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The Securities and Exchange Commission has sent letters to the 12 top banks and broker-dealers that remarket variable rate demand obligations, seeking information and documents on their remarketing and rate resetting practices.
September 6
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The MSRB is concerned about the fairness of so-called "pre-arranged trading," but some say it's a bit of a grey area.
September 6
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The Senate voted 85 to 14 on Wednesday, mostly along party lines, to confirm Republican Elad Roisman to become a member of the Securities and Exchange Commission for a term expiring June 5, 2023.
September 5
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The SEC is sorting out those charged with engaging in a large multi-year "flipping" and kickback scheme.
September 4
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Republican Elad Roisman appears to be moving toward confirmation to the SEC without being paired with a Democrat.
August 31 -
Bond lawyers will recognize the late Jim Lebenthal and Lewis Horne with awards next month, as well as Virginia "Gigi" Benjamin.
August 29 -
The MSRB is making a push to understand muni market indicators.
August 28
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President Trump's nominee Elad Roisman is a step closer to becoming an SEC commissioner.
August 23 -
Muni market groups claimed victory after federal banking regulators moved to treat munis like all other types of Level 2B HQLA.
August 23
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As the dust settles on the SEC's 15c2-12 announcement, questions loom about how difficult it will be to implement.
August 21
