A Chicago area broker-dealer agreed to pay a $25,000 to settle FINRA charges that it relied on alternative trading systems and failed to maintain its own risk-management controls.

Glitches in California's electronic financial system are delaying annual financial reporting documents, said Controller Betty Yee.

The MSRB plans to roll out changes to simplify the submission process on EMMA.

The new amendments would increase transparency and equal access to information, the MSRB said.

Longtime muni lobbyist Michael Decker will now have a working relationship with Bond Dealers of America.

Our guest, Eden Perry, the new head of public finance at S&P, describes her vision of the rating agency's role and her goals for her tenure. Criteria changes, surveillance, multi-notch downgrades, and diversifying the staff are all front and center. John Hallacy hosts.

While associated with J.P. Morgan, a broker allegedly cheated on her Series 52 exam, violating FINRA Rule 2010.

It's a critical moment in the municipal bond market, and participants need to embrace change with a stronger voice in Washington and beyond.

Banker Peter Cannava may be left to battle on alone, after the Securities and Exchange Commission and Wells Fargo told a federal court they have an agreement.

Former Macon-Bibb County Manager Dale Walker agreed to settle charges he gave an advantage to an investment adviser the SEC said he was pursuing romantically.

Underwriting, transaction and technology fees will be reduced during a six-month period.

A bill to let money market mutual funds use a stable net asset value is back on the table with the support of muni issuers.

The Bond Dealers of America pushed for legislative support of the muni market during a Capitol Hill briefing Tuesday.

Long-time muni lobbyist Michael Decker talks to the Bond Buyer about his next steps and the challenges facing the muni market.

The groups believe the MSRB cast too wide a net to non-syndicate dealers in its January draft guidance.

Laura Porter has been named head of U.S. Public Finance at Fitch Ratings.

Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.

Telley Meier, IRS field operations manager for the Indian Tribal Government/Tax Exempt Bonds office, advises bond attorneys to call the examination agent if they think an audit has been erroneously selected.

Shawn Wooden expects his proposal to fix to state teachers’ pension system to kick-start an agenda that includes infrastructure, improved returns and financial literacy.

Bond lawyers pushed for information from the SEC's top muni official Thursday.