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According to FINRA, the banking giant failed to close out 239 inter-dealer transactions in a timely manner as well as failing to take possession of 247 short positions.
February 16 -
"With supply still low, and fund outflows just marginal, it is not clear what would substantially cheapen the market, and we could get stuck in the current range for some time time," Barclays strategists said.
February 16 -
Austin Transit Partnership, which was created by the city and its mass transit agency to develop and finance Project Connect, approved an initial bond sale of up to $150 million.
February 16 -
Western Alliance Bank has named Woo senior director of treasury management in the bank's corporate finance and public and nonprofit finance groups.
February 16 -
Expanded domestic purchasing requirements under the infrastructure law are well-intended but confusing and costly, state transportation and construction groups say.
February 16 -
Comments submitted to the SEC on the MSRB's amendments to Rule G-14 note how important exceptions for manual trades and limited trading activity are in the move to a one-minute reporting standard.
February 16 -
Meanwhile in New York, the state doubles down on climate investments and restricts investments in some big oil and gas companies as the city blasts several big banks as they pull out from the Climate Action 100+ initiative.
February 16 -
There are a variety of reasons more finance officers aren't talking about potntially game-changing tax credits.
February 16
City of Detroit -
Moody's Investors Service placed the university under review for downgrade, citing in part debt that would be issued to purchase the University of Phoenix.
February 16 -
This decision will accelerate foreign buyers' reduced presence in the muni market, said Vikram Rai, head of municipal markets strategy at Wells Fargo.
February 16








