The Securities Industry and Financial Markets Association has released some best practice guidance designed to help firms comply with the Municipal Securities Rulemaking Board's Rule G-43 on broker's brokers.
SIFMA Releases Best Practices For Broker's Brokers
October 21-23, 2015San Francisco Marriott Marquis, San Francisco, CA
Omni Providence Hotel, Providence, RI
November 18-20, 2015Westin Denver Downtown, Denver, CO