Quantcast

Muni FAs May Have to Register With SEC

WASHINGTON — Financial advisers in the municipal market would have to register with the Securities and Exchange Commission under an amendment added to the Investor Protection Act of 2009 yesterday by House Financial Services Committee members.

To continue reading, log in, register or subscribe below.Calendars are available to registered users of The Bond Buyer web site.
Please log in below with the credentials you established at the time of your subscription or when you set up a free trial. If you have never set up an account with The Bond Buyer, please click the "Free trial" link below to set up your account.

Already a subscriber? Log in here.

Please note you must now log in with your email address and password.

 

Upcoming Events

Already a subscriber? Log in here
Please note you must now log in with your email address and password.