Regulation and compliance
Regulation
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The MSRB has taken the relatively rare step of asking for public comments on a draft set of frequently asked questions related to the board's primary muni advisor rule.
February 15 -
Lawmaker suggests advanced refundings be renamed “refinancing to save taxpayer dollars” and private activity bonds be called "public good bonds."
February 13 -
With fewer incentives to buy tax-exempt debt under the new tax law, Texas municipal bond industry leaders confront a changing market.
February 13 -
The Municipal Securities Rulemaking Board wants to prepare broker-dealers for a forthcoming seismic regulatory change.
February 13 -
The Securities and Exchange Commission's spending would be beefed up and its focus on retail investors and self-regulators in the municipal market would be increased under the fiscal 2019 budget request made public Monday.
February 12 -
Gov. John Bel Edwards called a special session for Feb. 19 in attempt to end a partisan stalemate that has stymied fiscal reform efforts for two years.
February 12 -
The Conservative Enterprise Institute sent a letter to the Securities and Exchange Commission.
February 9 -
The Bond Dealers of America is proposing a multi-faceted "business plan" that would give dealers more time to comply with a rule requiring them to disclose their markups and markdowns to retail customers.
February 8 -
Brad Waterman says it's unfair for the IRS to withhold documents pertaining to a "suspected practitioner misconduct" charge that was filed against him but never investigated.
February 8 -
MA and broker-dealer compliance with relatively new rules, as well as the MSRB and FINRA, will be in the spotlight.
February 7 -
Oregon voters upheld temporary taxes that support the state's ACA expansion
February 5 -
Chicago has yet to identify to how it will pay for higher future pension funding, but Kroll says the city can manage.
February 5 -
Orrick Herrington & Sutcliffe will establish its second-largest public finance team in Houston with more than two dozen hires from Andrews Kurth Kenyon.
February 5 -
All but one of the remaining defendants in the Securities and Exchange Commission's case against Ramapo, N.Y., have agreed to settlement terms, according to court documents.
February 2 -
The sanctions involved eight transactions of Alaska bonds issued in 2015 and FINRA found the firm had inadequate supervisory procedures.
February 1 -
Moody's placed $975 million of the university's long-term debt on review for downgrade.
January 31 -
Municipal bond volume evaporated in January, as the market felt the aftereffect of federal tax legislation that pulled issuance forward into 2017.
January 31 -
It will take some time to see how both tax reform and infrastructure makes an impression on the muni market, said panelists at The Bond Buyer's National Outlook 2018 Conference.
January 31 -
The governor wants to neutralize the effects of the new law to make it revenue-neutral for the state government.
January 29 -
The Municipal Securities Rulemaking Board's decisions at last week's board meeting reveal that it feels a sense of urgency as the clock ticks down toward the effective date of its landmark markup disclosure rule.
January 29















