ALASKA
Anchorage
Nov 6, 2013 . . . . . . $39,345,000
2013 General Obligation Bonds, Series 2013A (Schools) (book entry).
Dated Nov 20, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: JPMorgan, at 109.6331, TIC 3.3306%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $865,000 | 4.00% | 0.18% | ||
| 8/1/15 | $1,265,000 | 5.00% | 0.31% | ||
| 8/1/16 | $1,330,000 | 5.00% | 0.48% | ||
| 8/1/17 | $1,400,000 | 5.00% | 0.76% | ||
| 8/1/18 | $1,470,000 | 5.00% | 1.07% | ||
| 8/1/19 | $1,545,000 | 5.00% | 1.47% | ||
| 8/1/20 | $1,625,000 | 5.00% | 1.85% | ||
| 8/1/21 | $1,710,000 | 5.00% | 2.16% | ||
| 8/1/22 | $1,795,000 | 5.00% | 2.36% | ||
| 8/1/23 | $1,890,000 | 5.00% | 2.55% | ||
| 8/1/24 | $1,985,000 | 5.00% | 2.71% | ||
| 8/1/25 | $2,090,000 | 5.00% | 2.87% | ||
| 8/1/26 | $2,195,000 | 5.00% | 3.03% | ||
| 8/1/27 | $2,295,000 | 4.00% | 3.34% | ||
| 8/1/28 | $2,390,000 | 4.00% | 3.54% | ||
| 8/1/29 | $2,485,000 | 4.00% | 3.67% | ||
| 8/1/30 | $2,590,000 | 4.00% | 3.79% | ||
| 8/1/31 | $2,695,000 | 4.00% | 3.88% | ||
| 8/1/32 | $2,805,000 | 4.00% | 3.97% | ||
| 8/1/33 | $2,920,000 | 4.00% | 4.03% |
Other managers: Estrada Hinojosa & Company, Inc..
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: FirstSouthwest, New York, NY.
Other bidders were:
Piper Jaffray, TIC 3.3362%
KeyBanc Cap Mkts, TIC 3.3398%
Citigroup, TIC 3.354%
Goldman Sachs, TIC 3.3645%
Jefferies, TIC 3.3671%
Janney Montgomery, TIC 3.3788%
Morgan Stanley, TIC 3.3802%
BA Merrill Lynch, TIC 3.3869%
Wells Fargo Secs, TIC 3.4058%
William Blair, TIC 3.423%
Robert W. Baird, TIC 3.4659%
BMO Cap Mkts GKST, TIC 3.5078%
Hutchinson Shockey, TIC 3.6248%
ARKANSAS
Mountainburg School District No. 16 of Crawford County
Nov 6, 2013 . . . . . . $3,810,000
Refunding and Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2016 at par.
Winning bid: Sterne Agee, at 98.7488, TIC 3.5046%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $215,000 | 2.00% | 0.50% | ||
| 2/1/15 | $155,000 | 2.00% | 0.65% | ||
| 2/1/16 | $155,000 | 2.00% | 0.85% | ||
| 2/1/18 | $320,000 | 2.00% | 1.30% | ||
| 2/1/20 | $325,000 | 2.00% | 2.00% | ||
| 2/1/22 | $345,000 | 2.50% | 2.50% | ||
| 2/1/24 | $355,000 | 2.75% | 2.85% | ||
| 2/1/26 | $380,000 | 3.125% | 3.20% | ||
| 2/1/28 | $405,000 | 3.50% | 3.50% | ||
| 2/1/30 | $435,000 | 3.75% | 3.75% | ||
| 2/1/33 | $720,000 | 4.00% | 4.05% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.5449%
FTN Fin Cap Mkts, TIC 3.5539%
Raymond James, TIC 3.6275%
Simmons First Invst, TIC 3.6778%
ILLINOIS
Lake County
Nov 6, 2013 . . . . . . $30,000,000
General Obligation Road Bonds (Sales Tax Alternate Revenue Source), Series 2013 (book entry).
Dated Nov 25, 2013.
Due Nov 30, 2014 to 2022.
Non-callable.
Winning bid: Hutchinson Shockey, at n/a, TIC 2.0937%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/30/14 | $5,600,000 | 3.00% | 0.18% | ||
| 11/30/15 | $450,000 | 3.00% | 0.35% | ||
| 11/30/16 | $450,000 | 3.00% | 0.54% | ||
| 11/30/17 | $450,000 | 3.00% | 0.80% | ||
| 11/30/18 | $1,525,000 | 3.00% | 1.10% | ||
| 11/30/19 | $5,870,000 | 5.00% | 1.66% | ||
| 11/30/20 | $6,165,000 | 5.00% | 2.05% | ||
| 11/30/21 | $6,475,000 | 5.00% | 2.38% | ||
| 11/30/22 | $3,015,000 | 5.00% | 2.60% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.0998%
Raymond James, TIC 2.1094%
Piper Jaffray, TIC 2.12%
Janney Montgomery, TIC 2.1251%
Citigroup, TIC 2.1267%
US Bancorp Invest, TIC 2.1493%
Oppenheimer, TIC 2.1657%
Mesirow Financial, TIC 2.1806%
Robert W. Baird, TIC 2.2247%
UBS Financial Svcs, TIC 2.2276%
Fifth Third Secs, TIC 2.3338%
INDIANA
Clark County
Nov 5, 2013 . . . . . . $2,855,000
General Obligations Bonds of 2013 (bank qualified) (book entry).
Dated Nov 19, 2013.
Due Jan 1, 2015.
Non-callable.
Winning bid: City Securities, at n/a, TIC 0.875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $2,855,000 | 0.875% | 0.726% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Hamilton County
Nov 5, 2013 . . . . . . $11,845,000
General Obligation Bonds of 2013 A (book entry).
Dated Nov 19, 2013.
Due Jul 15, 2014 to Jan 15, 2021.
Non-callable.
Winning bid: Piper Jaffray, at 105.2728, NIC 1.4821%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $1,195,000 | 2.00% | 0.25% | ||
| 1/15/15 | $1,450,000 | 2.00% | 0.37% | ||
| 7/15/15 | $730,000 | 2.00% | 0.45% | ||
| 1/15/16 | $735,000 | 3.00% | 0.54% | ||
| 7/15/16 | $740,000 | 3.00% | 0.62% | ||
| 1/15/17 | $745,000 | 3.00% | 0.72% | ||
| 7/15/17 | $750,000 | 3.00% | 0.85% | ||
| 1/15/18 | $755,000 | 3.00% | 0.98% | ||
| 7/15/18 | $765,000 | 3.00% | 1.11% | ||
| 1/15/19 | $775,000 | 3.00% | 1.38% | ||
| 7/15/19 | $785,000 | 3.00% | 1.53% | ||
| 1/15/20 | $795,000 | 3.00% | 1.82% | ||
| 7/15/20 | $805,000 | 3.00% | 1.95% | ||
| 1/15/21 | $820,000 | 3.00% | 2.16% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Fifth Third Secs, NIC 1.5203%
Stifel Nicolaus, NIC 1.5897%
KeyBanc Cap Mkts, NIC 1.5933%
Jefferies, NIC 1.5984%
Hutchinson Shockey, NIC 1.6242%
Robert W. Baird, NIC 1.6275%
City Securities, NIC 1.6322%
BMO Cap Mkts GKST, NIC 1.6766%
Oak Hill School Building Corporation
Nov 6, 2013 . . . . . . $2,000,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 21, 2013.
Due Jul 15, 2015 to Jan 15, 2028.
Callable Jan 15, 2022 at par.
Winning bid: City Securities, at n/a, NIC 3.106%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $175,000 | 0.60% | 0.60% | ||
| 1/15/17 | $25,000 | 1.00% | 0.90% | ||
| 7/15/17 | $35,000 | 2.00% | 1.00% | ||
| 1/15/18 | $40,000 | 2.00% | 1.15% | ||
| 7/15/18 | $65,000 | 2.00% | 1.25% | ||
| 7/15/19 | $140,000 | 2.00% | 1.65% | ||
| 7/15/20 | $160,000 | 2.00% | 2.00% | ||
| 7/15/21 | $160,000 | 2.50% | 2.35% | ||
| 7/15/22 | $170,000 | 3.00% | 2.50% | ||
| 7/15/23 | $170,000 | 3.00% | 2.75% | ||
| 7/15/24 | $180,000 | 3.00% | 3.00% | ||
| 7/15/25 | $185,000 | 3.25% | 3.125% | ||
| 7/15/26 | $190,000 | 3.50% | 3.35% | ||
| 1/15/28 | $305,000 | 3.75% | 3.75% |
In association with: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 3.194%
Ross Sinclaire, NIC 3.406%
IOWA
Waverly (City)
Nov 5, 2013 . . . . . . $4,000,000
Electric Revenue Capital Loan Notes, Series 2013 (Waverly Municipal Electric Utility) (bank qualified) (book entry).
Dated Dec 3, 2013.
Due Dec 1, 2014 to 2023.
Callable Dec 1, 2021 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.063%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $365,000 | 0.40% | 0.40% | ||
| 12/1/15 | $370,000 | 0.60% | 0.60% | ||
| 12/1/16 | $375,000 | 0.80% | 0.80% | ||
| 12/1/17 | $380,000 | 1.10% | 1.10% | ||
| 12/1/18 | $390,000 | 1.50% | 1.50% | ||
| 12/1/19 | $400,000 | 1.75% | 1.75% | ||
| 12/1/20 | $410,000 | 2.00% | 2.00% | ||
| 12/1/21 | $420,000 | 2.25% | 2.25% | ||
| 12/1/22 | $435,000 | 2.50% | 2.50% | ||
| 12/1/23 | $455,000 | 2.75% | 2.75% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 2.1575%
Robert W. Baird, TIC 2.3731%
Hutchinson Shockey, TIC 2.5234%
West Des Moines (City)
Nov 6, 2013 . . . . . . $6,515,000
Water Revenue Bonds, Series 2013 (West Des Moines Water Works) (book entry).
Dated Dec 2, 2013.
Due Dec 1, 2014 to 2021.
Callable Dec 1, 2018 at par.
Winning bid: Hutchinson Shockey, at n/a, TIC 1.6025%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $435,000 | 1.50% | 0.25% | ||
| 12/1/15 | $440,000 | 1.50% | 0.40% | ||
| 12/1/16 | $415,000 | 1.50% | 0.60% | ||
| 12/1/17 | $1,400,000 | 1.50% | 0.90% | ||
| 12/1/18 | $1,780,000 | 1.50% | 1.20% | ||
| 12/1/19 | $770,000 | 2.00% | 1.75% | ||
| 12/1/20 | $600,000 | 2.10% | 2.10% | ||
| 12/1/21 | $675,000 | 2.30% | 2.30% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Robert W. Baird, TIC 1.6234%
Piper Jaffray, TIC 1.7882%
Jefferies, TIC 1.831%
UBS Financial Svcs, TIC 2.042%
KENTUCKY
Louisville and Jefferson County Metropolitan Sewer District
Nov 6, 2013 . . . . . . $100,000,000
Sewer and Drainage System Revenue Bonds, Series 2013C (book entry).
Dated Nov 27, 2013.
Due May 15, 2015 to 2044.
Callable May 15, 2023 at par.
Winning bid: BA Merrill Lynch, at 101.0771, TIC 4.5943%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $125,000 | 3.00% | 0.44% | ||
| 5/15/16 | $125,000 | 3.00% | 0.71% | ||
| 5/15/17 | $125,000 | 3.00% | 1.02% | ||
| 5/15/18 | $125,000 | 3.00% | 1.38% | ||
| 5/15/19 | $125,000 | 3.00% | 1.81% | ||
| 5/15/20 | $125,000 | 3.00% | 2.22% | ||
| 5/15/21 | $125,000 | 3.00% | 2.58% | ||
| 5/15/22 | $125,000 | 3.00% | 2.82% | ||
| 5/15/23 | $125,000 | 4.00% | 3.01% | ||
| 5/15/24 | $1,805,000 | 3.00% | 3.17% | ||
| 5/15/25 | $1,900,000 | 3.25% | 3.33% | ||
| 5/15/26 | $2,000,000 | 3.50% | 3.49% | ||
| 5/15/27 | $125,000 | 3.75% | 3.64% | ||
| 5/15/28 | $2,115,000 | 4.00% | 3.79% | ||
| 5/15/29 | $2,225,000 | 5.00% | 3.92% | ||
| 5/15/30 | $2,340,000 | 5.00% | 4.04% | ||
| 5/15/31 | $2,465,000 | 5.00% | 4.13% | ||
| 5/15/32 | $2,595,000 | 4.00% | 4.27% | ||
| 5/15/33 | $2,730,000 | 4.125% | 4.33% | ||
| 5/15/34 | $2,600,000 | 4.25% | 4.39% | ||
| 5/15/35 | $8,470,000 | 4.25% | 4.45% | ||
| 5/15/36 | $21,400,000 | 5.00% | 4.45% | ||
| 5/15/37 | $4,685,000 | 4.375% | 4.55% | ||
| 5/15/40 | $15,735,000 | 4.50% | 4.65% | ||
| 5/15/44 | $25,685,000 | 5.00% | 4.63% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Citigroup, TIC 4.6178%
JPMorgan, TIC 4.6529%
Wells Fargo Secs, TIC 4.67%
Robert W. Baird, TIC 4.6877%
Morgan Stanley, TIC 4.72%
Louisville and Jefferson County Metropolitan Sewer District
Nov 6, 2013 . . . . . . $226,340,000
Sewer and Drainage System Subordinated Bond Anticipation Notes, Series 2013 (book entry).
Dated Nov 27, 2013.
Due Nov 26, 2014.
Purchased $226,340,000.00 by Wells Fargo Secs, at 2.0%, plus $3,635,020.40, effective rate 0.383%.
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
JPMorgan, Effective Rate 0.3849%
Morgan Stanley, Effective Rate 0.4085%
BA Merrill Lynch, Effective Rate 0.4092%
Jefferies, Effective Rate 0.4417%
LOUISIANA
Jefferson Parish School Board
Nov 5, 2013 . . . . . . $15,000,000
Limited Tax Bonds, Series 2013.
Dated Dec 18, 2013.
Due Mar 1, 2014 to 2033.
Callable Mar 1, 2024 at par.
Winning bid: Robert W. Baird, at 102.8983, TIC 3.5064%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $540,000 | 2.00% | 0.25% | ||
| 3/1/15 | $545,000 | 3.00% | 0.35% | ||
| 3/1/16 | $565,000 | 3.50% | 0.55% | ||
| 3/1/17 | $585,000 | 3.50% | 0.80% | ||
| 3/1/18 | $605,000 | 4.00% | 1.10% | ||
| 3/1/19 | $630,000 | 4.00% | 1.50% | ||
| 3/1/20 | $650,000 | 5.00% | 1.85% | ||
| 3/1/21 | $675,000 | 5.00% | 2.25% | ||
| 3/1/22 | $695,000 | 5.00% | 2.45% | ||
| 3/1/23 | $720,000 | 3.00% | 2.70% | ||
| 3/1/24 | $745,000 | 3.00% | 3.00% | ||
| 3/1/25 | $775,000 | 3.00% | 3.15% | ||
| 3/1/26 | $800,000 | 3.25% | 3.35% | ||
| 3/1/27 | $830,000 | 3.375% | 3.50% | ||
| 3/1/28 | $860,000 | 4.00% | 3.65% | ||
| 3/1/29 | $890,000 | 4.00% | 3.80% | ||
| 3/1/30 | $920,000 | 4.00% | 3.90% | ||
| 3/1/31 | $955,000 | 4.00% | 4.00% | ||
| 3/1/32 | $990,000 | 4.00% | 4.04% | ||
| 3/1/33 | $1,025,000 | 4.00% | 4.08% |
Other managers: CL King & Associates, Edward Jones, Coastal Securities Corp., SAMCO Capital Markets, Incapital LLC, Ross, Sinclaire & Associates LLC, Davenport & Company LLC, Loop Capital Markets, LLC, Sterne, Agee & Leach, Inc, Wedbush Securities Inc..
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Southwest Securities, TIC 3.5637%
Raymond James, TIC 3.5989%
Hutchinson Shockey, TIC 3.9702%
MAINE
Auburn (City)
Nov 6, 2013 . . . . . . $5,625,000
2013 General Obligation Bonds (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Sep 1, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 104.0723, TIC 1.8241%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $565,000 | 2.00% | 0.33% | ||
| 9/1/15 | $565,000 | 3.00% | 0.52% | ||
| 9/1/16 | $565,000 | 2.00% | 0.65% | ||
| 9/1/17 | $565,000 | 2.00% | 0.90% | ||
| 9/1/18 | $565,000 | 2.00% | 1.20% | ||
| 9/1/19 | $560,000 | 2.00% | 1.56% | ||
| 9/1/20 | $560,000 | 3.00% | 1.75% | ||
| 9/1/21 | $560,000 | 3.00% | 2.04% | ||
| 9/1/22 | $560,000 | 3.00% | 2.18% | ||
| 9/1/23 | $560,000 | 3.00% | 2.35% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., UMB Bank, N.A..
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Guggenheim Secs, TIC 1.8652%
PNC Capital Markets, TIC 1.872%
Sterne Agee, TIC 1.9123%
BMO Cap Mkts GKST, TIC 1.9925%
Fidelity Capital, TIC 2.0091%
UBS Financial Svcs, TIC 2.097%
MASSACHUSETTS
Holyoke (City)
Nov 6, 2013 . . . . . . $1,058,000
General Obligation Grant Anticipation Notes (renewal).
Dated Nov 14, 2013.
Due Sep 19, 2014.
Purchased $1,058,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $2,867.17, effective rate 0.6801%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.7037%
People's Bank, Effective Rate 0.77%
Century Bk, Effective Rate 1.0%
Hempden Bk, Effective Rate 2.0%
Holyoke (City)
Nov 6, 2013 . . . . . . $2,579,649
General Obligation Bond Anticipation Notes (renewal).
Dated Nov 14, 2013.
Due Sep 19, 2014.
Purchased $2,579,650.00 by Jefferies, at 1.25%, plus $18,730.00, effective rate 0.393%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.4122%
Eastern Bk Cap Mkts, Effective Rate 0.5949%
People's Bank, Effective Rate 0.7674%
Holyoke (City)
Nov 6, 2013 . . . . . . $11,295,000
General Obligation State Qualified Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Nov 13, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: UBS Securities, at 107.2292, TIC 3.4448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $25,000 | 2.00% | 0.35% | ||
| 9/1/15 | $25,000 | 2.00% | 0.50% | ||
| 9/1/16 | $535,000 | 5.00% | 0.68% | ||
| 9/1/17 | $545,000 | 5.00% | 0.99% | ||
| 9/1/18 | $550,000 | 5.00% | 1.40% | ||
| 9/1/19 | $560,000 | 5.00% | 1.70% | ||
| 9/1/20 | $570,000 | 5.00% | 2.10% | ||
| 9/1/21 | $585,000 | 5.00% | 2.50% | ||
| 9/1/22 | $595,000 | 5.00% | 2.70% | ||
| 9/1/23 | $610,000 | 5.00% | 2.89% | ||
| 9/1/24 | $620,000 | 5.00% | 3.05% | ||
| 9/1/25 | $630,000 | 3.50% | 3.15% | ||
| 9/1/26 | $645,000 | 3.50% | 3.30% | ||
| 9/1/27 | $650,000 | 3.50% | 3.50% | ||
| 9/1/28 | $660,000 | 4.00% | 3.65% | ||
| 9/1/29 | $670,000 | 4.00% | 3.80% | ||
| 9/1/30 | $685,000 | 4.00% | 3.90% | ||
| 9/1/31 | $700,000 | 4.00% | 4.00% | ||
| 9/1/32 | $710,000 | 4.00% | 4.10% | ||
| 9/1/33 | $725,000 | 4.25% | 4.20% |
Other managers: Roosevelt & Cross, Inc., CL King & Associates.
In association with: Wiley Bros.-Aintree Capital LLC., Oppenheimer & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 3.4994%
Morgan Stanley, TIC 3.5691%
Robert W. Baird, TIC 3.6084%
Hutchinson Shockey, TIC 3.6172%
MICHIGAN
Saginaw-Midland Municipal Water Supply Corporation
Nov 6, 2013 . . . . . . $4,100,000
Water Supply System Revenue Bonds (Limited Tax General Obligation) Series 2013 (book entry).
Dated Nov 21, 2013.
Due Sep 1, 2016 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Raymond James, at 99.0000, TIC 4.0389%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $145,000 | 2.00% | 1.05% | AGM | |
| 9/1/17 | $155,000 | 2.00% | 1.30% | AGM | |
| 9/1/18 | $160,000 | 2.50% | 1.63% | AGM | |
| 9/1/19 | $170,000 | 3.00% | 2.08% | AGM | |
| 9/1/20 | $175,000 | 3.00% | 2.43% | AGM | |
| 9/1/21 | $185,000 | 3.50% | 2.73% | AGM | |
| 9/1/22 | $195,000 | 3.50% | 3.00% | AGM | |
| 9/1/23 | $205,000 | 3.50% | 3.20% | AGM | |
| 9/1/24 | $215,000 | 3.50% | 3.35% | AGM | |
| 9/1/25 | $225,000 | 4.00% | 3.53% | AGM | |
| 9/1/26 | $235,000 | 4.00% | 3.72% | AGM | |
| 9/1/27 | $250,000 | 4.00% | 3.90% | AGM | |
| 9/1/28 | $260,000 | 4.00% | 4.05% | AGM | |
| 9/1/29 | $275,000 | 4.00% | 4.15% | AGM | |
| 9/1/30 | $290,000 | 4.125% | 4.28% | AGM | |
| 9/1/31 | $305,000 | 4.25% | 4.38% | AGM | |
| 9/1/32 | $320,000 | 4.375% | 4.47% | AGM | |
| 9/1/33 | $335,000 | 4.50% | 4.53% | AGM |
Other managers: Morgan Stanley & Co., Inc., Jefferies LLC, FTN Financial Capital Markets.
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
Comerica Securities, TIC 4.3794%
Hutchinson Shockey, TIC 4.5401%
Robert W. Baird, TIC 4.6953%
MISSISSIPPI
Newton (City)
Nov 5, 2013 . . . . . . $2,100,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Jan 3, 2014.
Due Nov 1, 2014 to 2023.
Callable Nov 1, 2018 at par.
Winning bid: Duncan-Williams, at n/a, NIC 1.8098%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $185,000 | 2.00% | 0.50% | ||
| 11/1/15 | $190,000 | 2.00% | 0.70% | ||
| 11/1/16 | $195,000 | 1.75% | 0.75% | ||
| 11/1/17 | $200,000 | 1.50% | 0.80% | ||
| 11/1/18 | $205,000 | 1.50% | 1.05% | ||
| 11/1/19 | $215,000 | 1.40% | 1.40% | ||
| 11/1/20 | $220,000 | 1.70% | 1.70% | ||
| 11/1/21 | $225,000 | 2.00% | 2.00% | ||
| 11/1/22 | $230,000 | 2.00% | 2.15% | ||
| 11/1/23 | $235,000 | 2.00% | 2.30% |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Ridgeland, MS.
F.A.: Municipal Official(s).
Other bidders were:
FTN Fin Cap Mkts, NIC 2.5087%
NEW JERSEY
Carneys Point Township
Nov 6, 2013 . . . . . . $256,500
Bond Anticipation Notes of 2013, Series B (bank qualified).
Dated Nov 14, 2013.
Due May 21, 2014.
Purchased $256,500.00 by TBGC Investment Corp, at 0.99%, effective rate 0.99%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
East Brunswick Twp, Effective Rate 1.3%
Chatham Township
Nov 6, 2013 . . . . . . $2,550,000
General Improvement Bonds (bank qualified) (book entry).
Dated Nov 15, 2013.
Due Nov 15, 2014 to 2026.
Non-callable.
Winning bid: Roosevelt & Cross, at 100.0678, NIC 2.2121%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $160,000 | 2.00% | 0.30% | ||
| 11/15/15 | $165,000 | 2.00% | 0.45% | ||
| 11/15/16 | $170,000 | 2.00% | 0.60% | ||
| 11/15/17 | $175,000 | 2.00% | 0.85% | ||
| 11/15/18 | $180,000 | 2.00% | 1.10% | ||
| 11/15/19 | $185,000 | 2.00% | 1.40% | ||
| 11/15/20 | $195,000 | 2.00% | 1.75% | ||
| 11/15/21 | $200,000 | 2.00% | 1.95% | ||
| 11/15/22 | $210,000 | 2.00% | 2.10% | ||
| 11/15/23 | $215,000 | 2.125% | 2.25% | ||
| 11/15/24 | $225,000 | 2.25% | 2.40% | ||
| 11/15/25 | $230,000 | 2.50% | 2.55% | ||
| 11/15/26 | $240,000 | 2.625% | 2.70% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, NIC 2.4912%
Raymond James, NIC 2.6407%
Janney Montgomery, NIC 2.7164%
Little Ferry Borough
Nov 6, 2013 . . . . . . $5,810,000
$3,410,000 Bond Anticipation Note and $2,400,000 Special Emergency Note (bank qualified) (book entry).
Dated Nov 15, 2013.
Due Nov 14, 2014.
Purchased $5,810,000.00 by NW Capital, at 1.0%, plus $16,965.20, effective rate 0.7072%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
PNC Capital Markets, Effective Rate 0.7245%
Jefferies, Effective Rate 0.793%
Oppenheimer, Effective Rate 1.0304%
TD Securities, Effective Rate 1.35%
Maplewood Township
Nov 6, 2013 . . . . . . $110,000
Special Emergency Note (bank qualified).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $110,000.00 by Valley National Bank, at 0.72%, effective rate 0.72%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.355%
Passaic Vly Wtr Comm, Effective Rate 1.36%
Investors Savings Bk, Effective Rate 1.6%
Oppenheimer, Effective Rate 3.875%
Middle Township
Nov 6, 2013 . . . . . . $5,984,993
$4,984,993 Bond Anticipation Note and $1,000,000 Sewer Utility Bond Anticipation Note.
Dated Nov 14, 2013.
Due Nov 13, 2014.
Purchased $5,984,990.00 by NW Capital, at 1.0%, plus $17,476.18, effective rate 0.7071%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sturdy Savings Bk, Effective Rate 0.87%
Jefferies, Effective Rate 0.894%
Oppenheimer, Effective Rate 1.0444%
Morris County
Nov 6, 2013 . . . . . . $18,808,000
General Obligation Bonds of 2013, Series B consisting of $17,718,000 General Improvement Bonds; $1,797,000 County College Bonds; and $785,000 Park Bonds (book entry).
Dated Nov 15, 2013.
Due Nov 15, 2014 to 2024.
Callable Nov 15, 2021 at par.
Winning bid: Citigroup, at 107.9417, TIC 1.9875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $1,168,000 | 1.00% | 0.20% | ||
| 11/15/15 | $1,365,000 | 2.00% | 0.44% | ||
| 11/15/16 | $1,970,000 | 2.00% | 0.50% | ||
| 11/15/17 | $1,970,000 | 4.00% | 0.73% | ||
| 11/15/18 | $1,970,000 | 4.00% | 1.05% | ||
| 11/15/19 | $1,845,000 | 4.00% | 1.45% | ||
| 11/15/20 | $1,845,000 | 4.00% | 1.85% | ||
| 11/15/21 | $1,815,000 | 4.00% | 2.22% | ||
| 11/15/22 | $1,635,000 | 3.00% | 2.42% | ||
| 11/15/23 | $1,635,000 | 3.00% | 2.61% | ||
| 11/15/24 | $1,590,000 | 3.00% | 2.77% |
Other managers: M.R. Beal & Co., Roosevelt & Cross, Inc., Ramirez & Co., Inc., UBS Financial Services, Inc., Mesirow Financial, Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Drexel Hamilton, LLC., R. Seelaus & Co., Inc..
L.O.: Drinker Biddle & Reath LLP, Florham Park, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
Hutchinson Shockey, TIC 2.0504%
Janney Montgomery, TIC 2.0707%
Morgan Stanley, TIC 2.0729%
Guggenheim Secs, TIC 2.0775%
Robert W. Baird, TIC 2.0877%
BA Merrill Lynch, TIC 2.1091%
BOSC, TIC 2.1838%
FTN Fin Cap Mkts, TIC 2.1842%
PNC Capital Markets, TIC 2.2561%
Morris Township
Nov 6, 2013 . . . . . . $16,381,000
Bond Anticipation Note (book entry).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $16,381,000.00 by TD Securities, at 1.0%, plus $126,788.90, effective rate 0.226%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.264%
Oppenheimer, Effective Rate 0.5196%
River Edge Borough
Nov 6, 2013 . . . . . . $2,970,000
General Improvement Bonds (bank qualified) (book entry).
Dated Nov 15, 2013.
Due Nov 15, 2014 to 2023.
Non-callable.
Winning bid: PNC Capital Markets, at 100.9950, NIC 2.021%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $180,000 | 1.00% | 0.25% | ||
| 11/15/15 | $180,000 | 1.50% | 0.45% | ||
| 11/15/16 | $220,000 | 1.50% | 0.60% | ||
| 11/15/17 | $310,000 | 2.00% | 0.85% | ||
| 11/15/18 | $340,000 | 2.00% | 1.15% | ||
| 11/15/19 | $340,000 | 2.00% | 1.45% | ||
| 11/15/20 | $350,000 | 2.00% | 1.80% | ||
| 11/15/21 | $350,000 | 2.25% | 2.00% | ||
| 11/15/22 | $350,000 | 2.50% | 2.20% | ||
| 11/15/23 | $350,000 | 2.50% | 2.40% |
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
BOSC, NIC 2.035%
UBS Financial Svcs, NIC 2.043%
Robert W. Baird, NIC 2.0519%
Janney Montgomery, NIC 2.2451%
Fidelity Capital, NIC 2.3376%
NEW YORK
Albany County
Nov 6, 2013 . . . . . . $10,900,000
Tax Anticipation Notes-2013 (book entry).
Dated Nov 15, 2013.
Due May 15, 2014.
Purchased $10,900,000.00 by Piper Jaffray, at 0.75%, plus $27,359.00, effective rate 0.248%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan, Effective Rate 0.288%
TD Securities, Effective Rate 0.292%
Jefferies, Effective Rate 0.652%
Oppenheimer, Effective Rate 0.863%
First Niagara Bank, Effective Rate 0.99%
Berkshire Fire District in the Town of Johnstown
Nov 6, 2013 . . . . . . $1,400,000
Fire District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Nov 18, 2013.
Due Nov 15, 2014 to 2033.
Callable Nov 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.9696%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $45,000 | 3.50% | 0.50% | BAM | |
| 11/15/15 | $50,000 | 3.50% | 0.70% | BAM | |
| 11/15/16 | $50,000 | 3.50% | 0.85% | BAM | |
| 11/15/17 | $50,000 | 3.50% | 1.10% | BAM | |
| 11/15/18 | $55,000 | 3.50% | 1.40% | BAM | |
| 11/15/19 | $55,000 | 3.50% | 1.80% | BAM | |
| 11/15/20 | $60,000 | 3.50% | 2.20% | BAM | |
| 11/15/21 | $60,000 | 3.50% | 2.60% | BAM | |
| 11/15/22 | $65,000 | 3.50% | 2.85% | BAM | |
| 11/15/23 | $70,000 | 4.00% | 3.00% | BAM | |
| 11/15/24 | $70,000 | 4.00% | 3.20% | BAM | |
| 11/15/25 | $75,000 | 4.00% | 3.40% | BAM | |
| 11/15/26 | $75,000 | 4.00% | 3.60% | BAM | |
| 11/15/27 | $80,000 | 4.00% | 3.80% | BAM | |
| 11/15/28 | $80,000 | 4.00% | 3.90% | BAM | |
| 11/15/29 | $85,000 | 4.00% | 4.00% | BAM | |
| 11/15/30 | $90,000 | 4.00% | 4.10% | BAM | |
| 11/15/31 | $90,000 | 4.00% | 4.15% | BAM | |
| 11/15/32 | $95,000 | 4.125% | 4.25% | BAM | |
| 11/15/33 | $100,000 | 4.25% | 4.30% | BAM |
Other managers: Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Walsh & Walsh, LLP, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Blasdell Village
Nov 6, 2013 . . . . . . $485,000
Bond Anticipation Notes - 2013A (bank qualified).
Dated Nov 13, 2013.
Due Nov 13, 2014.
Purchased $485,000.00 by Roosevelt & Cross, at 1.25%, plus $1,698.00, effective rate 0.8999%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 0.92%
JPMorgan Chase, Effective Rate 1.4%
Sage Rutty, Effective Rate 1.41%
Oppenheimer, Effective Rate 1.5961%
Dalton-Nunda Central School District
Nov 6, 2013 . . . . . . $3,200,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Nov 20, 2013.
Due Jun 25, 2014.
Purchased $3,200,000.00 by Jefferies, at 1.25%, plus $9,122.00, effective rate 0.7727%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9314%
Five Star Bnk, Effective Rate 1.1%
Roosevelt & Cross, Effective Rate 1.2343%
Genesee County
Nov 6, 2013 . . . . . . $5,800,000
Revenue Anticipation Notes, 2013 (bank qualified).
Dated Nov 14, 2013.
Due Nov 14, 2014.
Purchased $5,800,000.00 by TD Securities, at 1.25%, plus $42,978.00, effective rate 0.509%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.698%
Oppenheimer, Effective Rate 0.729%
JPMorgan Chase, Effective Rate 0.78%
M & T Bank, Effective Rate 0.93%
First Niagara Bank, Effective Rate 0.99%
Bank of Castile, Effective Rate 1.25%
Greenburgh (Town)
Nov 6, 2013 . . . . . . $11,880,066
Public Improvement (Serial) Bonds, 2013 Series A (book entry).
Dated Nov 15, 2013.
Due Apr 15, 2014 to 2033.
Callable Apr 15, 2021 at par.
Winning bid: UBS Financial Svcs, at 104.1188, TIC 2.8119%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/14 | $1,070,066 | 2.00% | 0.19% | ||
| 4/15/15 | $1,085,000 | 3.00% | 0.31% | ||
| 4/15/16 | $1,090,000 | 3.00% | 0.52% | ||
| 4/15/17 | $975,000 | 4.00% | 0.63% | ||
| 4/15/18 | $985,000 | 4.00% | 0.93% | ||
| 4/15/19 | $555,000 | 4.00% | 1.33% | ||
| 4/15/20 | $555,000 | 3.00% | 1.74% | ||
| 4/15/21 | $555,000 | 5.00% | 2.18% | ||
| 4/15/22 | $555,000 | 2.25% | 2.35% | ||
| 4/15/23 | $555,000 | 2.50% | 2.60% | ||
| 4/15/24 | $465,000 | 3.00% | 2.80% | ||
| 4/15/25 | $475,000 | 3.00% | 3.00% | ||
| 4/15/26 | $475,000 | 3.00% | 3.15% | ||
| 4/15/27 | $480,000 | 3.25% | 3.30% | ||
| 4/15/28 | $480,000 | 3.50% | 3.50% | ||
| 4/15/29 | $305,000 | 3.50% | 3.65% | ||
| 4/15/30 | $305,000 | 4.00% | 3.75% | ||
| 4/15/31 | $305,000 | 4.00% | 3.85% | ||
| 4/15/32 | $305,000 | 4.00% | 3.95% | ||
| 4/15/33 | $305,000 | 4.00% | 4.00% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC.
In association with: Oppenheimer & Co., Inc., Wiley Bros.-Aintree Capital LLC, M & T Securities, Inc..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, TIC 2.9364%
Jefferies, TIC 3.0012%
Robert W. Baird, TIC 3.0413%
TD Securities, TIC 3.2061%
Highland Falls-Fort Montgomery Central School District
Nov 6, 2013 . . . . . . $1,255,000
School District Serial Bonds - 2013 (bank qualified) (book entry).
Dated Nov 14, 2013.
Due Nov 1, 2014 to 2024.
Non-callable.
Winning bid: Roosevelt & Cross, at 100.0000, TIC 2.4587%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $105,000 | 2.00% | 0.40% | BAM | |
| 11/1/15 | $105,000 | 2.00% | 0.60% | BAM | |
| 11/1/16 | $105,000 | 1.50% | 0.80% | BAM | |
| 11/1/17 | $105,000 | 1.50% | 1.00% | BAM | |
| 11/1/18 | $110,000 | 1.75% | 1.35% | BAM | |
| 11/1/19 | $110,000 | 2.00% | 1.65% | BAM | |
| 11/1/20 | $115,000 | 2.25% | 2.00% | BAM | |
| 11/1/21 | $120,000 | 2.50% | 2.25% | BAM | |
| 11/1/22 | $125,000 | 2.75% | 2.50% | BAM | |
| 11/1/23 | $125,000 | 3.00% | 2.75% | BAM | |
| 11/1/24 | $130,000 | 3.00% | 3.00% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Robert W. Baird, TIC 2.5138%
Raymond James, TIC 2.619%
Mastic Beach Village
Nov 6, 2013 . . . . . . $995,000
Village Hall Serial Bonds - 2013 (bank qualified) (book entry).
Dated Nov 20, 2013.
Due Nov 15, 2014 to 2028.
Callable Nov 15, 2020 at par.
Winning bid: Sage Rutty, at 100.0000, NIC 3.3%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $50,000 | 2.00% | 0.60% | ||
| 11/15/15 | $60,000 | 2.00% | 1.00% | ||
| 11/15/16 | $60,000 | 2.00% | 1.30% | ||
| 11/15/17 | $60,000 | 2.00% | 1.50% | ||
| 11/15/18 | $60,000 | 2.125% | 1.75% | ||
| 11/15/19 | $60,000 | 2.25% | 2.10% | ||
| 11/15/20 | $60,000 | 2.75% | 2.35% | ||
| 11/15/21 | $60,000 | 2.80% | 2.55% | ||
| 11/15/22 | $75,000 | 3.00% | 2.70% | ||
| 11/15/23 | $75,000 | 3.20% | 2.90% | ||
| 11/15/24 | $75,000 | 3.25% | 3.10% | ||
| 11/15/25 | $75,000 | 3.50% | 3.40% | ||
| 11/15/26 | $75,000 | 3.75% | 3.55% | ||
| 11/15/27 | $75,000 | 4.00% | 3.70% | ||
| 11/15/28 | $75,000 | 4.125% | 3.90% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.482%
McGraw Village
Nov 6, 2013 . . . . . . $3,269,000
Bond Anticipation Notes, 2013 (New Issue/Renewals) (bank qualified).
Dated Nov 21, 2013.
Due Nov 20, 2014.
Purchased $1,269,000.00 by Oppenheimer, at 1.25%, plus $1,752.42, effective rate 1.1116%.
Purchased $1,000,000.00 by First Niagara Bank, at 0.95%, effective rate 0.95%.
Purchased $1,000,000.00 by NBT Bank, at 0.89%, effective rate 0.89%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1116%
Jefferies, Effective Rate 1.194%
Roosevelt & Cross, Effective Rate 1.2867%
TENNESSEE
Williamson County
Nov 5, 2013 . . . . . . $18,100,000
County District School Bonds, Series 2013 (book entry).
Dated Nov 20, 2013.
Due May 1, 2015 to 2034.
Callable May 1, 2023 at par.
Winning bid: Piper Jaffray, at 106.2069, TIC 3.4551%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $100,000 | 2.00% | 0.27% | ||
| 5/1/16 | $200,000 | 2.00% | 0.44% | ||
| 5/1/17 | $300,000 | 2.00% | 0.70% | ||
| 5/1/18 | $500,000 | 2.00% | 0.97% | ||
| 5/1/19 | $700,000 | 5.00% | 1.45% | ||
| 5/1/20 | $800,000 | 5.00% | 1.80% | ||
| 5/1/21 | $840,000 | 5.00% | 2.13% | ||
| 5/1/22 | $880,000 | 5.00% | 2.35% | ||
| 5/1/23 | $920,000 | 5.00% | 2.55% | ||
| 5/1/24 | $970,000 | 4.00% | 2.77% | ||
| 5/1/25 | $1,000,000 | 3.00% | 3.00% | ||
| 5/1/26 | $1,040,000 | 4.00% | 3.24% | ||
| 5/1/27 | $1,070,000 | 4.00% | 3.39% | ||
| 5/1/28 | $1,120,000 | 4.00% | 3.54% | ||
| 5/1/29 | $1,160,000 | 4.00% | 3.67% | ||
| 5/1/30 | $1,200,000 | 4.00% | 3.79% | ||
| 5/1/31 | $1,250,000 | 4.00% | 3.88% | ||
| 5/1/32 | $1,300,000 | 4.00% | 3.97% | ||
| 5/1/33 | $1,350,000 | 4.00% | 4.03% | ||
| 5/1/34 | $1,400,000 | 4.00% | 4.09% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Citigroup, TIC 3.4987%
JPMorgan, TIC 3.51%
UBS Financial Svcs, TIC 3.5624%
FTN Fin Cap Mkts, TIC 3.5686%
Robert W. Baird, TIC 3.5991%
Hutchinson Shockey, TIC 3.608%
TEXAS
Frisco Independent School District
Nov 5, 2013 . . . . . . $90,845,000
Unlimited Tax School Building Bonds, Series 2013 (book entry).
Dated Nov 1, 2013.
Due Aug 15, 2015 to 2043.
Callable Aug 15, 2023 at par.
Winning bid: BA Merrill Lynch, at 104.9230, TIC 4.0348%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $1,360,000 | 3.00% | 0.37% | PSF | |
| 8/15/16 | $1,485,000 | 5.00% | 0.55% | PSF | |
| 8/15/17 | $1,650,000 | 5.00% | 0.82% | PSF | |
| 8/15/18 | $1,820,000 | 5.00% | 1.13% | PSF | |
| 8/15/19 | $1,910,000 | 3.00% | 1.54% | PSF | |
| 8/15/20 | $1,965,000 | 4.00% | 1.88% | PSF | |
| 8/15/21 | $2,045,000 | 4.00% | 2.19% | PSF | |
| 8/15/22 | $2,125,000 | 5.00% | 2.38% | PSF | |
| 8/15/23 | $2,230,000 | 5.00% | 2.56% | PSF | |
| 8/15/24 | $2,345,000 | 5.00% | 2.72% | PSF | |
| 8/15/25 | $2,460,000 | 4.00% | 2.88% | PSF | |
| 8/15/26 | $2,560,000 | 4.00% | 3.04% | PSF | |
| 8/15/27 | $2,665,000 | 4.00% | 3.19% | PSF | |
| 8/15/28 | $2,770,000 | 5.00% | 3.34% | PSF | |
| 8/15/29 | $2,910,000 | 5.00% | 3.47% | PSF | |
| 8/15/30 | $3,055,000 | 5.00% | 3.59% | PSF | |
| 8/15/31 | $3,205,000 | 5.00% | 3.68% | PSF | |
| 8/15/32 | $3,365,000 | 5.00% | 3.77% | PSF | |
| 8/15/33 | $3,535,000 | 5.00% | 3.83% | PSF | |
| 8/15/34 | $3,715,000 | 5.00% | 3.89% | PSF | |
| 8/15/35 | $3,900,000 | 5.00% | 3.95% | PSF | |
| 8/15/36 | $4,090,000 | 4.00% | 4.25% | PSF | |
| 8/15/37 | $4,255,000 | 4.00% | 4.29% | PSF | |
| 8/15/38 | $4,425,000 | 4.00% | 4.32% | PSF | |
| 8/15/39 | $4,600,000 | 4.00% | 4.40% | PSF | |
| 8/15/40 | $4,785,000 | 4.25% | 4.42% | PSF | |
| 8/15/41 | $4,990,000 | 4.25% | 4.44% | PSF | |
| 8/15/42 | $5,200,000 | 4.25% | 4.45% | PSF | |
| 8/15/43 | $5,425,000 | 4.25% | 4.46% | PSF |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Wells Fargo Secs, TIC 4.0467%
JPMorgan, TIC 4.0485%
Citigroup, TIC 4.0528%
FirstSouthwest, TIC 4.0755%
Raymond James, TIC 4.0957%
Robert W. Baird, TIC 4.1008%
Barclays Capital, TIC 4.1021%
RBC Capital Mkts, TIC 4.1281%
Harlingen (City)
Nov 6, 2013 . . . . . . $3,215,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 15, 2014 to 2025.
Callable Feb 15, 2023 at par.
Winning bid: Southwest Securities, at 101.6183, TIC 1.9765%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $65,000 | 2.00% | 0.40% | ||
| 2/15/15 | $425,000 | 2.00% | 0.50% | ||
| 2/15/16 | $430,000 | 2.00% | 0.70% | ||
| 2/15/17 | $435,000 | 2.00% | 1.00% | ||
| 2/15/18 | $275,000 | 2.00% | 1.25% | ||
| 2/15/19 | $285,000 | 2.00% | 1.55% | ||
| 2/15/20 | $195,000 | 2.00% | 1.80% | ||
| 2/15/21 | $200,000 | 2.50% | 2.00% | ||
| 2/15/22 | $210,000 | 2.50% | 2.15% | ||
| 2/15/23 | $215,000 | 2.50% | 2.30% | ||
| 2/15/24 | $220,000 | 2.50% | 2.55% | ||
| 2/15/25 | $260,000 | 2.50% | 2.75% |
L.O.: McCall Parkhurst & Horton, San Antonio, TX; and State Attorney General.
F.A.: FirstSouthwest, San Antonio, TX; FirstSouthwest, McAllen, TX; and FirstSouthwest, Dallas, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.9996%
SAMCO Cap Mkts, TIC 2.0593%
Raymond James, TIC 2.0723%
Robert W. Baird, TIC 2.0789%
BOSC, TIC 2.1126%
Stephens, TIC 2.1496%
Huffman Independent School District
Nov 6, 2013 . . . . . . $6,885,000
Unlimited Tax Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 15, 2014 to 2029.
Callable Feb 15, 2023 at par.
Winning bid: Raymond James, at 104.2919, TIC 2.1409%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $130,000 | 2.00% | 0.30% | PSF | |
| 2/15/15 | $505,000 | 2.00% | 0.40% | PSF | |
| 2/15/16 | $535,000 | 2.50% | 0.45% | PSF | |
| 2/15/17 | $545,000 | 3.00% | 0.65% | PSF | |
| 2/15/18 | $555,000 | 3.00% | 1.00% | PSF | |
| 2/15/19 | $565,000 | 3.00% | 1.33% | PSF | |
| 2/15/20 | $600,000 | 3.00% | 1.63% | PSF | |
| 2/15/21 | $605,000 | 3.00% | 1.83% | PSF | |
| 2/15/22 | $615,000 | 3.00% | 2.00% | PSF | |
| 2/15/23 | $650,000 | 2.50% | 2.20% | PSF | |
| 2/15/24 | $650,000 | 2.35% | 2.35% | PSF | |
| 2/15/26 | $350,000 | 2.75% | 2.75% | PSF | |
| 2/15/27 | $200,000 | 3.00% | 2.85% | PSF | |
| 2/15/29 | $380,000 | 3.25% | 3.15% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: USCA Municipal Advisors, LLC, Houston, TX; and U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.1511%
Southwest Securities, TIC 2.1843%
Stifel Nicolaus, TIC 2.1881%
BOSC, TIC 2.1906%
Coastal Securities, TIC 2.1959%
Robert W. Baird, TIC 2.1983%
FirstSouthwest, TIC 2.2467%
Wells Fargo Secs, TIC 2.2722%
Little Elm (Town)
Nov 5, 2013 . . . . . . $3,000,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2013A (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Aug 1, 2015 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: BOSC, at 102.1336, TIC 3.1511%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $130,000 | 1.00% | 0.45% | ||
| 8/1/16 | $130,000 | 1.00% | 0.65% | ||
| 8/1/17 | $130,000 | 2.00% | 0.90% | ||
| 8/1/18 | $135,000 | 2.00% | 1.20% | ||
| 8/1/19 | $135,000 | 2.00% | 1.50% | ||
| 8/1/20 | $140,000 | 2.25% | 1.75% | ||
| 8/1/21 | $140,000 | 2.25% | 1.95% | ||
| 8/1/22 | $145,000 | 2.50% | 2.05% | ||
| 8/1/23 | $150,000 | 2.50% | 2.25% | ||
| 8/1/25 | $305,000 | 3.00% | 2.60% | ||
| 8/1/27 | $325,000 | 3.50% | 2.90% | ||
| 8/1/29 | $350,000 | 3.50% | 3.20% | ||
| 8/1/31 | $375,000 | 4.00% | 3.50% | ||
| 8/1/33 | $410,000 | 4.00% | 3.75% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX; and Southwest Securities, Inc., Dallas, TX.
Other bidders were:
FirstSouthwest, TIC 3.2138%
FTN Fin Cap Mkts, TIC 3.2285%
Robert W. Baird, TIC 3.2559%
Raymond James, TIC 3.2902%
SAMCO Cap Mkts, TIC 3.3249%
West Ranch Management District
Nov 6, 2013 . . . . . . $1,270,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Sep 1, 2015 to 2040.
Callable Sep 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.7681%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $25,000 | 3.00% | 1.30% | BAM | |
| 9/1/16 | $25,000 | 3.00% | 1.45% | BAM | |
| 9/1/17 | $25,000 | 3.00% | 1.75% | BAM | |
| 9/1/18 | $30,000 | 4.00% | 2.00% | BAM | |
| 9/1/19 | $30,000 | 4.00% | 2.40% | BAM | |
| 9/1/20 | $30,000 | 4.00% | 2.75% | BAM | |
| 9/1/21 | $35,000 | 4.00% | 3.05% | BAM | |
| 9/1/22 | $35,000 | 4.00% | 3.25% | BAM | |
| 9/1/23 | $35,000 | 4.00% | 3.40% | BAM | |
| 9/1/24 | $40,000 | 4.00% | 3.60% | BAM | |
| 9/1/25 | $40,000 | 4.00% | 3.75% | BAM | |
| 9/1/30 | $230,000 | 4.25% | 4.50% | BAM | |
| 9/1/34 | $235,000 | 4.50% | 4.75% | BAM | |
| 9/1/37 | $210,000 | 4.75% | 4.90% | BAM | |
| 9/1/40 | $245,000 | 5.00% | 5.00% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
BOSC, NIC 4.8831%
VERMONT
Vermont
Nov 6, 2013 . . . . . . $18,935,000
General Obligation Refunding Bonds, 2013 Series C (book entry).
Dated Nov 14, 2013.
Due Aug 15, 2014 to 2024.
Callable Aug 15, 2022 at par.
Winning bid: Morgan Stanley, at 106.2151, TIC 1.8999%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $7,220,000 | 3.00% | 0.17% | ||
| 8/15/15 | $4,670,000 | 5.00% | 0.35% | ||
| 8/15/16 | $1,970,000 | 5.00% | 0.54% | ||
| 8/15/17 | $1,130,000 | 5.00% | 0.78% | ||
| 8/15/23 | $1,980,000 | 4.00% | 2.56% | ||
| 8/15/24 | $1,965,000 | 3.00% | 2.75% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, Winslow, Evans & Crocker, City Securities Corp., M.R. Beal & Co., StockCross Financial Services, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Public Resources Advisory Group, Media, PA.
Other bidders were:
Southwest Securities, TIC 1.9162%
BA Merrill Lynch, TIC 1.9587%
Stifel Nicolaus, TIC 1.9826%
TD Securities, TIC 1.9837%
JPMorgan, TIC 1.9921%
Wells Fargo Secs, TIC 2.0061%
UBS Financial Svcs, TIC 2.0274%
Robert W. Baird, TIC 2.0382%
Hutchinson Shockey, TIC 2.0572%
Janney Montgomery, TIC 2.0901%
PNC Capital Markets, TIC 2.2361%
Vermont
Nov 6, 2013 . . . . . . $42,810,000
General Obligation Bonds, 2013 Series B (book entry).
Dated Nov 14, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2022 at par.
Winning bid: Wells Fargo Secs, at 104.9972, TIC 3.428%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $895,000 | 2.00% | 0.18% | ||
| 8/15/15 | $895,000 | 2.00% | 0.30% | ||
| 8/15/16 | $75,000 | 2.00% | 0.48% | ||
| 8/15/17 | $1,475,000 | 5.00% | 0.74% | ||
| 8/15/18 | $50,000 | 2.00% | 1.05% | ||
| 8/15/19 | $545,000 | 3.00% | 1.45% | ||
| 8/15/20 | $2,220,000 | 5.00% | 1.83% | ||
| 8/15/21 | $2,020,000 | 5.00% | 2.14% | ||
| 8/15/22 | $2,745,000 | 5.00% | 2.35% | ||
| 8/15/23 | $1,985,000 | 3.00% | 2.55% | ||
| 8/15/24 | $2,375,000 | 4.00% | 2.80% | ||
| 8/15/25 | $3,390,000 | 3.00% | 3.102% | ||
| 8/15/26 | $2,770,000 | 3.00% | 3.241% | ||
| 8/15/27 | $2,925,000 | 4.00% | 3.34% | ||
| 8/15/28 | $1,495,000 | 4.00% | 3.49% | ||
| 8/15/29 | $3,390,000 | 4.00% | 3.69% | ||
| 8/15/30 | $3,390,000 | 4.00% | 3.79% | ||
| 8/15/31 | $3,390,000 | 4.00% | 3.88% | ||
| 8/15/32 | $3,390,000 | 4.00% | 3.97% | ||
| 8/15/33 | $3,390,000 | 4.00% | 4.03% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Public Resources Advisory Group, Media, PA.
Other bidders were:
BA Merrill Lynch, TIC 3.4416%
Morgan Stanley, TIC 3.4486%
William Blair, TIC 3.4525%
JPMorgan, TIC 3.453%
Piper Jaffray, TIC 3.4636%
Hutchinson Shockey, TIC 3.4922%
Southwest Securities, TIC 3.5257%
Robert W. Baird, TIC 3.543%
BMO Cap Mkts GKST, TIC 3.5766%
Stifel Nicolaus, TIC 3.5815%
Janney Montgomery, TIC 3.6012%
UBS Financial Svcs, TIC 3.6479%
TAXABLE ISSUES
MAINE
Kittery (Town)
Nov 6, 2013 . . . . . . $150,000
2013 General Obligation Bond Anticipation Notes (Federally Taxable) (Kittery Land Trust Project) (book entry).
Dated Nov 15, 2013.
Due May 30, 2014.
Purchased $150,000.00 by Zions First Natl Bk, at 2.0%, plus $450.00, effective rate 1.44%.
L.O.: Drummond Woodsum & McMahon, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 2.0%
MICHIGAN
Michigan
Nov 6, 2013 . . . . . . $30,000,000
General Obligation Environmental Program Refunding Bonds, Series 2013A (Federally Taxable) (book entry).
Dated Nov 20, 2013.
Due Dec 1, 2015.
Non-callable.
Winning bid: Wells Fargo Secs, at 99.9270, TIC 0.4361%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $30,000,000 | 0.40% | 0.40% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Lansing, MI; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Lansing, MI; and Robert W. Baird & Co., Inc., Traverse City, MI.
Other bidders were:
Citigroup, TIC 0.4406%
Morgan Stanley, TIC 0.4896%
Goldman Sachs, TIC 0.501%
Stifel Nicolaus, TIC 0.5124%
Fifth Third Secs, TIC 0.53%
Barclays Capital, TIC 0.5322%
BA Merrill Lynch, TIC 0.5337%
JPMorgan, TIC 0.5399%
US Bancorp Invest, TIC 0.567%
Jefferies, TIC 0.5897%
BMO Cap Mkts GKST, TIC 0.5922%
PNC Capital Markets, TIC 0.5971%
Raymond James, TIC 0.6647%
Huntington Invest, TIC 0.8288%
Comerica Securities, TIC 0.867%
Hutchinson Shockey, TIC 1.0118%
NEW YORK
Greenburgh (Town)
Nov 6, 2013 . . . . . . $1,500,000
Public Improvement (Serial) Bonds, 2013 Series B (Federally Taxable) (book entry).
Dated Nov 15, 2013.
Due Apr 15, 2014 to 2018.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 100.9932, TIC 1.5771%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/14 | $300,000 | 2.00% | 0.40% | ||
| 4/15/15 | $300,000 | 2.00% | 0.65% | ||
| 4/15/16 | $300,000 | 2.00% | 1.00% | ||
| 4/15/17 | $300,000 | 2.00% | 1.40% | ||
| 4/15/18 | $300,000 | 2.00% | 1.90% |
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 1.6165%
Roosevelt & Cross, TIC 1.6403%
TEXAS
Graham (City)
Nov 6, 2013 . . . . . . $12,285,000
Combination Tax and Revenue Certificates of Obligation, Taxable Series 2013A (book entry).
Dated Nov 1, 2013.
Due Aug 15, 2015 to 2034.
Callable Aug 15, 2023 at par.
Winning bid: Raymond James, at 100.0000, TIC 4.9708%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $390,000 | 3.75% | 0.75% | BAM | |
| 8/15/16 | $400,000 | 3.75% | 1.10% | BAM | |
| 8/15/17 | $415,000 | 3.75% | 1.70% | BAM | |
| 8/15/18 | $425,000 | 3.75% | 2.20% | BAM | |
| 8/15/19 | $445,000 | 3.75% | 2.70% | BAM | |
| 8/15/20 | $460,000 | 4.00% | 3.20% | BAM | |
| 8/15/21 | $480,000 | 4.00% | 3.75% | BAM | |
| 8/15/22 | $505,000 | 4.10% | 4.10% | BAM | |
| 8/15/23 | $530,000 | 4.40% | 4.40% | BAM | |
| 8/15/24 | $555,000 | 4.60% | 4.60% | BAM | |
| 8/15/25 | $585,000 | 4.80% | 4.80% | BAM | |
| 8/15/26 | $620,000 | 5.00% | 5.00% | BAM | |
| 8/15/28 | $1,350,000 | 5.10% | 5.10% | BAM | |
| 8/15/31 | $2,340,000 | 5.25% | 5.25% | BAM | |
| 8/15/34 | $2,785,000 | 5.35% | 5.35% | BAM |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
Hutchinson Shockey, TIC 5.0375%
Robert W. Baird, TIC 5.3325%
BOSC, TIC 5.8458%
