%
Delaware Natl Bk, Effective Rate 1.68%
Oppenheimer, Effective Rate 2.2186%
Roosevelt & Cross, Effective Rate 2.2384%
Walton Central School District
Jun 26, 2012 . . . . . . $4,025,000
School District Serial Bonds, 2012 (bank qualified) (book entry).
Dated Jul 10, 2012.
Due Jun 15, 2013 to 2026.
Callable Jun 15, 2020 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.3249%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $280,000 | 2.00% | NRO | NRO | AGM |
| 6/15/14 | $280,000 | 2.00% | NRO | NRO | AGM |
| 6/15/15 | $285,000 | 2.125% | NRO | NRO | AGM |
| 6/15/16 | $295,000 | 2.125% | NRO | NRO | AGM |
| 6/15/17 | $305,000 | 2.125% | NRO | NRO | AGM |
| 6/15/18 | $315,000 | 2.25% | NRO | NRO | AGM |
| 6/15/19 | $325,000 | 2.25% | NRO | NRO | AGM |
| 6/15/20 | $335,000 | 2.25% | NRO | NRO | AGM |
| 6/15/21 | $345,000 | 2.25% | NRO | NRO | AGM |
| 6/15/22 | $355,000 | 2.25% | NRO | NRO | AGM |
| 6/15/23 | $365,000 | 2.25% | NRO | NRO | AGM |
| 6/15/24 | $375,000 | 2.50% | NRO | NRO | AGM |
| 6/15/25 | $110,000 | 3.00% | NRO | NRO | AGM |
| 6/15/26 | $55,000 | 3.00% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
FTN Fin Cap Mkts, NIC 2.4413%
Robert W. Baird, NIC 2.4558%
Raymond James | MK, NIC 2.6226%
Williamsville Central School District
Jun 26, 2012 . . . . . . $2,700,000
Bond Anticipation Notes - 2012 (bank qualified).
Dated Jul 17, 2012.
Due Jul 17, 2013.
Purchased $2,700,000.00 by Roosevelt & Cross, at 1.0%, plus $15,319.00, effective rate 0.4326%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
PNC Capital Markets, Effective Rate 0.522%
KeyBanc Cap Mkts, Effective Rate 0.625%
JPMorgan Chase, Effective Rate 0.63%
Janney Montgomery, Effective Rate 0.694%
Jefferies, Effective Rate 0.7029%
Oppenheimer, Effective Rate 0.829%
First Niagara Bank, Effective Rate 1.03%
Williamsville Central School District
Jun 26, 2012 . . . . . . $5,285,000
School District Refunding Serial Bonds- 2012 (bank qualified).
Dated Jul 17, 2012.
Due May 1, 2013 to 2020.
Non-callable.
Winning bid: Raymond James | MK, at n/a, TIC 1.3018%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $650,000 | 3.00% | NRO | NRO | |
| 5/1/14 | $640,000 | 3.00% | NRO | NRO | |
| 5/1/15 | $650,000 | 3.00% | NRO | NRO | |
| 5/1/16 | $655,000 | 3.00% | NRO | NRO | |
| 5/1/17 | $655,000 | 3.00% | NRO | NRO | |
| 5/1/18 | $670,000 | 3.00% | NRO | NRO | |
| 5/1/19 | $675,000 | 3.00% | NRO | NRO | |
| 5/1/20 | $690,000 | 3.00% | NRO | NRO |
Other managers: Morgan Stanley & Co., Inc., Jefferies & Company, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, TIC 1.3111%
Janney Montgomery, TIC 1.3281%
PNC Capital Markets, TIC 1.3382%
Robert W. Baird, TIC 1.3617%
KeyBanc Cap Mkts, TIC 1.3679%
NORTH DAKOTA
Thompson (City)
Jun 26, 2012 . . . . . . $1,500,000
Refunding Improvement Bonds, Series 2012 (bank qualified) (book entry).
Dated Jul 18, 2012.
Due May 1, 2013 to 2027.
Callable May 1, 2020 at par.
Winning bid: Dougherty, at n/a, TIC 2.4369%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $260,000 | 0.75% | 0.75% | ||
| 5/1/18 | $285,000 | 1.10% | 1.10% | ||
| 5/1/21 | $295,000 | 1.75% | 1.75% | ||
| 5/1/24 | $320,000 | 2.50% | 2.50% | ||
| 5/1/27 | $340,000 | 3.00% | 3.00% |
L.O.: Arntson & Stewart, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN; and Public Financial Management, Inc., Fargo, ND.
Other bidders were:
Northland Securities, TIC 2.6102%
United Banker's Bk, TIC 3.096%
Hutchinson Shockey, TIC 4.0705%
OKLAHOMA
Caddo County Independent School District No. 11 (Hydro-Eakly)
Jun 26, 2012 . . . . . . $425,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2014.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.6%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $425,000 | 0.60% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.7%
F&M Bank, NIC 0.8%
Country Club Bank, NIC 0.88%
Osage County Independent School District No. 2 (Pawhuska)
Jun 26, 2012 . . . . . . $495,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2014.
Non-callable.
Winning bid: Commerce Bank, at n/a, NIC 0.6735%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $495,000 | 0.70% | NRO | NRO |
In association with: Osage Federal Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.7%
F&M Bank, NIC 0.75%
UMB Bank, NIC 0.785%
Payne County Independent School District No. 101 (Glencoe)
Jun 25, 2012 . . . . . . $510,000
Combined Purpose Bonds of 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2014 to 2016.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.8183%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $40,000 | 0.90% | NRO | NRO | |
| 8/1/15 | $235,000 | 0.90% | NRO | NRO | |
| 8/1/16 | $235,000 | 0.75% | NRO | NRO |
In association with: The Bank, N.A., McAlister.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.9852%
Country Club Bank, NIC 0.9911%
TEXAS
Montgomery County Municipal Utility District No. 113
Jun 26, 2012 . . . . . . $3,700,000
Unlimited Tax Road Improvement Bonds, Series 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Sep 1, 2014 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.5000, NIC 4.1577%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $85,000 | 2.50% | 1.70% | ||
| 9/1/15 | $90,000 | 2.50% | 1.90% | ||
| 9/1/16 | $95,000 | 2.50% | 2.20% | ||
| 9/1/17 | $100,000 | 2.50% | 2.40% | ||
| 9/1/18 | $105,000 | 2.65% | 2.65% | ||
| 9/1/19 | $110,000 | 2.90% | 2.90% | ||
| 9/1/20 | $115,000 | 3.125% | 3.125% | ||
| 9/1/21 | $120,000 | 3.30% | 3.30% | ||
| 9/1/22 | $130,000 | 3.50% | 3.50% | ||
| 9/1/23 | $135,000 | 3.70% | 3.70% | ||
| 9/1/24 | $145,000 | 3.80% | 3.85% | ||
| 9/1/26 | $310,000 | 4.00% | 4.00% | ||
| 9/1/28 | $345,000 | 4.10% | 4.10% | ||
| 9/1/30 | $380,000 | 4.10% | 4.125% | ||
| 9/1/32 | $430,000 | 4.10% | 4.20% | ||
| 9/1/36 | $1,005,000 | 4.20% | 4.30% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 4.1852%
Sulphur Springs (City)
Jun 26, 2012 . . . . . . $7,440,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Series 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Sep 1, 2013 to 2042.
Callable Sep 1, 2022 at par.
Winning bid: Coastal Securities, at 100.5000, TIC 2.9265%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $255,000 | 1.25% | 0.40% | AGM | |
| 9/1/14 | $300,000 | 1.25% | 0.60% | AGM | |
| 9/1/15 | $305,000 | 1.25% | 0.75% | AGM | |
| 9/1/16 | $310,000 | 2.00% | 0.85% | AGM | |
| 9/1/17 | $325,000 | 2.00% | 1.05% | AGM | |
| 9/1/18 | $330,000 | 2.00% | 1.25% | AGM | |
| 9/1/19 | $345,000 | 2.00% | 1.50% | AGM | |
| 9/1/20 | $355,000 | 2.00% | 1.70% | AGM | |
| 9/1/21 | $365,000 | 2.00% | 1.90% | AGM | |
| 9/1/22 | $375,000 | 2.00% | 2.00% | AGM | |
| 9/1/23 | $290,000 | 2.50% | 2.10% | AGM | |
| 9/1/24 | $300,000 | 2.50% | 2.20% | AGM | |
| 9/1/25 | $310,000 | 2.50% | 2.30% | AGM | |
| 9/1/26 | $320,000 | 3.00% | 2.40% | AGM | |
| 9/1/27 | $330,000 | 3.00% | 2.50% | AGM | |
| 9/1/28 | $335,000 | 3.00% | 2.60% | AGM | |
| 9/1/29 | $350,000 | 3.00% | 2.70% | AGM | |
| 9/1/32 | $385,000 | 3.50% | 3.00% | AGM | |
| 9/1/36 | $570,000 | 3.50% | 3.50% | AGM | |
| 9/1/42 | $985,000 | 3.75% | 3.80% | AGM |
Other managers: BLNS Securities Limited, Comerica Securities, Crews & Associates, Inc., Protective Securities A Division of ProEquities, SAMCO Capital Markets, Stifel, Nicolaus & Co., Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX; and Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Raymond James | MK, TIC 3.0338%
Ross Sinclaire, TIC 3.0623%
Robert W. Baird, TIC 3.0756%
FirstSouthwest, TIC 3.1036%
Sterne Agee, TIC 3.1888%
Hutchinson Shockey, TIC 3.1908%
UTAH
Salt Lake County
Jun 26, 2012 . . . . . . $50,000,000
Tax and Revenue Anticipation Notes, Series 2012 (book entry).
Dated Jul 11, 2012.
Due Dec 27, 2012.
Purchased $25,000,000.00 by Wells Fargo Secs, at 2.0%, plus $13,250.00, effective rate 0.1489%.
Purchased $25,000,000.00 by JPMorgan, at 2.0%, plus $13,250.00, effective rate 0.1489%.
L.O.: Chapman & Cutler, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
JPMorgan, Effective Rate 0.1489%
Wells Fargo Secs, Effective Rate 0.1489%
BA Merrill Lynch, Effective Rate 0.1653%
Citigroup, Effective Rate 0.1854%
Barclays Capital, Effective Rate 0.1904%
Jefferies, Effective Rate 0.2052%
US Bancorp Invest, Effective Rate 0.207%
Morgan Stanley, Effective Rate 0.2098%
VIRGINIA
Vienna (Town)
Jun 26, 2012 . . . . . . $6,310,000
General Obligation Public Improvement Bonds, Series 2012 (bank qualified) (book entry).
Dated Jul 18, 2012.
Due Jul 15, 2013 to 2027.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 104.0182, TIC 1.713%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $425,000 | 2.00% | 0.30% | ||
| 7/15/14 | $425,000 | 2.00% | 0.40% | ||
| 7/15/15 | $420,000 | 2.00% | 0.50% | ||
| 7/15/16 | $420,000 | 2.00% | 0.65% | ||
| 7/15/17 | $420,000 | 2.00% | 0.80% | ||
| 7/15/18 | $420,000 | 2.00% | 1.05% | ||
| 7/15/19 | $420,000 | 2.00% | 1.30% | ||
| 7/15/20 | $420,000 | 2.00% | 1.50% | ||
| 7/15/21 | $420,000 | 2.00% | 1.60% | ||
| 7/15/22 | $420,000 | 2.00% | 1.70% | ||
| 7/15/23 | $420,000 | 2.50% | 1.80% | ||
| 7/15/24 | $420,000 | 2.50% | 1.90% | ||
| 7/15/25 | $420,000 | 2.50% | 2.00% | ||
| 7/15/26 | $420,000 | 2.50% | 2.10% | ||
| 7/15/27 | $420,000 | 2.50% | 2.20% |
L.O.: McGuireWoods LLP, Tysons Corner, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
SunTrust Robinson, TIC 1.8574%
Stifel Nicolaus, TIC 1.8598%
Sterne Agee, TIC 1.9013%
Janney Montgomery, TIC 1.9042%
Robert W. Baird, TIC 1.9304%
WASHINGTON
Seattle (City)
Jun 26, 2012 . . . . . . $293,280,000
Municipal Light and Power Improvement and Refunding Revenue Bonds, 2012A (book entry).
Dated Jul 17, 2012.
Due Jun 1, 2013 to 2041.
Callable Jun 1, 2022 at par.
Winning bid: Citigroup, at 113.4389, TIC 3.1473%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $3,770,000 | 2.00% | S.B. | S.B. | |
| 6/1/14 | $4,755,000 | 3.00% | S.B. | S.B. | |
| 6/1/15 | $12,205,000 | 5.00% | 0.62% | ||
| 6/1/16 | $11,410,000 | 5.00% | 0.80% | ||
| 6/1/17 | $17,245,000 | 5.00% | 1.05% | ||
| 6/1/18 | $18,125,000 | 5.00% | 1.30% | ||
| 6/1/19 | $13,180,000 | 5.00% | 1.56% | ||
| 6/1/20 | $13,850,000 | 5.00% | 1.82% | ||
| 6/1/21 | $14,570,000 | 5.00% | 2.05% | ||
| 6/1/22 | $15,310,000 | 5.00% | 2.21% | ||
| 6/1/23 | $16,100,000 | 5.00% | 2.40% | ||
| 6/1/24 | $16,920,000 | 5.00% | 2.57% | ||
| 6/1/25 | $17,790,000 | 5.00% | 2.70% | ||
| 6/1/26 | $15,315,000 | 5.00% | 2.79% | ||
| 6/1/27 | $16,100,000 | 5.00% | 2.87% | ||
| 6/1/28 | $12,420,000 | 3.25% | 3.29% | ||
| 6/1/34 | $8,030,000 | 4.00% | 3.76% | ||
| 6/1/35 | $8,360,000 | 4.00% | 3.82% | ||
| 6/1/36 | $8,700,000 | 4.00% | 3.87% | ||
| 6/1/41 | $49,125,000 | 4.00% | 4.00% |
Other managers: M.R. Beal & Co., Loop Capital Markets, LLC.
L.O.: Foster Pepper & Shefelman, Seattle, WA.
F.A.: Seattle-Northwest Securities Corp., Seattle, WA.
Other bidders were:
Wells Fargo Secs, TIC 3.17%
BA Merrill Lynch, TIC 3.1812%
Barclays Capital, TIC 3.1825%
JPMorgan, TIC 3.2098%
Goldman Sachs, TIC 3.2543%
WISCONSIN
Ladysmith (City)
Jun 25, 2012 . . . . . . $3,190,000
Sewer System Revenue Bond Anticipation Notes, Series 2012A (bank qualified) (book entry).
Dated Jul 25, 2012.
Due Jul 1, 2014.
Callable Jul 1, 2013 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.4613%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $3,190,000 | 1.20% | NRO | NRO |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.7974%
Hutchinson Shockey, TIC 2.6244%
Milwaukee Area Technical College District
Jun 26, 2012 . . . . . . $1,500,000
General Obligation Promissory Notes, Series 2012-13B (book entry).
Dated Jul 16, 2012.
Due Jun 1, 2014 to 2017.
Non-callable.
Winning bid: Bernardi Securities, at 101.9000, TIC 1.0667%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $350,000 | 1.50% | NRO | NRO | |
| 6/1/15 | $500,000 | 1.50% | NRO | NRO | |
| 6/1/16 | $500,000 | 1.75% | NRO | NRO | |
| 6/1/17 | $150,000 | 2.00% | NRO | NRO |
L.O.: Michael, Best & Friedrich, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Hutchinson Shockey, TIC 1.4577%
TAXABLE ISSUES
IOWA
Coralville (City)
Jun 25, 2012 . . . . . . $2,165,000
Taxable General Obligation Corporate Purpose Bonds, Series 2012G (book entry).
Dated Jun 29, 2012.
Due Jun 1, 2013 to 2022.
Callable Jun 1, 2017 at par.
Winning bid: Hutchinson Shockey, at 99.2043, TIC 2.1077%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $300,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $615,000 | 1.00% | NRO | NRO | |
| 6/1/15 | $830,000 | 1.00% | NRO | NRO | |
| 6/1/22 | $420,000 | 2.75% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 2.6506%
Northland Securities, TIC 3.5312%
MINNESOTA
Gilbert (City)
Jun 26, 2012 . . . . . . $350,000
Taxable General Obligation Capital Improvement Plan and Utility Revenue Bonds, Series 2012B (Qualified Energy Conservation Bonds) (book entry).
Dated Jul 25, 2012.
Due Feb 1, 2014 to 2023.
Non-callable.
Winning bid: Northland Securities, at 98.5000, TIC 2.8329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $105,000 | 1.25% | 1.25% | ||
| 2/1/19 | $105,000 | 2.25% | 2.25% | ||
| 2/1/23 | $140,000 | 3.00% | 3.00% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Cronin, TIC 2.9083%
United Banker's Bk, TIC 2.99%
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Jun 26, 2012 . . . . . . $214,035,000
Taxable General Obligation Wastewater Revenue Refunding Bonds, Series 2012F (book entry).
Dated Jul 1, 2012.
Due Sep 1, 2013 to 2022.
Non-callable.
Winning bid: Wells Fargo Secs, at 99.6191, TIC 1.5%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $22,100,000 | 0.25% | 0.25% | ||
| 9/1/14 | $22,500,000 | 0.40% | 0.40% | ||
| 9/1/15 | $23,525,000 | 0.65% | 0.65% | ||
| 9/1/16 | $23,625,000 | 1.00% | NRO | NRO | |
| 9/1/17 | $23,840,000 | 1.20% | 1.12% | ||
| 9/1/18 | $23,220,000 | 1.30% | 1.30% | ||
| 9/1/19 | $23,425,000 | 1.55% | 1.55% | ||
| 9/1/20 | $21,860,000 | 1.75% | 1.75% | ||
| 9/1/21 | $19,250,000 | 1.90% | 1.90% | ||
| 9/1/22 | $10,690,000 | 2.10% | 2.10% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Citigroup, TIC 1.7125%
Barclays Capital, TIC 1.7672%
JPMorgan, TIC 1.894%
BA Merrill Lynch, TIC 1.8969%
Morgan Stanley, TIC 1.9902%
WISCONSIN
Appleton Area School District
Jun 25, 2012 . . . . . . $6,040,000
Taxable General Obligation Refunding Bonds (book entry).
Dated Jul 16, 2012.
Due Mar 1, 2013 to 2020.
Non-callable.
Winning bid: UMB Bank, at 100.0300, TIC 1.4982%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $920,000 | 1.25% | NRO | NRO | |
| 3/1/14 | $915,000 | 1.25% | NRO | NRO | |
| 3/1/15 | $915,000 | 1.25% | NRO | NRO | |
| 3/1/16 | $590,000 | 1.40% | NRO | NRO | |
| 3/1/17 | $620,000 | 1.40% | NRO | NRO | |
| 3/1/18 | $655,000 | 1.40% | NRO | NRO | |
| 3/1/19 | $690,000 | 1.60% | NRO | NRO | |
| 3/1/20 | $735,000 | 1.80% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Raymond James | MK, TIC 1.5568%
Hutchinson Shockey, TIC 1.5902%
BOSC, TIC 1.6374%
BMO Cap Mkts GKST, TIC 1.68%
Northland Securities, TIC 1.6981%
FTN Fin Cap Mkts, TIC 1.8873%
Piper Jaffray, TIC 1.9744%
Kronenwetter Village
Jun 25, 2012 . . . . . . $2,710,000
Taxable Bond Anticipation Notes, Series 2012B (book entry).
Dated Jul 17, 2012.
Due Apr 1, 2017.
Callable Apr 1, 2015 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.1125%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $2,710,000 | 2.00% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 2.4285%
Oppenheimer, TIC 4.1007%
Kronenwetter Village
Jun 25, 2012 . . . . . . $3,470,000
Taxable General Obligation Promissory Notes, Series 2012A (book entry).
Dated Jul 17, 2012.
Due Jun 1, 2022.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at 99.2450, TIC 2.7882%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/22 | $3,470,000 | 2.70% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 2.8987%
Robert W. Baird, TIC 3.0983%
BMO Cap Mkts GKST, TIC 3.2103%
Oppenheimer, TIC 4.5542%
Milwaukee Area Technical College District
Jun 26, 2012 . . . . . . $10,000,000
Taxable General Obligation Promissory Notes, Series 2012-13A (Pension Obligation Notes) (book entry).
Dated Jul 16, 2012.
Due Jan 16, 2013.
Purchased $10,000,000.00 by BOSC, at 0.35%, plus -$12,500.00, effective rate 0.6008%.
L.O.: Michael, Best & Friedrich, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Jefferies, Effective Rate 1.3625%
Oppenheimer, Effective Rate 1.4228%
