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Comments submitted to the SEC on the MSRB's amendments to Rule G-14 note how important exceptions for manual trades and limited trading activity are in the move to a one-minute reporting standard.
February 16 -
The MSRB requested information about the challenges facing small firms the firms have not held back in citing what they view as a difficult regulatory environment.
February 13 -
Speaking at the 2024 National Outlook Conference, MSRB chief executive officer noted the number of calls the MSRB has received since the suspension was announced.
February 8 -
The amendments add a new section to Rule G-12 to align with Exchange Act Rule 15c6-2.
February 8 -
The unexpected suspension raises immediate questions about transactions that have already occurred but have yet to close.
January 30 -
The proposed amendments, which help to establish a residential supervisory location to help dealers better adapt to a post-COVID world, were approved at the MSRB's quarterly board meeting.
January 26 -
A letter co-sgned by Bond Dealers of America and the Securities Industry and Financial Markets Association urges the Municipal Securities Rulemaking Board to institute its 2024 rate card, for fear that reverting back to 2023 levels would be disruptive for dealers.
January 25 -
SEC Muni Office Chief Dave Sanchez gave issuer officials some updates on implementation of the transparency law.
January 23 -
The rulemaking board is prepping for a machine-readable future.
January 22 -
Smaller issuers will find it easier to tell their stories to investors who are looking to customize their portfolios.
January 18