CALIFORNIA
San Juan Unified School District
Jan 31, 2013 . . . . . . $20,000,000
General Obligation Bonds, Election of 2012, Series A (book entry).
Dated Feb 21, 2013.
Due Aug 1, 2014 to 2015.
Non-callable.
Winning bid: Citigroup, at 101.1600, TIC 0.3205%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $14,600,000 | 1.00% | 0.25% | ||
| 8/1/15 | $5,400,000 | 1.00% | 0.40% |
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Capitol Public Finance Group, LLC, Sacramento, CA.
Other bidders were:
US Bancorp Invest, TIC 0.3848%
Morgan Stanley, TIC 0.4076%
BA Merrill Lynch, TIC 0.4477%
Southwest Securities, TIC 0.5331%
Raymond James | MK, TIC 0.54%
Wells Fargo Secs, TIC 0.5556%
Oppenheimer, TIC 0.56%
JPMorgan, TIC 0.6063%
Hutchinson Shockey, TIC 0.9008%
San Juan Unified School District
Jan 31, 2013 . . . . . . $50,000,000
General Obligation Bonds, Election of 2002, Series 2013 (book entry).
Dated Feb 21, 2013.
Due Aug 1, 2013 to 2038.
Callable Aug 1, 2022 at par.
Winning bid: Morgan Stanley, at 105.0000, TIC 3.1713%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $2,250,000 | 5.00% | 0.25% | ||
| 8/1/14 | $1,335,000 | 5.00% | 0.30% | ||
| 8/1/15 | $1,400,000 | 5.00% | 0.50% | ||
| 8/1/16 | $1,015,000 | 5.00% | 0.70% | ||
| 8/1/17 | $1,080,000 | 5.00% | 0.90% | ||
| 8/1/18 | $1,130,000 | 5.00% | 1.10% | ||
| 8/1/19 | $1,190,000 | 5.00% | 1.30% | ||
| 8/1/20 | $1,250,000 | 5.00% | 1.55% | ||
| 8/1/21 | $1,310,000 | 5.00% | 1.75% | ||
| 8/1/22 | $1,375,000 | 5.00% | 1.95% | ||
| 8/1/23 | $1,715,000 | 5.00% | 2.15% | ||
| 8/1/24 | $1,780,000 | 5.00% | 2.25% | ||
| 8/1/25 | $1,845,000 | 5.00% | 2.35% | ||
| 8/1/26 | $1,915,000 | 4.00% | 2.60% | ||
| 8/1/27 | $1,985,000 | 3.00% | 3.00% | ||
| 8/1/28 | $2,060,000 | 3.00% | 3.05% | ||
| 8/1/29 | $2,140,000 | 3.00% | 3.10% | ||
| 8/1/30 | $2,220,000 | 3.00% | 3.15% | ||
| 8/1/31 | $2,300,000 | 3.00% | 3.20% | ||
| 8/1/32 | $2,385,000 | 3.25% | 3.25% | ||
| 8/1/33 | $2,475,000 | 3.25% | 3.267% | ||
| 8/1/34 | $2,570,000 | 3.25% | 3.30% | ||
| 8/1/35 | $2,665,000 | 3.375% | 3.40% | ||
| 8/1/36 | $2,765,000 | 3.50% | 3.50% | ||
| 8/1/37 | $2,870,000 | 3.50% | 3.55% | ||
| 8/1/38 | $2,975,000 | 3.50% | 3.60% |
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Capitol Public Finance Group, LLC, Sacramento, CA.
Other bidders were:
Citigroup, TIC 3.2447%
Wells Fargo Secs, TIC 3.3599%
Robert W. Baird, TIC 3.567%
Hutchinson Shockey, TIC 3.6602%
Raymond James | MK, TIC 3.7074%
Santa Clara Unified School District
Jan 31, 2013 . . . . . . $8,025,000
2013 Refunding Certificates of Participation (book entry).
Dated Feb 21, 2013.
Due Jul 1, 2031.
Callable Jul 1, 2022 at par.
Winning bid: Hutchinson Shockey, at 101.7000, TIC 3.8701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/31 | $8,025,000 | 4.00% | 3.50% |
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Morgan Stanley, TIC 4.1851%
CONNECTICUT
East Haddam (Town)
Jan 31, 2013 . . . . . . $1,445,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Feb 7, 2013.
Due Nov 5, 2013.
Purchased $1,445,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $6,626.25, effective rate 0.384%.
L.O.: Updike, Kelly & Spellacy, P.C., Hartford, CT; Updike, Kelly & Spellacy, P.C., New Haven, CT; and Updike, Kelly & Spellacy, P.C., Middletown, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
TD Securities, Effective Rate 0.4559%
Janney Montgomery, Effective Rate 0.6467%
Roosevelt & Cross, Effective Rate 0.8818%
Jefferies, Effective Rate 0.984%
Hartford County Metropolitan District
Jan 31, 2013 . . . . . . $25,030,000
General Obligation Bonds, Issue of 2013, Series B.
Dated Feb 1, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2022 at par.
Winning bid: Morgan Stanley, at 106.6296, TIC 2.4743%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,255,000 | 4.00% | 0.20% | ||
| 2/1/15 | $1,255,000 | 4.00% | 0.48% | ||
| 2/1/16 | $1,255,000 | 5.00% | 0.73% | ||
| 2/1/17 | $1,255,000 | 5.00% | 0.88% | ||
| 2/1/18 | $1,255,000 | 5.00% | 1.04% | ||
| 2/1/19 | $1,255,000 | 5.00% | 1.30% | ||
| 2/1/20 | $1,250,000 | 5.00% | 1.55% | ||
| 2/1/21 | $1,250,000 | 5.00% | 1.76% | ||
| 2/1/22 | $1,250,000 | 5.00% | 1.94% | ||
| 2/1/23 | $1,250,000 | 2.125% | 2.16% | ||
| 2/1/24 | $1,250,000 | 2.25% | 2.27% | ||
| 2/1/25 | $1,250,000 | 2.375% | 2.45% | ||
| 2/1/26 | $1,250,000 | 2.50% | 2.53% | ||
| 2/1/27 | $1,250,000 | 2.50% | 2.60% | ||
| 2/1/28 | $1,250,000 | 2.625% | 2.67% | ||
| 2/1/29 | $1,250,000 | 2.75% | 2.76% | ||
| 2/1/30 | $1,250,000 | 3.00% | 2.84% | ||
| 2/1/31 | $1,250,000 | 3.00% | 2.89% | ||
| 2/1/32 | $1,250,000 | 3.00% | 2.94% | ||
| 2/1/33 | $1,250,000 | 3.00% | 3.00% |
Other managers: Winslow, Evans & Crocker, Fidelity Capital Markets, Jefferies & Company, Inc., Raymond James | Morgan Keegan.
L.O.: Hinckley, Allen & Snyder, Hartford, CT; and Finn Dixon & Herling LLP, Stamford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
JPMorgan, TIC 2.4902%
TD Securities, TIC 2.519%
Citigroup, TIC 2.5311%
BA Merrill Lynch, TIC 2.538%
Janney Montgomery, TIC 2.5742%
William Blair, TIC 2.5834%
Hartford County Metropolitan District
Jan 31, 2013 . . . . . . $30,235,000
General Obligation Bonds, Issue of 2013, Series A.
Dated Feb 1, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2022 at par.
Winning bid: Morgan Stanley, at 106.6379, TIC 2.474%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,515,000 | 4.00% | 0.20% | ||
| 2/1/15 | $1,515,000 | 4.00% | 0.48% | ||
| 2/1/16 | $1,515,000 | 5.00% | 0.73% | ||
| 2/1/17 | $1,515,000 | 5.00% | 0.88% | ||
| 2/1/18 | $1,515,000 | 5.00% | 1.04% | ||
| 2/1/19 | $1,515,000 | 5.00% | 1.30% | ||
| 2/1/20 | $1,515,000 | 5.00% | 1.55% | ||
| 2/1/21 | $1,510,000 | 5.00% | 1.76% | ||
| 2/1/22 | $1,510,000 | 5.00% | 1.94% | ||
| 2/1/23 | $1,510,000 | 2.125% | 2.16% | ||
| 2/1/24 | $1,510,000 | 2.25% | 2.27% | ||
| 2/1/25 | $1,510,000 | 2.375% | 2.45% | ||
| 2/1/26 | $1,510,000 | 2.50% | 2.53% | ||
| 2/1/27 | $1,510,000 | 2.50% | 2.60% | ||
| 2/1/28 | $1,510,000 | 2.625% | 2.67% | ||
| 2/1/29 | $1,510,000 | 2.75% | 2.76% | ||
| 2/1/30 | $1,510,000 | 3.00% | 2.84% | ||
| 2/1/31 | $1,510,000 | 3.00% | 2.89% | ||
| 2/1/32 | $1,510,000 | 3.00% | 2.94% | ||
| 2/1/33 | $1,510,000 | 3.00% | 3.00% |
Other managers: Winslow, Evans & Crocker, Fidelity Capital Markets, Jefferies & Company, Inc., Raymond James | Morgan Keegan.
L.O.: Hinckley, Allen & Snyder, Hartford, CT; and Finn Dixon & Herling LLP, Stamford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
JPMorgan, TIC 2.4896%
Citigroup, TIC 2.4922%
BA Merrill Lynch, TIC 2.5551%
William Blair, TIC 2.5584%
Janney Montgomery, TIC 2.5735%
Hutchinson Shockey, TIC 2.7153%
Meriden (City)
Jan 31, 2013 . . . . . . $25,480,000
General Obligation Bonds, Issue of 2013 (book entry).
Dated Feb 15, 2013.
Due Feb 15, 2015 to 2033.
Callable Feb 15, 2021 at par.
Winning bid: Fidelity Capital, at 102.4929, TIC 2.6553%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $910,000 | 3.00% | 0.55% | ||
| 2/15/16 | $1,365,000 | 3.00% | 0.70% | ||
| 2/15/17 | $1,365,000 | 4.00% | 0.85% | ||
| 2/15/18 | $1,365,000 | 4.00% | 1.10% | ||
| 2/15/19 | $1,365,000 | 3.00% | 1.40% | ||
| 2/15/20 | $1,365,000 | 4.00% | 1.65% | ||
| 2/15/21 | $1,365,000 | 4.00% | 1.90% | ||
| 2/15/22 | $1,365,000 | 2.00% | 2.08% | ||
| 2/15/23 | $1,365,000 | 2.25% | 2.28% | ||
| 2/15/24 | $1,365,000 | 2.375% | 2.40% | ||
| 2/15/25 | $1,365,000 | 2.50% | 2.50% | ||
| 2/15/26 | $1,365,000 | 2.50% | 2.60% | ||
| 2/15/27 | $1,365,000 | 2.625% | 2.68% | ||
| 2/15/28 | $1,365,000 | 3.00% | 2.75% | ||
| 2/15/29 | $1,365,000 | 3.00% | 2.85% | ||
| 2/15/30 | $1,365,000 | 3.00% | 2.95% | ||
| 2/15/31 | $1,365,000 | 3.00% | 3.03% | ||
| 2/15/32 | $1,365,000 | 3.00% | 3.08% | ||
| 2/15/33 | $1,365,000 | 3.00% | 3.13% |
Other managers: Raymond James | Morgan Keegan, Morgan Stanley & Co., Inc., Jefferies & Company, Inc..
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
JPMorgan, TIC 2.7136%
UBS Financial Svcs, TIC 2.7761%
Robert W. Baird, TIC 2.7952%
Piper Jaffray, TIC 2.8396%
Janney Montgomery, TIC 2.8553%
Hutchinson Shockey, TIC 2.986%
KENTUCKY
Kentucky Bond Corporation
Jan 31, 2013 . . . . . . $6,720,000
Financing Program Revenue Bonds, 2013 First Series A (book entry).
Dated Feb 14, 2013.
Due Feb 1, 2014 to 2040.
Callable Feb 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 98.0000, NIC 3.141%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $330,000 | 2.00% | 0.45% | ||
| 2/1/15 | $335,000 | 2.00% | 0.70% | ||
| 2/1/16 | $340,000 | 2.00% | 0.85% | ||
| 2/1/17 | $300,000 | 2.00% | 1.00% | ||
| 2/1/18 | $300,000 | 2.00% | 1.35% | ||
| 2/1/19 | $315,000 | 2.00% | 1.65% | ||
| 2/1/20 | $320,000 | 2.20% | 2.00% | ||
| 2/1/21 | $330,000 | 2.50% | 2.20% | ||
| 2/1/22 | $335,000 | 2.50% | 2.40% | ||
| 2/1/23 | $345,000 | 2.50% | 2.55% | ||
| 2/1/24 | $265,000 | 2.50% | 2.70% | ||
| 2/1/25 | $235,000 | 3.00% | 3.00% | ||
| 2/1/26 | $235,000 | 3.00% | 3.05% | ||
| 2/1/27 | $245,000 | 3.00% | 3.10% | ||
| 2/1/28 | $250,000 | 3.00% | 3.15% | ||
| 2/1/30 | $415,000 | 3.00% | 3.25% | ||
| 2/1/32 | $410,000 | 3.125% | 3.30% | ||
| 2/1/35 | $600,000 | 3.25% | 3.40% | ||
| 2/1/40 | $815,000 | 3.40% | 3.50% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 3.2571%
MASSACHUSETTS
Bedford (Town)
Jan 31, 2013 . . . . . . $5,130,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Feb 7, 2013.
Due Jul 15, 2013 to 2023.
Non-callable.
Winning bid: Ross Sinclaire, at 104.8681, TIC 1.2766%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $100,000 | 2.00% | 0.30% | ||
| 7/15/14 | $570,000 | 2.00% | 0.33% | ||
| 7/15/15 | $565,000 | 2.00% | 0.40% | ||
| 7/15/16 | $550,000 | 2.00% | 0.55% | ||
| 7/15/17 | $540,000 | 2.00% | 0.75% | ||
| 7/15/18 | $525,000 | 2.00% | 0.85% | ||
| 7/15/19 | $510,000 | 2.00% | 1.05% | ||
| 7/15/20 | $495,000 | 2.00% | 1.30% | ||
| 7/15/21 | $490,000 | 2.50% | 1.50% | ||
| 7/15/22 | $485,000 | 2.50% | 1.70% | ||
| 7/15/23 | $300,000 | 2.50% | 1.87% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Raymond James | MK, TIC 1.303%
FTN Fin Cap Mkts, TIC 1.3495%
Robert W. Baird, TIC 1.3582%
Roosevelt & Cross, TIC 1.3654%
BOSC, TIC 1.3691%
Fidelity Capital, TIC 1.3898%
Stifel Nicolaus, TIC 1.4036%
Janney Montgomery, TIC 1.404%
Northampton (City)
Jan 31, 2013 . . . . . . $2,125,000
General Obligation Bond Anticipation Notes (renewal and new money).
Dated Feb 8, 2013.
Due Feb 7, 2014.
Purchased $2,125,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $12,947.68, effective rate 0.389%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.4236%
Janney Montgomery, Effective Rate 0.4685%
Oppenheimer, Effective Rate 0.6293%
TD Securities, Effective Rate 0.653%
Roosevelt & Cross, Effective Rate 0.6831%
Peoples Saving Bk, Effective Rate 0.7593%
Pittsfield (City)
Jan 31, 2013 . . . . . . $5,407,500
Bond Anticipation Notes (new money) (bank qualified).
Dated Feb 8, 2013.
Due Feb 7, 2014.
Purchased $5,407,500.00 by Eastern Bk Cap Mkts, at 1.0%, plus $34,457.94, effective rate 0.361%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.3632%
Jefferies, Effective Rate 0.4437%
Oppenheimer, Effective Rate 0.4592%
Mitsubishi UFJ Secs, Effective Rate 0.5484%
Janney Montgomery, Effective Rate 0.5487%
People's United Bk, Effective Rate 0.5842%
Southern Worcester County Regional Vocational School District
Jan 31, 2013 . . . . . . $9,100,000
State Qualified General Obligation School Bonds (bank qualified) (book entry).
Dated Feb 14, 2013.
Due Jun 1, 2014 to 2042.
Callable Jun 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.2980, TIC 2.8509%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $135,000 | 3.00% | 0.50% | ||
| 6/1/15 | $215,000 | 3.00% | 0.65% | ||
| 6/1/16 | $220,000 | 3.00% | 0.80% | ||
| 6/1/17 | $230,000 | 3.00% | 0.90% | ||
| 6/1/18 | $235,000 | 3.00% | 1.10% | ||
| 6/1/19 | $240,000 | 3.00% | 1.30% | ||
| 6/1/20 | $250,000 | 3.00% | 1.50% | ||
| 6/1/21 | $255,000 | 3.00% | 1.65% | ||
| 6/1/22 | $265,000 | 3.00% | 1.80% | ||
| 6/1/23 | $275,000 | 3.00% | 2.00% | ||
| 6/1/24 | $280,000 | 2.10% | 2.10% | ||
| 6/1/25 | $285,000 | 2.20% | 2.20% | ||
| 6/1/26 | $295,000 | 2.25% | 2.25% | ||
| 6/1/27 | $300,000 | 2.35% | 2.35% | ||
| 6/1/28 | $305,000 | 2.45% | 2.45% | ||
| 6/1/29 | $315,000 | 2.55% | 2.55% | ||
| 6/1/33 | $1,345,000 | 2.65% | 2.65% | ||
| 6/1/36 | $1,110,000 | 3.00% | 3.00% | ||
| 6/1/39 | $1,210,000 | 3.20% | 3.20% | ||
| 6/1/42 | $1,335,000 | 3.35% | 3.35% |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Corby Capital Markets, Inc., Edward D. Jones & Co., SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Northland Securities, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UBS Financial Svcs, TIC 3.3265%
Raymond James | MK, TIC 3.3828%
Fidelity Capital, TIC 3.5417%
NEW JERSEY
Millburn Township
Jan 31, 2013 . . . . . . $3,753,893
General Obligation Bond Anticipation Notes (bank qualified).
Dated Feb 8, 2013.
Due Feb 7, 2014.
Purchased $3,753,890.00 by Valley National Bank, at 0.49%, effective rate 0.49%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Peapack-Gladstone, Effective Rate 0.64%
TD Securities, Effective Rate 0.752%
Jefferies, Effective Rate 0.79%
Oppenheimer, Effective Rate 0.804%
Amboy Natl Bk, Effective Rate 1.2%
Monroe Township (Middlesex County)
Jan 31, 2013 . . . . . . $14,685,000
Bond Anticipation Notes (book entry).
Dated Feb 6, 2013.
Due Feb 6, 2014.
Purchased $14,685,000.00 by Morgan Stanley, at 1.5%, plus $179,744.60, effective rate 0.276%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
TD Securities, Effective Rate 0.453%
Oppenheimer, Effective Rate 0.5008%
Janney Montgomery, Effective Rate 0.617%
Jefferies, Effective Rate 0.756%
Monroe Township (Middlesex County)
Jan 31, 2013 . . . . . . $28,235,000
General Obligation Bonds, Series 2013 (book entry).
Dated Feb 6, 2013.
Due Jan 15, 2014 to 2033.
Callable Jan 15, 2022 at par.
Winning bid: PNC Capital Markets, at n/a, TIC 2.704%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/14 | $750,000 | 2.00% | 0.35% | ||
| 1/15/15 | $1,025,000 | 3.00% | 0.69% | ||
| 1/15/16 | $1,150,000 | 3.00% | 0.85% | ||
| 1/15/17 | $1,310,000 | 3.00% | 1.03% | ||
| 1/15/18 | $1,500,000 | 3.00% | 1.24% | ||
| 1/15/19 | $1,500,000 | 3.00% | 1.48% | ||
| 1/15/20 | $1,500,000 | 3.00% | 1.70% | ||
| 1/15/21 | $1,500,000 | 3.00% | 1.91% | ||
| 1/15/22 | $1,500,000 | 3.00% | 2.14% | ||
| 1/15/23 | $1,500,000 | 2.25% | 2.37% | ||
| 1/15/24 | $1,500,000 | 2.375% | 2.51% | ||
| 1/15/25 | $1,500,000 | 3.00% | 2.65% | ||
| 1/15/26 | $1,500,000 | 3.00% | 2.73% | ||
| 1/15/27 | $1,500,000 | 3.00% | 2.85% | ||
| 1/15/30 | $4,500,000 | 3.00% | 3.09% | ||
| 1/15/33 | $4,500,000 | 3.00% | 3.19% |
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Janney Montgomery, TIC 2.7052%
UBS Financial Svcs, TIC 2.7062%
Jefferies, TIC 2.7093%
Robert W. Baird, TIC 2.7875%
Wells Fargo Secs, TIC 2.8908%
Hutchinson Shockey, TIC 2.963%
TD Securities, TIC 3.0438%
Morristown (Town)
Jan 31, 2013 . . . . . . $3,500,000
Tax Anticipation Note (bank qualified).
Dated Feb 6, 2013.
Due Feb 6, 2014.
Purchased $3,500,000.00 by Jefferies, at 1.5%, plus $23,627.00, effective rate 0.825%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.979%
TD Securities, Effective Rate 1.1%
Oakland Borough
Jan 31, 2013 . . . . . . $9,803,020
$7,871,020 General Bond Anticipation Notes; $1,660,000 Water Utility Bond Anticipation Notes and $272,000 Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Feb 8, 2013.
Due Feb 7, 2014.
Purchased $9,803,050.00 by TD Securities, at 1.25%, plus $74,012.80, effective rate 0.4929%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.4968%
Valley National Bank, Effective Rate 0.59%
TD Bank, N.A., Effective Rate 0.6%
Jefferies, Effective Rate 0.6657%
Janney Montgomery, Effective Rate 0.7396%
Amboy Natl Bk, Effective Rate 1.2%
Woodbridge Township Board of Education
Jan 31, 2013 . . . . . . $1,398,000
Temporary Notes (bank qualified) (book entry).
Dated Feb 6, 2013.
Due Feb 5, 2014.
Purchased $1,398,000.00 by PNC Bank, at 0.9%, effective rate 0.9%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.9855%
Oppenheimer, Effective Rate 1.0304%
Roosevelt & Cross, Effective Rate 1.2209%
NEW YORK
Cayuga County
Jan 31, 2013 . . . . . . $18,210,000
Bond Anticipation Notes, 2013 Series A.
Dated Feb 7, 2013.
Due Apr 26, 2013.
Purchased $18,210,000.00 by KeyBanc Cap Mkts, at 1.0%, plus $18,756.30, effective rate 0.5306%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of America, Effective Rate 0.63%
Jefferies, Effective Rate 0.8763%
Freeport Village
Jan 31, 2013 . . . . . . $880,000
Bond Anticipation Notes-2013 Series B.
Dated Feb 13, 2013.
Due Feb 12, 2014.
Purchased $880,000.00 by Roosevelt & Cross, at 1.25%, plus $1,470.00, effective rate 1.0825%.
L.O.: Harris Beach PLLC, Uniondale, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.5702%
Freeport Village
Jan 31, 2013 . . . . . . $2,900,000
Bond Anticipation Notes-2013 Series A.
Dated Feb 13, 2013.
Due May 8, 2013.
Purchased $2,900,000.00 by Jefferies, at 1.5%, plus $203.00, effective rate 1.4704%.
L.O.: Harris Beach PLLC, Uniondale, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.4788%
Roosevelt & Cross, Effective Rate 1.6822%
Oppenheimer, Effective Rate 1.9746%
Ithaca (City)
Jan 31, 2013 . . . . . . $13,972,475
Bond Anticipation Notes, 2013 Series A.
Dated Feb 19, 2013.
Due Feb 19, 2014.
Purchased $13,972,480.00 by TD Securities, at 1.0%, plus $76,429.44, effective rate 0.453%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.4919%
Morgan Stanley, Effective Rate 0.5935%
Jefferies, Effective Rate 1.731%
Ithaca (City)
Jan 31, 2013 . . . . . . $16,990,522
Public Improvement (Serial) Bonds, 2013 Series A (book entry).
Dated Feb 15, 2013.
Due Feb 15, 2014 to 2037.
Callable Feb 15, 2023 at par.
Winning bid: Hutchinson Shockey, at 100.0000, NIC 3.0001%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $280,522 | 2.00% | 0.35% | ||
| 2/15/15 | $535,000 | 2.00% | 0.50% | ||
| 2/15/16 | $545,000 | 2.50% | 0.70% | ||
| 2/15/17 | $555,000 | 2.50% | 0.88% | ||
| 2/15/18 | $570,000 | 2.50% | 1.10% | ||
| 2/15/19 | $585,000 | 3.00% | 1.35% | ||
| 2/15/20 | $595,000 | 3.00% | 1.65% | ||
| 2/15/21 | $610,000 | 3.00% | 2.00% | ||
| 2/15/22 | $630,000 | 3.00% | 2.15% | ||
| 2/15/23 | $650,000 | 3.00% | 2.30% | ||
| 2/15/24 | $670,000 | 3.00% | 2.50% | ||
| 2/15/25 | $690,000 | 3.00% | 2.70% | ||
| 2/15/26 | $710,000 | 3.00% | 2.85% | ||
| 2/15/27 | $735,000 | 3.00% | 3.00% | ||
| 2/15/28 | $755,000 | 3.00% | 3.03% | ||
| 2/15/29 | $775,000 | 3.00% | 3.07% | ||
| 2/15/30 | $800,000 | 3.00% | 3.10% | ||
| 2/15/31 | $825,000 | 3.00% | 3.12% | ||
| 2/15/32 | $850,000 | 3.00% | 3.14% | ||
| 2/15/33 | $870,000 | 3.00% | 3.16% | ||
| 2/15/34 | $900,000 | 3.00% | 3.18% | ||
| 2/15/35 | $925,000 | 3.00% | 3.20% | ||
| 2/15/36 | $955,000 | 3.10% | 3.22% | ||
| 2/15/37 | $975,000 | 3.10% | 3.25% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.0947%
Janney Montgomery, NIC 3.1652%
Rochester (City)
Jan 31, 2013 . . . . . . $67,470,000
General Obligation Serial Bonds-2013, Series II (book entry).
Dated Feb 14, 2013.
Due Feb 1, 2014 to 2029.
Callable Feb 1, 2022 at par.
Winning bid: JPMorgan, at 111.8377, TIC 1.9484%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $5,725,000 | 3.00% | 0.28% | ||
| 2/1/15 | $7,695,000 | 5.00% | 0.55% | ||
| 2/1/16 | $7,385,000 | 5.00% | 0.75% | ||
| 2/1/17 | $7,435,000 | 5.00% | 0.98% | ||
| 2/1/18 | $6,730,000 | 5.00% | 1.17% | ||
| 2/1/19 | $6,195,000 | 5.00% | 1.43% | ||
| 2/1/20 | $5,315,000 | 5.00% | 1.68% | ||
| 2/1/21 | $4,040,000 | 5.00% | 1.90% | ||
| 2/1/22 | $2,480,000 | 5.00% | 2.09% | ||
| 2/1/23 | $2,850,000 | 3.00% | 2.42% | ||
| 2/1/24 | $2,790,000 | 2.50% | 2.659% | ||
| 2/1/25 | $2,710,000 | 2.50% | 2.697% | ||
| 2/1/26 | $2,265,000 | 3.00% | 2.73% | ||
| 2/1/27 | $1,760,000 | 3.00% | 2.85% | ||
| 2/1/28 | $1,295,000 | 3.00% | 2.92% | ||
| 2/1/29 | $800,000 | 3.00% | 3.00% |
L.O.: Timothy R. Curtin, LLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Citigroup, TIC 1.9487%
TD Securities, TIC 1.9522%
Morgan Stanley, TIC 2.0226%
Guggenheim Secs, TIC 2.0712%
BA Merrill Lynch, TIC 2.1283%
Wells Fargo Secs, TIC 2.14%
Janney Montgomery, TIC 2.1607%
NORTH DAKOTA
Drayton Public School District No. 19
Jan 30, 2013 . . . . . . $3,150,000
General Obligation School Building Bonds, Series 2013 (ND School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Feb 20, 2013.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2020 at par.
Winning bid: Dougherty, at n/a, TIC 1.9041%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $350,000 | 0.40% | 0.40% | ||
| 8/1/17 | $290,000 | 0.60% | 0.60% | ||
| 8/1/19 | $295,000 | 0.90% | 0.90% | ||
| 8/1/21 | $300,000 | 1.20% | 1.20% | ||
| 8/1/23 | $315,000 | 1.50% | 1.50% | ||
| 8/1/25 | $325,000 | 1.80% | 1.80% | ||
| 8/1/27 | $345,000 | 2.00% | 2.00% | ||
| 8/1/32 | $930,000 | 2.20% | 2.20% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.2543%
Northland Securities, TIC 2.3076%
Raymond James | MK, TIC 2.3231%
Northern Cass Public School District No. 97
Jan 30, 2013 . . . . . . $1,765,000
General Obligation Refunding Bonds, Series 2013 (ND SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Feb 20, 2013.
Due Aug 1, 2014 to 2017.
Non-callable.
Winning bid: Dougherty, at n/a, TIC 0.6867%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $435,000 | 0.40% | 0.40% | ||
| 8/1/15 | $435,000 | 0.45% | 0.45% | ||
| 8/1/16 | $445,000 | 0.50% | 0.50% | ||
| 8/1/17 | $450,000 | 0.60% | 0.60% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 0.79%
Raymond James | MK, TIC 0.7962%
Robert W. Baird, TIC 0.8223%
Hutchinson Shockey, TIC 0.8238%
Northland Securities, TIC 0.9665%
Oppenheimer, TIC 1.0398%
OKLAHOMA
Tulsa (City)
Jan 31, 2013 . . . . . . $32,280,000
General Obligation Refunding Bonds of 2013 Series A (book entry).
Dated Mar 1, 2013.
Due Mar 1, 2014 to 2025.
Callable Mar 1, 2020 at par.
Winning bid: BMO Cap Mkts GKST, at 104.2994, TIC 1.7407%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $3,215,000 | 2.50% | 0.25% | ||
| 3/1/15 | $3,110,000 | 2.50% | 0.40% | ||
| 3/1/16 | $3,010,000 | 2.50% | 0.58% | ||
| 3/1/17 | $2,910,000 | 2.50% | 0.73% | ||
| 3/1/18 | $2,815,000 | 2.50% | 0.91% | ||
| 3/1/19 | $2,725,000 | 2.50% | 1.18% | ||
| 3/1/20 | $2,635,000 | 2.50% | 1.41% | ||
| 3/1/21 | $2,555,000 | 2.50% | 1.64% | ||
| 3/1/22 | $2,470,000 | 2.50% | 1.82% | ||
| 3/1/23 | $2,400,000 | 2.50% | 2.00% | ||
| 3/1/24 | $2,330,000 | 2.50% | 2.09% | ||
| 3/1/25 | $2,105,000 | 2.50% | 2.18% |
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, TIC 1.8558%
Southwest Securities, TIC 1.8621%
Hutchinson Shockey, TIC 1.8946%
BA Merrill Lynch, TIC 2.0612%
Jefferies, TIC 2.0916%
US Bancorp Invest, TIC 2.1053%
Tulsa (City)
Jan 31, 2013 . . . . . . $45,000,000
General Obligation Bonds, Series 2013 (book entry).
Dated Mar 1, 2013.
Due Mar 1, 2015 to 2023.
Callable Mar 1, 2020 at par.
Winning bid: JPMorgan, at 113.3987, TIC 1.6267%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $5,000,000 | 4.00% | 0.38% | ||
| 3/1/16 | $5,000,000 | 4.00% | 0.55% | ||
| 3/1/17 | $5,000,000 | 4.00% | 0.68% | ||
| 3/1/18 | $5,000,000 | 4.00% | 0.85% | ||
| 3/1/19 | $5,000,000 | 4.00% | 1.10% | ||
| 3/1/20 | $5,000,000 | 4.00% | 1.35% | ||
| 3/1/21 | $5,000,000 | 4.00% | 1.59% | ||
| 3/1/22 | $5,000,000 | 4.00% | 1.79% | ||
| 3/1/23 | $5,000,000 | 4.00% | 1.99% |
Other managers: Academy Securities Inc..
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, TIC 1.6507%
Citigroup, TIC 1.6824%
Hutchinson Shockey, TIC 1.6932%
William Blair, TIC 1.746%
BA Merrill Lynch, TIC 1.7939%
BMO Cap Mkts GKST, TIC 1.8153%
Jefferies, TIC 1.867%
OREGON
Washington County
Jan 31, 2013 . . . . . . $18,860,000
Full Faith and Credit Refunding Obligations, Series 2013B (Tax-Exempt) (book entry).
Dated Feb 14, 2013.
Due Jun 1, 2013 to 2026.
Callable Jun 1, 2023 at par.
Winning bid: Janney Montgomery, at 111.8555, TIC 1.9417%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $200,000 | 2.00% | 0.30% | ||
| 6/1/14 | $45,000 | 2.00% | 0.40% | ||
| 6/1/15 | $45,000 | 3.00% | 0.50% | ||
| 6/1/16 | $45,000 | 4.00% | 0.70% | ||
| 6/1/17 | $1,580,000 | 1.50% | 0.83% | ||
| 6/1/18 | $1,600,000 | 1.50% | 1.00% | ||
| 6/1/19 | $1,620,000 | 5.00% | 1.24% | ||
| 6/1/20 | $1,710,000 | 5.00% | 1.46% | ||
| 6/1/21 | $1,795,000 | 5.00% | 1.66% | ||
| 6/1/22 | $1,885,000 | 5.00% | 1.84% | ||
| 6/1/23 | $1,975,000 | 5.00% | 2.00% | ||
| 6/1/24 | $2,075,000 | 2.125% | 2.20% | ||
| 6/1/25 | $2,120,000 | 2.25% | 2.32% | ||
| 6/1/26 | $2,165,000 | 2.35% | 2.40% |
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
FirstSouthwest, TIC 1.9543%
BMO Cap Mkts GKST, TIC 1.9641%
JPMorgan, TIC 1.969%
Robert W. Baird, TIC 1.9715%
Morgan Stanley, TIC 2.0697%
BA Merrill Lynch, TIC 2.0699%
KeyBanc Cap Mkts, TIC 2.092%
Guggenheim Secs, TIC 2.0961%
Mesirow Financial, TIC 2.1018%
Citigroup, TIC 2.1137%
Fidelity Capital, TIC 2.1579%
TEXAS
Fort Bend County Municipal Utility District No. 121
Jan 31, 2013 . . . . . . $3,000,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Feb 1, 2013.
Due Sep 1, 2014 to 2038.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 3.5931%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $60,000 | 5.00% | 1.00% | BAM | |
| 9/1/15 | $60,000 | 5.00% | 1.25% | BAM | |
| 9/1/16 | $65,000 | 5.00% | 1.50% | BAM | |
| 9/1/17 | $70,000 | 5.00% | 1.70% | BAM | |
| 9/1/18 | $75,000 | 5.00% | 1.85% | BAM | |
| 9/1/19 | $75,000 | 3.00% | 2.15% | BAM | |
| 9/1/20 | $80,000 | 3.00% | 2.30% | BAM | |
| 9/1/22 | $175,000 | 3.00% | 2.35% | BAM | |
| 9/1/24 | $195,000 | 3.00% | 2.75% | BAM | |
| 9/1/28 | $460,000 | 3.00% | 3.15% | BAM | |
| 9/1/30 | $270,000 | 3.125% | 3.30% | BAM | |
| 9/1/32 | $300,000 | 3.375% | 3.45% | BAM | |
| 9/1/35 | $515,000 | 3.50% | 3.60% | BAM | |
| 9/1/38 | $600,000 | 3.625% | 3.75% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James | Morgan Keegan.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
BOSC, NIC 3.7773%
Hutchinson Shockey, NIC 3.8611%
Southwest Securities, NIC 3.9613%
TAXABLE ISSUES
NEW YORK
Cayuga County
Jan 31, 2013 . . . . . . $1,465,000
Bond Anticipation Notes, 2013 Series B (Renewals) (Federally Taxable).
Dated Feb 7, 2013.
Due Apr 26, 2013.
Purchased $1,465,000.00 by First Niagara Bank, at 1.65%, effective rate 1.65%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.704%
Ithaca (City)
Jan 31, 2013 . . . . . . $175,000
Public Improvement (Serial) Bonds, 2013 Series B (Federally Taxable) (book entry).
Dated Feb 15, 2013.
Due Feb 15, 2014 to 2023.
Non-callable.
Winning bid: Hutchinson Shockey, at 100.0000, NIC 2.6124%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/14 | $10,000 | 2.00% | 0.75% | ||
| 2/15/15 | $15,000 | 2.00% | 1.00% | ||
| 2/15/16 | $15,000 | 2.00% | 1.25% | ||
| 2/15/17 | $15,000 | 2.25% | 1.50% | ||
| 2/15/18 | $20,000 | 2.25% | 1.75% | ||
| 2/15/19 | $20,000 | 2.25% | 2.00% | ||
| 2/15/20 | $20,000 | 2.50% | 2.50% | ||
| 2/15/21 | $20,000 | 2.75% | 2.75% | ||
| 2/15/22 | $20,000 | 3.00% | 3.00% | ||
| 2/15/23 | $20,000 | 3.00% | 3.00% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 2.8396%
Bank of Greene Co, NIC 3.1962%
Roosevelt & Cross, NIC 3.2135%
