Underwriters often push municipal issuers not to hire financial advisors and, if an issuer insists on working with one, prod them to retain broker-dealer FAs, an independent FA firm warned a Securities and Exchange Commission member earlier this month.
Underwriters Push Issuers Not to Use FAs, Firm Warned SEC
OCT 25, 2011 6:07pm ET
Land isn't the only thing drying up in California, as the drought's economic impacts are dangerously closing in on the state's financial resources.
the bond buyer conferences
March 26-28, 2014Fontainebleau Miami Beach, Miami Beach, FL
May 1- 2, 2014Hyatt Regency, Baltimore, MD