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The House is scheduled to vote on a slightly modified version of the controversial CHOICE Act during the week of June 5.
By Jack CaseyMay 30 -
Fidelity Brokerage Services and Frazier Lanier are to pay $80K to settle FINRA muni charges.
By Jack CaseyMay 26 -
Groups and companies representing bankers and investors are asking the SEC to further tailor its event disclosure proposal.
By Jack CaseyMay 25 -
Lawyers on a panel said issuers should focus on good policies and procedures as well as SEC enforcement trends.
By Jack CaseyMay 24 -
Two financial advisors have submitted a plan that could give the federal government $1 trillion for infrastructure development.
By Jack CaseyMay 23 -
A federal jury found Christopher St. Lawrence, the former town supervisor of Ramapo, N.Y., guilty of criminal fraud.
By Jack CaseyMay 22 -
The GFOA will continue its efforts to narrow the SEC's events notice proposal in the wake of its letter on the topic.
By Jack CaseyMay 22 -
Issuers and others suggested market participants come together to narrow the SEC's proposal on disclosing alternative debts.
By Jack CaseyMay 22 -
Analysts said investors' willingness to lend to Puerto Rico and other troubled entities may be ratcheting up risks for the muni market.
By Jack CaseyMay 19 -
Panelists are concerned some issuers may enter into bank loan agreements that can hurt their finances.
By Jack CaseyMay 18 -
MAs will soon be subject to continuing education requirements following SEC approval of MSRB proposal.
By Jack CaseyMay 17 -
Three individuals and one issuer were awarded for contributions to the municipal market and NFMA.
By Jack CaseyMay 17 -
Dealers, issuers criticize SEC material event disclosure proposal as too broad, investors support it Issuers, dealers want SEC to rethink its event notice disclosure proposal; investor groups support it
By Jack CaseyMay 16 -
All debt obligations should be disclosed without regard to materiality, NFMA said in a letter to the SEC.
By Jack CaseyMay 15 -
RBC Capital markets, along with Wedbush Securities and an individual reached settlements totaling $70,000 with FINRA.
By Jack CaseyMay 12 -
U.S. lawmakers want Puerto Rico board to focus on economic growth and freeze debt service payments.
By Jack CaseyMay 11 -
Class action participants are arguing BOKF had conflicts of interest and failed to carry out duties.
By Jack CaseyMay 10 -
Bankruptcy experts and political observers say states would have a hard time getting restructuring power.
By Jack CaseyMay 9 -
Judge Laura Swain of New York was chosen to oversee Puerto Rico's Title III restructuring process.
By Jack CaseyMay 5 -
Jay Clayton became the 32nd chair of the SEC after being sworn into the rule on Thursday.
By Jack CaseyMay 4

















