SEC

The proposed Rule G-46 seeks to clarify certain rules specific to solicitor municipal advisors, a very specific group of professionals.

The Securities and Exchange Commission's examination priorities for the year include big ticket items like Regulation Best Interest.

Open data standards will help Flint "tell its story" and benchmark itself against other cities, said CFO Robert Widigan.

BVAL marketed its bond valuation methods as sophisticated but sometimes based the valuation on a single broker quote, the SEC said.

The MSRB's CEO sat down to discuss regulatory developments in 2023, the board's efforts on technology and other topics.

Some industry observers still question the need for machine-readable municipal disclosure.

The Securities and Exchange Commission's Public Finance Abuse Division began looking in new directions, charging five different firms with violating 15c2-12 limited offering exemptions in addition to going after issuer officials.

Regulators have ambitious plans for 2023, which include best execution and time of trade proposals.

PNC Capital Markets has agreed to pay almost $200,000 to settle with the SEC over a failure to meet disclosure requirements in connection with 36 limited offerings.

Brandon Comer said the SEC's case alleging breach of fiduciary duty against him lacks evidence, but a federal judge refused to end the case.