CONNECTICUT
Stratford (Town)
Apr 8, 2010 . . . . . . $3,800,000
General Obligation Bond Anticipation Notes, Issue of 2010 (bank qualified).
Dated Apr 15, 2010.
Due Dec 15, 2010.
Purchased $3,800,000.00 by Eastern Bank, at 1.0%, plus $14,212.00, effective rate 0.439%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Jefferies, Effective Rate 0.442%
TD Securities, Effective Rate 0.4493%
Piper Jaffray, Effective Rate 0.5595%
Janney Montgomery, Effective Rate 0.725%
Stratford (Town)
Apr 8, 2010 . . . . . . $10,385,000
General Obligation Bonds, Issue of 2010, Series A (bank qualified).
Dated Apr 15, 2010.
Due Apr 15, 2011 to 2030.
Callable Apr 15, 2015 at par.
Winning bid: Fidelity Capital, at 100.0000, TIC 3.7786%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/11 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/12 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/13 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/14 | $520,000 | 3.00% | NRO | NRO | |
| 4/15/15 | $520,000 | 3.00% | NRO | NRO | |
| 4/15/16 | $520,000 | 3.00% | NRO | NRO | |
| 4/15/17 | $520,000 | 3.00% | NRO | NRO | |
| 4/15/18 | $520,000 | 3.125% | NRO | NRO | |
| 4/15/19 | $520,000 | 3.30% | NRO | NRO | |
| 4/15/20 | $520,000 | 3.50% | NRO | NRO | |
| 4/15/21 | $520,000 | 3.50% | NRO | NRO | |
| 4/15/22 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/23 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/24 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/25 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/26 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/27 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/28 | $520,000 | 4.00% | NRO | NRO | |
| 4/15/29 | $520,000 | 4.125% | NRO | NRO | |
| 4/15/30 | $505,000 | 4.125% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., CL King & Associates, Wells Fargo Advisors, Citigroup Global Markets, Inc..
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Morgan Keegan, TIC 3.8813%
Robert W. Baird, TIC 3.9316%
TD Securities, TIC 3.9813%
FirstSouthwest, TIC 4.0271%
Piper Jaffray, TIC 4.1189%
MASSACHUSETTS
Westford (Town)
Apr 8, 2010 . . . . . . $2,400,000
General Obligation Town Hall Bonds (bank qualified) (book entry).
Dated Apr 15, 2010.
Due Apr 15, 2011 to 2030.
Callable Apr 15, 2018 at par.
Winning bid: Fidelity Capital, at 100.0000, TIC 3.6648%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/11 | $130,000 | 3.00% | NRO | NRO | |
| 4/15/12 | $130,000 | 2.00% | NRO | NRO | |
| 4/15/13 | $130,000 | 2.00% | NRO | NRO | |
| 4/15/14 | $130,000 | 2.25% | NRO | NRO | |
| 4/15/15 | $130,000 | 2.50% | NRO | NRO | |
| 4/15/16 | $125,000 | 3.00% | NRO | NRO | |
| 4/15/17 | $125,000 | 3.50% | NRO | NRO | |
| 4/15/18 | $125,000 | 5.00% | NRO | NRO | |
| 4/15/19 | $125,000 | 3.25% | NRO | NRO | |
| 4/15/20 | $125,000 | 3.50% | NRO | NRO | |
| 4/15/21 | $125,000 | 3.50% | NRO | NRO | |
| 4/15/22 | $125,000 | 3.60% | NRO | NRO | |
| 4/15/23 | $125,000 | 3.70% | NRO | NRO | |
| 4/15/24 | $125,000 | 3.75% | NRO | NRO | |
| 4/15/25 | $125,000 | 4.00% | NRO | NRO | |
| 4/15/26 | $100,000 | 4.00% | NRO | NRO | |
| 4/15/27 | $100,000 | 4.00% | NRO | NRO | |
| 4/15/28 | $100,000 | 4.00% | NRO | NRO | |
| 4/15/29 | $100,000 | 4.00% | NRO | NRO | |
| 4/15/30 | $100,000 | 4.125% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Roosevelt & Cross, Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Robert W. Baird, TIC 3.6963%
Eastern Bk Cap Mkts, TIC 3.7141%
MINNESOTA
Chisago County
Apr 7, 2010 . . . . . . $4,870,000
General Obligation Temporary Bonds, Series 2010A (bank qualified) (book entry).
Dated May 5, 2010.
Due May 5, 2013.
Callable Nov 5, 2011 at par.
Winning bid: UMB Bank, at 99.5510, TIC 1.654%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/5/13 | $4,870,000 | 1.50% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Cronin, TIC 1.7061%
Oppenheimer, TIC 1.8539%
United Banker's Bk, TIC 1.9344%
Northland Securities, TIC 2.0933%
Wells Fargo Secs, TIC 2.5762%
Robert W. Baird, TIC 2.6011%
Morgan Keegan, TIC 2.8899%
Hennepin County
Apr 8, 2010 . . . . . . $10,215,000
General Obligation Library Refunding Bonds, Series 2010A (book entry).
Dated May 4, 2010.
Due Dec 1, 2010 to 2028.
Callable Dec 1, 2019 at par.
Winning bid: Southwest Securities, at 101.5014, TIC 3.5182%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $400,000 | 2.00% | 0.32% | ||
| 12/1/11 | $280,000 | 2.00% | 0.66% | ||
| 12/1/12 | $305,000 | 2.00% | 1.00% | ||
| 12/1/13 | $335,000 | 2.00% | 1.31% | ||
| 12/1/14 | $360,000 | 2.25% | 1.66% | ||
| 12/1/15 | $400,000 | 2.50% | 2.01% | ||
| 12/1/16 | $430,000 | 3.125% | 2.43% | ||
| 12/1/17 | $470,000 | 3.125% | 2.70% | ||
| 12/1/18 | $515,000 | 3.375% | 2.92% | ||
| 12/1/19 | $555,000 | 3.375% | 3.14% | ||
| 12/1/20 | $605,000 | 3.125% | 3.29% | ||
| 12/1/21 | $655,000 | 4.00% | 3.39% | ||
| 12/1/22 | $710,000 | 4.00% | 3.46% | ||
| 12/1/23 | $630,000 | 4.00% | 3.51% | ||
| 12/1/24 | $660,000 | 4.00% | 3.57% | ||
| 12/1/25 | $685,000 | 4.00% | 3.65% | ||
| 12/1/26 | $710,000 | 4.00% | 3.69% | ||
| 12/1/27 | $740,000 | 4.00% | 3.77% | ||
| 12/1/28 | $770,000 | 3.625% | 3.81% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Cronin, TIC 3.6179%
BMO Capital Markets, TIC 3.6182%
Robert W. Baird, TIC 3.6243%
Piper Jaffray, TIC 3.6328%
Hutchinson Shockey, TIC 3.6553%
Morgan Stanley, TIC 3.6683%
JPMorgan, TIC 3.7886%
Mahtomedi Independent School District No. 832
Apr 8, 2010 . . . . . . $9,390,000
General Obligation School Building Refunding Bonds, Series 2010A (MN School District Credit Enhancement Program) (book entry).
Dated May 1, 2010.
Due Feb 1, 2013 to 2018.
Non-callable.
Winning bid: Piper Jaffray, at 110.3824, TIC 2.5732%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $1,115,000 | 4.00% | 1.29% | ||
| 2/1/14 | $1,140,000 | 4.00% | 1.65% | ||
| 2/1/15 | $1,180,000 | 4.00% | 1.97% | ||
| 2/1/16 | $1,210,000 | 3.00% | 2.42% | ||
| 2/1/17 | $1,525,000 | 5.00% | 2.70% | ||
| 2/1/18 | $3,220,000 | 5.00% | 2.91% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.5814%
M&I Marshall, TIC 2.6322%
FirstSouthwest, TIC 2.673%
Robert W. Baird, TIC 2.6786%
UBS Financial Svcs, TIC 2.689%
Cronin, TIC 2.8884%
Morgan Stanley, TIC 2.8966%
NEW JERSEY
Garwood Borough
Apr 8, 2010 . . . . . . $2,166,197
General Obligation Bond Anticipation Notes (bank qualified).
Dated Apr 16, 2010.
Due Apr 15, 2011.
Purchased $2,166,200.00 by Oppenheimer, at 1.5%, plus $5,286.00, effective rate 1.2553%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 1.4107%
Janney Montgomery, Effective Rate 1.7744%
Investors Savings Bk, Effective Rate 2.14%
Long Branch (City)
Apr 8, 2010 . . . . . . $950,000
Bond Anticipation Note (bank qualified) (book entry).
Dated Apr 15, 2010.
Due Apr 15, 2011.
Purchased $950,000.00 by Roosevelt & Cross, at 1.25%, plus $2,000.00, effective rate 1.0395%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.4735%
Wall Township
Apr 8, 2010 . . . . . . $6,700,000
Tax Anticipation Notes (bank qualified).
Dated Apr 15, 2010.
Due Apr 15, 2011.
Purchased $6,700,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.356%
Ocean First Bank, Effective Rate 1.54%
Beneficial Bk, Effective Rate 1.686%
Oppenheimer, Effective Rate 2.197%
NEW YORK
Cherry Valley-Springfield Central School District
Apr 8, 2010 . . . . . . $8,050,180
Bond Anticipation Notes, 2010 (bank qualified).
Dated Apr 16, 2010.
Due Apr 15, 2011.
Purchased $8,050,180.00 by Jefferies, at 1.5%, plus $35,743.00, effective rate 1.0548%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Beneficial Bk, Effective Rate 1.1817%
J.P. Morgan Chase, Effective Rate 1.26%
Janney Montgomery, Effective Rate 1.3045%
NBT Bank, Effective Rate 1.38%
J.P. Morgan Chase, Effective Rate 1.59%
Elmont Union Free School District
Apr 8, 2010 . . . . . . $5,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Apr 15, 2010.
Due Jun 29, 2010.
Purchased $1,000,000.00 by Flushing Comm Bk, at 0.3%, effective rate 0.3%.
Purchased $4,000,000.00 by J.P. Morgan Chase, at 0.39%, effective rate 0.39%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 0.39%
Jefferies, Effective Rate 0.5494%
State Bank of LI, Effective Rate 0.5698%
TD Bank, N.A., Effective Rate 0.58%
TD Securities, Effective Rate 0.64%
Oppenheimer, Effective Rate 0.8457%
Capital One, Effective Rate 0.91%
Janney Montgomery, Effective Rate 1.2534%
Fayette (Town)
Apr 8, 2010 . . . . . . $817,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Apr 22, 2010.
Due Apr 22, 2011.
Purchased $817,000.00 by Five Star Bnk, at 1.55%, effective rate 1.55%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.75%
Little Falls City School District
Apr 8, 2010 . . . . . . $6,151,500
School District (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Apr 15, 2010.
Due Apr 15, 2011 to 2025.
Callable Apr 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.7404%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/11 | $326,500 | 3.00% | NRO | NRO | AGM |
| 4/15/12 | $335,000 | 3.00% | NRO | NRO | AGM |
| 4/15/13 | $345,000 | 3.00% | NRO | NRO | AGM |
| 4/15/14 | $355,000 | 3.00% | NRO | NRO | AGM |
| 4/15/15 | $370,000 | 3.00% | NRO | NRO | AGM |
| 4/15/16 | $385,000 | 3.00% | NRO | NRO | AGM |
| 4/15/17 | $405,000 | 3.375% | NRO | NRO | AGM |
| 4/15/18 | $420,000 | 3.75% | NRO | NRO | AGM |
| 4/15/19 | $440,000 | 3.75% | NRO | NRO | AGM |
| 4/15/20 | $460,000 | 3.75% | NRO | NRO | AGM |
| 4/15/21 | $475,000 | 3.75% | NRO | NRO | AGM |
| 4/15/22 | $495,000 | 4.00% | NRO | NRO | AGM |
| 4/15/23 | $515,000 | 4.00% | NRO | NRO | AGM |
| 4/15/24 | $530,000 | 4.00% | NRO | NRO | AGM |
| 4/15/25 | $295,000 | 4.00% | NRO | NRO | AGM |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Keegan, NIC 3.7407%
Robert W. Baird, NIC 3.7481%
Mahopac Central School District
Apr 8, 2010 . . . . . . $9,040,000
School District Refunding Serial Bonds, Series 2010A (bank qualified) (book entry).
Dated Apr 28, 2010.
Due Jun 1, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.7931%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $105,000 | 2.00% | NRO | NRO | |
| 6/1/11 | $855,000 | 3.00% | NRO | NRO | |
| 6/1/12 | $895,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $915,000 | 2.25% | NRO | NRO | |
| 6/1/14 | $945,000 | 4.00% | NRO | NRO | |
| 6/1/15 | $1,000,000 | 2.20% | NRO | NRO | |
| 6/1/16 | $1,005,000 | 4.75% | NRO | NRO | |
| 6/1/17 | $1,060,000 | 5.00% | NRO | NRO | |
| 6/1/18 | $1,110,000 | 3.125% | NRO | NRO | |
| 6/1/19 | $1,150,000 | 5.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Sterne, Agee & Leach, Inc.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 2.9452%
Morgan Stanley, TIC 3.0904%
OKLAHOMA
Tulsa County Independent School District No. 11 (Owasso)
Apr 8, 2010 . . . . . . $12,350,000
Combined Purpose Bonds of 2010 (bank qualified) (book entry).
Dated Jun 1, 2010.
Due Jun 1, 2012 to 2014.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 2.0491%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $4,100,000 | 2.35% | NRO | NRO | |
| 6/1/13 | $4,100,000 | 1.80% | NRO | NRO | |
| 6/1/14 | $4,150,000 | 2.10% | NRO | NRO |
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Robert W. Baird, NIC 2.1654%
Hutchinson Shockey, NIC 2.4491%
Morgan Stanley, NIC 2.4852%
PENNSYLVANIA
State Public School Building Authority
Apr 8, 2010 . . . . . . $15,280,000
College Revenue Bonds (Harrisburg Area Community College Project) Series of 2010 (bank qualified) (book entry).
Dated May 10, 2010.
Due Oct 1, 2011 to 2030.
Callable Apr 1, 2015 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 4.4057%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $5,000 | 3.00% | NRO | NRO | AGM |
| 10/1/12 | $5,000 | 3.00% | NRO | NRO | AGM |
| 10/1/13 | $5,000 | 3.00% | NRO | NRO | AGM |
| 10/1/14 | $645,000 | 3.25% | NRO | NRO | AGM |
| 10/1/15 | $665,000 | 3.25% | NRO | NRO | AGM |
| 10/1/16 | $690,000 | 4.00% | NRO | NRO | AGM |
| 10/1/17 | $720,000 | 4.00% | NRO | NRO | AGM |
| 10/1/18 | $745,000 | 4.00% | NRO | NRO | AGM |
| 10/1/19 | $780,000 | 4.00% | NRO | NRO | AGM |
| 10/1/20 | $810,000 | 4.00% | NRO | NRO | AGM |
| 10/1/21 | $845,000 | 4.00% | NRO | NRO | AGM |
| 10/1/22 | $875,000 | 4.00% | NRO | NRO | AGM |
| 10/1/23 | $915,000 | 4.00% | NRO | NRO | AGM |
| 10/1/24 | $950,000 | 4.00% | NRO | NRO | AGM |
| 10/1/25 | $990,000 | 4.125% | NRO | NRO | AGM |
| 10/1/26 | $1,030,000 | 4.25% | NRO | NRO | AGM |
| 10/1/27 | $1,075,000 | 4.25% | NRO | NRO | AGM |
| 10/1/28 | $1,125,000 | 4.30% | NRO | NRO | AGM |
| 10/1/29 | $1,175,000 | 4.50% | NRO | NRO | AGM |
| 10/1/30 | $1,230,000 | 4.50% | NRO | NRO | AGM |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Citigroup Global Markets, Inc..
L.O.: Hartman Underhill & Brubaker, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 4.5095%
Hutchinson Shockey, TIC 4.8571%
Janney Montgomery, TIC 4.9418%
Robert W. Baird, TIC 5.0616%
FirstSouthwest, TIC 5.0754%
TAXABLE ISSUES
TENNESSEE
Wilson County
Apr 8, 2010 . . . . . . $50,000,000
General Obligation School Bonds, Series 2010 (Taxable Build America Bonds - Direct Pay) (book entry).
Dated Apr 22, 2010.
Due Apr 1, 2016 to 2032.
Callable Apr 1, 2020 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.4225%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $100,000 | 3.65% | NRO | NRO | |
| 4/1/17 | $200,000 | 3.95% | NRO | NRO | |
| 4/1/18 | $600,000 | 4.30% | NRO | NRO | |
| 4/1/19 | $800,000 | 4.50% | NRO | NRO | |
| 4/1/20 | $2,500,000 | 4.70% | NRO | NRO | |
| 4/1/24 | $13,800,000 | 4.75% | NRO | NRO | |
| 4/1/25 | $4,000,000 | 5.125% | NRO | NRO | |
| 4/1/32 | $28,000,000 | 5.40% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., Duncan-Williams, Inc., Davenport & Company LLC, CL King & Associates, Kildare Capital, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Fidelity Capital Markets, FTN Financial Capital Markets, Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, Bank of New York Mellon Capital Markets, LLC, BOSC, Inc..
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Prager Sealy, TIC 3.5851%
BMO Capital Markets, TIC 3.5937%
Barclays Capital, TIC 3.6384%
Citigroup, TIC 3.6765%
