Regulation and compliance
Regulation
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The agencies are overstepping their statutory authority in trying to force the market to adopt a new securities identifier, says the American Bankers Association.
September 12 -
Moodys says it is placing additional weight on the states' Aaa ratings in determining the Garvee ratings.
September 12 -
A report by the Securities Industry and Financial Markets Association shows that the move to a T+1 settlement cycle has struck the right balance between increasing efficiencies and mitigating risk.
September 12 -
House Republicans are once again careening towards a government shutdown
September 12 -
Fitch cited economic and demographic factors in explaining the downgrade.
September 11 -
Robin Prunty, who retired Aug. 31 as S&P's chief analytical officer for governments, took on a role on its U.S. board the next day.
September 11 -
Fitch also upgraded the city's Georgia Municipal Association certificates of participation (city of Atlanta public safety projects) to AA-plus from AA.
September 10 -
Environmental regulations under fire in California.
September 9 -
South Dakota voters will have the opportunity to end the state tax on groceries this November.
September 4 -
Patrick Harker, the longest serving regional reserve bank president, will leave office in June 2025. Directors at the Fed bank have started the search for his replacement.
September 4 -
LINXS, the private developer consortium, and Los Angeles World Airports struck an agreement on a timeline for completion of the people mover project, pushing Fitch Ratings' outlook higher.
August 30 -
With Chairman Tom Carper retiring, the key committee will be under new leadership regardless of the election outcome.
August 29 -
Committee Chair Sherrod Brown is facing a tough election.
August 23 -
Dealers are welcoming the widening of the exceptions to manual trades and de minimis trading activity but are still asking regulators to prove why such a move is necessary.
August 22 -
Charter school bond issuance have leveled off as issuers consider labels and alternative structures.
August 21 -
The rating agency estimated the cost of college and university capital needs at $750 billion to $950 billion over the next decade.
August 21 -
Federal Reserve Gov. Michelle Bowman said she has concerns about an uptick in inflation and will need to see more positive data before supporting an interest rate cut.
August 20 -
Proposed guidelines for federal tax credits could undermine the effort to build a clean hydrogen market, critics say.
August 16 -
The Financial Industry Regulatory Authority adds Morgan Stanley to the growing list of firms charged with mark-up and mark-down failures on municipal securities transactions.
August 14 -
The state's year-old rules ban broker-dealers and investment advisors from using non-financial criteria in investment strategies.
August 14


















