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MSRB is seeking comments on a revised set of potential draft amendments to its rules on primary offering practices and related disclosures that it says would benefit the market for relatively limited costs to participants.
July 20 -
The MSRB's disclosure website has beefed up its data offerings with two new yield curves that are available for free.
July 18 -
The sharp decline in trading spreads since 2005 was driven mainly by regulation and technological changes, according to the MSRB's chief economist.
July 18 -
Will a lawsuit alleging a conspiracy in the VRDO market be dismissed early?
July 17 -
An SEC advisory committee heard critics say the muni market is lacking in pre-trade price transparency and that hurts retail investors. But industry officials said MSRB rules have vastly improved muni market transparency.
July 16 -
Two researchers found the Securities and Exchange Commission and Municipal Securities Rulemaking Board had different data on municipal advisor registrants with a number of MAs failing to update SEC filings.
July 16 -
The new service will save dealer firms time and effort as they enter into muni underwriting syndicates.
July 13 -
While munis have received scant attention at previous meetings, a discussion of pre-trade transparency is on tap for next week's Fixed Income Market Structure Advisory Committee meeting.
July 11 -
The MSRB is looking for public members, and specifically investors, to apply through Friday for spots on its board of directors.
July 9 -
Rita Sallis has briefly rejoined the MSRB board following the resignation of Jim Beard and Ronald Dieckman's term has been extended.
July 5 -
Malachi Financial Products Inc. and its principal were charged with violating their fiduciary duty to a city in Mississippi, overcharging the city, and failing to disclose payments received from the underwriter.
July 2 -
After a bumpy but overall successful launch of markup disclosure, the muni industry looks ahead to regulatory scrutiny and finding ways to use the new data.
June 29 -
Deutsche Bank Securities and Central States Capital Markets agreed to settle with FINRA for a combined $80,000.
June 28 -
The new guidance is just the first of a planned three-part release, which will later cover social media use and the rule's content standards.
June 27 -
Municipal advisors were hoping for something more robust than the comments the MSRB incorporated into its latest "compliance resource."
June 21 -
The number of muni market dealers has fallen off even as trading activity remained stable, an MSRB report finds.
June 19 -
There was friction about the integrity of the muni market during a panel discussion Thursday, but the committee agreed to move along with some disclosure recommendations.
June 14 -
The Government Finance Officers Association said Tuesday it generally supports most of the recommendations an SEC panel plans to discuss in Atlanta later this week.
June 12 -
The SEC's Investor Advisory Committee's vice chairman is Elisse Walter, the former chairman and commissioner of the SEC who was most responsible for the commission's 2012 Report on the Municipal Securities Markets that suggested some of these muni reforms.
June 11 -
The muni industry's self regulator said issuers have found underwriters' disclosure letters to be too long, filled with boilerplate, and duplicative.
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