Two groups are asking the Securities and Exchange Commission to delay the municipal advisor rule compliance deadline until July 1 for asset managers who manage swaps or securities-based swaps in the portfolios of their municipal clients. They also asked for an exemption from the rule.
Asset Managers Want Compliance Delay or Exemption from MA Rule
JAN 8, 2014 2:38pm ET
You must be registered to post a comment. Click here to register.
Already registered? Log in here
October 8-10, 2014Manchester Grand Hyatt, San Diego, CA
October 26-28, 2014Crowne Plaza Times Square, New York, NY
November 16-18, 2014Westin Arlington Gateway, Arlington, VA