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The dealer group's concern is on the treatment of institutional SMMPs under the suitability standard.
June 3 -
Robert Clarke Brown has joined the Board of Directors for the remainder of the fiscal year.
May 26 -
The pair of unregistered brokers will pay over $2 million in civil penalties.
March 15 -
A consildated effort is needed for better transparency of pricing in the municipal market, especially for retail investors.
March 10 -
A judge said that the lawsuit filed on behalf of California accusing major banks of colluding to inflate VRDO interest rates did not allege the means of the conspiracy.
January 8 -
The Fixed Income Market Structure Advisory Committee will discuss the impacts of the pandemic on the muni market amid growing uncertainty.
October 2 -
A judge ruled Monday that the facts of the case supported a finding the defendants broke the law.
August 18 -
VRDO reset rates in California consistently were too high to be justified, a new filing contends.
July 20 -
Besides navigating coronavirus market disruption, investors also find themselves dealing with the increasingly important and often inconsistent climate risk disclosure.
June 19 -
The MSRB is seeking to reduce the size of its board to 15 members and to extend the "cooling off" period for bankers and muni advisors seeking seats as members of the public.
June 5