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The proposed guidance does not indicate any particular problems with compliance, the MSRB said.
October 6 -
A firm and its two principals have been charged for an improper fee-splitting arrangement under the relatively new regulatory regime for municipal advisors.
September 23 -
Making the Federal Reserve's Municipal Liquidity Facility a permanent emergency lending program would be “valuable and forward thinking," Connecticut Treasurer Shawn Wooden told a House subcommittee.
September 23 -
Muni advisors can dialogue with regulators on key obligations from multiple perspectives
September 20 -
The MSRB has announced an extension for municipal bond advisors seeking Series 54 certification, moving the compliance date from to Nov. 30, 2021, from Nov.12.
September 3 -
John Pellici and Yaffa Rattner bring deep public finance experience to Hilltop.
August 18 -
The announcement came after the municipal advisors trade group said it had received a report of COVID-19 exposure at a testing site.
August 12 -
At stake, from SIFMA's perspective, is the potential of the SEC to revive the exemption in the future.
August 11 -
It was a busy quarterly board meeting for the MSRB.
July 23 -
Ed Sisk, a managing director and head of public finance at Bank of America Merrill Lynch, has been MSRB chair since Oct. 1, 2019.
July 14







