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A report on cyber-related risks released Wednesday by S&P Global warned that “a successful attack on an entity with limited resources could have a credit impact.”
August 22 -
The MSRB's new FAQs examine an issue on which municipal advisor firms have been seeking guidance for months.
August 16 -
The CFTC is set to decide how much swap activity necessitates inclusion in the swap dealer regulatory regime.
August 14 -
An "anemic" first quarter gave way to a much stronger second quarter for the muni market, SIFMA found.
August 13 -
Underwriters and issuers agree that G-17 disclosures have become boilerplate and excessive, but diverge on whether a complete opt-out should be allowed.
August 6 -
The MSRB is hurrying to release multiple rounds of guidance on its pending muni advisor advertising rule, but industry groups say the first round could use some polish.
July 30 -
The resource document the MSRB released Thursday is designed to help dealers comply with rule changes on markup disclosures to retail investors that took effect on May 14.
July 26 -
Will a lawsuit alleging a conspiracy in the VRDO market be dismissed early?
July 17 -
Changes the Federal Reserve Board made in 2016 to its Liquidity Coverage Ratio rules would treat munis more restrictively than other, similar Level 2B high quality liquid assets.
July 17 -
The new service will save dealer firms time and effort as they enter into muni underwriting syndicates.
July 13 -
The new guidance is just the first of a planned three-part release, which will later cover social media use and the rule's content standards.
June 27 -
Municipal advisors were hoping for something more robust than the comments the MSRB incorporated into its latest "compliance resource."
June 21 -
A proposal by bank and securities regulators to roll back some provisions of the Volcker Rule indicates they may be considering rethinking their previous stance on tender option bonds.
June 6 -
Muni market groups got a long-awaited win when the House passed banking legislation classifying certain munis as high-quality liquid assets, even if it wasn't as big a win as hoped.
May 23 -
A deal struck between House and Senate leaders could lead to a vote as soon as next week on a banking bill that would classify munis as high-quality liquid assets and make them more attractive investments for banks.
May 11 -
The MSRB said its newly-approved rules are an important part of its regulatory efforts, while groups representing dealers and MAs are say they are confusing and need clarification.
May 8 -
The Securities Industry and Financial Markets Association's newest model documents incorporate months of experience with the year-old issue price regulations, which most issuers think are working well.
May 6 -
The MSRB said its proposals should be approved, despite objections from dealers and municipal advisors.
May 1 -
The Securities and Exchange Commission's decision not to extend the effective date of new markup disclosure requirements is disappointing to dealer groups, which have pushed hard for months for a delay.
April 20 -
Muni market groups told the MSRB that its latest FAQs about municipal advisors need to more clearly integrate existing guidance from both the board and the SEC to avoid creating confusion.
April 16










