The Securities and Exchange Commission filed 17 municipal securities-related enforcement actions during the fiscal year that ended Sept. 30, more than twice the number filed in fiscal 2011, the commission announced yesterday.
SEC Doubles Muni Enforcement Actions in Fiscal 2012 From Previous Year
October 21-23, 2015San Francisco Marriott Marquis, San Francisco, CA
Omni Providence Hotel, Providence, RI
November 18-20, 2015Westin Denver Downtown, Denver, CO