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Adding $374 million alleged in New York to the three other cases also filed by Johan Rosenberg brings the total damages claimed to $1.58 billion.
May 22
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The MSRB is requesting comment on whether Rule G-23 is still relevant and whether it helps the MSRB achieve its objectives of protecting issuers and investors.
May 20
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Issuers are concerned that the Municipal Securities Rulemaking Board reopening discussion of Rule G-23 could bring back "shady" practices.
May 19
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GFOA members said they were taken aback and in some cases upset about the tone of the National Federation of Municipal Analysts' letter to regulators.
May 19
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The Securities and Exchange Commission is on the lookout for municipal advisors skirting the Series 50 Exam.
May 17
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Data from a Municipal Securities Rulemaking Board report released Wednesday showed a continuing decline in the number of dealers.
May 9
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At the National Federation of Municipal Analysts annual conference, panelists discussed the “elephant in the room” — myths about issuer disclosure.
May 8
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In a letter sent to the SEC and the Municipal Securities Rulemaking Board late last week, the group said lapses in issuer financial disclosures are unacceptable.
May 6
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The Securities Industry and Financial Markets Association said to manually input the data would require more time and staff.
May 3
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Numbers showed 167 submissions for Rule 15c2-12's Event 15.
May 1
