Sarah Wynn covers securities and infrastructure for the Washington bureau.
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The pair of unregistered brokers will pay over $2 million in civil penalties.
March 15 -
In two municipal bond transactions, Aegis Capital Corp. sold to its customers at prices that were 40% higher than the market rate.
March 12 -
Bank holdings of municipal bonds increased by 9% in 2020 compared to 2019, according to a new Federal Reserve report.
March 11 -
The Securities and Exchange Commission has increased its focus on climate change disclosure in the corporate market.
March 11 -
A consildated effort is needed for better transparency of pricing in the municipal market, especially for retail investors.
March 10 -
The creation of the Municipal Liquidity Facility helped not only eligible entities but also those left out of using the program.
March 9 -
Among over 1,200 dealers registered with the MSRB, 21 firms are bank dealers who would be impacted by the change.
March 5 -
Trade volume increased by just 4% compared to 2019 following a volatile year for munis.
March 3 -
Reinstating certain municipal bond provisions would make way for more infrastructure investment.
March 3 -
The use of alternative trading systems is growing, accounting for 21% of all trades in 2020.
March 2
