CONNECTICUT
New Milford (Town)
Jan 6, 2011 . . . . . . $10,800,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jan 18, 2011.
Due Jul 26, 2011.
Purchased $10,800,000.00 by TD Securities, at 1.5%, plus $62,964.00, effective rate 0.3836%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Eastern Bank, Effective Rate 0.412%
Piper Jaffray, Effective Rate 0.4314%
Jefferies, Effective Rate 0.4437%
FirstSouthwest, Effective Rate 0.4823%
Oppenheimer, Effective Rate 0.8911%
FLORIDA
Florida State Board of Education
Jan 6, 2011 . . . . . . $154,800,000
Public Education Capital Outlay Bonds, 2010 Series B (book entry).
Dated Jan 27, 2011.
Due Jun 1, 2012 to 2040.
Callable Jun 1, 2020 at par.
Winning bid: JPMorgan, at 102.2525, TIC 4.8355%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $2,555,000 | 3.00% | NRO | NRO | |
| 6/1/13 | $2,630,000 | 5.00% | NRO | NRO | |
| 6/1/14 | $2,760,000 | 4.00% | NRO | NRO | |
| 6/1/15 | $2,870,000 | 5.00% | 1.97% | ||
| 6/1/16 | $3,015,000 | 5.00% | 2.27% | ||
| 6/1/17 | $3,165,000 | 5.00% | 2.58% | ||
| 6/1/18 | $3,325,000 | 5.00% | 2.90% | ||
| 6/1/19 | $3,490,000 | 5.00% | 3.19% | ||
| 6/1/20 | $3,665,000 | 5.00% | 3.47% | ||
| 6/1/21 | $3,850,000 | 5.00% | 3.68% | ||
| 6/1/22 | $4,040,000 | 5.00% | NRO | NRO | |
| 6/1/23 | $4,245,000 | 5.00% | NRO | NRO | |
| 6/1/24 | $4,455,000 | 5.00% | NRO | NRO | |
| 6/1/25 | $4,680,000 | 5.00% | NRO | NRO | |
| 6/1/26 | $4,910,000 | 5.00% | NRO | NRO | |
| 6/1/27 | $5,160,000 | 5.00% | 4.61% | ||
| 6/1/28 | $5,415,000 | 5.00% | 4.71% | ||
| 6/1/29 | $5,685,000 | 5.00% | 4.81% | ||
| 6/1/30 | $5,970,000 | 5.00% | 4.91% | ||
| 6/1/31 | $6,270,000 | 5.00% | 5.00% | ||
| 6/1/32 | $6,585,000 | 5.00% | 5.08% | ||
| 6/1/36 | $29,785,000 | 5.00% | 5.178% | ||
| 6/1/40 | $36,275,000 | 5.125% | 5.22% |
L.O.: Squire, Sanders & Dempsey, Tampa, FL; and Squire, Sanders & Dempsey, Miami, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
BofA Merrill Lynch, TIC 4.8677%
Barclays Capital, TIC 4.8718%
Citigroup, TIC 4.8737%
Wells Fargo Secs, TIC 4.8911%
Jefferies, TIC 4.9068%
KENTUCKY
Eddyville (City)
Jan 6, 2011 . . . . . . $2,850,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Jan 27, 2011.
Due Jun 1, 2011 to 2020.
Non-callable.
Winning bid: Morgan Keegan, at 99.3950, TIC 2.6546%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $50,000 | 2.00% | NRO | NRO | |
| 6/1/12 | $285,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $290,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $300,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $305,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $310,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $315,000 | 2.25% | NRO | NRO | |
| 6/1/18 | $325,000 | 2.75% | NRO | NRO | |
| 6/1/19 | $330,000 | 3.00% | NRO | NRO | |
| 6/1/20 | $340,000 | 3.00% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, TIC 2.7587%
MASSACHUSETTS
Cherry Valley & Rochdale Water District
Jan 6, 2011 . . . . . . $775,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 14, 2011.
Due Jan 13, 2012.
Purchased $775,000.00 by UniBank Fiscal Adv, at 1.05%, effective rate 1.05%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bank, Effective Rate 1.25%
NEW JERSEY
Cranbury Township
Jan 6, 2011 . . . . . . $5,669,545
Bond Anticipation Notes (bank qualified).
Dated Jan 14, 2011.
Due Jan 13, 2012.
Purchased $5,669,550.00 by TD Securities, at 1.75%, plus $36,761.33, effective rate 0.5998%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.606%
Janney Montgomery, Effective Rate 1.1898%
Beneficial Bk, Effective Rate 1.2363%
Oppenheimer, Effective Rate 1.3088%
Middlesex County
Jan 6, 2011 . . . . . . $47,440,000
General Obligation Redevelopment Bonds, Series 2011 (book entry).
Dated Jan 18, 2011.
Due Jan 15, 2013 to 2031.
Callable Jan 15, 2021 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 4.0675%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $2,150,000 | 2.00% | NRO | NRO | |
| 1/15/14 | $2,200,000 | 2.00% | NRO | NRO | |
| 1/15/15 | $2,270,000 | 2.00% | NRO | NRO | |
| 1/15/16 | $2,310,000 | 3.00% | NRO | NRO | |
| 1/15/17 | $2,350,000 | 3.00% | NRO | NRO | |
| 1/15/18 | $2,430,000 | 3.00% | NRO | NRO | |
| 1/15/19 | $2,530,000 | 4.00% | NRO | NRO | |
| 1/15/20 | $2,600,000 | 4.00% | NRO | NRO | |
| 1/15/21 | $2,600,000 | 4.00% | NRO | NRO | |
| 1/15/22 | $2,600,000 | 4.00% | NRO | NRO | |
| 1/15/23 | $2,600,000 | 4.00% | NRO | NRO | |
| 1/15/24 | $2,600,000 | 4.00% | NRO | NRO | |
| 1/15/25 | $2,600,000 | 4.00% | NRO | NRO | |
| 1/15/26 | $2,600,000 | 4.125% | NRO | NRO | |
| 1/15/27 | $2,600,000 | 4.25% | NRO | NRO | |
| 1/15/28 | $2,600,000 | 4.375% | NRO | NRO | |
| 1/15/29 | $2,600,000 | 4.50% | NRO | NRO | |
| 1/15/30 | $2,600,000 | 4.625% | NRO | NRO | |
| 1/15/31 | $2,600,000 | 4.625% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Hodulik & Morrison, Highland Park, NJ.
Other bidders were:
Morgan Stanley, NIC 4.0722%
JPMorgan, NIC 4.0875%
Janney Montgomery, NIC 4.0979%
Wells Fargo Secs, NIC 4.1096%
Robert W. Baird, NIC 4.1926%
Prager Sealy, NIC 4.2296%
Millburn Township
Jan 6, 2011 . . . . . . $2,940,288
Bond Anticipation Note (bank qualified).
Dated Jan 14, 2011.
Due Jan 13, 2012.
Purchased $2,940,290.00 by TD Securities, at 1.5%, plus $20,640.82, effective rate 0.796%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.9612%
Jefferies, Effective Rate 1.2365%
Janney Montgomery, Effective Rate 1.6848%
Oppenheimer, Effective Rate 1.7613%
River Vale Township
Jan 6, 2011 . . . . . . $18,500,000
Bond Anticipation Note.
Dated Jan 14, 2011.
Due Jan 13, 2012.
Purchased $18,500,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Beneficial Bk, Effective Rate 1.0387%
PNC Capital Markets, Effective Rate 1.0704%
Oppenheimer, Effective Rate 1.2767%
Jefferies, Effective Rate 1.8379%
Robbinsville Township
Jan 6, 2011 . . . . . . $8,379,000
Bond Anticipation Notes, 2011 Series A.
Dated Jan 12, 2011.
Due Jan 11, 2012.
Purchased $8,379,000.00 by TD Securities, at 1.0%, plus $20,612.34, effective rate 0.7533%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.878%
Janney Montgomery, Effective Rate 0.9886%
Oppenheimer, Effective Rate 1.3088%
Summit (City)
Jan 6, 2011 . . . . . . $28,378,000
Consisting of $6,633,000 General Bond of 2011, $2,200,000 Sewer Bonds of 2011 and $19,545,000 School Bonds of 2011 (book entry).
Dated Jan 20, 2011.
Due Jan 1, 2012 to 2026.
Callable Jan 1, 2021 at par.
Winning bid: Hutchinson Shockey, at 100.1737, NIC 3.394%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $1,603,000 | 2.00% | NRO | NRO | |
| 1/1/13 | $1,710,000 | 2.00% | NRO | NRO | |
| 1/1/14 | $1,725,000 | 2.00% | NRO | NRO | |
| 1/1/15 | $1,750,000 | 2.00% | NRO | NRO | |
| 1/1/16 | $1,770,000 | 2.00% | NRO | NRO | |
| 1/1/17 | $1,810,000 | 2.50% | NRO | NRO | |
| 1/1/18 | $1,840,000 | 3.00% | NRO | NRO | |
| 1/1/19 | $1,885,000 | 3.00% | NRO | NRO | |
| 1/1/20 | $1,935,000 | 3.50% | NRO | NRO | |
| 1/1/21 | $1,985,000 | 3.50% | NRO | NRO | |
| 1/1/22 | $2,050,000 | 3.50% | NRO | NRO | |
| 1/1/23 | $2,110,000 | 3.50% | NRO | NRO | |
| 1/1/24 | $2,185,000 | 4.00% | NRO | NRO | |
| 1/1/25 | $2,260,000 | 4.00% | NRO | NRO | |
| 1/1/26 | $1,760,000 | 4.00% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
Citigroup, NIC 3.4099%
Janney Montgomery, NIC 3.4674%
JPMorgan, NIC 3.49%
BofA Merrill Lynch, NIC 3.5018%
Robert W. Baird, NIC 3.5395%
Morgan Stanley, NIC 3.5431%
TD Securities, NIC 3.5494%
Wells Fargo Secs, NIC 3.6873%
Wantage Township
Jan 6, 2011 . . . . . . $2,266,000
Bond Anticipation Notes (bank qualified).
Dated Jan 14, 2011.
Due Jan 13, 2012.
Purchased $2,266,000.00 by Valley National Bank, at 1.12%, effective rate 1.12%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 1.2363%
Oppenheimer, Effective Rate 1.3658%
NEW YORK
Addison Central School District
Jan 6, 2011 . . . . . . $1,000,000
Bond Anticipation Notes, 2011 Series B.
Dated Jan 20, 2011.
Due Jun 24, 2011.
Purchased $1,000,000.00 by Chemung Canal, at 0.65%, effective rate 0.65%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.87%
Janney Montgomery, Effective Rate 1.6331%
Oppenheimer, Effective Rate 2.4275%
Addison Central School District
Jan 6, 2011 . . . . . . $10,200,000
Bond Anticipation Notes, 2011 Series A.
Dated Jan 20, 2011.
Due Jan 19, 2012.
Purchased $10,200,000.00 by Roosevelt & Cross, at 1.5%, plus $69,084.00, effective rate 0.8208%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.835%
Piper Jaffray, Effective Rate 0.8863%
JPMorgan Chase, Effective Rate 1.03%
Jefferies, Effective Rate 1.1794%
Janney Montgomery, Effective Rate 1.2994%
Oppenheimer, Effective Rate 1.6169%
Camillus (Town)
Jan 6, 2011 . . . . . . $361,730
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jan 13, 2011.
Due Jan 13, 2012.
Purchased $361,730.00 by First Niagara Bank, at 1.25%, effective rate 1.25%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.46%
Gloversville City School District
Jan 6, 2011 . . . . . . $13,564,606
Bond Anticipation Notes, 2011.
Dated Jan 20, 2011.
Due Jan 20, 2012.
Purchased $9,000,000.00 by JPMorgan Chase, at 1.1%, effective rate 1.1%.
Purchased $4,564,610.00 by Jefferies, at 2.5%, plus $25,973.00, effective rate 1.931%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.104%
Oppenheimer, Effective Rate 2.231%
Montgomery County
Jan 6, 2011 . . . . . . $320,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jan 14, 2011.
Due Jan 13, 2012.
Purchased $320,000.00 by JPMorgan Chase, at 0.93%, effective rate 0.93%.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.25%
Vestal Central School District
Jan 6, 2011 . . . . . . $688,642
School District Serial Bonds, 2011 (bank qualified) (book entry).
Dated Jan 20, 2011.
Due Jun 15, 2012 to 2015.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.1922%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $163,642 | 1.30% | NRO | NRO | |
| 6/15/13 | $170,000 | 1.60% | NRO | NRO | |
| 6/15/14 | $175,000 | 2.20% | NRO | NRO | |
| 6/15/15 | $180,000 | 2.75% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.3513%
Sage Rutty, NIC 2.5629%
Warsaw (Town)
Jan 6, 2011 . . . . . . $900,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jan 20, 2011.
Due Jan 19, 2012.
Purchased $900,000.00 by Five Star Bnk, at 1.58%, effective rate 1.58%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.2199%
Bank of Castile, Effective Rate 4.0%
TEXAS
Cypress Hill Municipal Utility District No. 1
Jan 6, 2011 . . . . . . $2,875,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Sep 1, 2025 to 2035.
Callable Sep 1, 2018 at par.
Winning bid: FirstSouthwest, at 97.0055, NIC 5.6953%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/31 | $575,000 | 5.375% | 5.00% | AGM | |
| 9/1/35 | $2,300,000 | 5.60% | 5.375% | AGM |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
Morgan Keegan, NIC 5.7295%
RBC Capital Mkts, NIC 5.7488%
Sterne Agee, NIC 6.0202%
Hutchinson Shockey, NIC 6.1051%
WISCONSIN
Neenah (City)
Jan 5, 2011 . . . . . . $4,995,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Jan 26, 2011.
Due Mar 1, 2012 to 2020.
Callable Mar 1, 2018 at par.
Winning bid: UMB Bank, at 100.0000, TIC 2.4653%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $135,000 | 1.50% | NRO | NRO | |
| 3/1/13 | $485,000 | 1.50% | NRO | NRO | |
| 3/1/14 | $490,000 | 2.00% | NRO | NRO | |
| 3/1/15 | $505,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $610,000 | 2.25% | NRO | NRO | |
| 3/1/17 | $635,000 | 2.30% | NRO | NRO | |
| 3/1/18 | $680,000 | 2.50% | NRO | NRO | |
| 3/1/19 | $715,000 | 2.70% | NRO | NRO | |
| 3/1/20 | $740,000 | 2.90% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
M&I Marshall, TIC 2.4918%
Morgan Keegan, TIC 2.4937%
Robert W. Baird, TIC 2.4967%
Bankers' Bank, TIC 2.504%
Stifel Nicolaus, TIC 2.5908%
Piper Jaffray, TIC 2.6086%
Incapital, TIC 2.663%
Wells Fargo Advisors, TIC 2.8125%
Hutchinson Shockey, TIC 2.8431%
Bernardi Securities, TIC 2.8551%
TAXABLE ISSUES
NEW YORK
Montgomery County
Jan 6, 2011 . . . . . . $970,000
Bond Anticipation Notes, 2011 Taxable Series.
Dated Jan 14, 2011.
Due Jul 15, 2011.
Purchased $970,000.00 by JPMorgan Chase, at 0.92%, effective rate 0.92%.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.95%
Oppenheimer, Effective Rate 2.748%
