ARKANSAS
Farmington School District No. 6 of Washington County
Sep 16, 2010 . . . . . . $750,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Aug 1, 2011 to 2030.
Callable Aug 1, 2015 at par.
Winning bid: Crews & Associates, at 98.0339, TIC 3.1598%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $125,000 | 1.125% | 1.125% | ||
| 8/1/17 | $100,000 | 2.00% | 2.00% | ||
| 8/1/20 | $105,000 | 2.625% | 2.625% | ||
| 8/1/24 | $155,000 | 3.00% | 3.00% | ||
| 8/1/27 | $125,000 | 3.125% | 3.25% | ||
| 8/1/30 | $140,000 | 3.375% | 3.50% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.301%
Heber Springs School District No. 1 of Cleburne County
Sep 16, 2010 . . . . . . $5,105,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due May 1, 2012 to 2028.
Callable Nov 1, 2012 at par.
Winning bid: Morgan Keegan, at 98.4991, TIC 2.925%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $345,000 | 1.00% | NRO | NRO | |
| 5/1/14 | $280,000 | 2.00% | NRO | NRO | |
| 5/1/15 | $280,000 | 2.00% | NRO | NRO | |
| 5/1/16 | $285,000 | 2.00% | NRO | NRO | |
| 5/1/17 | $295,000 | 2.00% | NRO | NRO | |
| 5/1/18 | $300,000 | 2.25% | NRO | NRO | |
| 5/1/19 | $305,000 | 2.375% | NRO | NRO | |
| 5/1/20 | $305,000 | 2.50% | NRO | NRO | |
| 5/1/21 | $310,000 | 2.625% | NRO | NRO | |
| 5/1/22 | $320,000 | 2.75% | NRO | NRO | |
| 5/1/23 | $330,000 | 2.875% | NRO | NRO | |
| 5/1/24 | $325,000 | 3.00% | NRO | NRO | |
| 5/1/25 | $340,000 | 3.00% | NRO | NRO | |
| 5/1/26 | $350,000 | 3.125% | NRO | NRO | |
| 5/1/27 | $360,000 | 3.125% | NRO | NRO | |
| 5/1/28 | $375,000 | 3.25% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 2.9825%
Raymond James, TIC 2.9917%
Ross Sinclaire, TIC 3.1086%
West Fork School District No. 141 of Washington County
Sep 16, 2010 . . . . . . $3,095,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2011 to 2028.
Callable Dec 1, 2013 at par.
Winning bid: Morgan Keegan, at 98.6644, TIC 2.9172%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $295,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $155,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $160,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $165,000 | 2.00% | NRO | NRO | |
| 2/1/17 | $170,000 | 2.00% | NRO | NRO | |
| 2/1/18 | $175,000 | 2.25% | NRO | NRO | |
| 2/1/19 | $180,000 | 2.375% | NRO | NRO | |
| 2/1/20 | $180,000 | 2.50% | NRO | NRO | |
| 2/1/21 | $180,000 | 2.625% | NRO | NRO | |
| 2/1/22 | $190,000 | 2.75% | NRO | NRO | |
| 2/1/23 | $190,000 | 2.875% | NRO | NRO | |
| 2/1/24 | $195,000 | 3.00% | NRO | NRO | |
| 2/1/25 | $205,000 | 3.00% | NRO | NRO | |
| 2/1/26 | $215,000 | 3.125% | NRO | NRO | |
| 2/1/27 | $215,000 | 3.125% | NRO | NRO | |
| 2/1/28 | $225,000 | 3.25% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 2.9752%
Ross Sinclaire, TIC 3.0604%
FTN Fin Cap Mkts, TIC 3.2504%
CALIFORNIA
Natomas Unified School District
Sep 16, 2010 . . . . . . $9,000,000
2010-2011 Tax and Revenue Anticipation Notes (bank qualified) (book entry).
Dated Sep 30, 2010.
Due May 1, 2011.
Purchased $9,000,000.00 by Piper Jaffray, at 2.0%, plus $55,260.00, effective rate 0.9462%.
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Oppenheimer, Effective Rate 1.2483%
Stone & Youngberg, Effective Rate 1.3851%
San Francisco (City and County)
Sep 16, 2010 . . . . . . $138,445,000
Refunding Certificates of Participation, Series 2010A (book entry).
Dated Sep 30, 2010.
Due Oct 1, 2011 to 2033.
Callable Oct 1, 2020 at par.
Winning bid: Barclays Capital, at 107.7276, TIC 3.9063%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $5,255,000 | 3.00% | S.B. | S.B. | |
| 10/1/12 | $5,455,000 | 4.00% | NRO | NRO | |
| 10/1/13 | $5,675,000 | 4.00% | NRO | NRO | |
| 10/1/14 | $5,895,000 | 4.00% | 1.40% | ||
| 10/1/15 | $6,165,000 | 5.00% | 1.77% | ||
| 10/1/16 | $4,955,000 | 5.00% | 2.12% | ||
| 10/1/17 | $4,470,000 | 5.00% | 2.47% | ||
| 10/1/18 | $4,695,000 | 5.00% | 2.71% | ||
| 10/1/19 | $4,930,000 | 5.00% | 2.93% | ||
| 10/1/20 | $5,160,000 | 4.00% | 3.09% | ||
| 10/1/21 | $5,370,000 | 4.00% | 3.27% | ||
| 10/1/22 | $5,590,000 | 4.00% | 3.39% | ||
| 10/1/23 | $5,815,000 | 4.00% | 3.47% | ||
| 10/1/24 | $5,525,000 | 4.00% | 3.54% | ||
| 10/1/25 | $5,750,000 | 4.00% | 3.61% | ||
| 10/1/26 | $6,020,000 | 5.00% | 3.70% | ||
| 10/1/27 | $6,325,000 | 5.00% | 3.79% | ||
| 10/1/28 | $6,655,000 | 5.00% | 3.88% | ||
| 10/1/29 | $6,990,000 | 5.00% | 3.98% | ||
| 10/1/30 | $7,350,000 | 5.00% | 4.08% | ||
| 10/1/31 | $7,730,000 | 5.00% | 4.17% | ||
| 10/1/33 | $16,670,000 | 5.00% | NRO | NRO |
Other managers: Siebert, Brandford, Shank & Co., LLC.
L.O.: Hawkins, Delafield & Wood, San Francisco, CA; GCR, LLP, Emeryville, CA; and Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Montague DeRose & Associates, Walnut Creek, CA; and Ross Financial, San Francisco, CA.
Other bidders were:
Wells Fargo Secs, TIC 3.9663%
Goldman Sachs, TIC 4.0475%
BofA Merrill Lynch, TIC 4.052%
Citigroup, TIC 4.0686%
Jefferies, TIC 4.1558%
JPMorgan, TIC 4.3173%
IOWA
Iowa Board of Regents
Sep 16, 2010 . . . . . . $19,775,000
Athletic Facilities Revenue Bonds, Series S.U.I. 2010 (The State University of Iowa) (book entry).
Dated Oct 1, 2010.
Due Jul 1, 2012 to 2036.
Callable Jul 1, 2020 at par.
Winning bid: Morgan Stanley, at 99.9331, TIC 3.6478%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $100,000 | 2.00% | 0.65% | ||
| 7/1/13 | $200,000 | 2.00% | 0.85% | ||
| 7/1/14 | $500,000 | 2.50% | 1.05% | ||
| 7/1/15 | $550,000 | 2.50% | 1.37% | ||
| 7/1/16 | $575,000 | 3.00% | 1.67% | ||
| 7/1/17 | $625,000 | 3.00% | 2.00% | ||
| 7/1/18 | $650,000 | 3.00% | 2.25% | ||
| 7/1/19 | $675,000 | 3.00% | 2.46% | ||
| 7/1/20 | $700,000 | 3.00% | 2.64% | ||
| 7/1/21 | $725,000 | 3.00% | 2.82% | ||
| 7/1/22 | $750,000 | 3.00% | 3.00% | ||
| 7/1/23 | $775,000 | 3.00% | 3.07% | ||
| 7/1/24 | $800,000 | 3.50% | 3.14% | ||
| 7/1/25 | $825,000 | 3.50% | 3.21% | ||
| 7/1/26 | $850,000 | 3.50% | 3.30% | ||
| 7/1/27 | $875,000 | 3.50% | 3.40% | ||
| 7/1/28 | $900,000 | 3.50% | 3.50% | ||
| 7/1/29 | $950,000 | 3.50% | 3.60% | ||
| 7/1/30 | $975,000 | 4.00% | 3.65% | ||
| 7/1/31 | $1,025,000 | 4.00% | 3.78% | ||
| 7/1/32 | $1,050,000 | 4.00% | 3.86% | ||
| 7/1/34 | $2,250,000 | 4.00% | 4.05% | ||
| 7/1/36 | $2,450,000 | 4.00% | 4.10% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BMO Capital Markets, TIC 3.7121%
Morgan Keegan, TIC 3.7329%
BofA Merrill Lynch, TIC 3.7384%
Wells Fargo Advisors, TIC 3.7524%
UBS Financial Svcs, TIC 3.8407%
Norwalk (City)
Sep 16, 2010 . . . . . . $1,475,000
General Obligation Urban Renewal Bonds, Series 2010D (bank qualified) (book entry).
Dated Oct 21, 2010.
Due Jun 1, 2011 to 2030.
Callable Jun 1, 2017 at par.
Winning bid: Hutchinson Shockey, at 99.0000, TIC 3.3292%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $35,000 | 2.20% | NRO | NRO | |
| 6/1/12 | $55,000 | 2.20% | NRO | NRO | |
| 6/1/13 | $55,000 | 2.20% | NRO | NRO | |
| 6/1/14 | $60,000 | 2.20% | NRO | NRO | |
| 6/1/15 | $60,000 | 2.20% | NRO | NRO | |
| 6/1/16 | $60,000 | 2.20% | NRO | NRO | |
| 6/1/17 | $60,000 | 2.20% | NRO | NRO | |
| 6/1/18 | $65,000 | 2.40% | NRO | NRO | |
| 6/1/19 | $65,000 | 2.60% | NRO | NRO | |
| 6/1/20 | $70,000 | 2.75% | NRO | NRO | |
| 6/1/21 | $70,000 | 3.00% | NRO | NRO | |
| 6/1/22 | $75,000 | 3.00% | NRO | NRO | |
| 6/1/23 | $80,000 | 3.10% | NRO | NRO | |
| 6/1/24 | $80,000 | 3.20% | NRO | NRO | |
| 6/1/25 | $85,000 | 3.30% | NRO | NRO | |
| 6/1/26 | $90,000 | 3.40% | NRO | NRO | |
| 6/1/27 | $95,000 | 3.50% | NRO | NRO | |
| 6/1/28 | $100,000 | 3.60% | NRO | NRO | |
| 6/1/29 | $105,000 | 3.70% | NRO | NRO | |
| 6/1/30 | $110,000 | 3.80% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Northland Securities, TIC 4.1214%
Southeast Polk Community School District
Sep 16, 2010 . . . . . . $730,000
General Obligation School Capital Loan Notes, Series 2010B (PPEL) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Jun 1, 2011 to 2015.
Non-callable.
Winning bid: D.A. Davidson, at 100.9901, TIC 1.4876%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $145,000 | 1.25% | 0.75% | ||
| 6/1/12 | $145,000 | 1.25% | 0.85% | ||
| 6/1/13 | $145,000 | 2.00% | 1.00% | ||
| 6/1/14 | $145,000 | 2.00% | 1.25% | ||
| 6/1/15 | $150,000 | 2.00% | 1.55% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities A Division of D.A. Davidson & Co., Des Moines, IA.
Other bidders were:
UMB Bank, TIC 1.5396%
Hutchinson Shockey, TIC 1.555%
Southeast Polk Community School District
Sep 16, 2010 . . . . . . $7,055,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2010A (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Jun 1, 2011 to Dec 1, 2029.
Callable Jun 1, 2018 at par.
Winning bid: Robert W. Baird, at 99.8448, TIC 3.6351%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $160,000 | 2.00% | 1.00% | ||
| 6/1/12 | $245,000 | 2.00% | 1.10% | ||
| 6/1/13 | $250,000 | 2.50% | 1.26% | ||
| 6/1/14 | $255,000 | 3.00% | 1.50% | ||
| 6/1/15 | $265,000 | 3.00% | 1.82% | ||
| 6/1/16 | $270,000 | 3.00% | 2.12% | ||
| 6/1/17 | $280,000 | 3.00% | 2.43% | ||
| 6/1/18 | $290,000 | 3.00% | 2.70% | ||
| 6/1/19 | $295,000 | 3.00% | 2.90% | ||
| 6/1/20 | $305,000 | 3.25% | 3.10% | ||
| 6/1/21 | $315,000 | 3.50% | 3.25% | ||
| 6/1/22 | $325,000 | 3.50% | 3.40% | ||
| 6/1/23 | $335,000 | 3.50% | 3.50% | ||
| 6/1/24 | $350,000 | 3.50% | 3.55% | ||
| 6/1/25 | $365,000 | 3.50% | 3.65% | ||
| 6/1/28 | $1,175,000 | 3.75% | 3.90% | ||
| 12/1/29 | $1,575,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Wedbush Securities, NW Capital Markets Inc., RBC Capital Markets, Country Club Bank.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities A Division of D.A. Davidson & Co., Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 3.711%
Hutchinson Shockey, TIC 3.8438%
KENTUCKY
Metcalfe County Public Properties Corporation
Sep 16, 2010 . . . . . . $4,195,000
First Mortgage Refunding Revenue Bonds (Courthouse Facility Project), Series 2010 (bank qualified) (book entry).
Dated Sep 29, 2010.
Due Apr 1, 2011 to 2023.
Callable Apr 1, 2020 at par.
Winning bid: J.J.B. Hilliard, at 98.5000, NIC 2.9916%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $120,000 | 1.00% | NRO | NRO | |
| 4/1/12 | $310,000 | 1.00% | NRO | NRO | |
| 4/1/13 | $315,000 | 1.00% | NRO | NRO | |
| 4/1/14 | $310,000 | 2.00% | NRO | NRO | |
| 4/1/15 | $315,000 | 2.00% | NRO | NRO | |
| 4/1/16 | $325,000 | 2.25% | NRO | NRO | |
| 4/1/17 | $330,000 | 2.50% | NRO | NRO | |
| 4/1/18 | $340,000 | 2.75% | NRO | NRO | |
| 4/1/19 | $350,000 | 3.00% | NRO | NRO | |
| 4/1/20 | $355,000 | 3.00% | NRO | NRO | |
| 4/1/21 | $360,000 | 3.00% | NRO | NRO | |
| 4/1/22 | $375,000 | 3.10% | NRO | NRO | |
| 4/1/23 | $390,000 | 3.25% | NRO | NRO |
Other managers: Ross, Sinclaire & Associates, Inc., PNC Capital Markets, Robert W. Baird & Co., Inc., Duncan-Williams, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Stanford (City)
Sep 16, 2010 . . . . . . $2,235,000
General Obligation Refunding and Improvement Bonds, Series 2010 (bank qualified).
Dated Sep 28, 2010.
Due May 1, 2011 to 2022.
Callable May 1, 2020 at par.
Winning bid: Ross Sinclaire, at 98.5295, TIC 2.9957%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $145,000 | 0.60% | NRO | NRO | AGM |
| 5/1/12 | $170,000 | 1.00% | NRO | NRO | AGM |
| 5/1/13 | $175,000 | 1.00% | NRO | NRO | AGM |
| 5/1/14 | $175,000 | 2.00% | NRO | NRO | AGM |
| 5/1/15 | $180,000 | 2.00% | NRO | NRO | AGM |
| 5/1/16 | $185,000 | 2.30% | NRO | NRO | AGM |
| 5/1/17 | $185,000 | 2.75% | NRO | NRO | AGM |
| 5/1/18 | $190,000 | 3.00% | NRO | NRO | AGM |
| 5/1/19 | $200,000 | 3.00% | NRO | NRO | AGM |
| 5/1/20 | $205,000 | 3.00% | NRO | NRO | AGM |
| 5/1/21 | $210,000 | 3.10% | NRO | NRO | AGM |
| 5/1/22 | $215,000 | 3.20% | NRO | NRO | AGM |
Other managers: Duncan-Williams, Inc., Robert W. Baird & Co., Inc., PNC Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
MASSACHUSETTS
Chicopee (City)
Sep 16, 2010 . . . . . . $11,440,032
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 23, 2010.
Due Dec 1, 2010.
Purchased $11,440,030.00 by Eastern Bank, at 1.0%, plus $12,122.62, effective rate 0.439%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.4494%
Century Bk, Effective Rate 0.4971%
FirstSouthwest, Effective Rate 0.5351%
Jefferies, Effective Rate 0.5691%
Beneficial Bk, Effective Rate 0.6782%
Oppenheimer, Effective Rate 0.9024%
Janney Montgomery, Effective Rate 1.0882%
Falmouth (Town)
Sep 16, 2010 . . . . . . $20,000,000
General Obligation Revenue Anticipation Notes (New Money).
Dated Sep 24, 2010.
Due Mar 4, 2011.
Purchased $5,000,000.00 by Eastern Bank, at 1.25%, plus $12,488.89, effective rate 0.688%.
Purchased $5,000,000.00 by Eastern Bank, at 1.25%, plus $10,266.67, effective rate 0.788%.
Purchased $10,000,000.00 by Oppenheimer, at 1.5%, plus $30,555.00, effective rate 0.8125%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.8363%
Eastern Bank, Effective Rate 0.884%
Oppenheimer, Effective Rate 0.93%
New Bedford (City)
Sep 16, 2010 . . . . . . $12,000,000
General Obligation Revenue Anticipation Notes (new money).
Dated Sep 24, 2010.
Due Jun 30, 2011.
Purchased $11,000,000.00 by Eastern Bank, at 1.5%, plus $44,359.33, effective rate 0.974%.
Purchased $1,000,000.00 by TD Securities, at 1.25%, plus $2,350.00, effective rate 0.9435%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bank, Effective Rate 0.974%
Oppenheimer, Effective Rate 1.2277%
Janney Montgomery, Effective Rate 1.3978%
Swampscott (Town)
Sep 16, 2010 . . . . . . $3,115,786
General Obligation Municipal Purpose Loan of 2010 Bonds (bank qualified) (book entry).
Dated Sep 15, 2010.
Due Sep 15, 2011 to 2022.
Callable Sep 15, 2018 at par.
Winning bid: FirstSouthwest, at 103.8417, TIC 1.8124%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/11 | $480,786 | 2.00% | 0.45% | ||
| 9/15/12 | $480,000 | 3.00% | 0.60% | ||
| 9/15/13 | $480,000 | 3.00% | 0.73% | ||
| 9/15/14 | $485,000 | 2.25% | 1.00% | ||
| 9/15/15 | $265,000 | 2.25% | 1.28% | ||
| 9/15/16 | $145,000 | 2.25% | 1.58% | ||
| 9/15/17 | $145,000 | 2.50% | 1.87% | ||
| 9/15/18 | $145,000 | 3.00% | 2.12% | ||
| 9/15/19 | $145,000 | 3.00% | 2.33% | ||
| 9/15/20 | $140,000 | 3.00% | 2.52% | ||
| 9/15/21 | $105,000 | 3.00% | 2.67% | ||
| 9/15/22 | $100,000 | 3.00% | 2.80% |
Other managers: Morgan Stanley & Co., Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 1.8408%
Robert W. Baird, TIC 1.8788%
Eastern Bk Cap Mkts, TIC 1.8813%
Janney Montgomery, TIC 2.1213%
Worcester (City)
Sep 16, 2010 . . . . . . $11,396,000
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 24, 2010.
Due Nov 8, 2011.
Purchased $11,396,000.00 by Oppenheimer, at 1.5%, plus $69,393.00, effective rate 0.9574%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Boston, MA.
Other bidders were:
Jefferies, Effective Rate 1.0321%
Janney Montgomery, Effective Rate 1.197%
Eastern Bank, Effective Rate 1.334%
MISSOURI
Rockwood R-6 School District
Sep 16, 2010 . . . . . . $13,800,000
General Obligation Bonds Series 2010D (bank qualified) (book entry).
Dated Sep 29, 2010.
Due Feb 1, 2011 to 2018.
Non-callable.
Winning bid: Hutchinson Shockey, at 105.5806, TIC 1.5861%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $1,900,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $1,000,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $800,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $1,300,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $4,200,000 | 3.00% | NRO | NRO | |
| 2/1/17 | $2,145,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $2,455,000 | 3.00% | NRO | NRO |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: Piper Jaffray & Company, St Louis, MO.
Other bidders were:
Stifel Nicolaus, TIC 1.6318%
Robert W. Baird, TIC 1.6385%
George K. Baum, TIC 1.6824%
NEVADA
Elko (City)
Sep 16, 2010 . . . . . . $10,500,000
General Obligation (Limited Tax) Street Bonds (Additionally Secured by Pledged Revenues) Series 2010 (bank qualified) (book entry).
Dated Oct 5, 2010.
Due Oct 1, 2011 to 2030.
Callable Oct 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.0000, TIC 3.6894%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $385,000 | 2.00% | NRO | NRO | AGM |
| 10/1/12 | $395,000 | 2.00% | NRO | NRO | AGM |
| 10/1/13 | $405,000 | 2.00% | NRO | NRO | AGM |
| 10/1/14 | $410,000 | 2.00% | NRO | NRO | AGM |
| 10/1/15 | $420,000 | 2.125% | NRO | NRO | AGM |
| 10/1/16 | $430,000 | 3.00% | NRO | NRO | AGM |
| 10/1/17 | $445,000 | 4.00% | NRO | NRO | AGM |
| 10/1/18 | $465,000 | 4.00% | NRO | NRO | AGM |
| 10/1/19 | $485,000 | 4.00% | NRO | NRO | AGM |
| 10/1/20 | $505,000 | 4.00% | NRO | NRO | AGM |
| 10/1/21 | $520,000 | 3.125% | NRO | NRO | AGM |
| 10/1/22 | $540,000 | 3.25% | NRO | NRO | AGM |
| 10/1/23 | $555,000 | 3.375% | NRO | NRO | AGM |
| 10/1/24 | $575,000 | 3.40% | NRO | NRO | AGM |
| 10/1/25 | $595,000 | 4.00% | NRO | NRO | AGM |
| 10/1/26 | $620,000 | 4.00% | NRO | NRO | AGM |
| 10/1/27 | $645,000 | 4.00% | NRO | NRO | AGM |
| 10/1/28 | $675,000 | 4.00% | NRO | NRO | AGM |
| 10/1/30 | $1,430,000 | 4.00% | NRO | NRO | AGM |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Edward D. Jones & Co., SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, William Blair & Company, LLC, Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, NW Capital Markets Inc., Isaak Bond Investments, Inc..
L.O.: Swendseid & Stern, Reno, NV.
F.A.: NSB Public Finance, Las Vegas, NV.
Other bidders were:
Stone & Youngberg, TIC 3.7615%
Morgan Stanley, TIC 3.8153%
Zions First Natl Bk, TIC 3.851%
JPMorgan, TIC 3.8994%
Hutchinson Shockey, TIC 4.121%
Raymond James, TIC 4.2647%
NEW JERSEY
Boonton Township
Sep 16, 2010 . . . . . . $428,000
Bond Anticipation Note (bank qualified).
Dated Sep 27, 2010.
Due Sep 27, 2011.
Purchased $428,000.00 by Lakeland Bank, at 1.25%, effective rate 1.25%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.704%
Brick Township
Sep 16, 2010 . . . . . . $25,445,061
Bond Anticipation Notes, Series 2010 A (Tax-Exempt) (book entry).
Dated Sep 30, 2010.
Due Sep 30, 2011.
Purchased $25,445,060.00 by JPMorgan, at 1.75%, plus $346,307.20, effective rate 0.389%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Janney Montgomery, Effective Rate 0.424%
Beneficial Bk, Effective Rate 0.432%
Citigroup, Effective Rate 0.473%
TD Securities, Effective Rate 0.547%
Jefferies, Effective Rate 0.553%
Roosevelt & Cross, Effective Rate 0.5548%
Oppenheimer, Effective Rate 0.679%
Egg Harbor Township
Sep 16, 2010 . . . . . . $810,000
Bond Anticipation Notes (bank qualified).
Dated Sep 30, 2010.
Due Sep 29, 2011.
Purchased $810,000.00 by Oppenheimer, at 1.75%, plus $275.00, effective rate 1.716%.
L.O.: Joel M. Fleishman P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sun National Bank, Effective Rate 1.79%
Mullica Township
Sep 16, 2010 . . . . . . $362,000
Bond Anticipation Notes (bank qualified).
Dated Sep 30, 2010.
Due Sep 29, 2011.
Purchased $362,000.00 by Sun National Bank, at 1.64%, effective rate 1.64%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.65%
Oppenheimer, Effective Rate 2.975%
Summit (City)
Sep 16, 2010 . . . . . . $2,607,500
Bond Anticipation Notes (bank qualified).
Dated Sep 30, 2010.
Due Jan 21, 2011.
Purchased $2,607,500.00 by TD Securities, at 1.5%, plus $8,031.10, effective rate 0.5011%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.7193%
Beneficial Bk, Effective Rate 0.9257%
PNC Bank, Effective Rate 0.94%
Janney Montgomery, Effective Rate 1.1757%
Woodcliff Lake Borough
Sep 16, 2010 . . . . . . $400,000
General Obligatin Bond Anticipation Notes (bank qualified).
Dated Sep 23, 2010.
Due Sep 23, 2011.
Purchased $400,000.00 by TD Bank, N.A., at 1.65%, effective rate 1.65%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.73%
NEW YORK
Adams Village
Sep 16, 2010 . . . . . . $250,000
Public Improvement (Serial) Bonds, 2010 (bank qualified).
Dated Oct 1, 2010.
Due Oct 1, 2011 to 2017.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.5069%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $30,000 | 2.30% | NRO | NRO | |
| 10/1/12 | $35,000 | 2.375% | NRO | NRO | |
| 10/1/13 | $35,000 | 2.375% | NRO | NRO | |
| 10/1/14 | $35,000 | 2.50% | NRO | NRO | |
| 10/1/15 | $35,000 | 2.50% | NRO | NRO | |
| 10/1/16 | $40,000 | 2.50% | NRO | NRO | |
| 10/1/17 | $40,000 | 2.625% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.9856%
Altmar-Parish-Williamstown Central School District
Sep 16, 2010 . . . . . . $245,000
School District (Serial) Bonds, 2010 (bank qualified).
Dated Oct 1, 2010.
Due Oct 1, 2011 to 2015.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.3705%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $45,000 | 2.30% | NRO | NRO | |
| 10/1/12 | $50,000 | 2.375% | NRO | NRO | |
| 10/1/13 | $50,000 | 2.375% | NRO | NRO | |
| 10/1/14 | $50,000 | 2.375% | NRO | NRO | |
| 10/1/15 | $50,000 | 2.375% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.4094%
Bronxville Union Free School District
Sep 16, 2010 . . . . . . $4,355,000
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Sep 23, 2010.
Due Sep 23, 2011.
Purchased $4,355,000.00 by TD Securities, at 1.25%, plus $31,617.30, effective rate 0.524%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.636%
Oppenheimer, Effective Rate 0.7319%
JPMorgan Chase, Effective Rate 0.74%
Webster Bank, Effective Rate 0.75%
Roosevelt & Cross, Effective Rate 0.9527%
Janney Montgomery, Effective Rate 1.025%
Dobbs Ferry Union Free School District
Sep 16, 2010 . . . . . . $14,815,000
School District Refunding Serial Bonds-2010 (bank qualified) (book entry).
Dated Oct 7, 2010.
Due Dec 15, 2010 to 2020.
Non-callable.
Winning bid: Morgan Keegan, at n/a, TIC 1.74%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/10 | $250,000 | 2.00% | NRO | NRO | |
| 12/15/11 | $965,000 | 2.00% | NRO | NRO | |
| 12/15/12 | $1,695,000 | 2.00% | NRO | NRO | |
| 12/15/13 | $1,735,000 | 2.00% | NRO | NRO | |
| 12/15/14 | $1,780,000 | 2.00% | NRO | NRO | |
| 12/15/15 | $1,815,000 | 2.00% | NRO | NRO | |
| 12/15/16 | $1,850,000 | 2.00% | NRO | NRO | |
| 12/15/17 | $1,895,000 | 3.00% | NRO | NRO | |
| 12/15/18 | $920,000 | 3.00% | NRO | NRO | |
| 12/15/19 | $945,000 | 3.00% | NRO | NRO | |
| 12/15/20 | $965,000 | 3.00% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
FirstSouthwest, TIC 1.7534%
Citigroup, TIC 1.7856%
Hutchinson Shockey, TIC 1.8282%
Robert W. Baird, TIC 1.8486%
Piper Jaffray, TIC 1.8589%
TD Securities, TIC 1.8775%
Janney Montgomery, TIC 1.9152%
Hicksville Union Free School District
Sep 16, 2010 . . . . . . $1,500,000
Bond Anticipation Notes for Roof Replacements- 2010 (bank qualified).
Dated Sep 28, 2010.
Due Sep 28, 2011.
Purchased $1,500,000.00 by JPMorgan Chase, at 0.59%, effective rate 0.59%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Capital One, Effective Rate 0.67%
TD Securities, Effective Rate 0.703%
Roosevelt & Cross, Effective Rate 0.7197%
Jefferies, Effective Rate 0.7229%
TD Bank, N.A., Effective Rate 0.9%
Oppenheimer, Effective Rate 0.955%
Flushing Comm Bk, Effective Rate 1.0%
Janney Montgomery, Effective Rate 1.31%
Hicksville Union Free School District
Sep 16, 2010 . . . . . . $8,500,000
Tax Anticipation Notes for 2010-2011 Taxes (bank qualified).
Dated Sep 28, 2010.
Due Jun 24, 2011.
Purchased $8,500,000.00 by TD Securities, at 1.25%, plus $52,190.00, effective rate 0.419%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.4836%
JPMorgan Chase, Effective Rate 0.54%
Roosevelt & Cross, Effective Rate 0.546%
State Bank of LI, Effective Rate 0.6%
Capital One, Effective Rate 0.69%
Flushing Comm Bk, Effective Rate 0.8%
Janney Montgomery, Effective Rate 0.8233%
Oppenheimer, Effective Rate 0.8623%
Holley Central School District
Sep 16, 2010 . . . . . . $861,592
Bond Anticipation Notes, 2010 (bank qualified).
Dated Sep 30, 2010.
Due Sep 29, 2011.
Purchased $861,590.00 by Roosevelt & Cross, at 1.5%, plus $4,237.00, effective rate 1.0069%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
HSBC Bank, Effective Rate 1.09%
JPMorgan Chase, Effective Rate 1.14%
First Niagara Bank, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.456%
Honeoye Falls-Lima Central School District
Sep 16, 2010 . . . . . . $3,900,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Sep 30, 2010.
Due Sep 29, 2011.
Purchased $3,900,000.00 by Oppenheimer, at 1.5%, plus $28,400.00, effective rate 0.7697%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
TD Securities, Effective Rate 0.8325%
Jefferies, Effective Rate 0.8759%
JPMorgan Chase, Effective Rate 0.94%
Roosevelt & Cross, Effective Rate 0.9551%
First Niagara Bank, Effective Rate 1.2%
Janney Montgomery, Effective Rate 1.3245%
M & T Bank, Effective Rate 1.79%
Johnson City Central School District
Sep 16, 2010 . . . . . . $1,982,575
Bond Anticipation Notes, 2010 (bank qualified).
Dated Sep 24, 2010.
Due Jul 7, 2011.
Purchased $1,982,580.00 by JPMorgan Chase, at 0.89%, effective rate 0.89%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9907%
TD Securities, Effective Rate 1.0401%
Oppenheimer, Effective Rate 1.1137%
NBT Bank, Effective Rate 1.47%
Johnstown (City)
Sep 16, 2010 . . . . . . $2,552,000
Public Improvement Serial Bonds of 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Oct 1, 2011 to 2029.
Callable Oct 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.3896%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $202,000 | 2.625% | NRO | NRO | |
| 10/1/12 | $175,000 | 2.75% | NRO | NRO | |
| 10/1/13 | $175,000 | 2.75% | NRO | NRO | |
| 10/1/14 | $175,000 | 2.75% | NRO | NRO | |
| 10/1/15 | $175,000 | 2.75% | NRO | NRO | |
| 10/1/16 | $175,000 | 2.75% | NRO | NRO | |
| 10/1/17 | $175,000 | 2.75% | NRO | NRO | |
| 10/1/18 | $175,000 | 3.00% | NRO | NRO | |
| 10/1/19 | $175,000 | 3.00% | NRO | NRO | |
| 10/1/20 | $100,000 | 3.125% | NRO | NRO | |
| 10/1/21 | $100,000 | 3.25% | NRO | NRO | |
| 10/1/22 | $100,000 | 3.25% | NRO | NRO | |
| 10/1/23 | $100,000 | 3.50% | NRO | NRO | |
| 10/1/24 | $100,000 | 3.50% | NRO | NRO | |
| 10/1/25 | $100,000 | 4.00% | NRO | NRO | |
| 10/1/26 | $100,000 | 4.00% | NRO | NRO | |
| 10/1/27 | $100,000 | 4.00% | NRO | NRO | |
| 10/1/28 | $75,000 | 4.00% | NRO | NRO | |
| 10/1/29 | $75,000 | 4.00% | NRO | NRO |
Other managers: Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Nixon Peabody LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Johnstown (City)
Sep 16, 2010 . . . . . . $4,100,000
Bond Anticipation Notes-2010 (bank qualified).
Dated Oct 1, 2010.
Due Aug 19, 2011.
Purchased $4,100,000.00 by Oppenheimer, at 2.0%, plus $21,055.00, effective rate 1.4186%.
L.O.: Nixon Peabody LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Marathon Central School District
Sep 16, 2010 . . . . . . $650,000
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Sep 23, 2010.
Due Sep 23, 2011.
Purchased $650,000.00 by Roosevelt & Cross, at 1.5%, plus $3,026.00, effective rate 1.3446%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.17%
First Niagara Bank, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.48%
Alliance Bank, Effective Rate 1.55%
Morristown Central School District
Sep 16, 2010 . . . . . . $317,800
Bond Anticipation Notes, 2010 (bank qualified).
Dated Sep 23, 2010.
Due Sep 23, 2011.
Purchased $317,800.00 by Roosevelt & Cross, at 1.5%, plus $1,029.00, effective rate 1.1762%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.61%
Northville Central School District
Sep 16, 2010 . . . . . . $145,000
Bond Anticipation Notes, 2010 (New Issue) (bank qualified).
Dated Sep 30, 2010.
Due Jun 30, 2011.
Purchased $145,000.00 by First Niagara Bank, at 1.25%, effective rate 1.25%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
NBT Bank, Effective Rate 1.52%
Ramapo (Town)
Sep 16, 2010 . . . . . . $12,000,000
General Obligation Public Improvement (Serial) Bonds, 2010 Series A (bank qualified) (book entry).
Dated Sep 23, 2010.
Due Sep 1, 2011 to 2022.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.3899%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $875,000 | 2.00% | NRO | NRO | |
| 9/1/12 | $890,000 | 2.00% | NRO | NRO | |
| 9/1/13 | $915,000 | 2.00% | NRO | NRO | |
| 9/1/14 | $930,000 | 2.00% | NRO | NRO | |
| 9/1/15 | $955,000 | 2.00% | NRO | NRO | |
| 9/1/16 | $985,000 | 2.00% | NRO | NRO | |
| 9/1/17 | $1,015,000 | 2.00% | NRO | NRO | |
| 9/1/18 | $1,030,000 | 2.125% | NRO | NRO | |
| 9/1/19 | $1,060,000 | 2.25% | NRO | NRO | |
| 9/1/20 | $1,090,000 | 2.50% | NRO | NRO | |
| 9/1/21 | $1,115,000 | 3.00% | NRO | NRO | |
| 9/1/22 | $1,140,000 | 3.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, Wells Fargo Advisors, CL King & Associates, Sterne, Agee & Leach, Inc.
L.O.: Pannone, Lopes, Devereaux & West LLC, White Plains, NY.
F.A.: Environmental Capital LLC, New York, NY.
Other bidders were:
Morgan Stanley, NIC 2.3989%
Robert W. Baird, NIC 2.6047%
Sodus Village
Sep 16, 2010 . . . . . . $100,000
Bond Anticipation Notes, 2010 (New Issue) (bank qualified).
Dated Sep 29, 2010.
Due Sep 29, 2011.
Purchased $100,000.00 by HSBC Bank, at 1.3%, effective rate 1.3%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.82%
Roosevelt & Cross, Effective Rate 2.373%
Walton Central School District
Sep 16, 2010 . . . . . . $880,166
Bond Anticipation Notes, Series 2010D (bank qualified).
Dated Sep 24, 2010.
Due Jul 15, 2011.
Purchased $880,170.00 by Roosevelt & Cross, at 1.5%, plus $3,279.00, effective rate 1.0391%.
L.O.: Cahill/Wink LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Delaware Natl Bk, Effective Rate 1.4%
JPMorgan Chase, Effective Rate 1.44%
NBT Bank, Effective Rate 1.83%
Washingtonville Central School District
Sep 16, 2010 . . . . . . $498,230
School District (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Sep 30, 2010.
Due Jun 15, 2011 to 2015.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $98,230 | 1.875% | NRO | NRO | |
| 6/15/12 | $100,000 | 1.875% | NRO | NRO | |
| 6/15/13 | $100,000 | 1.875% | NRO | NRO | |
| 6/15/14 | $100,000 | 1.875% | NRO | NRO | |
| 6/15/15 | $100,000 | 1.875% | NRO | NRO |
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Sage Rutty, NIC 2.4253%
PENNSYLVANIA
Pottstown School District
Sep 16, 2010 . . . . . . $18,580,000
General Obligation Bonds, Series A of 2010 (bank qualified) (book entry). $16,715,000
Dated Oct 15, 2010.
Due Jun 1, 2011 to 2027.
Callable Dec 1, 2015 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.0109%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $1,060,000 | 0.50% | NRO | NRO | AGM |
| 6/1/12 | $890,000 | 2.00% | NRO | NRO | AGM |
| 6/1/13 | $180,000 | 2.00% | NRO | NRO | AGM |
| 6/1/14 | $460,000 | 2.00% | NRO | NRO | AGM |
| 6/1/15 | $925,000 | 2.00% | NRO | NRO | AGM |
| 6/1/16 | $950,000 | 2.00% | NRO | NRO | AGM |
| 6/1/17 | $965,000 | 2.00% | NRO | NRO | AGM |
| 6/1/18 | $985,000 | 3.00% | NRO | NRO | AGM |
| 6/1/19 | $1,010,000 | 3.00% | NRO | NRO | AGM |
| 6/1/20 | $1,040,000 | 3.00% | NRO | NRO | AGM |
| 6/1/21 | $1,075,000 | 3.00% | NRO | NRO | AGM |
| 6/1/22 | $1,105,000 | 3.125% | NRO | NRO | AGM |
| 6/1/23 | $1,140,000 | 3.125% | NRO | NRO | AGM |
| 6/1/24 | $1,175,000 | 3.25% | NRO | NRO | AGM |
| 6/1/25 | $1,210,000 | 3.30% | NRO | NRO | AGM |
| 6/1/26 | $1,250,000 | 3.375% | NRO | NRO | AGM |
| 6/1/27 | $1,295,000 | 3.50% | NRO | NRO | AGM |
General Obligation Bonds, Series B of 2010 (bank qualified) (book entry). $1,865,000
Dated Oct 15, 2010.
Due Jun 1, 2011 to 2020.
Callable Dec 1, 2015 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.0109%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $75,000 | 2.00% | NRO | NRO | AGM |
| 6/1/12 | $185,000 | 2.00% | NRO | NRO | AGM |
| 6/1/13 | $190,000 | 2.00% | NRO | NRO | AGM |
| 6/1/14 | $190,000 | 2.00% | NRO | NRO | AGM |
| 6/1/15 | $195,000 | 2.00% | NRO | NRO | AGM |
| 6/1/16 | $195,000 | 2.00% | NRO | NRO | AGM |
| 6/1/17 | $200,000 | 2.00% | NRO | NRO | AGM |
| 6/1/18 | $205,000 | 3.00% | NRO | NRO | AGM |
| 6/1/19 | $210,000 | 3.00% | NRO | NRO | AGM |
| 6/1/20 | $220,000 | 3.00% | NRO | NRO | AGM |
Other managers: Davenport & Company LLC, Kildare Capital, Inc., Coastal Securities Corp., Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Edward D. Jones & Co., SAMCO Capital Markets, William Blair & Company, LLC.
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
Roosevelt & Cross, TIC 3.2483%
Janney Montgomery, TIC 3.4044%
Warren County School District
Sep 16, 2010 . . . . . . $12,685,000
General Obligation Bonds, Refunding Series of 2010 (bank qualified) (book entry).
Dated Oct 21, 2010.
Due Apr 1, 2011 to Oct 1, 2023.
Callable Oct 1, 2015 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.6352%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $90,000 | 2.00% | NRO | NRO | SIP |
| 10/1/11 | $1,195,000 | 2.00% | NRO | NRO | SIP |
| 10/1/12 | $1,215,000 | 2.00% | NRO | NRO | SIP |
| 10/1/13 | $1,240,000 | 2.00% | NRO | NRO | SIP |
| 10/1/14 | $1,270,000 | 2.00% | NRO | NRO | SIP |
| 10/1/15 | $1,045,000 | 2.00% | NRO | NRO | SIP |
| 10/1/16 | $1,075,000 | 2.00% | NRO | NRO | SIP |
| 10/1/17 | $1,095,000 | 2.125% | NRO | NRO | SIP |
| 10/1/18 | $1,120,000 | 2.375% | NRO | NRO | SIP |
| 10/1/19 | $635,000 | 2.625% | NRO | NRO | SIP |
| 10/1/20 | $645,000 | 2.75% | NRO | NRO | SIP |
| 10/1/21 | $665,000 | 3.00% | NRO | NRO | SIP |
| 10/1/22 | $690,000 | 3.00% | NRO | NRO | SIP |
| 10/1/23 | $705,000 | 3.125% | NRO | NRO | SIP |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Loop Capital Markets, LLC, Citigroup Global Markets, Inc., Sterne, Agee & Leach, Inc.
L.O.: Knox McLauglin Gornall and Sennett, P.C., Erie, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 2.6415%
Robert W. Baird, TIC 2.7446%
Janney Montgomery, TIC 2.9777%
SOUTH CAROLINA
Lexington & Richland Counties School District No. 5
Sep 16, 2010 . . . . . . $14,000,000
General Obligation Bonds, Series 2010C (book entry).
Dated Sep 30, 2010.
Due Mar 1, 2011.
Purchased $14,000,000.00 by Piper Jaffray, at 1.5%, plus $67,760.00, effective rate 0.3445%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Jefferies, Effective Rate 0.5514%
Southwest Securities, Effective Rate 0.571%
Lexington & Richland Counties School District No. 5
Sep 16, 2010 . . . . . . $77,500,000
General Obligation Bonds, Series 2010B-1 (book entry). $9,000,000
Dated Sep 30, 2010.
Due Mar 1, 2011 to 2016.
Non-callable.
Winning bid: Morgan Keegan, at n/a, TIC 4.4111%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $100,000 | 2.00% | NRO | NRO | SCSDE |
| 3/1/12 | $100,000 | 2.00% | 0.55% | SCSDE | |
| 3/1/13 | $2,125,000 | 3.00% | 0.66% | SCSDE | |
| 3/1/14 | $1,610,000 | 3.00% | 0.90% | SCSDE | |
| 3/1/15 | $2,210,000 | 3.00% | 1.22% | SCSDE | |
| 3/1/16 | $2,855,000 | 4.00% | 1.52% | SCSDE |
Other managers: Robert W. Baird & Co., Inc., Davenport & Company LLC, Fidelity Capital Markets, CL King & Associates, Coastal Securities Corp., Duncan-Williams, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., NW Capital Markets Inc., Crews & Associates, Inc., Edward D. Jones & Co., Ross, Sinclaire & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, FTN Financial Capital Markets, William Blair & Company, LLC.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Wells Fargo Secs, TIC 4.5023%
Ramirez, TIC 4.6081%
TENNESSEE
Carter County
Sep 16, 2010 . . . . . . $24,800,000
General Obligation Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 7, 2010.
Due May 1, 2011 to 2035.
Callable May 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.7413, TIC 3.2912%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $660,000 | 2.00% | NRO | NRO | |
| 5/1/12 | $700,000 | 2.00% | NRO | NRO | |
| 5/1/13 | $725,000 | 2.00% | NRO | NRO | |
| 5/1/14 | $755,000 | 2.00% | NRO | NRO | |
| 5/1/15 | $800,000 | 2.00% | NRO | NRO | |
| 5/1/16 | $825,000 | 2.00% | NRO | NRO | |
| 5/1/17 | $875,000 | 2.00% | NRO | NRO | |
| 5/1/18 | $900,000 | 2.50% | NRO | NRO | |
| 5/1/19 | $1,000,000 | 3.00% | NRO | NRO | |
| 5/1/20 | $1,000,000 | 4.00% | NRO | NRO | |
| 5/1/21 | $1,050,000 | 3.00% | NRO | NRO | |
| 5/1/22 | $1,075,000 | 3.00% | NRO | NRO | |
| 5/1/23 | $1,150,000 | 3.00% | NRO | NRO | |
| 5/1/24 | $1,100,000 | 3.00% | NRO | NRO | |
| 5/1/25 | $1,150,000 | 3.00% | NRO | NRO | |
| 5/1/26 | $1,200,000 | 3.00% | NRO | NRO | |
| 5/1/27 | $1,225,000 | 3.125% | NRO | NRO | |
| 5/1/28 | $1,300,000 | 4.00% | NRO | NRO | |
| 5/1/29 | $1,310,000 | 4.00% | NRO | NRO | |
| 5/1/30 | $1,000,000 | 4.00% | NRO | NRO | |
| 5/1/35 | $5,000,000 | 4.00% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Crews & Associates, Inc., Davenport & Company LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, NW Capital Markets Inc., J.J.B. Hilliard, W.L. Lyons, Inc., William Blair & Company, LLC, Edward D. Jones & Co., Wedbush Securities, Eastern Bank Capital Markets, Jackson Securities Inc..
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
UBS Financial Svcs, TIC 3.3039%
Duncan-Williams, TIC 3.5396%
BofA Merrill Lynch, TIC 3.5461%
Morgan Stanley, TIC 3.559%
Morgan Keegan, TIC 3.5775%
Sterne Agee, TIC 3.6255%
TEXAS
Grand Mission Municipal Utility District No. 2
Sep 16, 2010 . . . . . . $1,405,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Sep 1, 2012 to 2037.
Callable Sep 1, 2017 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.0214%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $25,000 | 3.50% | 2.00% | ||
| 9/1/13 | $25,000 | 3.50% | 2.50% | ||
| 9/1/14 | $25,000 | 3.50% | 3.00% | ||
| 9/1/15 | $25,000 | 3.50% | 3.25% | ||
| 9/1/16 | $25,000 | 3.50% | 3.50% | ||
| 9/1/17 | $30,000 | 3.75% | 3.75% | ||
| 9/1/18 | $30,000 | 4.00% | 4.00% | ||
| 9/1/19 | $30,000 | 4.00% | 4.125% | ||
| 9/1/20 | $30,000 | 4.15% | 4.25% | ||
| 9/1/21 | $35,000 | 4.25% | 4.35% | ||
| 9/1/22 | $40,000 | 4.40% | 4.50% | ||
| 9/1/23 | $35,000 | 4.50% | 4.60% | ||
| 9/1/24 | $40,000 | 4.60% | 4.70% | ||
| 9/1/26 | $85,000 | 4.70% | 4.80% | ||
| 9/1/31 | $250,000 | 4.90% | 5.00% | ||
| 9/1/37 | $675,000 | 5.00% | 5.10% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 5.0245%
FirstSouthwest, NIC 5.0515%
Harris County Municipal Utility District No. 81
Sep 16, 2010 . . . . . . $5,240,000
Unlimited Tax Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Sep 1, 2025 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.6700, NIC 4.5293%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/26 | $675,000 | 5.25% | 3.40% | AGM | |
| 9/1/28 | $745,000 | 5.00% | 3.65% | AGM | |
| 9/1/29 | $400,000 | 4.00% | 4.10% | AGM | |
| 9/1/30 | $420,000 | 4.00% | 4.20% | AGM | |
| 9/1/31 | $440,000 | 4.125% | 4.30% | AGM | |
| 9/1/32 | $465,000 | 4.25% | 4.35% | AGM | |
| 9/1/33 | $485,000 | 4.25% | 4.40% | AGM | |
| 9/1/34 | $510,000 | 4.25% | 4.45% | AGM | |
| 9/1/35 | $535,000 | 4.375% | 4.50% | AGM | |
| 9/1/36 | $565,000 | 4.375% | 4.55% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Morgan Stanley & Co., Inc., National Alliance Capital.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 4.5675%
Vining-Sparks IBG, NIC 4.6683%
Wells Fargo Advisors, NIC 4.7205%
Houston Independent School District
Sep 16, 2010 . . . . . . $14,500,000
Public Property Finance Contractual Obligations, Series 2010 (book entry).
Dated Oct 1, 2010.
Due Jul 15, 2012 to 2014.
Non-callable.
Winning bid: Jefferies, at 104.9079, TIC 0.8657%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $4,500,000 | 2.00% | 0.48% | ||
| 7/15/13 | $5,000,000 | 2.50% | 0.70% | ||
| 7/15/14 | $5,000,000 | 3.00% | NRO | NRO |
L.O.: Andrews Kurth LLP, Houston, TX; Burney & Foreman, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX; and Rice Financial Products Company, Houston, TX.
Other bidders were:
Fidelity Capital, TIC 0.87%
Southwest Securities, TIC 0.9295%
RBC Capital Mkts, TIC 0.9986%
Robert W. Baird, TIC 1.0208%
Piper Jaffray, TIC 1.021%
Morgan Keegan, TIC 1.0393%
BOSC, TIC 1.1199%
TAXABLE ISSUES
NEW JERSEY
Brick Township
Sep 16, 2010 . . . . . . $196,622
Bond Anticipation Notes, Series 2010 B (Taxable) (book entry).
Dated Sep 30, 2010.
Due Sep 30, 2011.
Purchased $196,620.00 by TD Bank, N.A., at 2.5%, effective rate 2.5%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Oppenheimer, Effective Rate 3.2449%
NEW YORK
Hornell City School District
Sep 16, 2010 . . . . . . $26,849,624
General Obligation Qualified Zone Academy Bonds, 2010 (Federally Taxable-Direct Payment) (book entry).
Dated Oct 1, 2010.
Due Jun 15, 2012 to 2025.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 4.5444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $1,549,624 | 1.75% | NRO | NRO | |
| 6/15/13 | $1,575,000 | 2.15% | NRO | NRO | |
| 6/15/14 | $1,610,000 | 2.60% | NRO | NRO | |
| 6/15/15 | $1,650,000 | 2.80% | NRO | NRO | |
| 6/15/16 | $1,700,000 | 3.20% | NRO | NRO | |
| 6/15/17 | $1,750,000 | 3.55% | NRO | NRO | |
| 6/15/18 | $1,815,000 | 3.90% | NRO | NRO | |
| 6/15/19 | $1,885,000 | 4.25% | NRO | NRO | |
| 6/15/20 | $1,965,000 | 4.50% | NRO | NRO | |
| 6/15/21 | $2,055,000 | 4.75% | NRO | NRO | AGM |
| 6/15/22 | $2,150,000 | 5.00% | NRO | NRO | AGM |
| 6/15/23 | $2,260,000 | 5.25% | NRO | NRO | AGM |
| 6/15/24 | $2,380,000 | 5.30% | NRO | NRO | AGM |
| 6/15/25 | $2,505,000 | 5.40% | NRO | NRO | AGM |
Other managers: Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Ramirez, TIC 4.5946%
Robert W. Baird, TIC 4.7656%
BofA Merrill Lynch, TIC 4.8587%
SOUTH CAROLINA
Lexington & Richland Counties School District No. 5
Sep 16, 2010 . . . . . . $77,500,000
General Obligation Bonds, Series 2010B-2 (Taxable Build America Bonds-Direct Payment to Issuer) (book entry). $68,500,000
Dated Sep 30, 2010.
Due Mar 1, 2017 to 2029.
Callable Mar 1, 2020 at par.
Winning bid: Morgan Keegan, at n/a, TIC 4.4111%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $1,965,000 | 2.75% | 2.69% | SCSDE | |
| 3/1/18 | $2,595,000 | 3.25% | 3.04% | SCSDE | |
| 3/1/19 | $3,260,000 | 3.625% | NRO | NRO | SCSDE |
| 3/1/20 | $3,965,000 | 3.80% | NRO | NRO | SCSDE |
| 3/1/21 | $4,710,000 | 4.00% | NRO | NRO | SCSDE |
| 3/1/22 | $5,490,000 | 4.125% | NRO | NRO | SCSDE |
| 3/1/23 | $6,320,000 | 4.125% | NRO | NRO | SCSDE |
| 3/1/24 | $6,390,000 | 4.30% | NRO | NRO | SCSDE |
| 3/1/25 | $6,470,000 | 4.50% | NRO | NRO | SCSDE |
| 3/1/26 | $250,000 | 4.70% | NRO | NRO | SCSDE |
| 3/1/27 | $8,850,000 | 4.90% | NRO | NRO | SCSDE |
| 3/1/28 | $9,025,000 | 5.00% | NRO | NRO | SCSDE |
| 3/1/29 | $9,210,000 | 5.00% | NRO | NRO | SCSDE |
Other managers: Robert W. Baird & Co., Inc., Davenport & Company LLC, Fidelity Capital Markets, CL King & Associates, Coastal Securities Corp., Duncan-Williams, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., NW Capital Markets Inc., Crews & Associates, Inc., Edward D. Jones & Co., Ross, Sinclaire & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, FTN Financial Capital Markets, William Blair & Company, LLC.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Wells Fargo Secs, TIC 4.5023%
Ramirez, TIC 4.6081%
