FLORIDA
Florida Department of Transportation
Apr 20, 2011 . . . . . . $114,500,000
Right-of-Way Acquisition and Bridge Cosntruction Refunding Bonds, Series 2011A (book entry).
Dated May 12, 2011.
Due Jul 1, 2013 to 2022.
Non-callable.
Winning bid: JPMorgan, at 111.8356, TIC 2.7937%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $9,150,000 | 5.00% | 0.70% | ||
| 7/1/14 | $9,580,000 | 5.00% | 1.14% | ||
| 7/1/15 | $10,105,000 | 5.00% | 1.55% | ||
| 7/1/16 | $10,580,000 | 4.00% | 1.90% | ||
| 7/1/17 | $11,045,000 | 5.00% | 2.27% | ||
| 7/1/18 | $11,630,000 | 5.00% | 2.59% | ||
| 7/1/19 | $12,145,000 | 5.00% | 2.91% | ||
| 7/1/20 | $12,770,000 | 5.00% | 3.14% | ||
| 7/1/21 | $13,415,000 | 5.00% | 3.32% | ||
| 7/1/22 | $14,080,000 | 3.75% | 3.531% |
L.O.: Greenberg Traurig, P.A., Miami, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
RBC Capital Mkts, TIC 2.8005%
Barclays Capital, TIC 2.8306%
Wells Fargo Secs, TIC 2.8445%
Jefferies, TIC 2.8624%
Citigroup, TIC 2.8636%
Morgan Stanley, TIC 2.8679%
BofA Merrill Lynch, TIC 2.8943%
ILLINOIS
Skokie Park District
Apr 20, 2011 . . . . . . $3,000,000
General Obligation Bonds (Alternate Revenue Source), Series 2011A (bank qualified) (book entry).
Dated May 12, 2011.
Due Dec 1, 2012 to 2026.
Callable Dec 1, 2020 at par.
Winning bid: Bernardi Securities, at 99.7000, TIC 3.6202%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $170,000 | 2.00% | 1.00% | ||
| 12/1/13 | $170,000 | 2.00% | 1.20% | ||
| 12/1/14 | $170,000 | 2.00% | 1.55% | ||
| 12/1/15 | $175,000 | 2.25% | 2.00% | ||
| 12/1/16 | $180,000 | 2.50% | 2.30% | ||
| 12/1/17 | $185,000 | 2.75% | 2.60% | ||
| 12/1/18 | $190,000 | 3.00% | 3.00% | ||
| 12/1/19 | $195,000 | 3.25% | 3.25% | ||
| 12/1/20 | $200,000 | 3.50% | 3.50% | ||
| 12/1/21 | $205,000 | 3.60% | 3.60% | ||
| 12/1/22 | $215,000 | 3.80% | 3.80% | ||
| 12/1/23 | $225,000 | 4.00% | 4.00% | ||
| 12/1/24 | $230,000 | 4.05% | 4.10% | ||
| 12/1/25 | $240,000 | 4.15% | 4.20% | ||
| 12/1/26 | $250,000 | 4.25% | 4.30% |
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.8878%
Morgan Keegan, TIC 3.9922%
M&I Marshall, TIC 4.0492%
BMO Capital Markets, TIC 4.0752%
INDIANA
Brownsburg (Town)
Apr 20, 2011 . . . . . . $6,000,000
Sewage Works Revenue Bonds, Series 2011A (book entry).
Dated May 9, 2011.
Due Nov 1, 2012 to 2031.
Callable Nov 1, 2019 at 101.000%, declining to par Nov 1, 2021.
Winning bid: Hutchinson Shockey, at n/a, NIC 4.4207%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $210,000 | 2.00% | NRO | NRO | |
| 11/1/13 | $215,000 | 2.00% | NRO | NRO | |
| 11/1/14 | $220,000 | 2.00% | NRO | NRO | |
| 11/1/15 | $220,000 | 3.00% | NRO | NRO | |
| 11/1/16 | $230,000 | 3.00% | NRO | NRO | |
| 11/1/17 | $235,000 | 3.00% | NRO | NRO | |
| 11/1/18 | $245,000 | 4.00% | NRO | NRO | |
| 11/1/19 | $250,000 | 4.00% | NRO | NRO | |
| 11/1/20 | $265,000 | 4.00% | NRO | NRO | |
| 11/1/21 | $275,000 | 4.00% | NRO | NRO | |
| 11/1/22 | $285,000 | 4.125% | NRO | NRO | |
| 11/1/23 | $300,000 | 4.25% | NRO | NRO | |
| 11/1/24 | $315,000 | 4.375% | NRO | NRO | |
| 11/1/26 | $680,000 | 4.40% | NRO | NRO | |
| 11/1/28 | $760,000 | 4.50% | NRO | NRO | |
| 11/1/31 | $1,295,000 | 4.625% | NRO | NRO |
L.O.: Kroger, Gardis & Regas, LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Incapital, NIC 4.4356%
Stifel Nicolaus, NIC 4.4536%
Robert W. Baird, NIC 4.5088%
City Securities, NIC 4.5242%
Prager Sealy, NIC 4.5412%
J.J.B. Hilliard, NIC 4.6325%
Fifth Third Sec, NIC 4.6675%
BMO Capital Markets, NIC 4.6761%
IOWA
Boone (City)
Apr 19, 2011 . . . . . . $6,915,000
General Obligation Capital Loan Notes, Series 2011 (bank qualified) (book entry).
Dated May 15, 2011.
Due Jun 1, 2012 to 2030.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at n/a, TIC 3.289%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $830,000 | 1.25% | 0.00% | ||
| 6/1/13 | $760,000 | 1.25% | 0.00% | ||
| 6/1/14 | $480,000 | 1.50% | 0.00% | ||
| 6/1/15 | $485,000 | 1.50% | 0.00% | ||
| 6/1/16 | $450,000 | 1.85% | 0.00% | ||
| 6/1/17 | $215,000 | 2.15% | 0.00% | ||
| 6/1/18 | $220,000 | 2.40% | 0.00% | ||
| 6/1/19 | $225,000 | 2.60% | 0.00% | ||
| 6/1/20 | $235,000 | 2.90% | 0.00% | ||
| 6/1/21 | $245,000 | 3.05% | 0.00% | ||
| 6/1/22 | $255,000 | 3.20% | 0.00% | ||
| 6/1/23 | $265,000 | 3.30% | 0.00% | ||
| 6/1/24 | $280,000 | 3.35% | 0.00% | ||
| 6/1/25 | $290,000 | 3.45% | 0.00% | ||
| 6/1/26 | $300,000 | 3.60% | 0.00% | ||
| 6/1/27 | $320,000 | 3.70% | 0.00% | ||
| 6/1/28 | $335,000 | 3.85% | 0.00% | ||
| 6/1/29 | $355,000 | 4.00% | 0.00% | ||
| 6/1/30 | $370,000 | 4.00% | 0.00% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
D.A. Davidson, TIC 3.3089%
Piper Jaffray, TIC 3.4132%
Robert W. Baird, TIC 3.4433%
Northland Securities, TIC 3.5041%
Hutchinson Shockey, TIC 3.5139%
FTN Fin Cap Mkts, TIC 3.5298%
Morgan Keegan, TIC 3.5608%
KENTUCKY
Kenton County Public Library District
Apr 20, 2011 . . . . . . $9,995,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated May 4, 2011.
Due Dec 1, 2011 to 2030.
Callable Jun 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 99.4413, NIC 3.5549%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $370,000 | 1.00% | 0.40% | ||
| 12/1/12 | $395,000 | 1.50% | 0.65% | ||
| 12/1/13 | $405,000 | 1.50% | 0.90% | ||
| 12/1/14 | $410,000 | 1.75% | 1.30% | ||
| 12/1/15 | $415,000 | 2.00% | 1.60% | ||
| 12/1/16 | $425,000 | 2.00% | NRO | NRO | |
| 12/1/17 | $435,000 | 2.50% | 2.35% | ||
| 12/1/18 | $445,000 | 2.75% | 2.60% | ||
| 12/1/19 | $460,000 | 3.00% | 2.85% | ||
| 12/1/20 | $470,000 | 3.00% | 3.05% | ||
| 12/1/21 | $490,000 | 3.20% | NRO | NRO | |
| 12/1/22 | $505,000 | 3.30% | NRO | NRO | |
| 12/1/23 | $520,000 | 3.40% | NRO | NRO | |
| 12/1/24 | $540,000 | 3.50% | 3.50% | ||
| 12/1/25 | $560,000 | 3.60% | 3.60% | ||
| 12/1/26 | $580,000 | 3.75% | 3.75% | ||
| 12/1/27 | $605,000 | 4.00% | 3.90% | ||
| 12/1/28 | $630,000 | 4.00% | 4.00% | ||
| 12/1/30 | $1,335,000 | 4.00% | 4.125% |
Other managers: SunTrust Robinson Humphrey.
In association with: First Kentucky Securities Corp., Oppenheimer & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Raymond James, NIC 3.5559%
Robert W. Baird, NIC 3.5995%
Sterne Agee, NIC 3.8107%
J.J.B. Hilliard, NIC 3.8156%
MAINE
Cumberland (Town)
Apr 20, 2011 . . . . . . $890,000
2011 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated May 1, 2011.
Due Dec 1, 2011 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at 103.6750, TIC 2.9159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $110,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $90,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $90,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $85,000 | 2.125% | NRO | NRO | |
| 12/1/15 | $95,000 | 2.25% | NRO | NRO | |
| 12/1/16 | $95,000 | 2.625% | NRO | NRO | |
| 12/1/17 | $100,000 | 4.50% | NRO | NRO | |
| 12/1/18 | $110,000 | 5.00% | NRO | NRO | |
| 12/1/19 | $115,000 | 5.00% | NRO | NRO |
L.O.: Jensen Baird Gardner & Henry, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 3.0601%
TD Securities, TIC 3.2156%
MASSACHUSETTS
Burlington (Town)
Apr 20, 2011 . . . . . . $6,750,000
General Obligation Bond Anticipation Notes.
Dated Apr 28, 2011.
Due Jul 27, 2011.
Purchased $6,750,000.00 by TD Securities, at 1.0%, plus $11,414.25, effective rate 0.316%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.3446%
FirstSouthwest, Effective Rate 0.3489%
Eastern Bk Cap Mkts, Effective Rate 0.4491%
Janney Montgomery, Effective Rate 0.4491%
Century Bk, Effective Rate 0.5933%
Clinton (Town)
Apr 20, 2011 . . . . . . $1,800,000
General Obligation Water Bonds (bank qualified) (book entry).
Dated May 5, 2011.
Due May 1, 2012 to 2026.
Callable May 1, 2021 at par.
Winning bid: Eastern Bk Cap Mkts, at 101.9580, TIC 3.9297%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $125,000 | 3.00% | NRO | NRO | AGM |
| 5/1/13 | $125,000 | 3.00% | NRO | NRO | AGM |
| 5/1/14 | $125,000 | 3.00% | NRO | NRO | AGM |
| 5/1/15 | $125,000 | 3.00% | NRO | NRO | AGM |
| 5/1/16 | $125,000 | 3.50% | NRO | NRO | AGM |
| 5/1/17 | $120,000 | 4.00% | NRO | NRO | AGM |
| 5/1/18 | $120,000 | 4.00% | NRO | NRO | AGM |
| 5/1/19 | $120,000 | 4.00% | NRO | NRO | AGM |
| 5/1/20 | $120,000 | 4.25% | NRO | NRO | AGM |
| 5/1/21 | $120,000 | 4.25% | NRO | NRO | AGM |
| 5/1/23 | $230,000 | 4.00% | NRO | NRO | AGM |
| 5/1/26 | $345,000 | 5.00% | NRO | NRO | AGM |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.9774%
Fidelity Capital, TIC 4.0699%
Winchester (Town)
Apr 20, 2011 . . . . . . $21,032,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Apr 28, 2011.
Due Apr 15, 2012 to 2036.
Callable Apr 15, 2021 at par.
Winning bid: Fidelity Capital, at 100.8958, TIC 3.8159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/12 | $902,000 | 3.00% | NRO | NRO | |
| 4/15/13 | $900,000 | 2.00% | NRO | NRO | |
| 4/15/14 | $900,000 | 2.00% | NRO | NRO | |
| 4/15/15 | $900,000 | 2.00% | NRO | NRO | |
| 4/15/16 | $900,000 | 3.00% | NRO | NRO | |
| 4/15/17 | $895,000 | 3.00% | NRO | NRO | |
| 4/15/18 | $895,000 | 4.00% | NRO | NRO | |
| 4/15/19 | $895,000 | 4.00% | NRO | NRO | |
| 4/15/20 | $895,000 | 3.00% | NRO | NRO | |
| 4/15/21 | $895,000 | 3.00% | NRO | NRO | |
| 4/15/22 | $895,000 | 3.25% | NRO | NRO | |
| 4/15/23 | $895,000 | 3.50% | NRO | NRO | |
| 4/15/24 | $895,000 | 3.50% | NRO | NRO | |
| 4/15/25 | $895,000 | 3.75% | NRO | NRO | |
| 4/15/26 | $895,000 | 4.00% | NRO | NRO | |
| 4/15/27 | $890,000 | 4.00% | NRO | NRO | |
| 4/15/28 | $890,000 | 4.00% | NRO | NRO | |
| 4/15/29 | $890,000 | 4.00% | NRO | NRO | |
| 4/15/30 | $890,000 | 4.25% | NRO | NRO | |
| 4/15/31 | $820,000 | 4.25% | NRO | NRO | |
| 4/15/32 | $640,000 | 4.375% | NRO | NRO | |
| 4/15/33 | $640,000 | 4.50% | NRO | NRO | |
| 4/15/34 | $640,000 | 4.50% | NRO | NRO | |
| 4/15/36 | $1,280,000 | 5.00% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., FirstSouthwest.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Citigroup, TIC 3.8214%
Robert W. Baird, TIC 3.8292%
Piper Jaffray, TIC 3.8624%
Morgan Stanley, TIC 3.8998%
BofA Merrill Lynch, TIC 3.9153%
NEW JERSEY
Belmar Borough
Apr 20, 2011 . . . . . . $4,475,000
$2,765,000 Bond Anticipation Note, $1,710,000 Water/Sewer Utility Note (bank qualified).
Dated Apr 28, 2011.
Due Apr 27, 2012.
Purchased $4,475,000.00 by Jefferies, at 2.0%, plus $20,273.00, effective rate 1.5457%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.6591%
Janney Montgomery, Effective Rate 1.9819%
TD Securities, Effective Rate 2.0544%
Essex County
Apr 20, 2011 . . . . . . $40,000,000
Tax Anticipation Notes of 2011, Series A (book entry).
Dated Apr 28, 2011.
Due Aug 25, 2011.
Purchased $40,000,000.00 by Wells Fargo Secs, at 0.75%, plus $60,800.00, effective rate 0.2823%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Morgan Stanley, Effective Rate 0.2823%
TD Securities, Effective Rate 0.2946%
Piper Jaffray, Effective Rate 0.2992%
JPMorgan, Effective Rate 0.3231%
Jefferies, Effective Rate 0.3508%
Barclays Capital, Effective Rate 0.3846%
Citigroup, Effective Rate 0.4031%
Janney Montgomery, Effective Rate 0.4185%
PNC Capital Markets, Effective Rate 0.4692%
NEW MEXICO
Wagon Mound Public School District No. 45
Apr 20, 2011 . . . . . . $800,000
General Obligation School Bonds, Series 2011 (bank qualified) (book entry).
Dated May 15, 2011.
Due May 15, 2012 to 2024.
Non-callable.
Winning bid: Lawson Financial, at n/a, TIC 3.75%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $50,000 | 3.50% | NRO | NRO | |
| 5/15/13 | $50,000 | 3.50% | NRO | NRO | |
| 5/15/14 | $50,000 | 3.50% | NRO | NRO | |
| 5/15/15 | $50,000 | 3.50% | NRO | NRO | |
| 5/15/16 | $50,000 | 3.60% | NRO | NRO | |
| 5/15/17 | $60,000 | 3.70% | NRO | NRO | |
| 5/15/18 | $60,000 | 3.70% | NRO | NRO | |
| 5/15/19 | $60,000 | 3.70% | NRO | NRO | |
| 5/15/20 | $70,000 | 3.80% | NRO | NRO | |
| 5/15/21 | $75,000 | 3.80% | NRO | NRO | |
| 5/15/22 | $75,000 | 3.85% | NRO | NRO | |
| 5/15/23 | $75,000 | 3.85% | NRO | NRO | |
| 5/15/24 | $75,000 | 3.85% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Kious & Co, TIC 3.76%
NEW YORK
Avon Village
Apr 20, 2011 . . . . . . $375,500
Public Improvement (Serial) Bonds, 2011 (bank qualified).
Dated May 17, 2011.
Due May 15, 2012 to 2021.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 3.7667%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $30,500 | 2.75% | NRO | NRO | |
| 5/15/13 | $35,000 | 2.75% | NRO | NRO | |
| 5/15/14 | $35,000 | 2.75% | NRO | NRO | |
| 5/15/15 | $35,000 | 2.75% | NRO | NRO | |
| 5/15/16 | $35,000 | 3.50% | NRO | NRO | |
| 5/15/17 | $40,000 | 3.50% | NRO | NRO | |
| 5/15/18 | $40,000 | 3.75% | NRO | NRO | |
| 5/15/19 | $40,000 | 4.00% | NRO | NRO | |
| 5/15/20 | $40,000 | 4.25% | NRO | NRO | |
| 5/15/21 | $45,000 | 4.25% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 4.1238%
Colonie (Town)
Apr 20, 2011 . . . . . . $17,436,100
Bond Anticipation Notes, 2011, Series A.
Dated May 4, 2011.
Due May 4, 2012.
Purchased $2,936,100.00 by Oppenheimer, at 3.75%, plus $2,084.63, effective rate 3.679%.
Purchased $5,000,000.00 by Oppenheimer, at 3.5%, plus $3,550.00, effective rate 3.429%.
Purchased $9,500,000.00 by JPMorgan Chase, at 1.95%, effective rate 1.95%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 3.679%
Oppenheimer, Effective Rate 3.925%
Marathon Village
Apr 20, 2011 . . . . . . $180,000
Bond Anticipation Notes, 2011A (bank qualified).
Dated May 4, 2011.
Due May 3, 2012.
Purchased $180,000.00 by Alliance Bank, at 1.6%, effective rate 1.6%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Mount Vernon City School District
Apr 20, 2011 . . . . . . $3,960,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Apr 28, 2011.
Due Aug 26, 2011.
Purchased $3,960,000.00 by JPMorgan Chase, at 1.4%, effective rate 1.4%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 2.0181%
Oppenheimer, Effective Rate 2.9688%
Philadelphia Village
Apr 20, 2011 . . . . . . $300,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated May 5, 2011.
Due May 3, 2012.
Purchased $300,000.00 by The Upstate Bk, at 3.0%, effective rate 3.0%.
L.O.: Hrabchak, Gebo & Langone, P.C., Watertown, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Shenendehowa Central School District
Apr 20, 2011 . . . . . . $8,540,000
General Obligation School District (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated May 4, 2011.
Due Jun 15, 2012 to 2025.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.0322%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $495,000 | 2.50% | NRO | NRO | |
| 6/15/13 | $540,000 | 2.50% | NRO | NRO | |
| 6/15/14 | $555,000 | 2.50% | NRO | NRO | |
| 6/15/15 | $570,000 | 2.50% | NRO | NRO | |
| 6/15/16 | $580,000 | 2.50% | NRO | NRO | |
| 6/15/17 | $600,000 | 2.50% | NRO | NRO | |
| 6/15/18 | $615,000 | 2.75% | NRO | NRO | |
| 6/15/19 | $630,000 | 3.00% | NRO | NRO | |
| 6/15/20 | $655,000 | 3.00% | NRO | NRO | |
| 6/15/21 | $675,000 | 3.125% | NRO | NRO | |
| 6/15/22 | $700,000 | 3.125% | NRO | NRO | |
| 6/15/23 | $720,000 | 3.25% | NRO | NRO | |
| 6/15/24 | $730,000 | 3.375% | NRO | NRO | |
| 6/15/25 | $475,000 | 3.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Morgan Keegan, NIC 3.1225%
Robert W. Baird, NIC 3.1913%
Raymond James, NIC 3.2508%
TD Securities, NIC 4.0113%
Smithtown (Town)
Apr 20, 2011 . . . . . . $2,275,000
Public Improvement Serial Bonds-2011 (bank qualified) (book entry).
Dated Apr 28, 2011.
Due Oct 15, 2012 to 2021.
Non-callable.
Winning bid: Morgan Keegan, at 102.9122, NIC 2.456%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/12 | $250,000 | 1.00% | NRO | NRO | |
| 10/15/13 | $270,000 | 2.00% | NRO | NRO | |
| 10/15/14 | $290,000 | 3.00% | NRO | NRO | |
| 10/15/15 | $290,000 | 3.00% | NRO | NRO | |
| 10/15/16 | $300,000 | 3.00% | NRO | NRO | |
| 10/15/17 | $165,000 | 3.00% | NRO | NRO | |
| 10/15/18 | $175,000 | 3.00% | NRO | NRO | |
| 10/15/19 | $175,000 | 3.25% | NRO | NRO | |
| 10/15/20 | $175,000 | 3.25% | NRO | NRO | |
| 10/15/21 | $185,000 | 3.25% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Robert W. Baird, NIC 2.483%
Roosevelt & Cross, NIC 2.5432%
White Plains (City)
Apr 20, 2011 . . . . . . $8,912,900
Bond Anticipation Note, 2011 Series A.
Dated Apr 28, 2011.
Due Sep 16, 2011.
Purchased $8,912,900.00 by TD Securities, at 0.75%, plus $11,925.46, effective rate 0.401%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.4134%
Janney Montgomery, Effective Rate 0.4678%
FirstSouthwest, Effective Rate 0.4781%
JPMorgan Chase, Effective Rate 0.72%
Webster Bank, Effective Rate 0.99%
Oppenheimer, Effective Rate 1.0424%
Roosevelt & Cross, Effective Rate 1.153%
OKLAHOMA
Grady County Independent School District No. 2 (Minco)
Apr 20, 2011 . . . . . . $275,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Jul 1, 2013.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.975%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $275,000 | 1.00% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
First National Bk, NIC 1.15%
Baker Group, NIC 1.2%
Country Club Bank, NIC 1.33%
BOSC, NIC 1.45%
Grady County Independent School District No. 2 (Minco)
Apr 20, 2011 . . . . . . $400,000
Transportation Equipment Bonds of 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2013 to 2016.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 1.525%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $100,000 | 1.60% | NRO | NRO | |
| 6/1/14 | $100,000 | 1.20% | NRO | NRO | |
| 6/1/15 | $100,000 | 1.45% | NRO | NRO | |
| 6/1/16 | $100,000 | 1.75% | NRO | NRO |
In association with: Bank of Union.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 1.5357%
First National Bk, NIC 1.6071%
Country Club Bank, NIC 1.7107%
BOSC, NIC 1.7429%
Farmers & Merchants, NIC 1.7536%
PENNSYLVANIA
Upper Allen Township
Apr 20, 2011 . . . . . . $6,275,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated May 25, 2011.
Due Aug 15, 2012 to 2032.
Callable Aug 15, 2016 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.9159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $5,000 | 3.50% | NRO | NRO | |
| 8/15/13 | $220,000 | 3.50% | NRO | NRO | |
| 8/15/14 | $225,000 | 3.50% | NRO | NRO | |
| 8/15/15 | $235,000 | 3.50% | NRO | NRO | |
| 8/15/16 | $245,000 | 3.50% | NRO | NRO | |
| 8/15/17 | $250,000 | 3.50% | NRO | NRO | |
| 8/15/18 | $260,000 | 3.50% | NRO | NRO | |
| 8/15/19 | $270,000 | 3.50% | NRO | NRO | |
| 8/15/20 | $280,000 | 3.50% | NRO | NRO | |
| 8/15/21 | $290,000 | 3.50% | NRO | NRO | |
| 8/15/22 | $300,000 | 3.50% | NRO | NRO | |
| 8/15/23 | $310,000 | 3.50% | NRO | NRO | |
| 8/15/24 | $320,000 | 3.75% | NRO | NRO | |
| 8/15/25 | $335,000 | 3.75% | NRO | NRO | |
| 8/15/26 | $345,000 | 3.75% | NRO | NRO | |
| 8/15/27 | $360,000 | 4.00% | NRO | NRO | |
| 8/15/28 | $375,000 | 4.00% | NRO | NRO | |
| 8/15/29 | $385,000 | 4.125% | NRO | NRO | |
| 8/15/30 | $405,000 | 4.25% | NRO | NRO | |
| 8/15/31 | $420,000 | 4.25% | NRO | NRO | |
| 8/15/32 | $440,000 | 4.375% | NRO | NRO |
Other managers: UBS Financial Services, Inc., CL King & Associates.
L.O.: Mette, Evans & Woodside, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Morgan Keegan, TIC 3.9203%
Robert W. Baird, TIC 3.9369%
BNY Mellon Cap Mkts, TIC 4.0532%
Janney Montgomery, TIC 4.1005%
Sterne Agee, TIC 4.4085%
West Chester Borough
Apr 20, 2011 . . . . . . $8,610,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated May 24, 2011.
Due May 15, 2012 to 2040.
Callable Nov 15, 2016 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.8339%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $65,000 | 2.00% | 0.75% | ||
| 5/15/13 | $390,000 | 2.00% | 1.00% | ||
| 5/15/14 | $390,000 | 3.00% | 1.35% | ||
| 5/15/15 | $410,000 | 4.00% | 1.75% | ||
| 5/15/16 | $425,000 | 2.00% | 2.05% | ||
| 5/15/17 | $435,000 | 2.45% | 2.50% | ||
| 5/15/18 | $445,000 | 2.70% | 2.75% | ||
| 5/15/19 | $455,000 | 3.00% | 3.05% | ||
| 5/15/20 | $465,000 | 3.20% | 3.25% | ||
| 5/15/21 | $485,000 | 3.35% | 3.40% | ||
| 5/15/22 | $510,000 | 3.45% | 3.50% | ||
| 5/15/23 | $515,000 | 3.55% | 3.60% | ||
| 5/15/24 | $540,000 | 3.70% | 3.75% | ||
| 5/15/25 | $565,000 | 3.85% | 3.90% | ||
| 5/15/26 | $580,000 | 4.00% | 4.00% | ||
| 5/15/27 | $610,000 | 4.15% | 4.20% | ||
| 5/15/28 | $635,000 | 4.25% | 4.30% | ||
| 5/15/34 | $295,000 | 4.75% | 4.85% | ||
| 5/15/40 | $395,000 | 5.00% | 5.00% |
L.O.: Cozen O'Connor, Philadelphia, PA.
F.A.: Valco Capital Ltd., Ligonier, PA.
Other bidders were:
Robert W. Baird, TIC 3.8415%
BNY Mellon Cap Mkts, TIC 3.8696%
Piper Jaffray, TIC 4.0247%
Boenning&Scattergood, TIC 4.0354%
UBS Financial Svcs, TIC 4.0631%
VIRGINIA
Virginia Public School Authority
Apr 20, 2011 . . . . . . $28,000,000
School Financing Bonds (1997 Resolution) Series 2011 A (book entry).
Dated May 1, 2011.
Due Aug 1, 2012 to 2036.
Callable Aug 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 106.2871, TIC 3.7056%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $1,210,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $1,215,000 | 3.00% | NRO | NRO | |
| 8/1/14 | $1,220,000 | 4.00% | NRO | NRO | |
| 8/1/15 | $1,225,000 | 5.00% | NRO | NRO | |
| 8/1/16 | $1,235,000 | 5.00% | NRO | NRO | |
| 8/1/17 | $1,240,000 | 5.00% | NRO | NRO | |
| 8/1/18 | $1,255,000 | 5.00% | NRO | NRO | |
| 8/1/19 | $1,265,000 | 5.00% | NRO | NRO | |
| 8/1/20 | $1,280,000 | 5.00% | NRO | NRO | |
| 8/1/21 | $1,290,000 | 5.00% | NRO | NRO | |
| 8/1/22 | $1,305,000 | 5.00% | NRO | NRO | |
| 8/1/23 | $1,325,000 | 5.00% | NRO | NRO | |
| 8/1/24 | $1,340,000 | 4.00% | NRO | NRO | |
| 8/1/25 | $1,365,000 | 4.00% | NRO | NRO | |
| 8/1/26 | $1,385,000 | 4.00% | NRO | NRO | |
| 8/1/27 | $1,405,000 | 4.00% | NRO | NRO | |
| 8/1/28 | $1,430,000 | 4.00% | NRO | NRO | |
| 8/1/29 | $1,460,000 | 4.125% | NRO | NRO | |
| 8/1/30 | $1,490,000 | 4.25% | NRO | NRO | |
| 8/1/31 | $1,520,000 | 4.25% | NRO | NRO | |
| 8/1/32 | $280,000 | 4.50% | NRO | NRO | |
| 8/1/33 | $290,000 | 4.50% | NRO | NRO | |
| 8/1/34 | $305,000 | 4.625% | NRO | NRO | |
| 8/1/35 | $325,000 | 4.625% | NRO | NRO | |
| 8/1/36 | $340,000 | 4.75% | NRO | NRO |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: BB&T Capital Markets, Richmond, VA.
Other bidders were:
Raymond James, TIC 3.7514%
Davenport, TIC 3.7837%
JPMorgan, TIC 3.794%
Wells Fargo Secs, TIC 3.8161%
Citigroup, TIC 3.8303%
Piper Jaffray, TIC 3.8432%
Hutchinson Shockey, TIC 3.8501%
BofA Merrill Lynch, TIC 3.8804%
TD Securities, TIC 3.9007%
Morgan Stanley, TIC 3.9673%
WISCONSIN
Brown County
Apr 20, 2011 . . . . . . $10,440,000
General Obligation Corporate Purpose Bonds, Series 2011A (book entry).
Dated May 1, 2011.
Due Nov 1, 2012 to 2030.
Callable Nov 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.6813, TIC 3.9394%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $255,000 | 2.00% | 0.60% | ||
| 11/1/13 | $260,000 | 3.00% | 0.85% | ||
| 11/1/14 | $260,000 | 3.00% | 1.19% | ||
| 11/1/15 | $265,000 | 3.00% | 1.50% | ||
| 11/1/16 | $270,000 | 3.00% | 1.87% | ||
| 11/1/17 | $275,000 | 3.00% | 2.23% | ||
| 11/1/18 | $280,000 | 3.00% | 2.53% | ||
| 11/1/19 | $290,000 | 3.00% | 2.84% | ||
| 11/1/20 | $895,000 | 4.00% | 3.07% | ||
| 11/1/21 | $620,000 | 4.00% | 3.30% | ||
| 11/1/22 | $635,000 | 4.00% | 3.53% | ||
| 11/1/23 | $660,000 | 4.00% | 3.69% | ||
| 11/1/24 | $685,000 | 4.00% | 3.85% | ||
| 11/1/25 | $710,000 | 4.00% | 4.00% | ||
| 11/1/26 | $740,000 | 4.00% | 4.11% | ||
| 11/1/27 | $775,000 | 4.125% | 4.22% | ||
| 11/1/28 | $810,000 | 4.25% | 4.32% | ||
| 11/1/29 | $855,000 | 4.25% | 4.41% | ||
| 11/1/30 | $900,000 | 4.375% | 4.50% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Crews & Associates, Inc., Jackson Securities Inc., Cronin & Co., Inc., Isaak Bond Investments, Inc., Wedbush Securities, Corby Capital Markets, Inc., NW Capital Markets Inc..
L.O.: Whyte Hirschboeck Dudek S.C., Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Piper Jaffray, TIC 3.943%
Citigroup, TIC 3.9481%
Southwest Securities, TIC 4.0679%
BMO Capital Markets, TIC 4.0922%
TAXABLE ISSUES
CALIFORNIA
Piedmont Unified School District
Apr 20, 2011 . . . . . . $10,000,000
General Obligation Bonds, Election of 2006, Series D (Federally Taxable Direct-Pay Qualified School Construction Bonds) (book entry).
Dated May 4, 2011.
Due May 1, 2026.
Non-callable.
Winning bid: Citigroup, at 99.4600, TIC 5.7967%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/26 | $10,000,000 | 5.75% | NRO | NRO |
L.O.: Jones Hall, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Morgan Stanley, TIC 5.8164%
Stifel Nicolaus, TIC 5.8466%
Robert W. Baird, TIC 5.8687%
FirstSouthwest, TIC 5.9998%
Stone & Youngberg, TIC 6.0007%
Morgan Keegan, TIC 6.1034%
IOWA
Iowa City (City)
Apr 19, 2011 . . . . . . $820,000
Taxable General Obligation Capital Loan Notes, Series 2011B (book entry).
Dated Jun 8, 2011.
Due Jun 1, 2012 to 2013.
Non-callable.
Winning bid: UMB Bank, at 99.8100, TIC 1.0841%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $400,000 | 0.65% | NRO | NRO | |
| 6/1/13 | $420,000 | 1.10% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Morgan Keegan, TIC 1.0901%
Cronin, TIC 1.1402%
Hutchinson Shockey, TIC 1.2595%
M&I Marshall, TIC 1.2997%
Bernardi Securities, TIC 1.3408%
First Trust, TIC 1.3704%
Northland Securities, TIC 1.5078%
