-
The board will be accepting comments on amendments to Rule G-47 until April 17.
February 17 -
The proposed Rule G-46 seeks to clarify certain rules specific to solicitor municipal advisors, a very specific group of professionals.
February 9 -
"I think ESG is here to stay in our market. I think it's a natural fit with the types of infrastructure that our market finances," said MSRB CEO Mark Kim.
February 9 -
The Securities and Exchange Commission's examination priorities for the year include big ticket items like Regulation Best Interest.
February 8 -
The Financial Industry Regulatory Authority found that BNA Wealth didn't meet the regulatory requirements when it sold shares in 529 plans.
February 7 -
The MSRB is proposing to allow previously qualified muni advisors, who have been out of the profession for two or more years, a one-time exemption from having to requalify by examination.
January 31 -
The MSRB took no concrete actions at its meeting that ended last week, but discussed initiatives important to market participants.
January 30 -
The MSRB's CEO sat down to discuss regulatory developments in 2023, the board's efforts on technology and other topics.
January 19 -
The MSRB's quarterly meeting, set to take place Jan. 25-26, will also include discussion of EMMA modernization efforts and the impacts of the Financial Data Transparency Act.
January 18 -
The Municipal Securities Rulemaking Board's request for comment on amendments to its primary offering disclosure rule garnered just two submissions.
January 18