ALASKA
University of Alaska
Oct 5, 2011 . . . . . . $48,870,000
General Revenue Bonds, 2011 Series Q (book entry).
Dated Oct 25, 2011.
Due Oct 1, 2012 to 2032.
Callable Oct 1, 2021 at par.
Winning bid: Wells Fargo Secs, at n/a, TIC 3.4551%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $1,565,000 | 2.00% | NRO | NRO | |
| 10/1/13 | $2,290,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $2,350,000 | 3.00% | 0.87% | ||
| 10/1/15 | $2,425,000 | 3.00% | 1.12% | ||
| 10/1/16 | $2,495,000 | 3.00% | 1.48% | ||
| 10/1/17 | $2,510,000 | 3.50% | 1.76% | ||
| 10/1/18 | $2,605,000 | 4.00% | 2.07% | ||
| 10/1/19 | $2,705,000 | 4.00% | 2.40% | ||
| 10/1/20 | $2,820,000 | 4.00% | NRO | NRO | |
| 10/1/21 | $2,935,000 | 4.00% | NRO | NRO | |
| 10/1/22 | $2,905,000 | 5.00% | 2.97% | ||
| 10/1/23 | $3,060,000 | 5.00% | 3.12% | ||
| 10/1/24 | $3,215,000 | 5.00% | 3.26% | ||
| 10/1/25 | $3,380,000 | 5.00% | 3.37% | ||
| 10/1/26 | $3,530,000 | 4.00% | 3.65% | ||
| 10/1/27 | $1,210,000 | 5.00% | 3.68% | ||
| 10/1/28 | $1,265,000 | 4.00% | 4.05% | ||
| 10/1/29 | $1,320,000 | 4.00% | 4.10% | ||
| 10/1/32 | $4,285,000 | 4.00% | 4.144% |
L.O.: Wohlforth, Johnson, Brecht, Cartledge & Brooking P.C., Anchorage, AK.
F.A.: Kaplan Financial Consulting, Inc., Wilmette, IL.
Other bidders were:
RBC Capital Mkts, TIC 3.4591%
Hutchinson Shockey, TIC 3.4765%
Citigroup, TIC 3.5012%
JPMorgan, TIC 3.5087%
Piper Jaffray, TIC 3.5472%
Robert W. Baird, TIC 3.6037%
US Bancorp Invest, TIC 4.0744%
ARKANSAS
Alma School District No. 30 of Crawford County
Oct 5, 2011 . . . . . . $3,980,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Jan 1, 2013 to 2033.
Callable Jan 1, 2017 at par.
Winning bid: FTN Fin Cap Mkts, at 98.0500, TIC 3.2088%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $265,000 | 1.15% | NRO | NRO | |
| 1/1/17 | $330,000 | 1.75% | NRO | NRO | |
| 1/1/19 | $345,000 | 2.05% | NRO | NRO | |
| 1/1/21 | $355,000 | 2.25% | NRO | NRO | |
| 1/1/23 | $375,000 | 2.80% | NRO | NRO | |
| 1/1/24 | $195,000 | 2.85% | NRO | NRO | |
| 1/1/25 | $205,000 | 3.00% | NRO | NRO | |
| 1/1/26 | $205,000 | 3.05% | NRO | NRO | |
| 1/1/27 | $215,000 | 3.10% | NRO | NRO | |
| 1/1/28 | $220,000 | 3.20% | NRO | NRO | |
| 1/1/30 | $480,000 | 3.30% | NRO | NRO | |
| 1/1/33 | $790,000 | 3.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 3.2715%
Crews & Associates, TIC 3.2777%
Sterne Agee, TIC 3.3317%
Jasper School District No. 1 of Newton County
Oct 5, 2011 . . . . . . $3,905,000
Refunding and Construction Bonds, Series B (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Feb 1, 2012 to 2041.
Callable Aug 1, 2014 at par.
Winning bid: FTN Fin Cap Mkts, at 98.0000, TIC 3.7896%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $225,000 | 1.00% | NRO | NRO | |
| 2/1/18 | $255,000 | 1.80% | NRO | NRO | |
| 2/1/21 | $250,000 | 2.25% | NRO | NRO | |
| 2/1/24 | $265,000 | 2.85% | NRO | NRO | |
| 2/1/27 | $290,000 | 3.15% | NRO | NRO | |
| 2/1/30 | $375,000 | 3.40% | NRO | NRO | |
| 2/1/32 | $345,000 | 3.65% | NRO | NRO | |
| 2/1/34 | $370,000 | 3.75% | NRO | NRO | |
| 2/1/37 | $605,000 | 3.85% | NRO | NRO | |
| 2/1/39 | $445,000 | 4.00% | NRO | NRO | |
| 2/1/41 | $480,000 | 4.10% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.8536%
Morgan Keegan, TIC 3.9561%
Trumann School District No. 21 of Poinsett County
Oct 5, 2011 . . . . . . $7,635,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Jun 1, 2013 to 2031.
Callable Dec 1, 2013 at par.
Winning bid: Morgan Keegan, at 98.3730, TIC 3.2114%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $320,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $330,000 | 1.00% | NRO | NRO | |
| 6/1/15 | $335,000 | 1.25% | NRO | NRO | |
| 6/1/16 | $340,000 | 1.45% | NRO | NRO | |
| 6/1/17 | $350,000 | 1.65% | NRO | NRO | |
| 6/1/18 | $355,000 | 2.10% | NRO | NRO | |
| 6/1/19 | $360,000 | 2.25% | NRO | NRO | |
| 6/1/20 | $370,000 | 2.45% | NRO | NRO | |
| 6/1/21 | $380,000 | 2.55% | NRO | NRO | |
| 6/1/22 | $390,000 | 2.75% | NRO | NRO | |
| 6/1/23 | $400,000 | 2.85% | NRO | NRO | |
| 6/1/24 | $410,000 | 3.00% | NRO | NRO | |
| 6/1/25 | $425,000 | 3.15% | NRO | NRO | |
| 6/1/26 | $440,000 | 3.25% | NRO | NRO | |
| 6/1/27 | $455,000 | 3.30% | NRO | NRO | |
| 6/1/28 | $465,000 | 3.50% | NRO | NRO | |
| 6/1/29 | $485,000 | 3.60% | NRO | NRO | |
| 6/1/31 | $1,025,000 | 3.65% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.23%
CALIFORNIA
San Leandro Unified School District
Oct 5, 2011 . . . . . . $7,560,000
2011 General Obligation Refunding Bonds (book entry).
Dated Oct 19, 2011.
Due Aug 1, 2012 to 2022.
Non-callable.
Winning bid: Robert W. Baird, at 100.4697, TIC 2.7394%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $615,000 | 2.00% | S.B. | S.B. | |
| 8/1/13 | $600,000 | 2.00% | 1.00% | ||
| 8/1/14 | $650,000 | 2.00% | 1.30% | ||
| 8/1/15 | $680,000 | 2.00% | 1.40% | ||
| 8/1/16 | $685,000 | 2.00% | 1.75% | ||
| 8/1/17 | $610,000 | 3.00% | 2.00% | ||
| 8/1/18 | $640,000 | 3.00% | 2.30% | ||
| 8/1/19 | $685,000 | 3.00% | 2.60% | ||
| 8/1/20 | $745,000 | 3.00% | 2.75% | ||
| 8/1/21 | $790,000 | 3.00% | 3.00% | ||
| 8/1/22 | $860,000 | 3.125% | 3.20% |
Other managers: CL King & Associates, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Incapital LLC, Jackson Securities Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Hutchinson Shockey, TIC 2.8383%
Southwest Securities, TIC 3.0223%
UBS Financial Svcs, TIC 3.1275%
Stifel Nicolaus, TIC 3.2722%
Morgan Stanley, TIC 3.3309%
Santa Clara County
Oct 5, 2011 . . . . . . $125,000,000
2011-2012 Tax and Revenue Anticipation Notes (book entry).
Dated Oct 19, 2011.
Due Jun 29, 2012.
Purchased $125,000,000.00 by JPMorgan, at 2.0%, plus $1,565,000.00, effective rate 0.1946%.
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
BofA Merrill Lynch, Effective Rate 0.2644%
Goldman Sachs, Effective Rate 0.275%
Morgan Stanley, Effective Rate 0.2845%
Citigroup, Effective Rate 0.2901%
Jefferies, Effective Rate 0.3308%
ILLINOIS
Lake Bluff Village
Oct 5, 2011 . . . . . . $2,185,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 24, 2011.
Due Dec 15, 2012 to 2024.
Callable Dec 15, 2019 at par.
Winning bid: BMO Harris Bank N.A., at 102.0006, TIC 2.6706%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/12 | $10,000 | 2.00% | 0.80% | ||
| 12/15/13 | $155,000 | 2.00% | 0.80% | ||
| 12/15/14 | $165,000 | 2.00% | NRO | NRO | |
| 12/15/15 | $165,000 | 2.00% | 1.20% | ||
| 12/15/16 | $170,000 | 2.00% | NRO | NRO | |
| 12/15/17 | $170,000 | 2.50% | NRO | NRO | |
| 12/15/18 | $180,000 | 2.75% | NRO | NRO | |
| 12/15/19 | $180,000 | 2.875% | NRO | NRO | |
| 12/15/20 | $185,000 | 3.125% | NRO | NRO | |
| 12/15/21 | $190,000 | 3.25% | 2.80% | ||
| 12/15/22 | $200,000 | 3.25% | 2.90% | ||
| 12/15/23 | $205,000 | 3.25% | NRO | NRO | |
| 12/15/24 | $210,000 | 3.50% | 3.20% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Lake Forest Bk, TIC 2.6751%
BOSC, TIC 2.7048%
Robert W. Baird, TIC 2.7204%
INDIANA
Winfield (Town)
Oct 5, 2011 . . . . . . $1,300,000
General Obligation Bonds of 2011 (bank qualified) (book entry).
Dated Oct 20, 2011.
Due Jul 1, 2012 to Jan 1, 2017.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.876%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $95,000 | 1.00% | 0.70% | SIP | |
| 1/1/13 | $125,000 | 1.00% | 1.00% | SIP | |
| 7/1/13 | $125,000 | 1.10% | 1.10% | SIP | |
| 1/1/14 | $130,000 | 1.20% | 1.20% | SIP | |
| 7/1/14 | $130,000 | 1.30% | 1.30% | SIP | |
| 1/1/15 | $135,000 | 1.40% | 1.40% | SIP | |
| 7/1/15 | $135,000 | 1.50% | 1.50% | SIP | |
| 1/1/16 | $140,000 | 1.70% | 1.70% | SIP | |
| 7/1/16 | $140,000 | 1.80% | 1.80% | SIP | |
| 1/1/17 | $145,000 | 2.00% | 2.00% | SIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
Ross Sinclaire, NIC 2.229%
J.J.B. Hilliard, NIC 2.292%
First Midwest, NIC 2.4%
Tech Credit Union, NIC 2.513%
KENTUCKY
Nelson County School District Finance Corp.
Oct 5, 2011 . . . . . . $8,670,000
School Building Refunding Revenue Bonds, Series of 2011 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Apr 1, 2012 to 2023.
Non-callable.
Winning bid: Ross Sinclaire, at 99.0985, NIC 2.1593%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $130,000 | 0.75% | NRO | NRO | |
| 4/1/15 | $205,000 | 1.00% | NRO | NRO | |
| 4/1/16 | $730,000 | 1.30% | NRO | NRO | |
| 4/1/17 | $740,000 | 1.50% | NRO | NRO | |
| 4/1/18 | $1,070,000 | 1.70% | NRO | NRO | |
| 4/1/19 | $1,095,000 | 2.00% | NRO | NRO | |
| 4/1/20 | $1,115,000 | 2.00% | NRO | NRO | |
| 4/1/21 | $1,140,000 | 2.125% | NRO | NRO | |
| 4/1/22 | $1,210,000 | 2.30% | NRO | NRO | |
| 4/1/23 | $1,235,000 | 2.375% | NRO | NRO |
Other managers: FTN Financial Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc., PNC Capital Markets, Duncan-Williams, Inc., Robert W. Baird & Co., Inc., Edward D. Jones & Co..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Fifth Third Sec, NIC 2.5666%
Stifel Nicolaus, NIC 2.5811%
Morgan Keegan, NIC 2.6226%
The Kentucky Association of Counties Finance Corporation
Oct 5, 2011 . . . . . . $6,175,000
Financing Program Revenue Bonds, 2011 First Series C (book entry).
Dated Oct 19, 2011.
Due Feb 1, 2012 to 2041.
Callable Feb 1, 2022 at par.
Winning bid: Ross Sinclaire, at 98.0000, NIC 4.6649%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $50,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $190,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $190,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $190,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $195,000 | 2.50% | NRO | NRO | |
| 2/1/17 | $200,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $210,000 | 3.00% | NRO | NRO | |
| 2/1/19 | $210,000 | 3.00% | NRO | NRO | |
| 2/1/20 | $225,000 | 3.00% | NRO | NRO | |
| 2/1/21 | $235,000 | 3.25% | NRO | NRO | |
| 2/1/22 | $235,000 | 3.50% | NRO | NRO | |
| 2/1/23 | $240,000 | 3.625% | NRO | NRO | |
| 2/1/25 | $515,000 | 4.00% | NRO | NRO | |
| 2/1/28 | $610,000 | 4.00% | NRO | NRO | |
| 2/1/31 | $570,000 | 4.25% | NRO | NRO | |
| 2/1/35 | $890,000 | 5.00% | NRO | NRO | |
| 2/1/39 | $1,105,000 | 5.25% | NRO | NRO | |
| 2/1/41 | $115,000 | 5.25% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: C.D. Bowling & Associates, Lexington, KY.
Other bidders were:
Hutchinson Shockey, NIC 4.7982%
MASSACHUSETTS
Needham (Town)
Oct 5, 2011 . . . . . . $2,460,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Oct 18, 2011.
Due Aug 1, 2012 to 2026.
Callable Aug 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.9243, TIC 2.3512%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $235,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $200,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $200,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $200,000 | 2.00% | NRO | NRO | |
| 8/1/16 | $200,000 | 2.00% | NRO | NRO | |
| 8/1/17 | $180,000 | 2.00% | NRO | NRO | |
| 8/1/18 | $180,000 | 2.00% | NRO | NRO | |
| 8/1/19 | $180,000 | 2.25% | NRO | NRO | |
| 8/1/20 | $180,000 | 2.50% | NRO | NRO | |
| 8/1/21 | $180,000 | 2.50% | NRO | NRO | |
| 8/1/22 | $105,000 | 2.75% | NRO | NRO | |
| 8/1/23 | $105,000 | 3.00% | NRO | NRO | |
| 8/1/24 | $105,000 | 3.00% | NRO | NRO | |
| 8/1/25 | $105,000 | 3.00% | NRO | NRO | |
| 8/1/26 | $105,000 | 3.125% | NRO | NRO |
Other managers: UBS Financial Services, Inc., CL King & Associates.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Raymond James, TIC 2.3565%
Janney Montgomery, TIC 2.4096%
Robert W. Baird, TIC 2.4524%
Needham (Town)
Oct 5, 2011 . . . . . . $5,762,000
General Obligation Bond Anticipation Notes (new money).
Dated Oct 14, 2011.
Due Jun 15, 2012.
Purchased $5,762,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $47,869.58, effective rate 0.259%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.293%
Jefferies, Effective Rate 0.3477%
FirstSouthwest, Effective Rate 0.3478%
Janney Montgomery, Effective Rate 0.4189%
Oppenheimer, Effective Rate 0.7272%
Century Bk, Effective Rate 0.9%
MINNESOTA
Byron Independent School District No. 531
Oct 4, 2011 . . . . . . $23,645,000
General Obligation School Building Refunding Bonds Series 2011A (MN SD Credit Enhancement Program) (book entry).
Dated Oct 27, 2011.
Due Feb 1, 2015 to 2025.
Callable Feb 1, 2020 at par.
Winning bid: Piper Jaffray, at 101.6518, TIC 2.6999%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $1,345,000 | 2.00% | 1.00% | ||
| 2/1/16 | $1,585,000 | 2.00% | 1.30% | ||
| 2/1/17 | $1,620,000 | 2.00% | 1.50% | ||
| 2/1/18 | $2,135,000 | 3.00% | 1.75% | ||
| 2/1/19 | $2,205,000 | 3.00% | 2.10% | ||
| 2/1/20 | $2,280,000 | 3.00% | 2.35% | ||
| 2/1/21 | $2,350,000 | 3.00% | NRO | NRO | |
| 2/1/22 | $2,420,000 | 3.00% | 2.75% | ||
| 2/1/23 | $2,495,000 | 3.00% | 3.00% | ||
| 2/1/24 | $2,565,000 | 3.00% | 3.15% | ||
| 2/1/25 | $2,645,000 | 3.125% | 3.30% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Prager Sealy, TIC 2.8382%
Robert W. Baird, TIC 2.839%
FirstSouthwest, TIC 2.8777%
Citigroup, TIC 2.9391%
Raymond James, TIC 3.0411%
Edina (City)
Oct 4, 2011 . . . . . . $14,550,000
General Obligation Bonds, Series 2011A (book entry).
Dated Oct 27, 2011.
Due Feb 1, 2013 to 2023.
Callable Feb 1, 2019 at par.
Winning bid: Piper Jaffray, at 103.2182, TIC 1.9491%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $965,000 | 2.00% | 0.30% | ||
| 2/1/14 | $1,350,000 | 2.00% | 0.55% | ||
| 2/1/15 | $1,370,000 | 2.00% | 0.70% | ||
| 2/1/16 | $1,405,000 | 2.00% | 0.95% | ||
| 2/1/17 | $1,435,000 | 2.00% | 1.21% | ||
| 2/1/18 | $1,455,000 | 2.00% | 1.50% | ||
| 2/1/19 | $1,495,000 | 2.00% | 1.80% | ||
| 2/1/20 | $1,525,000 | 3.00% | NRO | NRO | |
| 2/1/21 | $1,565,000 | 3.00% | NRO | NRO | |
| 2/1/22 | $1,615,000 | 3.00% | NRO | NRO | |
| 2/1/23 | $370,000 | 3.00% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.0151%
Janney Montgomery, TIC 2.22%
Robert W. Baird, TIC 2.2274%
Stifel Nicolaus, TIC 2.2741%
UBS Financial Svcs, TIC 2.298%
Hutchinson Shockey, TIC 2.3061%
Southwest Securities, TIC 2.3493%
Hutchinson Independent School District No. 423
Oct 5, 2011 . . . . . . $1,465,000
General Obligation School Building Refunding Bonds, Series 2011A (MN School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 3, 2011.
Due Feb 1, 2013 to 2018.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 1.1908%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $295,000 | 0.40% | NRO | NRO | |
| 2/1/14 | $300,000 | 0.50% | NRO | NRO | |
| 2/1/15 | $210,000 | 0.75% | NRO | NRO | |
| 2/1/16 | $215,000 | 1.00% | NRO | NRO | |
| 2/1/17 | $220,000 | 1.25% | NRO | NRO | |
| 2/1/18 | $225,000 | 1.50% | NRO | NRO |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UMB Bank, TIC 1.2076%
Cronin, TIC 1.2992%
Northland Securities, TIC 1.4262%
Piper Jaffray, TIC 1.4796%
BMO Harris Bank N.A., TIC 1.5303%
Robert W. Baird, TIC 1.5396%
Bremer Bank, TIC 1.7561%
NEW JERSEY
Hopewell Borough
Oct 5, 2011 . . . . . . $4,543,257
Bond Anticipation Notes (bank qualified).
Dated Oct 13, 2011.
Due Oct 12, 2012.
Purchased $4,543,260.00 by Oppenheimer, at 1.5%, plus $14,663.00, effective rate 1.1764%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.315%
TD Securities, Effective Rate 1.3753%
NEW YORK
Buchanan Village
Oct 5, 2011 . . . . . . $900,000
Bond Anticipation Notes, 2011 (Renewals) Series A (bank qualified).
Dated Oct 13, 2011.
Due Oct 12, 2012.
Purchased $900,000.00 by JPMorgan Chase, at 1.49%, effective rate 1.49%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.4889%
Chemung County
Oct 5, 2011 . . . . . . $1,652,400
Bond Anticipation Notes, 2011.
Dated Oct 20, 2011.
Due Oct 19, 2012.
Purchased $1,652,400.00 by Jefferies, at 1.5%, plus $10,280.00, effective rate 0.8761%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.0668%
JPMorgan Chase, Effective Rate 1.09%
Oppenheimer, Effective Rate 1.2734%
First Niagara Bank, Effective Rate 1.5%
Chemung County
Oct 5, 2011 . . . . . . $7,907,131
Public Improvement (Serial) Bonds, 2011 (book entry).
Dated Oct 15, 2011.
Due Oct 15, 2012 to 2026.
Callable Oct 15, 2018 at par.
Winning bid: US Bancorp Invest, at n/a, NIC 3.4394%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/12 | $422,131 | 2.00% | 0.80% | AGM | |
| 10/15/13 | $430,000 | 2.00% | 0.90% | AGM | |
| 10/15/14 | $440,000 | 2.00% | 1.10% | AGM | |
| 10/15/15 | $450,000 | 2.00% | 1.30% | AGM | |
| 10/15/16 | $460,000 | 3.00% | 1.65% | AGM | |
| 10/15/17 | $480,000 | 3.00% | 1.92% | AGM | |
| 10/15/18 | $500,000 | 3.00% | 2.21% | AGM | |
| 10/15/19 | $520,000 | 3.25% | 2.52% | AGM | |
| 10/15/20 | $535,000 | 3.25% | 2.82% | AGM | |
| 10/15/21 | $555,000 | 3.25% | 2.96% | AGM | |
| 10/15/22 | $580,000 | 3.25% | 3.09% | AGM | |
| 10/15/23 | $600,000 | 3.25% | 3.32% | AGM | |
| 10/15/24 | $620,000 | 4.00% | 3.41% | AGM | |
| 10/15/25 | $645,000 | 4.00% | 3.58% | AGM | |
| 10/15/26 | $670,000 | 4.00% | 3.69% | AGM |
Other managers: Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., Fidelity Capital Markets, FirstSouthwest.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.5579%
Robert W. Baird, NIC 3.6796%
Elmira City School District
Oct 5, 2011 . . . . . . $14,665,000
Bond Anticipation Notes, 2011 Sereis F (Renewal Issue).
Dated Oct 18, 2011.
Due Oct 17, 2012.
Purchased $14,665,000.00 by Jefferies, at 1.5%, plus $69,367.00, effective rate 1.0257%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1634%
TD Securities, Effective Rate 2.2664%
Grand Island (Town)
Oct 5, 2011 . . . . . . $7,380,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Oct 18, 2011.
Due Oct 17, 2012.
Purchased $7,380,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.5449%
Jefferies, Effective Rate 0.6042%
JPMorgan Chase, Effective Rate 0.76%
Oppenheimer, Effective Rate 1.0294%
M & T Bank, Effective Rate 1.09%
First Niagara Bank, Effective Rate 1.1%
Lafargeville Central School District
Oct 5, 2011 . . . . . . $150,000
School District (Serial) Bonds, 2011 (bank qualified).
Dated Oct 19, 2011.
Due Oct 15, 2012 to 2016.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.7927%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/12 | $25,000 | 0.75% | NRO | NRO | |
| 10/15/13 | $30,000 | 1.40% | NRO | NRO | |
| 10/15/14 | $30,000 | 1.60% | NRO | NRO | |
| 10/15/15 | $30,000 | 1.90% | NRO | NRO | |
| 10/15/16 | $35,000 | 2.10% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 2.2053%
Roosevelt & Cross, NIC 2.5785%
Moriah Central School District
Oct 5, 2011 . . . . . . $945,000
Revenue Anticipation Notes, 2011Series B.
Dated Oct 14, 2011.
Due Oct 12, 2012.
Purchased $945,000.00 by Oppenheimer, at 2.0%, plus $566.00, effective rate 1.9398%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.4896%
Northport-East Northport Union Free School District
Oct 5, 2011 . . . . . . $30,000,000
Tax Anticipation Notes for 2011-2012 Taxes (book entry).
Dated Oct 13, 2011.
Due Jun 28, 2012.
Purchased $30,000,000.00 by TD Securities, at 1.5%, plus $260,100.00, effective rate 0.276%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.2774%
JPMorgan, Effective Rate 0.2895%
Morgan Stanley, Effective Rate 0.3252%
Jefferies, Effective Rate 0.3818%
Capital One, Effective Rate 0.47%
Flushing Comm Bk, Effective Rate 0.51%
JPMorgan Chase, Effective Rate 0.59%
Oppenheimer, Effective Rate 0.7799%
South Line Fire District No. 10 in the Town of Cheektowaga
Oct 5, 2011 . . . . . . $1,945,000
Fire District (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Oct 18, 2011.
Due Oct 15, 2012 to 2026.
Callable Oct 15, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.1417%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/12 | $115,000 | 3.00% | 0.50% | AGM | |
| 10/15/13 | $115,000 | 3.00% | 0.70% | AGM | |
| 10/15/14 | $115,000 | 3.00% | 1.00% | AGM | |
| 10/15/15 | $115,000 | 3.00% | 1.20% | AGM | |
| 10/15/16 | $120,000 | 3.00% | 1.60% | AGM | |
| 10/15/17 | $120,000 | 3.00% | 1.90% | AGM | |
| 10/15/18 | $125,000 | 3.00% | 2.20% | AGM | |
| 10/15/19 | $125,000 | 3.00% | 2.50% | AGM | |
| 10/15/20 | $130,000 | 3.00% | 2.75% | AGM | |
| 10/15/21 | $135,000 | 3.00% | 2.90% | AGM | |
| 10/15/22 | $135,000 | 3.00% | 3.00% | AGM | |
| 10/15/23 | $140,000 | 3.00% | 3.10% | AGM | |
| 10/15/24 | $145,000 | 3.25% | 3.30% | AGM | |
| 10/15/25 | $150,000 | 3.40% | 3.40% | AGM | |
| 10/15/26 | $160,000 | 3.50% | 3.50% | AGM |
Other managers: Edward D. Jones & Co., Kildare Capital, Inc., Eastern Bank Capital Markets, Crews & Associates, Inc., Isaak Bond Investments, Inc..
L.O.: Donald A. Alessi, East Amherst, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, TIC 3.1903%
Raymond James, TIC 3.28%
Southeast (Town)
Oct 5, 2011 . . . . . . $3,560,000
Bond Anticipation Notes - 2011 (bank qualified).
Dated Oct 13, 2011.
Due Oct 12, 2012.
Purchased $3,560,000.00 by Jefferies, at 1.5%, plus $29,265.00, effective rate 0.6757%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.9652%
Oppenheimer, Effective Rate 1.1881%
SOUTH CAROLINA
Fort Mill School District No. 4 of York County
Oct 5, 2011 . . . . . . $3,930,000
General Obligation Bonds, Series 2011E (bank qualified) (book entry).
Dated Oct 26, 2011.
Due Mar 1, 2012.
Purchased $3,975,000.00 by Piper Jaffray, at 1.25%, plus $11,050.49, effective rate 0.4494%.
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Janney Montgomery, Effective Rate 0.4499%
Jefferies, Effective Rate 0.4897%
Morgan Keegan, Effective Rate 0.5917%
Southwest Securities, Effective Rate 0.6349%
Oppenheimer, Effective Rate 0.8439%
Richland County School District No. 2
Oct 5, 2011 . . . . . . $60,000,000
General Obligation Bonds, Series 2011B (book entry).
Dated Oct 19, 2011.
Due May 1, 2014 to 2031.
Callable May 1, 2021 at par.
Winning bid: Prager Sealy, at 108.8997, TIC 3.5944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $500,000 | 3.00% | 1.00% | SCSDE | |
| 5/1/15 | $500,000 | 3.00% | 1.20% | SCSDE | |
| 5/1/16 | $700,000 | 3.00% | 1.50% | SCSDE | |
| 5/1/17 | $1,000,000 | 4.00% | NRO | NRO | SCSDE |
| 5/1/18 | $3,000,000 | 4.00% | NRO | NRO | SCSDE |
| 5/1/19 | $3,000,000 | 4.00% | NRO | NRO | SCSDE |
| 5/1/20 | $4,275,000 | 5.00% | NRO | NRO | SCSDE |
| 5/1/21 | $4,275,000 | 4.00% | 2.72% | SCSDE | |
| 5/1/22 | $4,275,000 | 5.00% | 2.84% | SCSDE | |
| 5/1/23 | $4,275,000 | 5.00% | 3.00% | SCSDE | |
| 5/1/24 | $4,275,000 | 5.00% | 3.16% | SCSDE | |
| 5/1/25 | $4,275,000 | 5.00% | 3.27% | SCSDE | |
| 5/1/26 | $4,275,000 | 5.00% | 3.38% | SCSDE | |
| 5/1/27 | $4,275,000 | 5.00% | 3.48% | SCSDE | |
| 5/1/28 | $4,275,000 | 4.00% | 4.03% | SCSDE | |
| 5/1/29 | $4,275,000 | 4.00% | 4.11% | SCSDE | |
| 5/1/30 | $4,275,000 | 4.00% | 4.17% | SCSDE | |
| 5/1/31 | $4,275,000 | 4.00% | 4.22% | SCSDE |
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Davenport & Company LLC, Charlotte, NC.
Other bidders were:
Wells Fargo Secs, TIC 3.6319%
JPMorgan, TIC 3.6427%
Hutchinson Shockey, TIC 3.6453%
Morgan Keegan, TIC 3.6591%
Citigroup, TIC 3.709%
BB&T Cap Mkts, TIC 3.7402%
TEXAS
Belvedere Municipal Utility District
Oct 5, 2011 . . . . . . $1,920,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Aug 1, 2014 to 2036.
Callable Aug 1, 2020 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.9984%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $40,000 | 4.25% | 1.75% | ||
| 8/1/15 | $45,000 | 4.25% | 2.50% | ||
| 8/1/16 | $45,000 | 4.25% | 2.80% | ||
| 8/1/17 | $50,000 | 4.25% | 3.10% | ||
| 8/1/18 | $55,000 | 4.25% | 3.50% | ||
| 8/1/20 | $115,000 | 4.25% | 4.00% | ||
| 8/1/22 | $125,000 | 4.25% | 4.25% | ||
| 8/1/24 | $145,000 | 4.25% | 4.35% | ||
| 8/1/26 | $165,000 | 4.50% | 4.55% | ||
| 8/1/28 | $175,000 | 4.75% | 4.75% | ||
| 8/1/31 | $315,000 | 5.00% | 5.05% | ||
| 8/1/36 | $645,000 | 5.00% | 5.10% |
Other managers: Coastal Securities Corp., Crews & Associates, Inc..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
FirstSouthwest, NIC 5.0877%
Hutchinson Shockey, NIC 5.2944%
GMS Group, NIC 5.3372%
Harris County Municipal Utility District No. 282
Oct 5, 2011 . . . . . . $4,490,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.4000, NIC 4.8892%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $80,000 | 3.00% | NRO | NRO | |
| 9/1/13 | $85,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $90,000 | 3.00% | NRO | NRO | |
| 9/1/15 | $95,000 | 3.00% | NRO | NRO | |
| 9/1/16 | $105,000 | 3.00% | NRO | NRO | |
| 9/1/17 | $110,000 | 3.00% | NRO | NRO | |
| 9/1/18 | $115,000 | 3.20% | NRO | NRO | |
| 9/1/19 | $125,000 | 3.50% | NRO | NRO | |
| 9/1/20 | $130,000 | 3.80% | NRO | NRO | |
| 9/1/21 | $140,000 | 4.00% | NRO | NRO | |
| 9/1/22 | $145,000 | 4.00% | NRO | NRO | |
| 9/1/23 | $155,000 | 4.125% | NRO | NRO | |
| 9/1/24 | $165,000 | 4.25% | NRO | NRO | |
| 9/1/25 | $175,000 | 4.40% | NRO | NRO | |
| 9/1/26 | $185,000 | 4.50% | NRO | NRO | |
| 9/1/28 | $405,000 | 4.65% | NRO | NRO | |
| 9/1/32 | $965,000 | 5.00% | NRO | NRO | |
| 9/1/36 | $1,220,000 | 5.00% | NRO | NRO |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.9673%
Red River Education Finance Corporation
Oct 5, 2011 . . . . . . $40,000,000
Higher Education Revenue Bonds (Texas Christian University Project) Series 2011 (book entry).
Dated Oct 1, 2011.
Due Mar 15, 2017 to 2041.
Callable Mar 15, 2020 at par.
Winning bid: Wells Fargo Secs, at 100.6204, TIC 4.414%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/17 | $930,000 | 5.00% | 1.76% | ||
| 3/15/18 | $955,000 | 4.00% | 2.07% | ||
| 3/15/19 | $985,000 | 4.00% | 2.40% | ||
| 3/15/20 | $1,035,000 | 5.00% | 2.73% | ||
| 3/15/21 | $1,085,000 | 5.00% | 2.87% | ||
| 3/15/22 | $1,140,000 | 5.25% | 2.95% | ||
| 3/15/23 | $1,195,000 | 5.25% | 3.10% | ||
| 3/15/24 | $1,255,000 | 5.25% | 3.25% | ||
| 3/15/25 | $1,320,000 | 5.25% | 3.35% | ||
| 3/15/26 | $1,370,000 | 5.25% | 3.45% | ||
| 3/15/27 | $1,425,000 | 5.25% | 3.55% | ||
| 3/15/28 | $1,485,000 | 4.00% | 4.084% | ||
| 3/15/29 | $1,545,000 | 4.00% | 4.121% | ||
| 3/15/30 | $1,605,000 | 4.00% | 4.156% | ||
| 3/15/31 | $1,670,000 | 5.25% | 3.88% | ||
| 3/15/32 | $1,735,000 | 4.125% | 4.273% | ||
| 3/15/33 | $1,810,000 | 4.25% | 4.322% | ||
| 3/15/38 | $10,225,000 | 4.25% | 4.378% | ||
| 3/15/41 | $7,230,000 | 4.375% | 4.436% |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX; and FirstSouthwest, Dallas, TX.
Other bidders were:
RBC Capital Mkts, TIC 4.4391%
Piper Jaffray, TIC 4.4868%
Hutchinson Shockey, TIC 4.54%
Morgan Keegan, TIC 4.731%
JPMorgan, TIC 4.782%
UTAH
Utah State Building Ownership Authority
Oct 5, 2011 . . . . . . $5,250,000
Lease Revenue Bonds (State Facilities Master Lease Program), Series 2011 (book entry).
Dated Oct 25, 2011.
Due May 15, 2012 to 2031.
Callable Nov 15, 2021 at par.
Winning bid: George K. Baum, at 100.1714, TIC 2.9945%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $225,000 | 4.00% | NRO | NRO | |
| 5/15/13 | $350,000 | 2.50% | 0.77% | ||
| 5/15/14 | $365,000 | 2.25% | 1.00% | ||
| 5/15/15 | $370,000 | 2.125% | 1.24% | ||
| 5/15/16 | $380,000 | 2.25% | 1.60% | ||
| 5/15/17 | $385,000 | 2.25% | 1.85% | ||
| 5/15/18 | $395,000 | 2.50% | 2.15% | ||
| 5/15/19 | $405,000 | 3.00% | 2.46% | ||
| 5/15/20 | $415,000 | 2.50% | 2.69% | ||
| 5/15/21 | $430,000 | 2.75% | 2.83% | ||
| 5/15/22 | $440,000 | 3.00% | 3.06% | ||
| 5/15/23 | $455,000 | 3.125% | 3.27% | ||
| 5/15/31 | $635,000 | 4.00% | NRO | NRO |
L.O.: Ballard Spahr Andrews & Ingersoll LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Stifel Nicolaus, TIC 2.9983%
Piper Jaffray, TIC 3.17%
Robert W. Baird, TIC 3.3052%
JPMorgan, TIC 3.3423%
Wells Fargo Secs, TIC 3.3644%
Hutchinson Shockey, TIC 3.5915%
Goldman Sachs, TIC 3.7672%
VERMONT
Burlington (City)
Oct 5, 2011 . . . . . . $8,775,000
Electric System Revenue Bonds, 2011 Series A (book entry).
Dated Oct 13, 2011.
Due Jul 1, 2015 to 2031.
Callable Jul 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 99.2000, TIC 5.285%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $345,000 | 4.25% | NRO | NRO | |
| 7/1/16 | $360,000 | 4.375% | NRO | NRO | |
| 7/1/17 | $375,000 | 4.50% | NRO | NRO | |
| 7/1/18 | $390,000 | 4.50% | NRO | NRO | |
| 7/1/19 | $410,000 | 4.50% | NRO | NRO | |
| 7/1/20 | $430,000 | 4.50% | NRO | NRO | |
| 7/1/21 | $450,000 | 4.50% | NRO | NRO | |
| 7/1/22 | $470,000 | 5.00% | NRO | NRO | |
| 7/1/23 | $495,000 | 5.00% | NRO | NRO | |
| 7/1/24 | $520,000 | 5.00% | NRO | NRO | |
| 7/1/25 | $550,000 | 5.125% | NRO | NRO | |
| 7/1/26 | $575,000 | 5.25% | NRO | NRO | |
| 7/1/27 | $610,000 | 5.375% | NRO | NRO | |
| 7/1/28 | $640,000 | 5.50% | NRO | NRO | |
| 7/1/29 | $680,000 | 5.50% | NRO | NRO | |
| 7/1/30 | $715,000 | 5.625% | NRO | NRO | |
| 7/1/31 | $760,000 | 5.75% | NRO | NRO |
Other managers: CL King & Associates.
L.O.: Burak Anderson & Melloni, Burlington, VT.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 6.2821%
VIRGINIA
Virginia Public Building Authority
Oct 5, 2011 . . . . . . $280,000,000
Public Facilities Revenue Bonds, Series 2011A (book entry).
Dated Oct 19, 2011.
Due Aug 1, 2012 to 2031.
Callable Aug 1, 2021 at par.
Winning bid: BofA Merrill Lynch, at 110.3616, TIC 3.4986%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $8,545,000 | 4.00% | NRO | NRO | |
| 8/1/13 | $8,895,000 | 4.00% | NRO | NRO | |
| 8/1/14 | $9,305,000 | 5.00% | NRO | NRO | |
| 8/1/15 | $9,785,000 | 5.00% | 1.12% | ||
| 8/1/16 | $10,285,000 | 5.00% | 1.50% | ||
| 8/1/17 | $10,815,000 | 5.00% | 1.80% | ||
| 8/1/18 | $11,370,000 | 5.00% | 2.09% | ||
| 8/1/19 | $11,950,000 | 5.00% | NRO | NRO | |
| 8/1/20 | $12,565,000 | 5.00% | NRO | NRO | |
| 8/1/21 | $13,210,000 | 5.00% | 2.79% | ||
| 8/1/22 | $13,890,000 | 5.00% | 2.92% | ||
| 8/1/23 | $14,600,000 | 5.00% | 3.07% | ||
| 8/1/24 | $15,345,000 | 5.00% | NRO | NRO | |
| 8/1/25 | $16,135,000 | 5.00% | 3.27% | ||
| 8/1/26 | $16,960,000 | 5.00% | 3.38% | ||
| 8/1/27 | $17,740,000 | 4.00% | 3.80% | ||
| 8/1/28 | $18,465,000 | 4.00% | 3.90% | ||
| 8/1/29 | $19,215,000 | 4.00% | 4.00% | ||
| 8/1/30 | $20,000,000 | 4.00% | NRO | NRO | |
| 8/1/31 | $20,925,000 | 5.00% | NRO | NRO |
Other managers: M & T Securities, Inc., Rice Financial Products Company.
L.O.: Christian & Barton LLP, Richmond, VA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 3.51%
Barclays Capital, TIC 3.5624%
RBC Capital Mkts, TIC 3.5739%
JPMorgan, TIC 3.5767%
Citigroup, TIC 3.6087%
WISCONSIN
Northland Pines School District
Sep 26, 2011 . . . . . . $1,100,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 6, 2011.
Due Oct 12, 2012.
Purchased $1,100,000.00 by Bankers' Bank, at 0.85%, effective rate 0.85%.
L.O.: Davis & Kuelthau, S.C., Green Bay, WI.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2471%
Peoples State Bk, Effective Rate 2.07%
Wittenberg-Birnamwood School District
Sep 26, 2011 . . . . . . $1,000,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 3, 2011.
Due Sep 28, 2012.
Purchased $1,000,000.00 by Bankers' Bank, at 0.84%, effective rate 0.84%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, Effective Rate 1.12%
Oppenheimer, Effective Rate 1.6161%
TAXABLE ISSUES
NEW YORK
New York State Dormitory Authority
Oct 4, 2011 . . . . . . $48,290,000
State Personal Income Tax Revenue Bonds (General Purpose) Series 2011F (Federally Taxable) (book entry).
Dated Oct 13, 2011.
Due Aug 15, 2012 to 2021.
Non-callable.
Winning bid: Goldman Sachs, at 99.5903, TIC 2.4199%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $4,515,000 | 0.50% | 0.50% | ||
| 8/15/13 | $4,550,000 | 0.70% | 0.70% | ||
| 8/15/14 | $4,585,000 | 1.00% | 1.00% | ||
| 8/15/15 | $4,640,000 | 1.35% | 1.35% | ||
| 8/15/16 | $4,715,000 | 1.75% | 1.75% | ||
| 8/15/17 | $4,800,000 | 2.10% | 2.10% | ||
| 8/15/18 | $4,920,000 | 2.45% | 2.45% | ||
| 8/15/19 | $5,040,000 | 2.70% | 2.70% | ||
| 8/15/20 | $5,185,000 | 2.90% | 2.90% | ||
| 8/15/21 | $5,340,000 | 3.05% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Burgher Jaffe & Roberts LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 2.4895%
Barclays Capital, TIC 2.5102%
Citigroup, TIC 2.5274%
Wells Fargo Secs, TIC 2.534%
Jefferies, TIC 2.5574%
BofA Merrill Lynch, TIC 2.5744%
RBC Capital Mkts, TIC 2.6248%
Morgan Keegan, TIC 2.6766%
Ramirez, TIC 2.7126%
Stifel Nicolaus, TIC 2.8206%
SOUTH CAROLINA
Fort Mill School District No. 4 of York County
Oct 5, 2011 . . . . . . $1,500,000
General Obligation Bonds, Series 2011D (Taxable QualifiedSchool Construction Bonds- Direct Subsidy) (book entry).
Dated Oct 26, 2011.
Due Mar 1, 2025.
The bonds shall be callable in accordance with the specification.
Winning bid: FTN Fin Cap Mkts, at 101.6000, TIC 4.0937%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/25 | $1,500,000 | 4.25% | NRO | NRO | SCSDE |
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Morgan Keegan, TIC 4.0945%
Stifel Nicolaus, TIC 4.0958%
VERMONT
Burlington (City)
Oct 5, 2011 . . . . . . $3,135,000
Taxable Electric System Revenue Bonds, 2011 Series B (book entry).
Dated Oct 13, 2011.
Due Jul 1, 2015 to 2031.
Callable Jul 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 99.2000, TIC 8.148%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/21 | $820,000 | 7.25% | NRO | NRO | |
| 7/1/31 | $2,315,000 | 8.25% | NRO | NRO |
Other managers: CL King & Associates.
L.O.: Burak Anderson & Melloni, Burlington, VT.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 8.2875%
VIRGINIA
Virginia Public Building Authority
Oct 5, 2011 . . . . . . $18,500,000
Public Facilities Revenue Bonds, Series 2011B (Federally Taxable) (book entry).
Dated Oct 19, 2011.
Due Aug 1, 2012 to 2031.
Callable Aug 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.0317, TIC 3.5968%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $700,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $715,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $730,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $740,000 | 2.00% | NRO | NRO | |
| 8/1/16 | $760,000 | 2.50% | NRO | NRO | |
| 8/1/17 | $780,000 | 3.00% | NRO | NRO | |
| 8/1/18 | $805,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $830,000 | 3.00% | NRO | NRO | |
| 8/1/20 | $855,000 | 3.00% | NRO | NRO | |
| 8/1/21 | $880,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $905,000 | 3.125% | 3.18% | ||
| 8/1/23 | $935,000 | 3.25% | 3.28% | ||
| 8/1/24 | $970,000 | 3.35% | 3.38% | ||
| 8/1/25 | $1,000,000 | 3.50% | 3.53% | ||
| 8/1/26 | $1,040,000 | 3.65% | 3.68% | ||
| 8/1/27 | $1,075,000 | 3.75% | NRO | NRO | |
| 8/1/29 | $2,290,000 | 4.125% | NRO | NRO | |
| 8/1/31 | $2,490,000 | 4.25% | NRO | NRO |
L.O.: Christian & Barton LLP, Richmond, VA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 3.9476%
RBC Capital Mkts, TIC 3.9613%
Ramirez, TIC 3.9829%
BB&T Cap Mkts, TIC 4.0723%
Raymond James, TIC 4.1746%
Stifel Nicolaus, TIC 4.205%
