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Wells Fargo Securities and banker Peter Cannava are alleging the SEC was dishonest in crafting investors' statements and failed to turn them over to defense attorneys in the 38 Studios case.
June 4
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State-owned utility Santee Cooper received two subpoenas that appear to focus on a secret assessment report about the foundering project.
May 30
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Early returns indicate there have been some problems but firms seem to be working through them in complying with the new markup rules, regulators and industry officials said Tuesday.
May 22
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A muni advisor and his firm defrauded a school district in south Texas, lying to it to gain business and failing to disclose a conflict of interest.
May 9
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Oyster Bay, New York, is testing the bond market with its first large deal after it was hit with a federal securities fraud lawsuit.
May 8
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A federal judge found that a former UBS "banking champion" broke the law when he advised customers to use lines of credit to invest in risky closed-end bond funds.
May 3
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The district sold $206 million of general obligation bonds in April, including a taxable refunding deal.
May 1
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People involved in the $3.5 billion sale received notices that there would be no enforcement action.
April 9 -
The SEC wants a quick end to its case against former Ramapo, N.Y. town supervisor Christopher St. Lawrence, but St. Lawrence's lawyer wants a federal judge to proceed to trial.
April 3 -
The Lincoln-Way district is in recovery mode from past bond abuses of a previous leader.
March 16
