The Securities and Exchange Commission filed 17 municipal securities-related enforcement actions during the fiscal year that ended Sept. 30, more than twice the number filed in fiscal 2011, the commission announced yesterday.
SEC Doubles Muni Enforcement Actions in Fiscal 2012 From Previous Year
NOV 14, 2012 1:39pm ET
You must be registered to post a comment. Click here to register.
Already registered? Log in here
October 8-10, 2014Manchester Grand Hyatt, San Diego, CA
October 26-28, 2014Crowne Plaza Times Square, New York, NY
November 16-18, 2014Westin Arlington Gateway, Arlington, VA