The Financial Industry Regulatory Authority fined three firms and one individual a total of $87,500 for violating pricing, trade reporting and other muni violations, with Tradition Asiel Securities accounting for $80,000 of that.

Besides New-York-based Tradition, Atlanta, Ga.-based JP Turner & Company was fined $5,000, and Oakland, Calif.-based Ni Advisors $2,500. FINRA also singled out Ni Advisors president and chief executive officer Sui-Hock Goy to be fined jointly with his firm.

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