ARKANSAS
Monticello School District No. 18 of Drew County
Mar 15, 2011 . . . . . . $9,685,000
Limited Tax General Obligation Refunding Bonds, Series 2011 (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Mar 15, 2011.
Due Jan 1, 2013 to 2028.
Callable Jul 1, 2014 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.0642%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/13 | $705,000 | 2.00% | NRO | NRO | |
| 1/1/14 | $740,000 | 2.00% | NRO | NRO | |
| 1/1/15 | $760,000 | 2.00% | NRO | NRO | |
| 1/1/16 | $510,000 | 2.00% | NRO | NRO | |
| 1/1/17 | $595,000 | 2.05% | NRO | NRO | |
| 1/1/18 | $610,000 | 2.30% | NRO | NRO | |
| 1/1/19 | $625,000 | 2.55% | NRO | NRO | |
| 1/1/20 | $640,000 | 2.75% | NRO | NRO | |
| 1/1/21 | $655,000 | 3.00% | NRO | NRO | |
| 1/1/22 | $680,000 | 3.00% | NRO | NRO | |
| 1/1/23 | $700,000 | 3.25% | NRO | NRO | |
| 1/1/24 | $720,000 | 3.30% | NRO | NRO | |
| 1/1/25 | $745,000 | 3.55% | NRO | NRO | |
| 1/1/26 | $685,000 | 3.65% | NRO | NRO | |
| 1/1/28 | $315,000 | 3.85% | NRO | NRO |
L.O.: Rose Law Firm, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.0897%
Raymond James, TIC 3.094%
Stephens, TIC 3.1117%
Duncan-Williams, TIC 3.121%
Crews & Associates, TIC 3.1441%
Simmons First Invst, TIC 3.2656%
Sterne Agee, TIC 3.5083%
CALIFORNIA
Santa Ana Unified School District
Mar 15, 2011 . . . . . . $10,000,000
2010-11 Tax and Revenue Anticipation Notes (book entry).
Dated Mar 29, 2011.
Due Dec 1, 2011.
Purchased $10,000,000.00 by Piper Jaffray, at 2.0%, plus $100,999.99, effective rate 0.4923%.
L.O.: Stradling, Yocca, Carlson & Rauth, P.C., Newport Beach, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.4997%
Jefferies, Effective Rate 0.5012%
TD Securities, Effective Rate 0.8656%
Stone & Youngberg, Effective Rate 0.9349%
COLORADO
Colorado Water Resources and Power Development Authority
Mar 15, 2011 . . . . . . $24,795,000
Drinking Water Revenue Bonds, 2011 Series A (book entry).
Dated Mar 30, 2011.
Due Sep 1, 2012 to 2032.
Callable Sep 1, 2021 at par.
Winning bid: Robert W. Baird, at 102.4768, TIC 3.6397%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $5,000 | 2.00% | NRO | NRO | |
| 9/1/13 | $1,070,000 | 2.00% | NRO | NRO | |
| 9/1/14 | $1,085,000 | 2.00% | NRO | NRO | |
| 9/1/15 | $1,100,000 | 2.00% | NRO | NRO | |
| 9/1/16 | $1,110,000 | 3.00% | NRO | NRO | |
| 9/1/17 | $1,125,000 | 3.00% | NRO | NRO | |
| 9/1/18 | $1,140,000 | 3.00% | NRO | NRO | |
| 9/1/19 | $1,155,000 | 4.00% | NRO | NRO | |
| 9/1/20 | $1,175,000 | 4.00% | NRO | NRO | |
| 9/1/21 | $1,195,000 | 4.00% | NRO | NRO | |
| 9/1/22 | $1,215,000 | 4.00% | NRO | NRO | |
| 9/1/23 | $1,235,000 | 4.00% | NRO | NRO | |
| 9/1/24 | $1,255,000 | 4.00% | NRO | NRO | |
| 9/1/25 | $1,270,000 | 4.00% | NRO | NRO | |
| 9/1/26 | $1,290,000 | 4.00% | NRO | NRO | |
| 9/1/27 | $1,305,000 | 4.00% | NRO | NRO | |
| 9/1/28 | $1,325,000 | 4.00% | NRO | NRO | |
| 9/1/29 | $1,340,000 | 4.00% | NRO | NRO | |
| 9/1/30 | $1,395,000 | 4.125% | NRO | NRO | |
| 9/1/31 | $1,460,000 | 4.25% | NRO | NRO | |
| 9/1/32 | $1,545,000 | 4.375% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Edward D. Jones & Co., Davenport & Company LLC, SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, William Blair & Company, LLC, D.A. Davidson & Co., NW Capital Markets Inc., Bernardi Securities, Inc., PNC Capital Markets, Incapital LLC, Cronin & Co., Inc., Wedbush Securities, Vining-Sparks IBG, Limited Partnership, Fidelity Capital Markets.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Jefferies & Company, Inc., Boston, MA.
Other bidders were:
JPMorgan, TIC 3.6443%
Stifel Nicolaus, TIC 3.6454%
Piper Jaffray, TIC 3.7374%
Morgan Stanley, TIC 3.7425%
Hutchinson Shockey, TIC 3.7602%
BofA Merrill Lynch, TIC 3.7631%
BMO Capital Markets, TIC 3.7943%
Wells Fargo Secs, TIC 3.8506%
Citigroup, TIC 3.8882%
CONNECTICUT
New Fairfield (Town)
Mar 15, 2011 . . . . . . $12,000,000
General Obligation Bonds, Issue of 2011.
Dated Mar 15, 2011.
Due Jul 15, 2013 to 2030.
Callable Jul 15, 2018 at par.
Winning bid: UBS Financial Svcs, at 100.6429, TIC 3.42%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $665,000 | 3.00% | NRO | NRO | |
| 7/15/14 | $665,000 | 3.00% | NRO | NRO | |
| 7/15/15 | $665,000 | 3.00% | NRO | NRO | |
| 7/15/16 | $665,000 | 2.25% | NRO | NRO | |
| 7/15/17 | $665,000 | 2.50% | NRO | NRO | |
| 7/15/18 | $665,000 | 2.75% | NRO | NRO | |
| 7/15/19 | $665,000 | 3.00% | NRO | NRO | |
| 7/15/20 | $665,000 | 3.00% | NRO | NRO | |
| 7/15/21 | $665,000 | 3.00% | NRO | NRO | |
| 7/15/22 | $665,000 | 3.25% | NRO | NRO | |
| 7/15/23 | $665,000 | 3.375% | NRO | NRO | |
| 7/15/24 | $665,000 | 3.50% | NRO | NRO | |
| 7/15/25 | $670,000 | 3.75% | NRO | NRO | |
| 7/15/26 | $670,000 | 3.75% | NRO | NRO | |
| 7/15/27 | $670,000 | 4.00% | NRO | NRO | |
| 7/15/28 | $670,000 | 4.00% | NRO | NRO | |
| 7/15/29 | $670,000 | 4.125% | NRO | NRO | |
| 7/15/30 | $670,000 | 4.125% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., CL King & Associates, Citigroup Global Markets, Inc., Fidelity Capital Markets, Bank of New York Mellon Capital Markets, LLC, FirstSouthwest.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
BofA Merrill Lynch, TIC 3.4236%
JPMorgan, TIC 3.4738%
Robert W. Baird, TIC 3.515%
Janney Montgomery, TIC 3.5156%
Piper Jaffray, TIC 3.5348%
New Haven (City)
Mar 15, 2011 . . . . . . $28,570,000
General Obligation Bonds, Issue of 2011, Series A.
Dated Mar 23, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: JPMorgan, at 104.3719, TIC 4.1497%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $1,445,000 | 2.00% | S.B. | S.B. | |
| 3/1/13 | $1,445,000 | 5.00% | 1.15% | ||
| 3/1/14 | $1,445,000 | 5.00% | 1.48% | ||
| 3/1/15 | $1,445,000 | 5.00% | 1.95% | ||
| 3/1/16 | $1,445,000 | 5.00% | 2.28% | ||
| 3/1/17 | $1,425,000 | 5.00% | 2.58% | ||
| 3/1/18 | $1,425,000 | 5.00% | 2.86% | ||
| 3/1/19 | $1,425,000 | 5.00% | 3.10% | ||
| 3/1/20 | $1,425,000 | 5.00% | 3.33% | ||
| 3/1/21 | $1,425,000 | 5.00% | 3.55% | ||
| 3/1/22 | $1,420,000 | 4.00% | 3.86% | ||
| 3/1/23 | $1,420,000 | 4.00% | 4.10% | ||
| 3/1/24 | $1,420,000 | 4.25% | 4.25% | ||
| 3/1/25 | $1,420,000 | 4.25% | 4.395% | ||
| 3/1/26 | $1,420,000 | 4.50% | 4.55% | ||
| 3/1/27 | $1,420,000 | 5.00% | 4.58% | ||
| 3/1/28 | $1,425,000 | 4.75% | 4.75% | ||
| 3/1/29 | $1,425,000 | 4.75% | 4.85% | ||
| 3/1/30 | $1,425,000 | 5.00% | 4.90% | ||
| 3/1/31 | $1,425,000 | 5.00% | 5.00% |
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
BofA Merrill Lynch, TIC 4.213%
Janney Montgomery, TIC 4.2254%
Robert W. Baird, TIC 4.3276%
Wells Fargo Secs, TIC 4.36%
Piper Jaffray, TIC 4.3716%
Roosevelt & Cross, TIC 4.4305%
Morgan Stanley, TIC 4.4943%
Morgan Keegan, TIC 4.5893%
FLORIDA
Orlando (City)
Mar 15, 2011 . . . . . . $8,860,000
Capital Improvement Refunding Special Revenue Bonds, Series 2011A (book entry).
Dated Mar 30, 2011.
Due Apr 1, 2017.
Non-callable.
Winning bid: BofA Merrill Lynch, at 108.9290, TIC 2.3942%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $8,860,000 | 4.00% | 2.33% |
Other managers: Jackson Securities Inc., SunTrust Robinson Humphrey.
L.O.: KnoxSeaton, Orlando, FL; and Bryant, Miller & Olive, Orlando, FL.
F.A.: Public Resources Advisory Group, St Petersburg, FL; and Public Resources Advisory Group, Media, PA.
Other bidders were:
JPMorgan, TIC 2.7119%
Raymond James, TIC 2.7926%
Goldman Sachs, TIC 3.09%
Citigroup, TIC 3.1598%
ILLINOIS
Carpentersville Community Unit School District No. 300
Mar 15, 2011 . . . . . . $18,355,000
2010 Educational Purposes Tax Anticipation Warrants (book entry).
Dated Apr 5, 2011.
Due Jun 30, 2011.
Purchased $18,355,000.00 by Morgan Stanley, at 1.5%, plus $32,855.45, effective rate 0.7413%.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Jefferies, Effective Rate 1.3324%
Oppenheimer, Effective Rate 1.9556%
D.A. Davidson, Effective Rate 2.4697%
LaGrange Highlands School District Number 106
Mar 15, 2011 . . . . . . $4,545,000
General Obligation Refunding Limited School Bonds, Series 2011 (bank qualified) (book entry).
Dated Mar 30, 2011.
Due Feb 1, 2012 to 2021.
Non-callable.
Winning bid: BMO Capital Markets, at 101.7293, TIC 2.8502%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $140,000 | 2.25% | 1.00% | ||
| 2/1/13 | $495,000 | 2.25% | 1.20% | ||
| 2/1/14 | $510,000 | 2.25% | NRO | NRO | |
| 2/1/15 | $520,000 | 2.75% | 2.00% | ||
| 2/1/16 | $535,000 | 2.75% | NRO | NRO | |
| 2/1/17 | $545,000 | 3.00% | 2.55% | ||
| 2/1/18 | $570,000 | 3.25% | 2.88% | ||
| 2/1/19 | $580,000 | 3.50% | 3.18% | ||
| 2/1/20 | $605,000 | 3.75% | NRO | NRO | |
| 2/1/21 | $45,000 | 4.00% | 3.75% |
Other managers: Stifel, Nicolaus & Co., Inc..
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Bernardi Securities, TIC 3.0082%
First Trust, TIC 3.1305%
M&I Marshall, TIC 3.1378%
Robert W. Baird, TIC 3.1507%
Morgan Keegan, TIC 3.4105%
IOWA
Decorah Community School District
Mar 14, 2011 . . . . . . $6,330,000
General Obligation School Capital Loan and Refunding Notes, Series 2011 (bank qualified) (book entry).
Dated Apr 18, 2011.
Due Jun 1, 2012 to 2024.
Callable Jun 1, 2019 at par.
Winning bid: UMB Bank, at 99.2900, TIC 2.7874%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $400,000 | 0.50% | NRO | NRO | |
| 6/1/13 | $445,000 | 0.80% | NRO | NRO | |
| 6/1/14 | $450,000 | 1.15% | NRO | NRO | |
| 6/1/15 | $455,000 | 1.50% | NRO | NRO | |
| 6/1/16 | $460,000 | 1.85% | NRO | NRO | |
| 6/1/17 | $470,000 | 2.10% | NRO | NRO | |
| 6/1/18 | $480,000 | 2.35% | NRO | NRO | |
| 6/1/19 | $490,000 | 2.55% | NRO | NRO | |
| 6/1/20 | $505,000 | 2.75% | NRO | NRO | |
| 6/1/21 | $520,000 | 3.00% | NRO | NRO | |
| 6/1/22 | $535,000 | 3.10% | NRO | NRO | |
| 6/1/23 | $550,000 | 3.20% | NRO | NRO | |
| 6/1/24 | $570,000 | 3.30% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
BMO Capital Markets, TIC 2.8855%
Piper Jaffray, TIC 2.9493%
Robert W. Baird, TIC 2.9556%
D.A. Davidson, TIC 2.9752%
FTN Fin Cap Mkts, TIC 2.9812%
Hutchinson Shockey, TIC 3.0352%
Morgan Keegan, TIC 3.5474%
Ely (City)
Mar 14, 2011 . . . . . . $780,000
General Obligation Capital Loan Notes, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: UMB Bank, at 99.2800, TIC 2.4644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $140,000 | 0.65% | NRO | NRO | |
| 6/1/13 | $145,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $90,000 | 1.25% | NRO | NRO | |
| 6/1/15 | $90,000 | 1.70% | NRO | NRO | |
| 6/1/17 | $100,000 | 2.30% | NRO | NRO | |
| 6/1/19 | $105,000 | 2.70% | NRO | NRO | |
| 6/1/21 | $110,000 | 3.20% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 2.6947%
Hutchinson Shockey, TIC 2.9374%
Bankers' Bank, TIC 2.994%
Williamsburg Community School District
Mar 15, 2011 . . . . . . $3,535,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated May 1, 2011.
Due Jan 1, 2012 to 2030.
Callable Jan 1, 2021 at par.
Winning bid: Northland Securities, at 98.0000, TIC 4.3298%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/13 | $100,000 | 1.25% | NRO | NRO | |
| 1/1/15 | $80,000 | 2.00% | 2.00% | ||
| 1/1/17 | $110,000 | 2.70% | NRO | NRO | |
| 1/1/19 | $150,000 | 3.20% | 3.20% | ||
| 1/1/21 | $190,000 | 3.60% | NRO | NRO | |
| 1/1/23 | $230,000 | 3.80% | NRO | NRO | |
| 1/1/25 | $275,000 | 4.00% | NRO | NRO | |
| 1/1/26 | $155,000 | 4.00% | NRO | NRO | |
| 1/1/27 | $170,000 | 4.05% | NRO | NRO | |
| 1/1/28 | $665,000 | 4.25% | 4.30% | ||
| 1/1/29 | $690,000 | 4.35% | 4.40% | ||
| 1/1/30 | $720,000 | 4.35% | NRO | NRO |
Other managers: Bernardi Securities, Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 4.3377%
Robert W. Baird, TIC 4.5064%
KANSAS
Abilene (City)
Mar 14, 2011 . . . . . . $2,200,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Sep 1, 2012 to 2021.
Callable Sep 1, 2018 at par.
Winning bid: UMB Bank, at 100.0500, TIC 2.372%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $180,000 | 1.50% | NRO | NRO | |
| 9/1/13 | $205,000 | 1.50% | NRO | NRO | |
| 9/1/14 | $210,000 | 1.85% | NRO | NRO | |
| 9/1/15 | $210,000 | 1.85% | NRO | NRO | |
| 9/1/16 | $215,000 | 1.85% | NRO | NRO | |
| 9/1/17 | $220,000 | 2.10% | NRO | NRO | |
| 9/1/18 | $230,000 | 2.35% | NRO | NRO | |
| 9/1/19 | $235,000 | 2.55% | NRO | NRO | |
| 9/1/20 | $245,000 | 2.75% | NRO | NRO | |
| 9/1/21 | $250,000 | 3.00% | NRO | NRO |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
Baker Group, TIC 2.3785%
D.A. Davidson, TIC 2.4004%
FTN Fin Cap Mkts, TIC 2.4328%
Commerce Bank, TIC 2.4373%
Country Club Bank, TIC 2.4706%
Robert W. Baird, TIC 2.5699%
Morgan Keegan, TIC 2.9452%
MAINE
Brunswick (Town)
Mar 15, 2011 . . . . . . $4,120,000
2011 General Obligation Bonds (bank qualified) (book entry).
Dated Mar 1, 2011.
Due Nov 1, 2011 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 102.1854, TIC 2.025%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/11 | $555,000 | 2.00% | NRO | NRO | |
| 11/1/12 | $555,000 | 2.00% | NRO | NRO | |
| 11/1/13 | $555,000 | 2.00% | NRO | NRO | |
| 11/1/14 | $555,000 | 2.00% | NRO | NRO | |
| 11/1/15 | $550,000 | 2.00% | NRO | NRO | |
| 11/1/16 | $270,000 | 3.00% | NRO | NRO | |
| 11/1/17 | $270,000 | 3.00% | NRO | NRO | |
| 11/1/18 | $270,000 | 3.00% | NRO | NRO | |
| 11/1/19 | $270,000 | 3.00% | NRO | NRO | |
| 11/1/20 | $270,000 | 3.00% | NRO | NRO |
Other managers: Coastal Securities Corp., Kildare Capital, Inc., Corby Capital Markets, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Stifel, Nicolaus & Co., Inc., Loop Capital Markets, LLC, Davenport & Company LLC, Jackson Securities Inc., FTN Financial Capital Markets, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, NW Capital Markets Inc..
L.O.: Bernstein, Shur, Sawyer & Nelson P.A., Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Morgan Keegan, TIC 2.0316%
Eastern Bk Cap Mkts, TIC 2.0347%
Raymond James, TIC 2.0679%
Fidelity Capital, TIC 2.1059%
Janney Montgomery, TIC 2.1211%
M&I Marshall, TIC 2.338%
TD Securities, TIC 2.706%
MICHIGAN
Monroe County Board of County Road Commissioners
Mar 15, 2011 . . . . . . $815,000
Michigan Transportation Fund Notes, Series 2011 (bank qualified) (book entry).
Dated Mar 29, 2011.
Due Feb 1, 2012 to 2020.
Non-callable.
Winning bid: Huntington Natl Bank, at n/a, TIC 3.2506%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $80,000 | 3.25% | NRO | NRO | |
| 2/1/13 | $80,000 | 3.25% | NRO | NRO | |
| 2/1/14 | $85,000 | 3.25% | NRO | NRO | |
| 2/1/15 | $85,000 | 3.25% | NRO | NRO | |
| 2/1/16 | $90,000 | 3.25% | NRO | NRO | |
| 2/1/17 | $95,000 | 3.25% | NRO | NRO | |
| 2/1/18 | $95,000 | 3.25% | NRO | NRO | |
| 2/1/19 | $100,000 | 3.25% | NRO | NRO | |
| 2/1/20 | $105,000 | 3.25% | NRO | NRO |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Other bidders were:
Raymond James, TIC 5.0034%
Waterford School District
Mar 15, 2011 . . . . . . $22,680,000
School District Refunding Bonds, Series 2011 (General Obligation-Unlimited Tax) (Michigan School Bond Loan Fund) (book entry).
Dated Mar 1, 2011.
Due May 1, 2011 to 2017.
Non-callable.
Winning bid: Robert W. Baird, at 102.3641, TIC 2.9118%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $250,000 | 2.00% | 0.75% | AGM | |
| 5/1/12 | $1,900,000 | 2.00% | 1.15% | AGM | |
| 5/1/13 | $2,370,000 | 2.00% | 1.50% | AGM | |
| 5/1/14 | $2,700,000 | 3.00% | 2.00% | AGM | |
| 5/1/15 | $5,160,000 | 3.00% | 2.45% | AGM | |
| 5/1/16 | $5,180,000 | 4.00% | 2.75% | AGM | |
| 5/1/17 | $5,120,000 | 4.00% | 3.05% | AGM |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., D.A. Davidson & Co., NW Capital Markets Inc., Vining-Sparks IBG, Limited Partnership, Southwest Securities, Inc., Bernardi Securities, Inc., Incapital LLC, Raymond James & Associates, Inc., Comerica Securities, Stifel, Nicolaus & Co., Inc..
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Citigroup, TIC 2.9321%
BMO Capital Markets, TIC 2.9792%
MINNESOTA
Eden Prairie (City)
Mar 15, 2011 . . . . . . $3,735,000
General Obligation Bonds, Series 2011B (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Dec 1, 2011 to 2020.
Callable Dec 1, 2017 at par.
Winning bid: Morgan Keegan, at 104.5108, TIC 1.9794%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $330,000 | 2.50% | 0.40% | ||
| 12/1/12 | $390,000 | 2.50% | 0.50% | ||
| 12/1/13 | $395,000 | 2.50% | 0.65% | ||
| 12/1/14 | $405,000 | 2.75% | 0.95% | ||
| 12/1/15 | $410,000 | 3.00% | 1.40% | ||
| 12/1/16 | $415,000 | 3.00% | 1.70% | ||
| 12/1/17 | $335,000 | 3.00% | 2.00% | ||
| 12/1/18 | $345,000 | 3.00% | 2.20% | ||
| 12/1/19 | $350,000 | 3.00% | 2.35% | ||
| 12/1/20 | $360,000 | 3.00% | 2.55% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 2.0729%
UBS Financial Svcs, TIC 2.0968%
Cronin, TIC 2.1265%
Robert W. Baird, TIC 2.1449%
UMB Bank, TIC 2.1528%
Stifel Nicolaus, TIC 2.1946%
M&I Marshall, TIC 2.3015%
United Banker's Bk, TIC 3.2801%
Minneapolis (City)
Mar 15, 2011 . . . . . . $33,800,000
General Obligation Convention Center Refunding Bonds, Series 2011 (book entry).
Dated Apr 5, 2011.
Due Dec 1, 2011 to 2017.
Non-callable.
Winning bid: Morgan Stanley, at 105.3812, TIC 1.2777%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $4,800,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $12,000,000 | 3.00% | 0.75% | ||
| 12/1/14 | $12,500,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $2,000,000 | 3.00% | 1.80% | ||
| 12/1/17 | $2,500,000 | 3.00% | 2.10% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 1.2803%
RBC Capital Mkts, TIC 1.3004%
BofA Merrill Lynch, TIC 1.314%
Hutchinson Shockey, TIC 1.3313%
JPMorgan, TIC 1.3397%
BMO Capital Markets, TIC 1.3467%
Citigroup, TIC 1.3496%
FirstSouthwest, TIC 1.3874%
KeyBanc Cap Mkts, TIC 1.425%
Janney Montgomery, TIC 1.43%
Robert W. Baird, TIC 1.4337%
Jefferies, TIC 1.4456%
Wells Fargo Secs, TIC 1.4597%
Southwest Securities, TIC 1.4682%
NEW JERSEY
Burlington Township
Mar 15, 2011 . . . . . . $5,005,130
$2,844,790 Bond Anticipation Notes; $893,000 Sewer Utility Notes and $1,267,340 Water Utility Notes (bank qualified).
Dated Mar 23, 2011.
Due Mar 23, 2012.
Purchased $5,005,130.00 by TD Securities, at 1.25%, plus $29,084.81, effective rate 0.6689%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.035%
Beneficial Bk, Effective Rate 1.044%
Oppenheimer, Effective Rate 1.833%
Janney Montgomery, Effective Rate 2.118%
Cliffside Park Borough
Mar 15, 2011 . . . . . . $14,722,000
Bond Anticipation Notes, Series 2011A (book entry).
Dated Mar 25, 2011.
Due Mar 23, 2012.
Purchased $14,722,000.00 by TD Securities, at 2.0%, plus $216,207.30, effective rate 0.5232%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Jefferies, Effective Rate 0.5328%
Oppenheimer, Effective Rate 0.6563%
Janney Montgomery, Effective Rate 0.7945%
Morgan Stanley, Effective Rate 1.0972%
Beneficial Bk, Effective Rate 1.38%
Egg Harbor Township
Mar 15, 2011 . . . . . . $1,200,000
Special Emergency Notes of 2011 (bank qualified).
Dated Mar 29, 2011.
Due Mar 28, 2012.
Purchased $1,200,000.00 by Janney Montgomery, at 2.25%, plus n/a, effective rate n/a.
L.O.: Joel M. Fleishman P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Pine Hill Borough
Mar 15, 2011 . . . . . . $118,800
Special Emergency Notes of 2011 (bank qualified).
Dated Mar 23, 2011.
Due Mar 22, 2012.
Purchased $118,800.00 by First Elmer Inv Corp, at 2.99%, effective rate 2.99%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
NEW YORK
Amsterdam (City)
Mar 15, 2011 . . . . . . $2,139,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Mar 29, 2011.
Due Aug 10, 2011.
Purchased $2,139,000.00 by Jefferies, at 1.5%, plus $1,199.00, effective rate 1.346%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.68%
Oppenheimer, Effective Rate 2.2146%
Briarcliff Manor Village
Mar 15, 2011 . . . . . . $1,950,240
Bond Anticipation Notes, Series 2011A (bank qualified).
Dated Mar 22, 2011.
Due Sep 9, 2011.
Purchased $1,950,240.00 by Jefferies, at 1.25%, plus $5,228.00, effective rate 0.6721%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.7758%
TD Securities, Effective Rate 0.7995%
JPMorgan Chase, Effective Rate 0.84%
Webster Bank, Effective Rate 1.0%
Wells Fargo Secs, Effective Rate 1.27%
Oppenheimer, Effective Rate 1.6658%
Ridge Fire District
Mar 15, 2011 . . . . . . $400,000
Fire District Bonds-2011 (bank qualified).
Dated Mar 24, 2011.
Due Mar 15, 2012 to 2016.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9853%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/12 | $75,000 | 2.75% | NRO | NRO | |
| 3/15/13 | $75,000 | 3.00% | NRO | NRO | |
| 3/15/14 | $75,000 | 3.00% | NRO | NRO | |
| 3/15/15 | $75,000 | 3.00% | NRO | NRO | |
| 3/15/16 | $100,000 | 3.00% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Bank of Greene Co, NIC 3.0937%
NORTH CAROLINA
Wake County
Mar 15, 2011 . . . . . . $116,800,000
General Obligation Public Improvement Bonds, Series 2011 (book entry).
Dated Mar 30, 2011.
Due Apr 1, 2012 to 2030.
Callable Apr 1, 2021 at par.
Winning bid: JPMorgan, at 107.8165, TIC 3.3626%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $6,100,000 | 3.00% | 0.30% | ||
| 4/1/13 | $6,150,000 | 4.00% | 0.60% | ||
| 4/1/14 | $6,150,000 | 4.00% | 0.92% | ||
| 4/1/15 | $6,150,000 | 5.00% | 1.39% | ||
| 4/1/16 | $6,150,000 | 5.00% | 1.68% | ||
| 4/1/17 | $6,150,000 | 5.00% | 1.95% | ||
| 4/1/18 | $6,150,000 | 5.00% | 2.23% | ||
| 4/1/19 | $6,150,000 | 5.00% | 2.47% | ||
| 4/1/20 | $6,150,000 | 5.00% | 2.70% | ||
| 4/1/21 | $6,150,000 | 5.00% | 2.92% | ||
| 4/1/22 | $6,150,000 | 5.00% | 3.13% | ||
| 4/1/23 | $6,150,000 | 3.25% | 3.45% | ||
| 4/1/24 | $6,150,000 | 4.00% | 3.66% | ||
| 4/1/25 | $6,150,000 | 4.00% | 3.82% | ||
| 4/1/26 | $6,150,000 | 4.00% | 3.94% | ||
| 4/1/27 | $6,150,000 | 4.00% | 4.02% | ||
| 4/1/28 | $6,150,000 | 4.00% | 4.10% | ||
| 4/1/29 | $6,150,000 | 4.25% | NRO | NRO | |
| 4/1/30 | $6,150,000 | 4.25% | 4.30% |
L.O.: Womble Carlyle Sandridge & Rice, Raleigh, NC.
F.A.: Waters & Company, LLC, Birmingham, AL; and Local Government Commission, Raleigh, NC.
Other bidders were:
BofA Merrill Lynch, TIC 3.3633%
Citigroup, TIC 3.4006%
RBC Capital Mkts, TIC 3.4106%
Wells Fargo Secs, TIC 3.4109%
Morgan Stanley, TIC 3.4221%
Barclays Capital, TIC 3.4362%
BB&T Cap Mkts, TIC 3.4511%
Davenport, TIC 3.4538%
Hutchinson Shockey, TIC 3.458%
Jefferies, TIC 3.4741%
OHIO
Germantown Village
Mar 2, 2011 . . . . . . $595,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Mar 16, 2011.
Due Mar 16, 2012.
Purchased $595,000.00 by Sweney Cartwright, at 2.0%, plus $3.02, effective rate 1.9995%.
L.O.: Peck, Shaffer & Williams, Columbus, OH.
PENNSYLVANIA
Waynesboro Area School District
Mar 15, 2011 . . . . . . $9,100,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated Apr 20, 2011.
Due Nov 15, 2011 to 2026.
Callable May 15, 2016 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.4605%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/11 | $125,000 | 3.00% | NRO | NRO | SIP |
| 11/15/12 | $475,000 | 3.00% | NRO | NRO | SIP |
| 11/15/13 | $490,000 | 3.00% | NRO | NRO | SIP |
| 11/15/14 | $505,000 | 3.00% | NRO | NRO | SIP |
| 11/15/15 | $515,000 | 3.00% | NRO | NRO | SIP |
| 11/15/16 | $535,000 | 3.00% | NRO | NRO | SIP |
| 11/15/17 | $550,000 | 3.00% | NRO | NRO | SIP |
| 11/15/18 | $570,000 | 3.00% | NRO | NRO | SIP |
| 11/15/19 | $585,000 | 3.00% | NRO | NRO | SIP |
| 11/15/20 | $605,000 | 3.125% | NRO | NRO | SIP |
| 11/15/21 | $630,000 | 3.25% | NRO | NRO | SIP |
| 11/15/22 | $650,000 | 3.50% | NRO | NRO | SIP |
| 11/15/23 | $675,000 | 3.50% | NRO | NRO | SIP |
| 11/15/24 | $700,000 | 3.625% | NRO | NRO | SIP |
| 11/15/25 | $730,000 | 3.75% | NRO | NRO | SIP |
| 11/15/26 | $760,000 | 4.00% | NRO | NRO | SIP |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, CL King & Associates.
L.O.: Lynch & Lynch, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 3.4625%
Morgan Keegan, TIC 3.4773%
BNY Mellon Cap Mkts, TIC 3.5167%
Boenning&Scattergood, TIC 3.532%
Robert W. Baird, TIC 3.5653%
TEXAS
Crosby Municipal Utility District
Mar 15, 2011 . . . . . . $1,920,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Aug 15, 2012 to 2031.
Callable Aug 15, 2019 at par.
Winning bid: FirstSouthwest, at 97.0000, NIC 4.4389%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $70,000 | 3.00% | 1.30% | AGM | |
| 8/15/13 | $75,000 | 3.00% | 1.75% | AGM | |
| 8/15/14 | $75,000 | 3.00% | 2.00% | AGM | |
| 8/15/15 | $75,000 | 3.00% | 2.30% | AGM | |
| 8/15/16 | $75,000 | 3.00% | 2.75% | AGM | |
| 8/15/17 | $80,000 | 3.00% | 2.90% | AGM | |
| 8/15/18 | $80,000 | 3.20% | 3.20% | AGM | |
| 8/15/20 | $170,000 | 3.40% | 3.40% | AGM | |
| 8/15/22 | $185,000 | 3.80% | 3.80% | AGM | |
| 8/15/24 | $195,000 | 4.00% | 4.00% | AGM | |
| 8/15/27 | $330,000 | 4.375% | 4.40% | AGM | |
| 8/15/31 | $510,000 | 4.625% | 4.70% | AGM |
L.O.: Baker Williams Mathiesen LLP, Houston, TX; Jon C. Pfennig, Baytown, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.4898%
Sugar Land 4B Corporation
Mar 15, 2011 . . . . . . $30,145,000
Sales Tax Revenue Bonds, Series 2011 (book entry).
Dated Apr 1, 2011.
Due Feb 15, 2012 to 2036.
Callable Feb 15, 2020 at par.
Winning bid: RBC Capital Mkts, at 100.0000, TIC 4.6641%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/12 | $395,000 | 4.00% | 0.60% | AGM | |
| 2/15/13 | $735,000 | 4.00% | 1.00% | AGM | |
| 2/15/14 | $750,000 | 4.00% | 1.40% | AGM | |
| 2/15/15 | $795,000 | 4.00% | 1.80% | AGM | |
| 2/15/16 | $825,000 | 4.00% | 2.10% | AGM | |
| 2/15/17 | $835,000 | 4.00% | 2.40% | AGM | |
| 2/15/18 | $870,000 | 4.00% | 2.70% | AGM | |
| 2/15/19 | $905,000 | 4.00% | 3.00% | AGM | |
| 2/15/20 | $945,000 | 4.00% | 3.20% | AGM | |
| 2/15/21 | $985,000 | 4.00% | 3.40% | AGM | |
| 2/15/22 | $1,025,000 | 4.00% | 3.70% | AGM | |
| 2/15/23 | $1,070,000 | 4.00% | 3.90% | AGM | |
| 2/15/24 | $1,115,000 | 4.50% | 4.10% | AGM | |
| 2/15/25 | $1,170,000 | 4.50% | 4.25% | AGM | |
| 2/15/26 | $1,225,000 | 4.50% | 4.40% | AGM | |
| 2/15/27 | $1,290,000 | 4.50% | 4.50% | AGM | |
| 2/15/28 | $1,355,000 | 4.50% | 4.60% | AGM | |
| 2/15/29 | $1,425,000 | 4.625% | 4.70% | AGM | |
| 2/15/30 | $1,500,000 | 4.75% | 4.80% | AGM | |
| 2/15/31 | $1,580,000 | 4.875% | 4.90% | AGM | |
| 2/15/36 | $9,350,000 | 5.00% | 5.00% | AGM |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Morgan Keegan, TIC 4.811%
JPMorgan, TIC 4.9886%
Wells Fargo Secs, TIC 4.9916%
Hutchinson Shockey, TIC 5.2379%
TAXABLE ISSUES
MINNESOTA
Eden Prairie (City)
Mar 15, 2011 . . . . . . $1,260,000
Taxable General Obligation Water and Sewer Revenue Bonds, Series 2011A (book entry).
Dated Apr 1, 2011.
Due Dec 1, 2011 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 99.3686, TIC 2.9179%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $125,000 | 0.50% | 0.50% | ||
| 12/1/12 | $115,000 | 0.65% | 0.65% | ||
| 12/1/13 | $115,000 | 1.00% | 1.00% | ||
| 12/1/14 | $120,000 | 1.40% | 1.40% | ||
| 12/1/15 | $120,000 | 2.05% | 2.05% | ||
| 12/1/16 | $125,000 | 2.30% | 2.30% | ||
| 12/1/17 | $130,000 | 2.80% | 2.80% | ||
| 12/1/18 | $130,000 | 3.25% | 3.25% | ||
| 12/1/19 | $135,000 | 3.50% | 3.50% | ||
| 12/1/20 | $145,000 | 3.80% | 3.80% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Loop Capital Markets, LLC, Davenport & Company LLC, Kildare Capital, Inc., Edward D. Jones & Co., Vining-Sparks IBG, Limited Partnership, Crews & Associates, Inc., Jackson Securities Inc., Wedbush Securities, Isaak Bond Investments, Inc., RBC Capital Markets.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Bernardi Securities, TIC 3.0422%
Cronin, TIC 3.1088%
BMO Capital Markets, TIC 3.1909%
Morgan Keegan, TIC 3.1923%
M&I Marshall, TIC 3.2365%
UMB Bank, TIC 3.2691%
Minneapolis (City)
Mar 15, 2011 . . . . . . $71,250,000
(Taxable) General Obligation Convention Center Refunding Bonds, Series 2011 (book entry).
Dated Apr 5, 2011.
Due Dec 1, 2018 to 2020.
Non-callable.
Winning bid: Wells Fargo Secs, at 99.6500, TIC 3.602%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/18 | $20,250,000 | 3.25% | 3.20% | ||
| 12/1/19 | $25,000,000 | 3.50% | 3.50% | ||
| 12/1/20 | $26,000,000 | 3.80% | 3.80% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
RBC Capital Mkts, TIC 3.6239%
BofA Merrill Lynch, TIC 3.6249%
Barclays Capital, TIC 3.634%
Piper Jaffray, TIC 3.6563%
Morgan Keegan, TIC 3.7335%
JPMorgan, TIC 3.7649%
Raymond James, TIC 3.7695%
BMO Capital Markets, TIC 3.8362%
