The Securities and Exchange Commission chairman told House committee members that the agency proposed an overly broad definition of municipal advisor, while the top Democrat on the panel said the Dodd-Frank Act went too far by authorizing the creation of a new SEC muni securities office.
SEC's Schapiro Says Muni Advisor Definition Is Too Broad
SEP 16, 2011 12:11am ET
November 16-18, 2014Westin Arlington Gateway, Arlington, VA
Waldorf Astoria, New York, NY
Metropolitan Club, New York, NY