Jack Casey

The MSRB's newest online course is designed for investors and takes about 45 minutes to complete.

Market participants say MSRB should include non-bank entities.

The five year municipal default rate since 2007 is twice the average since 1970, though it's still a fraction of the default rate on corporate bonds.

The SEC's Investor Advocate said muni market reform will be one of five areas for "significant time and attention."

The SEC could charge workers from Morgan Stanley & Co. and Barclays Capital, who worked on the deals.

Puerto Rico's oversight board's decision against the power authority's restructuring support agreement moves $9 billion of debt closer to bankruptcy.

The SEC's chair said the commission's fiscal 2018 budget request would help enforcement and examinations.

NFMA paper focuses on key disclosures from issuers of local government general obligation debt.

BOKF is trying to persuade a judge to dismiss a muni complaint the bank says lacks a legal basis.

Enforcement actions are generally terminated when firms have remedied underlying problems.

The MSRB gave participants guidance on complaint processes by releasing codes for recordkeeping.

About a quarter of registered municipal advisory firms have no advisors qualified through the Series 50 exam.

Improving market participants' access to guidance and data are future goals for the MSRB.

Two Democrats urge Puerto Rico's oversight board to reject PREPA agreement over rate hike concerns.

Rep. Rob Bishop, R-Utah, said Puerto Rico's oversight board is not following PROMESA with regard to the PREPA RSA.

Four firms paid a combined $102,500 to settle FINRA charges related to violations of MSRB gift and reporting rules.

Dwayne Edwards and 11 companies have agreed to a judgment in a case with ties to Christopher Brogdon.

The Treasury Department is echoing state and local groups, saying some munis should be considered HQLA.

The Financial CHOICE Act, which the House passed Thursday, would have some direct effects on munis.

Former broker Deborah Kelley will pay $188,000 as part of her sentence after pleading guilty to taking part in a pay-to-play scheme involving New York pension fund business.