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Rita Sallis has briefly rejoined the MSRB board following the resignation of Jim Beard and Ronald Dieckman's term has been extended.
July 5
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Six straight treasurers want SEC chairman Jay Clayton to stay the course on the commission's forced arbitration policy.
July 3
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After a bumpy but overall successful launch of markup disclosure, the muni industry looks ahead to regulatory scrutiny and finding ways to use the new data.
June 29
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Deutsche Bank Securities and Central States Capital Markets agreed to settle with FINRA for a combined $80,000.
June 28
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The new guidance is just the first of a planned three-part release, which will later cover social media use and the rule's content standards.
June 27
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Issuer groups urged a Senate Panel to undo a 2014 SEC rule change that required money market funds to use a floating net asset value.
June 26
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Jose Ramírez has yet to acknowledge wrongdoing in misleading investors about Puerto Rico debt and may pose a continued threat to investors, SEC lawyers told a federal judge.
June 25
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The SEC contends it played fairly in prosecuting its case against Wells Fargo Securities and Peter Cannava, denying the defense's allegations of dishonest "legal gamesmanship."
June 22
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Municipal advisors were hoping for something more robust than the comments the MSRB incorporated into its latest "compliance resource."
June 21
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The federal government's job board stops taking applications next week.
June 20
