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The MSRB said it may add to its guidance in the future and will hold a seminar with dealers.
July 12 -
SEC chair Jay Clayton wants to ensure the fixed income market is efficient and transparent.
July 12 -
Michael Post will take on the role of chief legal officer after Bob Fippinger leaves this month.
July 10 -
Jessica Giroux will replace Bill Daly as NABL's director of government affairs next year.
July 7 -
SIFMA wants the MSRB to harmonize its rule on account transfers with FINRA's regulation.
July 6 -
The MSRB's newest online course is designed for investors and takes about 45 minutes to complete.
July 5 -
Market participants say MSRB should include non-bank entities.
July 3 -
The five year municipal default rate since 2007 is twice the average since 1970, though it's still a fraction of the default rate on corporate bonds.
June 30 -
The SEC's Investor Advocate said muni market reform will be one of five areas for "significant time and attention."
June 29 -
The SEC could charge workers from Morgan Stanley & Co. and Barclays Capital, who worked on the deals.
June 29 -
Puerto Rico's oversight board's decision against the power authority's restructuring support agreement moves $9 billion of debt closer to bankruptcy.
June 28 -
The SEC's chair said the commission's fiscal 2018 budget request would help enforcement and examinations.
June 27 -
NFMA paper focuses on key disclosures from issuers of local government general obligation debt.
June 22 -
BOKF is trying to persuade a judge to dismiss a muni complaint the bank says lacks a legal basis.
June 21 -
Enforcement actions are generally terminated when firms have remedied underlying problems.
June 20 -
The MSRB gave participants guidance on complaint processes by releasing codes for recordkeeping.
June 19 -
About a quarter of registered municipal advisory firms have no advisors qualified through the Series 50 exam.
June 19 -
Improving market participants' access to guidance and data are future goals for the MSRB.
June 19 -
Two Democrats urge Puerto Rico's oversight board to reject PREPA agreement over rate hike concerns.
June 16 -
Rep. Rob Bishop, R-Utah, said Puerto Rico's oversight board is not following PROMESA with regard to the PREPA RSA.
June 15
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