IOWA
Storm Lake Community School District
Aug 29, 2013 . . . . . . $10,000,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 3, 2013.
Due Jul 1, 2016 to 2029.
Callable Jul 1, 2022 at par.
Winning bid: Raymond James, at 99.1040, TIC 3.7556%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/20 | $1,155,000 | 2.40% | 2.40% | ||
7/1/21 | $245,000 | 2.75% | 2.75% | ||
7/1/22 | $250,000 | 3.00% | 3.00% | ||
7/1/23 | $1,085,000 | 3.05% | 3.05% | ||
7/1/24 | $1,115,000 | 3.25% | 3.25% | ||
7/1/25 | $1,150,000 | 3.60% | 3.60% | ||
7/1/26 | $1,190,000 | 3.75% | 3.75% | ||
7/1/27 | $1,225,000 | 4.10% | 4.10% | ||
7/1/28 | $1,270,000 | 4.125% | 4.15% | ||
7/1/29 | $1,315,000 | 4.15% | 4.20% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.7761%
Hutchinson Shockey, TIC 3.8977%
BOSC, TIC 3.9732%
KENTUCKY
Floyd County Public Properties Corporation
Aug 29, 2013 . . . . . . $6,200,000
First Mortgage Revenue Refunding Bonds (Floyd County Justice Center Project), Series 2013 (bank qualified) (book entry).
Dated Sep 19, 2013.
Due Sep 1, 2015 to 2026.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.1449, TIC 3.0085%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/18 | $1,870,000 | 1.20% | 1.20% | ||
9/1/19 | $485,000 | 2.00% | 2.00% | ||
9/1/20 | $500,000 | 3.00% | 2.30% | ||
9/1/21 | $515,000 | 3.00% | 2.70% | ||
9/1/22 | $530,000 | 3.00% | 3.00% | ||
9/1/23 | $545,000 | 3.10% | 3.15% | ||
9/1/24 | $565,000 | 3.30% | 3.35% | ||
9/1/25 | $585,000 | 3.50% | 3.50% | ||
9/1/26 | $605,000 | 3.60% | 3.65% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Frankfort Electric and Water Plant Board
Aug 29, 2013 . . . . . . $3,920,000
Electric and Water Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 12, 2013.
Due Dec 1, 2014 to 2023.
Non-callable.
Winning bid: Hutchinson Shockey, at 100.8865, TIC 2.7253%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $355,000 | 2.00% | 0.50% | ||
12/1/15 | $360,000 | 2.00% | 0.75% | ||
12/1/16 | $370,000 | 2.00% | 1.00% | ||
12/1/17 | $375,000 | 2.00% | 1.50% | ||
12/1/18 | $385,000 | 2.00% | 2.00% | ||
12/1/19 | $390,000 | 2.50% | 2.30% | ||
12/1/20 | $400,000 | 3.00% | 2.70% | ||
12/1/21 | $415,000 | 3.25% | 3.00% | ||
12/1/22 | $430,000 | 3.50% | 3.20% | ||
12/1/23 | $440,000 | 3.50% | 3.35% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 2.8069%
Ross Sinclaire, TIC 2.8278%
MASSACHUSETTS
Ashburnham (Town)
Aug 29, 2013 . . . . . . $1,300,000
General Obligation Bond Anticipation Notes (new).
Dated Sep 11, 2013.
Due Jan 24, 2014.
Purchased $1,300,000.00 by Century Bk, at 0.6%, effective rate 0.6%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.85%
MICHIGAN
Lewis #435 Drain Drainage District
Aug 29, 2013 . . . . . . $2,385,000
2013 Drainage District Bonds (General Obligation Limited Tax) (bank qualified) (book entry).
Dated Sep 19, 2013.
Due May 1, 2015 to 2034.
Callable May 1, 2023 at par.
Winning bid: Isabella Bk & Trust, at n/a, TIC 3.5654%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/15 | $115,000 | 1.50% | NRO | ||
5/1/16 | $115,000 | 1.60% | NRO | ||
5/1/17 | $115,000 | 1.65% | NRO | ||
5/1/18 | $120,000 | 1.70% | NRO | ||
5/1/19 | $120,000 | 1.75% | NRO | ||
5/1/20 | $120,000 | 2.00% | NRO | ||
5/1/21 | $120,000 | 2.30% | NRO | ||
5/1/22 | $120,000 | 2.80% | NRO | ||
5/1/23 | $120,000 | 3.10% | NRO | ||
5/1/24 | $120,000 | 3.30% | NRO | ||
5/1/25 | $120,000 | 3.45% | NRO | ||
5/1/26 | $120,000 | 3.60% | NRO | ||
5/1/27 | $120,000 | 3.75% | NRO | ||
5/1/28 | $120,000 | 3.90% | NRO | ||
5/1/29 | $120,000 | 4.00% | NRO | ||
5/1/30 | $120,000 | 4.10% | NRO | ||
5/1/31 | $120,000 | 4.20% | NRO | ||
5/1/32 | $120,000 | 4.36% | NRO | ||
5/1/33 | $120,000 | 4.40% | NRO | ||
5/1/34 | $120,000 | 4.50% | NRO |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Robert W. Baird, TIC 4.0551%
Comerica Securities, TIC 4.5607%
Stifel Nicolaus, TIC 4.6044%
NEW JERSEY
Nutley Township
Aug 29, 2013 . . . . . . $4,700,000
General Bonds of 2013 (bank qualified) (book entry).
Dated Sep 12, 2013.
Due Sep 1, 2014 to 2023.
Non-callable.
Winning bid: Sterne Agee, at 101.4490, NIC 2.2225%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $470,000 | 2.00% | 0.35% | ||
9/1/15 | $470,000 | 2.00% | 0.55% | ||
9/1/16 | $470,000 | 2.00% | 0.90% | ||
9/1/17 | $470,000 | 2.00% | 1.10% | ||
9/1/18 | $470,000 | 2.00% | 1.45% | ||
9/1/19 | $470,000 | 2.00% | 1.95% | ||
9/1/20 | $470,000 | 2.25% | 2.15% | ||
9/1/21 | $470,000 | 2.75% | 2.40% | ||
9/1/22 | $470,000 | 3.00% | 2.60% | ||
9/1/23 | $470,000 | 3.00% | 2.80% |
Other managers: BOSC, Inc..
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, NIC 2.2618%
UBS Financial Svcs, NIC 2.3007%
TD Securities, NIC 2.9074%
NEW YORK
Alden Village
Aug 29, 2013 . . . . . . $2,923,000
Bond Anticipation Notes for Various Improvements-2013 (bank qualified).
Dated Sep 19, 2013.
Due Sep 18, 2014.
Purchased $2,923,000.00 by Roosevelt & Cross, at 1.0%, plus $11,700.00, effective rate 0.5986%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1713%
Catlin (Town)
Aug 29, 2013 . . . . . . $402,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 10, 2013.
Due Sep 10, 2014.
Purchased $402,000.00 by Roosevelt & Cross, at 2.0%, plus $1,262.00, effective rate 1.6861%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.3531%
Commack Union Free School District
Aug 29, 2013 . . . . . . $1,387,500
Bond Anticipation Notes-2013.
Dated Sep 12, 2013.
Due Sep 12, 2014.
Purchased $1,387,500.00 by TD Securities, at 1.25%, plus $12,931.50, effective rate 0.318%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Capital One, Effective Rate 0.37%
JPMorgan Chase, Effective Rate 0.69%
Oppenheimer, Effective Rate 0.9904%
Commack Union Free School District
Aug 29, 2013 . . . . . . $10,050,000
School District Serial Bonds-2013 (book entry).
Dated Sep 12, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2020 at par.
Winning bid: Roosevelt & Cross, at 101.1310, NIC 3.2959%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $500,000 | 1.00% | 0.30% | ||
9/1/15 | $575,000 | 2.00% | 0.55% | ||
9/1/16 | $675,000 | 3.00% | 0.90% | ||
9/1/17 | $675,000 | 3.00% | 1.30% | ||
9/1/18 | $675,000 | 3.00% | 1.70% | ||
9/1/19 | $675,000 | 3.00% | 2.10% | ||
9/1/20 | $675,000 | 3.00% | 2.45% | ||
9/1/21 | $675,000 | 3.00% | 2.80% | ||
9/1/22 | $675,000 | 3.00% | 3.05% | ||
9/1/23 | $700,000 | 3.125% | 3.25% | ||
9/1/24 | $700,000 | 3.375% | 3.45% | ||
9/1/25 | $700,000 | 3.50% | 3.65% | ||
9/1/26 | $700,000 | 4.00% | 3.80% | ||
9/1/27 | $725,000 | 4.00% | 3.95% | ||
9/1/28 | $725,000 | 4.00% | 4.00% |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Morgan Stanley, NIC 3.4835%
Robert W. Baird, NIC 3.5595%
Commack Union Free School District
Aug 29, 2013 . . . . . . $28,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 12, 2013.
Due Jun 26, 2014.
Purchased $28,000,000.00 by JPMorgan, at 1.0%, plus $180,600.00, effective rate 0.1824%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.1849%
Jefferies, Effective Rate 0.2851%
Capital One, Effective Rate 0.39%
JPMorgan Chase, Effective Rate 0.62%
Oppenheimer, Effective Rate 0.762%
Oppenheimer, Effective Rate 0.8127%
Corning (Town)
Aug 29, 2013 . . . . . . $603,870
Bond Anticipation Notes, 2013B (bank qualified).
Dated Sep 12, 2013.
Due Sep 11, 2014.
Purchased $603,870.00 by Chemung Canal, at 1.4%, effective rate 1.4%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.1167%
Roosevelt & Cross, Effective Rate 2.375%
Eastport-South Manor Central School District
Aug 29, 2013 . . . . . . $15,500,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 10, 2013.
Due Jun 27, 2014.
Purchased $15,500,000.00 by JPMorgan, at 1.25%, plus $118,885.00, effective rate 0.2879%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.3294%
Jefferies, Effective Rate 0.3507%
Capital One, Effective Rate 0.36%
TD Securities, Effective Rate 0.4999%
Oppenheimer, Effective Rate 0.5601%
Geneva City School District
Aug 29, 2013 . . . . . . $6,000,000
Bond Anticipation Notes, 2013.
Dated Sep 11, 2013.
Due Aug 15, 2014.
Purchased $6,000,000.00 by TD Securities, at 1.0%, plus $29,280.00, effective rate 0.474%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.67%
Oppenheimer, Effective Rate 0.6807%
Jefferies, Effective Rate 0.7715%
First Niagara Bank, Effective Rate 1.05%
Holland Patent Central School District
Aug 29, 2013 . . . . . . $845,411
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $845,410.00 by JPMorgan Chase, at 0.82%, effective rate 0.82%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0226%
Oppenheimer, Effective Rate 1.245%
Adirondack Bank, Effective Rate 1.95%
Huntington (Town)
Aug 29, 2013 . . . . . . $13,430,000
Public Improvement Serial Bonds-2013 (book entry).
Dated Sep 12, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2022 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.2705%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $725,000 | 2.00% | 0.28% | ||
9/1/15 | $730,000 | 2.00% | 0.50% | ||
9/1/16 | $745,000 | 2.00% | 0.85% | ||
9/1/17 | $755,000 | 3.00% | 1.20% | ||
9/1/18 | $785,000 | 3.00% | 1.70% | ||
9/1/19 | $815,000 | 3.00% | 2.14% | ||
9/1/20 | $850,000 | 3.00% | 2.48% | ||
9/1/21 | $880,000 | 3.00% | 2.70% | ||
9/1/22 | $915,000 | 3.00% | 2.95% | ||
9/1/23 | $955,000 | 3.00% | 3.10% | ||
9/1/24 | $985,000 | 3.125% | 3.30% | ||
9/1/25 | $1,020,000 | 3.375% | 3.50% | ||
9/1/26 | $1,050,000 | 3.50% | 3.65% | ||
9/1/27 | $1,090,000 | 4.00% | 3.75% | ||
9/1/28 | $1,130,000 | 4.00% | 3.90% |
Other managers: Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
FTN Fin Cap Mkts, NIC 3.3328%
Fidelity Capital, NIC 3.3583%
Hutchinson Shockey, NIC 3.3851%
Robert W. Baird, NIC 3.4316%
Port Jervis (City)
Aug 29, 2013 . . . . . . $3,185,433
Various Purposes Serial Bonds-2013 (bank qualified) (book entry).
Dated Sep 12, 2013.
Due Sep 1, 2015 to 2033.
Callable Sep 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 4.2315%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/15 | $120,433 | 4.00% | 0.75% | MAC | |
9/1/16 | $130,000 | 4.00% | 1.10% | MAC | |
9/1/17 | $130,000 | 4.00% | 1.35% | MAC | |
9/1/18 | $135,000 | 4.00% | 1.75% | MAC | |
9/1/19 | $135,000 | 4.00% | 2.15% | MAC | |
9/1/20 | $140,000 | 4.00% | 2.50% | MAC | |
9/1/21 | $145,000 | 4.00% | 2.80% | MAC | |
9/1/22 | $150,000 | 4.00% | 3.10% | MAC | |
9/1/23 | $155,000 | 4.00% | 3.30% | MAC | |
9/1/24 | $160,000 | 4.00% | 3.50% | MAC | |
9/1/25 | $165,000 | 4.00% | 3.75% | MAC | |
9/1/26 | $170,000 | 4.00% | 3.90% | MAC | |
9/1/27 | $180,000 | 4.00% | 4.00% | MAC | |
9/1/28 | $190,000 | 4.125% | 4.125% | MAC | |
9/1/29 | $195,000 | 4.25% | 4.25% | MAC | |
9/1/30 | $205,000 | 4.375% | 4.375% | MAC | |
9/1/31 | $215,000 | 4.50% | 4.45% | MAC | |
9/1/32 | $225,000 | 4.50% | 4.50% | MAC | |
9/1/33 | $240,000 | 4.50% | 4.55% | MAC |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Robert W. Baird, NIC 4.49%
Rome (City)
Aug 29, 2013 . . . . . . $7,164,073
Bond Anticipation Notes, Series 2013 (bank qualified).
Dated Sep 6, 2013.
Due Sep 5, 2014.
Purchased $7,164,070.00 by JPMorgan Chase, at 0.71%, effective rate 0.71%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7192%
Oppenheimer, Effective Rate 0.8389%
TD Securities, Effective Rate 0.8659%
First Niagara Bank, Effective Rate 1.05%
West Islip Union Free School District
Aug 29, 2013 . . . . . . $30,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 11, 2013.
Due Jun 30, 2014.
Purchased $30,000,000.00 by TD Securities, at 1.0%, plus $132,900.00, effective rate 0.4482%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.64%
Oppenheimer, Effective Rate 0.6596%
Oppenheimer, Effective Rate 0.7592%
OHIO
Sidney (City)
Aug 29, 2013 . . . . . . $9,920,000
Various Purpose Limited Tax General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 17, 2013.
Due Dec 1, 2013 to 2037.
Callable Dec 1, 2018 at par.
Winning bid: Raymond James, at 100.0111, TIC 3.3903%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/13 | $300,000 | 2.00% | 0.45% | ||
12/1/14 | $530,000 | 2.00% | 0.50% | ||
12/1/15 | $550,000 | 2.00% | 0.70% | ||
12/1/16 | $560,000 | 2.00% | 1.00% | ||
12/1/17 | $570,000 | 2.00% | 1.30% | ||
12/1/18 | $590,000 | 2.00% | 1.60% | ||
12/1/19 | $600,000 | 2.00% | 1.90% | ||
12/1/20 | $605,000 | 2.25% | 2.05% | ||
12/1/21 | $620,000 | 2.50% | 2.50% | ||
12/1/22 | $635,000 | 2.75% | 2.75% | ||
12/1/23 | $655,000 | 2.95% | 2.95% | ||
12/1/24 | $675,000 | 3.15% | 3.15% | ||
12/1/26 | $375,000 | 3.50% | 3.50% | ||
12/1/28 | $400,000 | 3.80% | 3.80% | ||
12/1/30 | $430,000 | 4.125% | 4.00% | ||
12/1/33 | $720,000 | 4.125% | 4.125% | ||
12/1/35 | $530,000 | 4.375% | 4.375% | ||
12/1/37 | $575,000 | 4.50% | 4.50% |
L.O.: Peck, Shaffer & Williams, Columbus, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Robert W. Baird, TIC 3.4669%
Piper Jaffray, TIC 3.4913%
Fifth Third Secs, TIC 3.5504%
Stifel Nicolaus, TIC 3.6417%
FTN Fin Cap Mkts, TIC 3.8764%
SOUTH CAROLINA
South Carolina Association of Governmental Organizations (SCAGO)
Aug 29, 2013 . . . . . . $113,533,000
Certificates of Participation Series 2013D (book entry).
Dated Sep 19, 2013.
Due Mar 3, 2014.
Purchased $113,533,000.00 by BA Merrill Lynch, at 1.0%, plus $433,696.06, effective rate 0.1609%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
JPMorgan, Effective Rate 0.174%
Citigroup, Effective Rate 0.174%
Wells Fargo Secs, Effective Rate 0.1809%
Morgan Stanley, Effective Rate 0.194%
Piper Jaffray, Effective Rate 0.1981%
TD Securities, Effective Rate 0.2024%
TENNESSEE
Washington County
Aug 28, 2013 . . . . . . $2,630,000
Rural School Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 13, 2013.
Due Jul 15, 2014 to 2025.
Callable Jul 15, 2021 at par.
Winning bid: FTN Fin Cap Mkts, at 102.9455, TIC 2.2691%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/14 | $190,000 | 2.00% | 0.40% | ||
7/15/15 | $195,000 | 2.00% | 0.55% | ||
7/15/16 | $200,000 | 2.00% | 0.80% | ||
7/15/17 | $205,000 | 2.00% | 1.00% | ||
7/15/18 | $210,000 | 2.00% | 1.30% | ||
7/15/19 | $215,000 | 3.00% | 1.75% | ||
7/15/20 | $220,000 | 3.00% | 2.00% | ||
7/15/21 | $225,000 | 3.00% | 2.30% | ||
7/15/22 | $230,000 | 2.50% | 2.40% | ||
7/15/23 | $240,000 | 3.00% | 2.30% | ||
7/15/24 | $245,000 | 3.00% | 2.60% | ||
7/15/25 | $255,000 | 3.00% | 2.65% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Raymond James & Associates, Inc., Nashville, TN.
Other bidders were:
Robert W. Baird, TIC 2.3486%
Stifel Nicolaus, TIC 2.3707%
Sterne Agee, TIC 2.4963%
SunTrust Robinson, TIC 2.5507%
Washington County
Aug 28, 2013 . . . . . . $5,520,000
General Obligation Capital Outlay Notes, Series 2013 (bank qualified) (book entry).
Dated Sep 13, 2013.
Due Jul 15, 2014 to 2025.
Callable Jul 15, 2021 at par.
Winning bid: FTN Fin Cap Mkts, at 103.5909, TIC 2.0497%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/14 | $590,000 | 2.00% | 0.40% | ||
7/15/15 | $595,000 | 2.00% | 0.55% | ||
7/15/16 | $605,000 | 2.00% | 0.80% | ||
7/15/17 | $605,000 | 3.00% | 1.00% | ||
7/15/18 | $565,000 | 3.00% | 1.35% | ||
7/15/19 | $450,000 | 3.00% | 1.70% | ||
7/15/20 | $460,000 | 3.00% | 2.00% | ||
7/15/21 | $475,000 | 2.50% | 2.30% | ||
7/15/22 | $310,000 | 2.50% | 2.40% | ||
7/15/23 | $315,000 | 3.00% | 2.50% | ||
7/15/24 | $270,000 | 3.00% | 2.55% | ||
7/15/25 | $280,000 | 3.00% | 2.65% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Raymond James & Associates, Inc., Nashville, TN.
Other bidders were:
Robert W. Baird, TIC 2.0665%
Stifel Nicolaus, TIC 2.11%
Sterne Agee, TIC 2.1251%
SunTrust Robinson, TIC 2.2088%
BMO Cap Mkts GKST, TIC 2.2096%
Wells Fargo Secs, TIC 2.3535%
Morgan Stanley, TIC 2.4894%
TEXAS
Austin (City)
Aug 29, 2013 . . . . . . $25,470,000
Certificates of Obligation, Series 2013 (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2016 to 2038.
Callable Sep 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.1294, TIC 4.2405%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/16 | $790,000 | 4.00% | 0.77% | ||
9/1/17 | $800,000 | 4.00% | 1.14% | ||
9/1/18 | $825,000 | 4.00% | 1.55% | ||
9/1/19 | $845,000 | 4.00% | 2.00% | ||
9/1/20 | $875,000 | 4.00% | 2.30% | ||
9/1/21 | $900,000 | 4.00% | 2.70% | ||
9/1/22 | $925,000 | 5.00% | 3.00% | ||
9/1/23 | $965,000 | 5.00% | 3.15% | ||
9/1/24 | $1,005,000 | 3.25% | 3.40% | ||
9/1/25 | $1,025,000 | 3.50% | 3.60% | ||
9/1/26 | $1,055,000 | 3.75% | 3.80% | ||
9/1/27 | $1,080,000 | 4.00% | 4.00% | ||
9/1/28 | $1,115,000 | 4.00% | 4.10% | ||
9/1/29 | $1,180,000 | 4.00% | 4.20% | ||
9/1/30 | $1,220,000 | 4.125% | 4.30% | ||
9/1/31 | $1,260,000 | 4.25% | 4.35% | ||
9/1/32 | $1,260,000 | 4.25% | 4.40% | ||
9/1/33 | $1,300,000 | 4.375% | 4.45% | ||
9/1/34 | $1,320,000 | 4.375% | 4.50% | ||
9/1/35 | $1,360,000 | 4.50% | 4.55% | ||
9/1/36 | $1,405,000 | 4.50% | 4.60% | ||
9/1/38 | $2,960,000 | 4.50% | 4.67% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Cronin & Co., Inc., CastleOak Securities, L.P., Bernardi Securities, Inc., FTN Financial Capital Markets.
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Public Financial Management, Inc., Austin, TX.
Other bidders were:
BA Merrill Lynch, TIC 4.2618%
Piper Jaffray, TIC 4.2954%
Raymond James, TIC 4.2997%
JPMorgan, TIC 4.3187%
RBC Capital Mkts, TIC 4.3348%
William Blair, TIC 4.3359%
Citigroup, TIC 4.3513%
Jefferies, TIC 4.3678%
Hutchinson Shockey, TIC 4.3744%
Wells Fargo Secs, TIC 4.4301%
Austin (City)
Aug 29, 2013 . . . . . . $51,240,000
Public Property Finance Contractual Obligations, Series 2013 (book entry).
Dated Sep 1, 2013.
Due May 1, 2014 to Nov 1, 2020.
Non-callable.
Winning bid: Frost Bank, at 102.4829, TIC 1.6507%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/14 | $3,080,000 | 0.50% | 0.23% | ||
11/1/14 | $3,380,000 | 1.00% | 0.30% | ||
5/1/15 | $3,435,000 | 1.00% | 0.46% | ||
11/1/15 | $3,485,000 | 1.50% | 0.57% | ||
5/1/16 | $3,535,000 | 1.50% | 0.76% | ||
11/1/16 | $3,590,000 | 2.50% | 0.90% | ||
5/1/17 | $3,645,000 | 3.00% | 1.10% | ||
11/1/17 | $3,700,000 | 3.00% | 1.25% | ||
5/1/18 | $3,755,000 | 3.00% | 1.55% | ||
11/1/18 | $3,810,000 | 3.00% | 1.68% | ||
5/1/19 | $3,870,000 | 2.00% | 1.85% | ||
11/1/19 | $3,925,000 | 2.00% | 2.00% | ||
5/1/20 | $3,985,000 | 2.125% | 2.20% | ||
11/1/20 | $4,045,000 | 2.25% | 2.30% |
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Public Financial Management, Inc., Austin, TX.
Other bidders were:
Morgan Stanley, TIC 1.7658%
Robert W. Baird, TIC 1.8028%
Barclays Capital, TIC 1.8115%
Hutchinson Shockey, TIC 1.8267%
Piper Jaffray, TIC 1.8434%
JPMorgan, TIC 1.8481%
Wells Fargo Secs, TIC 1.86%
FirstSouthwest, TIC 1.8689%
Jefferies, TIC 1.8997%
RBC Capital Mkts, TIC 1.9004%
Citigroup, TIC 1.9944%
Austin (City)
Aug 29, 2013 . . . . . . $104,665,000
Public Improvement Bonds, Series 2013 (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Citigroup, at 108.4413, TIC 3.9368%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $3,295,000 | 2.00% | 0.19% | ||
9/1/16 | $6,665,000 | 5.00% | 0.80% | ||
9/1/17 | $1,325,000 | 4.00% | 1.15% | ||
9/1/19 | $525,000 | 4.00% | 2.00% | ||
9/1/20 | $700,000 | 4.00% | 2.32% | ||
9/1/21 | $6,190,000 | 5.00% | 2.69% | ||
9/1/22 | $14,345,000 | 5.00% | 2.94% | ||
9/1/23 | $9,245,000 | 5.00% | 3.14% | ||
9/1/24 | $8,105,000 | 4.00% | 3.37% | ||
9/1/25 | $5,590,000 | 4.00% | 3.55% | ||
9/1/26 | $3,100,000 | 4.00% | 3.72% | ||
9/1/28 | $6,215,000 | 5.00% | 4.04% | ||
9/1/29 | $6,445,000 | 5.00% | 4.16% | ||
9/1/30 | $6,695,000 | 5.00% | 4.27% | ||
9/1/31 | $6,965,000 | 5.00% | 4.35% | ||
9/1/32 | $7,225,000 | 5.00% | 4.43% | ||
9/1/33 | $12,035,000 | 5.00% | 4.49% |
Other managers: M.R. Beal & Co., Southwest Securities, Inc., Siebert, Brandford, Shank & Co., Mesirow Financial, Inc..
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Public Financial Management, Inc., Austin, TX.
Other bidders were:
Goldman Sachs, TIC 3.9551%
BA Merrill Lynch, TIC 3.9567%
Wells Fargo Secs, TIC 3.961%
RBC Capital Mkts, TIC 3.9639%
Raymond James, TIC 3.9658%
JPMorgan, TIC 3.9753%
Barclays Capital, TIC 3.9879%
Jefferies, TIC 3.9885%
Piper Jaffray, TIC 4.0031%
Robert W. Baird, TIC 4.0485%
Bridgeport (City)
Aug 29, 2013 . . . . . . $4,995,000
Combination Tax and Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Sep 15, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2023 at par.
Winning bid: FirstSouthwest, at 101.8797, TIC 4.1715%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/14 | $80,000 | 2.00% | 0.50% | BAM | |
8/15/15 | $80,000 | 2.00% | 0.75% | BAM | |
8/15/16 | $85,000 | 2.00% | 1.00% | BAM | |
8/15/17 | $85,000 | 2.00% | 1.37% | BAM | |
8/15/18 | $80,000 | 2.00% | 1.75% | BAM | |
8/15/19 | $75,000 | 2.50% | 2.15% | BAM | |
8/15/20 | $160,000 | 3.50% | 2.30% | BAM | |
8/15/21 | $160,000 | 3.50% | 2.70% | BAM | |
8/15/22 | $160,000 | 3.50% | 2.85% | BAM | |
8/15/23 | $160,000 | 3.50% | 3.00% | BAM | |
8/15/24 | $170,000 | 4.00% | 3.10% | BAM | |
8/15/25 | $175,000 | 4.00% | 3.25% | BAM | |
8/15/26 | $290,000 | 4.00% | 3.42% | BAM | |
8/15/28 | $670,000 | 4.25% | 3.75% | BAM | |
8/15/30 | $915,000 | 4.50% | 4.00% | BAM | |
8/15/33 | $1,650,000 | 4.75% | 4.50% | BAM |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX.
Other bidders were:
BOSC, TIC 4.2757%
Harris County Municipal Utility District No. 11
Aug 28, 2013 . . . . . . $2,875,000
Waterworks and Sewer System Combination Unlimited and Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Mar 1, 2015 to 2037.
Callable Mar 1, 2021 at par.
Winning bid: BOSC, at 98.6883, NIC 4.9829%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/15 | $50,000 | 2.50% | 1.00% | AGM | |
3/1/16 | $50,000 | 2.50% | 1.30% | AGM | |
3/1/17 | $50,000 | 2.50% | 1.70% | AGM | |
3/1/18 | $50,000 | 2.75% | 2.10% | AGM | |
3/1/19 | $50,000 | 3.00% | 2.50% | AGM | |
3/1/20 | $50,000 | 3.50% | 2.85% | AGM | |
3/1/28 | $400,000 | 4.50% | 4.50% | AGM | |
3/1/37 | $2,175,000 | 5.00% | 5.00% | AGM |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 5.0612%
Comerica Securities, NIC 5.1138%
Southwest Securities, NIC 5.1393%
GMS Group, NIC 5.4896%
TAXABLE ISSUES
SOUTH CAROLINA
South Carolina Association of Governmental Organizations (SCAGO)
Aug 29, 2013 . . . . . . $6,245,000
Taxable Certificates of Participation Series 2013C (book entry).
Dated Sep 19, 2013.
Due Mar 3, 2014.
Purchased $6,245,000.00 by Citigroup, at 0.5%, effective rate 0.5001%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.5001%
Piper Jaffray, Effective Rate 0.5555%
TENNESSEE
Washington County
Aug 28, 2013 . . . . . . $1,385,000
General Obligation School Bonds, Series 2013 (Federally Taxable) (book entry).
Dated Sep 13, 2013.
Due Jul 15, 2014 to 2025.
Callable Jul 15, 2021 at par.
Winning bid: BMO Cap Mkts GKST, at 100.3063, TIC 3.0906%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/14 | $130,000 | 2.00% | 0.50% | ||
7/15/15 | $125,000 | 2.00% | 0.70% | ||
7/15/16 | $130,000 | 2.00% | 1.15% | ||
7/15/17 | $130,000 | 2.25% | 1.80% | ||
7/15/18 | $130,000 | 2.50% | 2.20% | ||
7/15/19 | $135,000 | 2.75% | 2.60% | ||
7/15/20 | $140,000 | 3.25% | 2.90% | ||
7/15/21 | $145,000 | 3.25% | 3.20% | ||
7/15/25 | $320,000 | 3.80% | 3.85% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Raymond James & Associates, Inc., Nashville, TN.
Other bidders were:
Sterne Agee, TIC 3.2362%
Duncan-Williams, TIC 3.5038%
Robert W. Baird, TIC 3.5217%
FTN Fin Cap Mkts, TIC 3.8051%