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The Securities and Exchange Commission’s Division of Examinations intends to home in on municipal advisor obligations, transfer agents and municipal issuer disclosures.
March 31 -
The Memphis-based investment bank launches a new office with two municipal professionals on board.
March 24 -
Sanchez was instrumental in drafting the municipal advisory regulatory regime during his previous stint at the SEC.
March 17 -
Barkley hopes to get members back to educational events in person as well as adding younger members to the NFMA roster.
March 10 -
The MSRB's request for information on environmental, social and governance considerations in the muni market showed just how uneasy market participants are feeling.
March 9 -
The Chicago-based organization is more than a quarter century old and intent on growing.
March 8 -
The broker-dealer has added several people to a team that specializes in land-based municipal bond transactions.
February 4 -
The Municipal Securities Rulemaking Board voted to propose amendments to extend remote inspections until the end of this year, in addition to adjusting its fee model for the 2023 year.
January 28 -
The Municipal Securities Rulemaking Board has launched its“innovation sandbox” which intends to enhance the use of data already available through EMMA.
January 19 -
Hammerman has spent more than 18 years with the group, participating in a number of important policy discussions about munis.
January 5