GEORGIA

Dougherty County School District

Sep 26, 2013 . . . . . . $9,000,000

Tax Anticipation Notes, Series 2013 (book entry).

Dated Oct 3, 2013.

Due Dec 31, 2013.

Purchased $9,000,000.00 by Raymond James, at 0.5%, plus $1,530.00, effective rate 0.4305%.

L.O.: Murray Barnes Finister LLP, Atlanta, GA.

F.A.: Robert W. Baird & Co., Inc., Atlanta, GA.

KANSAS

Johnson County

Sep 26, 2013 . . . . . . $40,685,000

Internal Improvement Bonds, Series 2013A (book entry).

Dated Oct 22, 2013.

Due Sep 1, 2014 to 2033.

Callable Sep 1, 2022 at par.

Winning bid: FTN Fin Cap Mkts, at 106.8975, TIC 3.2566%.

Due Amount Cpn Yield Conc Ins
9/1/14 $1,540,000 5.00% 0.18%
9/1/15 $1,380,000 2.00% 0.39%
9/1/16 $1,410,000 5.00% 0.70%
9/1/17 $1,480,000 5.00% 1.00%
9/1/18 $1,555,000 5.00% 1.37%
9/1/19 $1,630,000 5.00% 1.65%
9/1/20 $1,715,000 5.00% 1.90%
9/1/21 $1,800,000 5.00% 2.20%
9/1/22 $1,890,000 5.00% 2.40%
9/1/23 $1,985,000 5.00% 2.57%
9/1/24 $2,080,000 3.00% 2.80%
9/1/25 $2,145,000 3.00% 3.00%
9/1/26 $2,210,000 3.00% 3.18%
9/1/27 $2,275,000 3.25% 3.32%
9/1/28 $2,350,000 4.00% 3.40%
9/1/29 $2,445,000 4.00% 3.53%
9/1/30 $2,540,000 4.00% 3.74%
9/1/31 $2,645,000 4.00% 3.82%
9/1/32 $2,750,000 4.125% 3.89%
9/1/33 $2,860,000 4.125% 3.95%

Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC.

L.O.: Kutak Rock, Kansas City, MO.

F.A.: Springsted Incorporated, St. Paul, MN.

Other bidders were:

Citigroup, TIC 3.2589%

JPMorgan, TIC 3.2747%

BA Merrill Lynch, TIC 3.2897%

Piper Jaffray, TIC 3.3032%

Wells Fargo Secs, TIC 3.3057%

William Blair, TIC 3.3139%

KeyBanc Cap Mkts, TIC 3.3533%

Robert W. Baird, TIC 3.3636%

Mesirow Financial, TIC 3.4883%

Hutchinson Shockey, TIC 3.5039%

BMO Cap Mkts GKST, TIC 3.6044%

MASSACHUSETTS

Boxford (Town)

Sep 26, 2013 . . . . . . $1,027,150

General Obligation Bond Anticipation Notes (new money) (bank qualified).

Dated Oct 4, 2013.

Due Oct 3, 2014.

Purchased $1,027,150.00 by Jefferies, at 1.25%, plus $7,541.00, effective rate 0.5138%.

L.O.: Edwards Wildman Palmer LLP, Boston, MA.

F.A.: FirstSouthwest, Boston, MA.

Other bidders were:

Eastern Bk Cap Mkts, Effective Rate 0.554%

TD Securities, Effective Rate 0.5828%

People's United Bk, Effective Rate 0.64%

Roosevelt & Cross, Effective Rate 1.219%

NEW JERSEY

Alpha Borough

Sep 26, 2013 . . . . . . $2,990,000

Bond Anticipation Note (bank qualified).

Dated Oct 3, 2013.

Due Mar 20, 2014.

Purchased $2,990,000.00 by PNC Bank, at 1.04%, effective rate 1.04%.

L.O.: Gibbons P.C., Newark, NJ.

F.A.: Municipal Official(s).

Other bidders were:

Oppenheimer, Effective Rate 1.3017%

Clifton (City)

Sep 26, 2013 . . . . . . $10,771,372

Bond Anticipation Notes (book entry).

Dated Oct 17, 2013.

Due Oct 16, 2014.

Purchased $10,771,370.00 by PNC Capital Markets, at 1.25%, plus $97,373.20, effective rate 0.3435%.

L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.

F.A.: Phoenix Advisors, LLC, Mt. Laurel, NJ.

Other bidders were:

TD Securities, Effective Rate 0.4324%

NW Capital, Effective Rate 0.5367%

Valley National Bank, Effective Rate 0.59%

Oppenheimer, Effective Rate 0.6039%

Roosevelt & Cross, Effective Rate 0.6169%

Jefferies, Effective Rate 0.644%

Clifton (City)

Sep 26, 2013 . . . . . . $17,281,000

General Obligation Bonds, Series 2013 consisting of $12,479,000 General Improvement and $4,802,000 Sewer Utility Bonds (book entry).

Dated Oct 17, 2013.

Due Oct 15, 2014 to 2031.

Callable Oct 15, 2022 at par.

Winning bid: Raymond James, at n/a, TIC 2.9193%.

Due Amount Cpn Yield Conc Ins
10/15/14 $725,000 2.00% 0.25%
10/15/15 $935,000 2.00% 0.50%
10/15/16 $970,000 4.00% 0.80%
10/15/17 $1,020,000 4.00% 1.10%
10/15/18 $1,160,000 4.00% 1.50%
10/15/19 $1,160,000 4.00% 1.82%
10/15/20 $1,180,000 4.00% 2.10%
10/15/21 $1,235,000 4.00% 2.45%
10/15/22 $1,670,000 4.00% 2.68%
10/15/23 $1,770,000 3.00% 2.87%
10/15/24 $1,770,000 3.00% 3.08%
10/15/25 $1,769,000 3.125% 3.27%
10/15/26 $320,000 3.375% 3.45%
10/15/27 $320,000 3.50% 3.60%
10/15/28 $320,000 3.625% 3.75%
10/15/29 $320,000 3.75% 3.85%
10/15/31 $637,000 4.00% 4.01%

Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, FTN Financial Capital Markets.

L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.

F.A.: Phoenix Advisors, LLC, Bordentown, NJ.

Other bidders were:

BA Merrill Lynch, TIC 2.9219%

UBS Financial Svcs, TIC 2.9235%

PNC Capital Markets, TIC 2.9526%

Robert W. Baird, TIC 3.1187%

Southwest Securities, TIC 3.1787%

NEW MEXICO

Bernalillo Municipal School District No. 1

Sep 26, 2013 . . . . . . $5,675,000

$4,750,000 General Obligation School Building Bonds, Series 2013A (bank qualified) (book entry). $4,750,000

Dated Oct 30, 2013.

Due Aug 1, 2014 to 2026.

Callable Aug 1, 2022 at par.

Winning bid: Robert W. Baird, at 102.1716, TIC 2.1312%.

Due Amount Cpn Yield Conc Ins
8/1/14 $590,000 2.00% 0.35% NMSDE
8/1/15 $500,000 2.00% 0.45% NMSDE
8/1/16 $425,000 2.00% 0.70% NMSDE
8/1/17 $500,000 2.00% 1.00% NMSDE
8/1/18 $225,000 2.00% 1.30% NMSDE
8/1/19 $225,000 2.00% 1.55% NMSDE
8/1/20 $300,000 2.00% 1.75% NMSDE
8/1/21 $300,000 2.50% 2.00% NMSDE
8/1/22 $300,000 2.50% 2.20% NMSDE
8/1/23 $300,000 3.00% 2.40% NMSDE
8/1/24 $300,000 3.00% 2.55% NMSDE
8/1/25 $375,000 3.00% 2.70% NMSDE
8/1/26 $410,000 3.00% 2.90% NMSDE

General Obligation Refunding Bonds, Series 2013B (bank qualified) (book entry). $925,000

Dated Oct 30, 2013.

Due Aug 1, 2014 to 2018.

Non-callable.

Winning bid: Robert W. Baird, at 102.1716, TIC 2.1312%.

Due Amount Cpn Yield Conc Ins
8/1/14 $210,000 2.00% 0.35% NMSDE
8/1/15 $125,000 2.00% 0.45% NMSDE
8/1/16 $125,000 2.00% 0.70% NMSDE
8/1/17 $100,000 2.00% 1.00% NMSDE
8/1/18 $365,000 2.00% 1.30% NMSDE

Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Davenport & Company LLC, Cronin & Co., Inc., Northland Securities, Inc., Isaak Bond Investments, Inc., CastleOak Securities, L.P., Lawson Financial Corporation, Vining-Sparks IBG, Limited Partnership.

L.O.: Scheuer, Yost & Patterson, P.C., Santa Fe, NM; McCall Parkhurst & Horton, Austin, TX; and State Attorney General.

F.A.: RBC Capital Markets, Albuquerque, NM.

Other bidders were:

BOSC, TIC 2.1592%

Piper Jaffray, TIC 2.238%

Southwest Securities, TIC 2.3708%

NEW YORK

Babylon Union Free School District

Sep 26, 2013 . . . . . . $7,000,000

Tax Anticipation Notes, 2013.

Dated Oct 10, 2013.

Due Jun 27, 2014.

Purchased $7,000,000.00 by Janney Montgomery, at 0.75%, plus n/a effective rate n/a.

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.

Other bidders were:

TD Securities, Effective Rate 0.3809%

Jefferies, Effective Rate 0.4921%

Oppenheimer, Effective Rate 0.5489%

Carmel (Town)

Sep 26, 2013 . . . . . . $2,057,000

Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).

Dated Oct 10, 2013.

Due Oct 1, 2014 to 2033.

Callable Oct 1, 2021 at par.

Winning bid: Roosevelt & Cross, at 100.6906, TIC 3.4701%.

Due Amount Cpn Yield Conc Ins
10/1/14 $82,000 2.00% 0.50%
10/1/15 $80,000 2.00% 0.65%
10/1/16 $80,000 2.00% 0.90%
10/1/17 $85,000 2.00% 1.20%
10/1/18 $85,000 2.00% 1.55%
10/1/19 $85,000 2.00% 1.85%
10/1/20 $90,000 3.00% 2.00%
10/1/21 $90,000 3.00% 2.25%
10/1/22 $95,000 3.00% 2.50%
10/1/23 $95,000 3.00% 2.75%
10/1/24 $100,000 3.00% 3.00%
10/1/25 $105,000 3.25% 3.20%
10/1/26 $105,000 3.50% 3.40%
10/1/27 $110,000 3.75% 3.60%
10/1/28 $115,000 4.00% 3.65%
10/1/29 $120,000 4.00% 3.70%
10/1/30 $125,000 4.00% 3.75%
10/1/31 $130,000 4.00% 3.80%
10/1/32 $135,000 4.00% 3.85%
10/1/33 $145,000 4.00% 3.90%

Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.

Other bidders were:

Morgan Stanley, TIC 3.4996%

Robert W. Baird, TIC 3.56%

Carmel (Town)

Sep 26, 2013 . . . . . . $4,476,200

Bond Anticipation Notes, 2013 Series A (bank qualified).

Dated Oct 10, 2013.

Due Oct 10, 2014.

Purchased $4,476,200.00 by TD Securities, at 1.0%, plus $30,303.87, effective rate 0.323%.

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.

Other bidders were:

Jefferies, Effective Rate 0.332%

Oppenheimer, Effective Rate 0.5279%

Roosevelt & Cross, Effective Rate 0.678%

East Rochester (Town/Village)

Sep 26, 2013 . . . . . . $5,500,000

Bond Anticipation Notes, 2013 (New Issue).

Dated Oct 10, 2013.

Due Oct 10, 2014.

Purchased $5,500,000.00 by Oppenheimer, at 1.25%, plus $21,780.00, effective rate 0.854%.

L.O.: Harris Beach PLLC, Rochester, NY.

F.A.: Bernard P. Donegan, Inc., Victor, NY.

Other bidders were:

Jefferies, Effective Rate 1.082%

Roosevelt & Cross, Effective Rate 1.181%

Jamestown City School District

Sep 26, 2013 . . . . . . $9,200,000

Bond Anticipation Notes, 2013 Series B (bank qualified).

Dated Oct 9, 2013.

Due Oct 9, 2014.

Purchased $9,200,000.00 by TD Securities, at 1.0%, plus $49,128.00, effective rate 0.466%.

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.

Other bidders were:

Jefferies, Effective Rate 0.524%

Roosevelt & Cross, Effective Rate 0.678%

Oppenheimer, Effective Rate 0.9003%

Marilla (Town)

Sep 26, 2013 . . . . . . $190,000

Bond Anticipation Notes for Various Purposes-2013A (bank qualified).

Dated Oct 9, 2013.

Due Mar 27, 2014.

Purchased $190,000.00 by JPMorgan Chase, at 1.81%, effective rate 1.81%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.

Other bidders were:

Roosevelt & Cross, Effective Rate 3.0%

Merrick Union Free School District

Sep 26, 2013 . . . . . . $3,000,000

Tax Anticipation Notes for 2013-2013 Taxes.

Dated Oct 8, 2013.

Due Jun 20, 2014.

Purchased $3,000,000.00 by PNC Capital Markets, at 1.0%, plus $11,580.00, effective rate 0.4486%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.

Other bidders were:

Jefferies, Effective Rate 0.5285%

Janney Montgomery, Effective Rate 0.54%

Potsdam Central School District

Sep 26, 2013 . . . . . . $189,852

School District (Serial) Bonds, 2013 (bank qualified).

Dated Oct 7, 2013.

Due Jun 15, 2014 to 2018.

Non-callable.

Winning bid: Sage Rutty, at n/a, NIC 2.0599%.

Due Amount Cpn Yield Conc Ins
6/15/14 $34,852 1.875% 0.65%
6/15/15 $35,000 1.875% 1.05%
6/15/16 $40,000 2.00% 1.50%
6/15/17 $40,000 2.125% 1.75%
6/15/18 $40,000 2.125% 1.80%

L.O.: Timothy R. McGill, Esq., Fairport, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Roosevelt & Cross, NIC 2.4235%

Sewanhaka Central High School District

Sep 26, 2013 . . . . . . $9,000,000

Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).

Dated Oct 3, 2013.

Due Jun 27, 2014.

Purchased $9,000,000.00 by Jefferies, at 1.0%, plus $44,552.00, effective rate 0.325%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.

Other bidders were:

TD Securities, Effective Rate 0.3286%

Capital One, Effective Rate 0.37%

Oppenheimer, Effective Rate 0.8897%

Southold Union Free School District

Sep 26, 2013 . . . . . . $3,800,000

Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).

Dated Oct 8, 2013.

Due Jun 26, 2014.

Purchased $2,000,000.00 by Bridgehampton Bank, at 0.35%, effective rate 0.35%.

Purchased $1,800,000.00 by Capital One, at 0.41%, effective rate 0.41%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Munistat Services, Inc., Port Jefferson, NY.

Other bidders were:

Capital One, Effective Rate 0.41%

PNC Capital Markets, Effective Rate 0.4328%

TD Securities, Effective Rate 0.467%

Jefferies, Effective Rate 0.5285%

JPMorgan Chase, Effective Rate 0.58%

Oppenheimer, Effective Rate 0.7826%

TEXAS

Northwest Harris County Municipal Utility District No. 15

Sep 25, 2013 . . . . . . $5,310,000

Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).

Dated Oct 1, 2013.

Due Jun 1, 2030 to 2033.

Callable Jun 1, 2021 at par.

Winning bid: BOSC, at 97.0000, NIC 4.6085%.

Due Amount Cpn Yield Conc Ins
6/1/31 $2,530,000 4.375% 4.45% BAM
6/1/32 $1,355,000 4.50% 4.60% BAM
6/1/33 $1,425,000 4.50% 4.65% BAM

L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.

F.A.: RBC Capital Markets, Houston, TX.

Other bidders were:

SAMCO Cap Mkts, NIC 4.6275%

FTN Fin Cap Mkts, NIC 4.6556%

Southwest Securities, NIC 4.6729%

FirstSouthwest, NIC 4.7776%

Vining-Sparks IBG, NIC 5.0267%

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